| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Invesco Unit Trusts Taxable Income Series 636
|
485BPOS
|
|
|
BRADLEY WILLIAM PATRICK III
|
4
|
|
|
Virtus Total Return Fund Inc.
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 577
|
485BPOS
|
|
|
Rosenthal | Henry Capital Advisors, Inc.
|
13F-HR
|
|
|
Invesco Unit Trusts Taxable Income Series 574
|
485BPOS
|
|
|
IC-SB NY Avenue, L.P.
|
D
|
|
|
Invesco Unit Trusts Taxable Income Series 505
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 502
|
485BPOS
|
|
|
Wheaton Precious Metals Corp.
|
6-K
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 477
|
485BPOS
|
|
|
TOOTSIE ROLL INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
SHARING SERVICES GLOBAL Corp
|
SEC STAFF ACTION
|
|
|
Invesco Unit Trusts Taxable Income Series 451
|
485BPOS
|
|
|
GEPSMAN MARTIN J
|
144
|
|
|
CME GROUP INC.
|
144
|
Financial Statements
|
|
DELTEC EMERGING MARKET INCOME FUND, L.P.
|
D/A
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
8-K
|
|
|
Van Kampen Unit Trusts Taxable Income Series 408
|
485BPOS
|
|
|
WFG Capital Advisors LLC
|
13F-NT
|
|
|
CAMBRIDGE TRUST CO
|
13F-HR
|
|
|
Van Kampen Unit Trusts Taxable Income Series 407
|
485BPOS
|
|
|
PROSHARES TRUST
|
485BXT
|
|
|
Van Kampen Unit Trusts Taxable Income Series 400
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 337
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 331
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 324
|
485BPOS
|
|
|
Sky Investment Group LLC
|
13F-HR
|
|
|
Van Kampen Unit Trusts Taxable Income Series 303
|
485BPOS
|
|
|
Cafran Wayne
|
3
|
|
|
STRATA Skin Sciences, Inc.
|
3
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 267
|
485BPOS
|
|
|
TRG Laniers LP
|
D/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 266
|
485BPOS
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 41
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1350
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1339
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1338
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1335
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1319
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1318
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1298
|
485BPOS
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
Invesco Unit Trusts, Municipal Series 1292
|
485BPOS
|
|
|
San Marino Fund I, LLC
|
D/A
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
N-CSRS
|
|
|
Che Austin
|
144
|
|
|
Invesco Unit Trusts, Municipal Series 1270
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1266
|
485BPOS
|
|
|
Pine River Multi-Strategy Master Fund Ltd.
|
D/A
|
|
|
MFS SERIES TRUST XVI
|
497K
|
|
|
Castleview Partners, LLC
|
13F-HR
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
ALLSPRING FUNDS TRUST
|
485BXT
|
|
|
SEROBA LIFE SCIENCES FUND IV LIMITED PARTNERSHIP
|
D
|
|
|
Yaniv Irit
|
3
|
|
|
Bienias Ronald J.
|
3
|
|
|
AKUMIN INC.
|
3
|
|
|
First Financial Northwest, Inc.
|
8-K
|
Financial Statements
|
|
INTERACTIVE FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
SmartTrust 631
|
487
|
|
|
MFS SERIES TRUST XVI
|
485BPOS
|
|
|
Akahi Fund L P
|
D/A
|
|
|
Federated Hermes ETF Trust
|
N-CSRS
|
|
|
TRG Lakeside SPV, LP
|
D/A
|
|
|
MFS SERIES TRUST XVII
|
497K
|
|
|
Federated Hermes Government Income Securities, Inc.
|
N-CSRS
|
|
|
T2 Metals Corp.
|
D/A
|
|
|
Catalyst Bancorp, Inc.
|
8-K
|
|
|
Cavanal Hill Funds
|
NPORT-P
|
|
|
LAKELAND BANCORP INC
|
8-K
|
Financial Statements
|
|
Goldman Sachs ETF Trust
|
NPORT-P
|
|
|
MFS SERIES TRUST XVII
|
485BPOS
|
|
|
Federated Hermes Municipal Securities Income Trust
|
497K
|
|
|
Norstrom Alex
|
144
|
|
|
Spotify Technology S.A.
|
144
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
485BPOS
|
|
|
Sears Thea R.
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
NPORT-P
|
|
|
SPROTT INC.
|
6-K
|
|
|
MIDDLETON & CO INC/MA
|
13F-HR
|
|
|
Ursus Credit Opportunities Fund
|
D
|
|
|
ALUMINUM CORP OF CHINA LTD
|
6-K
|
|
|
Mastercard Inc
|
IRANNOTICE
|
Financial Statements
|
|
Cochran Edward W
|
4
|
|
|
CF BANKSHARES INC.
|
4
|
Financial Statements
|
|
Terzis Georgios
|
4
|
|
|
Cosmos Health Inc.
|
4
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
First Mining Gold Corp.
|
6-K
|
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
Soderstrom Gustav
|
144
|
|
|
Larson Tina Marriott
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Semanteon Investment Fund, LP
|
D/A
|
|
|
Aptose Biosciences Inc.
|
8-K
|
Financial Statements
|
|
SEI INVESTMENTS CO
|
8-K
|
Financial Statements
|
|
Mastercard Inc
|
10-Q
|
Financial Statements
|
|
Radoff Bradley Louis
|
DFAN14A
|
|
|
Lifevantage Corp
|
DFAN14A
|
Financial Statements
|
|
Yorktown Management & Research Co Inc
|
13F-HR
|
|
|
STRS OHIO
|
13F-HR/A
|
|
|
M&T BANK CORP
|
424B5
|
Financial Statements
|
|
Ruiz John Hasan
|
4
|
|
|
MSP Recovery, Inc.
|
4
|
|
|
Eline Steven W.
|
4
|
|
|
Farmers & Merchants Bancshares, Inc.
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
RockPort Capital Partners III Continuation Fund, L.P.
|
D
|
|
|
ADVISORS SERIES TRUST
|
24F-2NT
|
|
|
Advantage Alpha Enhanced Long Offshore LP
|
D/A
|
|
|
APTARGROUP, INC.
|
10-Q
|
Financial Statements
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
485BPOS
|
|
|
AQR GRP EL Fund II, L.P.
|
D/A
|
|
|
TEXTRON INC
|
10-Q
|
Financial Statements
|
|
AQR Adaptive Multi-Asset Fund II, L.P.
|
D/A
|
|
|
STRS OHIO
|
13F-HR
|
|
|
RCI HOSPITALITY HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
illumin Holdings Inc.
|
6-K
|
|
|
AQR Global Risk Premium Fund II, L.P.
|
D/A
|
|
|
Advantage Alpha Enhanced Long LP
|
D/A
|
|
|
HMN FINANCIAL INC
|
8-K
|
Financial Statements
|
|
CHCP Direct Investors, L.P.
|
D/A
|
|
|
VALLEY NATIONAL BANCORP
|
8-K
|
Financial Statements
|
|
AQR Global Macro Fund, L.P.
|
D/A
|
|
|
Shift, LLC
|
C
|
|
|
TELEMARK FUND LP
|
D/A
|
|
|
VERDE RESOURCES, INC.
|
8-K
|
|
|
ALFORD JOHN R JR
|
4
|
|
|
BANK OF THE JAMES FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
AQR Global Risk Premium Fund LP
|
D/A
|
|
|
Keeler THomas Management LLC
|
13F-HR
|
|
|
Oslo Asset Management AS
|
13F-HR
|
|
|
MOLINA HEALTHCARE, INC.
|
10-Q
|
Financial Statements
|
|
Total Fund Solution
|
485BXT
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
NPORT-P
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
NPORT-P
|
|
|
AMERICAN CENTURY ETF TRUST
|
NPORT-P
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
NPORT-P
|
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
DEF 14A
|
|
|
Zenyatta Capital Management LP
|
13F-HR
|
|
|
RTP J Holdings LP
|
D
|
|
|
ADDISON LEWIS C
|
4
|
|
|
CALIFORNIA WATER SERVICE GROUP
|
8-K
|
Financial Statements
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
N-CSRS
|
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
NATIONWIDE MUTUAL FUNDS
|
497
|
|
|
Federated Hermes Municipal Securities Income Trust
|
485BPOS
|
|
|
NORTH POINT PORTFOLIO MANAGERS CORP/OH
|
13F-HR
|
|
|
SIT MUTUAL FUNDS INC
|
497K
|
|
|
Recce Solutions Ltd
|
D
|
|
|
CARRIER GLOBAL Corp
|
10-Q
|
|
|
BRYANT WILLIAM C III
|
4
|
|
|
COVENANT LOGISTICS GROUP, INC.
|
8-K
|
|
|
BIOCRYST PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
DCare Inc
|
C/A
|
|
|
Lipocine Inc.
|
8-K
|
Financial Statements
|
|
VERIZON COMMUNICATIONS INC
|
10-Q
|
Financial Statements
|
|
Nuvve Holding Corp.
|
424B5
|
|
|
Schutte John
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
485BXT
|
|
|
FOSTER WATT R JR
|
4
|
|
|
IDEX CORP /DE/
|
8-K
|
Financial Statements
|
|
ESSA Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
iSHARES TRUST
|
24F-2NT
|
|
|
VACCINEX, INC.
|
8-K
|
Financial Statements
|
|
iShares U.S. ETF Trust
|
24F-2NT
|
|
|
EPR PROPERTIES
|
10-Q
|
Financial Statements
|
|
FVP Growth Partners, L.P.
|
D/A
|
|
|
TRIMAS CORP
|
8-K
|
Financial Statements
|
|
Danial Ethan
|
4
|
|
|
RAD Investments LLC
|
4
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
4
|
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
SC TO-I
|
|
|
Zhong Yuan Bio-Technology Holdings Ltd
|
8-A12B
|
|
|
ParaZero Technologies Ltd.
|
6-K
|
|
|
Southern California Bancorp \ CA
|
8-K
|
|
|
AMF Tjanstepension AB
|
13F-HR
|
|
|
Pharming Group N.V.
|
6-K
|
|
|
SHL Capital QP, LP - D2
|
D
|
|
|
Franklin Ventures Investments LP - Technology Opps Series II
|
D
|
|
|
SCRUGGS J TODD
|
4
|
|
|
CONMED Corp
|
10-Q
|
Financial Statements
|
|
INTEGRITY FUNDS
|
24F-2NT
|
|
|
Viking Mutual Funds
|
24F-2NT
|
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
CULLEN/FROST BANKERS, INC.
|
8-K
|
Financial Statements
|
|
Beneficient
|
S-1
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
497K
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
SC TO-I
|
|
|
WHIRLPOOL CORP /DE/
|
10-Q
|
Financial Statements
|
|
Tradeweb Markets Inc.
|
8-K/A
|
Financial Statements
|
|
OptionAgent Capital Partners, L.P.
|
D/A
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
HONEYWELL INTERNATIONAL INC
|
10-Q
|
Financial Statements
|
|
Green Leaf Fund V Master, L.P.
|
D/A
|
|
|
MACROVIEW INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
Keurig Dr Pepper Inc.
|
10-Q
|
Financial Statements
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
REE Automotive Ltd.
|
6-K
|
|
|
UMBERGER HARRY P JR
|
4
|
|
|
SIT MID CAP GROWTH FUND INC
|
497K
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
NEWMARKET CORP
|
10-Q
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
424B5
|
Financial Statements
|
|
Alfasigma S.p.A.
|
SC TO-T/A
|
|
|
INTERCEPT PHARMACEUTICALS, INC.
|
SC TO-T/A
|
Financial Statements
|
|
Apollomics Inc.
|
424B3
|
|
|
Saunier Edwin S
|
4
|
|
|
Global Engine Group Holding Ltd
|
FWP
|
|
|
LEAR CORP
|
10-Q
|
Financial Statements
|
|
T. Rowe Price Equity Series, Inc.
|
497K
|
|
|
SIT MUTUAL FUNDS INC
|
485BPOS
|
|
|
SIT MID CAP GROWTH FUND INC
|
485BPOS
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
485BPOS
|
|
|
VAIL RESORTS INC
|
ARS
|
Financial Statements
|
|
Bickel Paul J III
|
4
|
|
|
DMC Group, LLC
|
13F-HR
|
|
|
VAIL RESORTS INC
|
DEFA14A
|
Financial Statements
|
|
T. Rowe Price Equity Series, Inc.
|
497
|
|
|
VanEck ETF Trust
|
485BXT
|
|
|
UMB FINANCIAL CORP
|
10-Q
|
Financial Statements
|
|
Federated Hermes Municipal Securities Income Trust
|
N-CSR
|
|
|
Kearny Financial Corp.
|
8-K
|
Financial Statements
|
|
VAIL RESORTS INC
|
DEF 14A
|
Financial Statements
|
|
MEDICAL PROPERTIES TRUST INC
|
8-K
|
|
|
GAS TRANSPORTER OF THE SOUTH INC
|
6-K
|
Financial Statements
|
|
SONIC AUTOMOTIVE INC
|
8-K
|
Financial Statements
|
|
OSI SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Sonnet BioTherapeutics Holdings, Inc.
|
424B4
|
|
|
Sweet Lara
|
4
|
|
|
ENTRAVISION COMMUNICATIONS CORP
|
4
|
Financial Statements
|
|
Ferrari Braden
|
SC 13G/A
|
|
|
Glimpse Group, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Priebe Stephen M
|
4
|
|
|
Greenbrook TMS Inc.
|
6-K
|
|
|
Waste Connections, Inc.
|
8-K
|
Financial Statements
|
|
OPAL Fuels Inc.
|
8-K
|
|
|
CIMPRESS plc
|
DEF 14A
|
Financial Statements
|
|
Zivo Bioscience, Inc.
|
8-K
|
|
|
Waystar Holding Corp.
|
S-1/A
|
|
|
INTERCEPT PHARMACEUTICALS, INC.
|
SC 14D9/A
|
Financial Statements
|
|
Zingly Inc.
|
D
|
|
|
H&E Equipment Services, Inc.
|
8-K
|
Financial Statements
|
|
UNIVEST FINANCIAL Corp
|
8-K
|
Financial Statements
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
Tri Pointe Homes, Inc.
|
8-K
|
Financial Statements
|
|
RWC ASSET ADVISORS
|
13F-HR
|
|
|
Village Bank & Trust Financial Corp.
|
8-K
|
|
|
Shift4 Payments, Inc.
|
8-K
|
Financial Statements
|
|
YS Biopharma Co., Ltd.
|
6-K
|
|
|
Philip Morris International Inc.
|
10-Q
|
Financial Statements
|
|
Carter Bankshares, Inc.
|
8-K
|
|
|
UNIVERSAL HEALTH SERVICES INC
|
8-K
|
Financial Statements
|
|
TRANSAMERICA LIFE INSURANCE CO SEPARATE ACCOUNT VL
|
497
|
|
|
BrasilAgro - Brazilian Agricultural Real Estate Co
|
6-K
|
Financial Statements
|
|
Handelsinvest Investeringsforvaltning
|
13F-HR
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
SC TO-I/A
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
10-D
|
|
|
Cardano Asset Management N.V.
|
13F-HR
|
|
|
Allison Transmission Holdings Inc
|
10-Q
|
Financial Statements
|
|
Eaton Vance Floating-Rate Income Trust
|
SC TO-I/A
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
ABS-EE
|
|
|
Citizens Community Bancorp Inc.
|
8-K
|
Financial Statements
|
|
Partners Group Private Equity
|
SC TO-I
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
10-Q
|
Financial Statements
|
|
W.W. GRAINGER, INC.
|
8-K
|
Financial Statements
|
|
HYCROFT MINING HOLDING CORP
|
8-K
|
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
Ladder Capital Corp
|
8-K
|
Financial Statements
|
|
1606 CORP.
|
8-K
|
|
|
Mountain Crest Acquisition Corp. V
|
8-K
|
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
RWC Asset Management LLP
|
13F-HR
|
|
|
IFM Investors Pty Ltd
|
13F-HR
|
|
|
CF 2019-CF3 Mortgage Trust
|
10-D
|
|
|
CF 2019-CF3 Mortgage Trust
|
ABS-EE
|
|
|
Bay Capital Feeder Fund Ltd.
|
D/A
|
|
|
iBio, Inc.
|
ARS
|
Financial Statements
|
|
Atlanta Braves Holdings, Inc.
|
8-K
|
|
|
iBio, Inc.
|
DEF 14A
|
Financial Statements
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Hanover Bancorp, Inc. /NY
|
8-K
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Financial Statements
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Liberty Broadband Corp
|
8-K
|
Financial Statements
|
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VALERO ENERGY CORP/TX
|
8-K
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Liberty Media Corp
|
8-K
|
Financial Statements
|
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Cloopen Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Liberty TripAdvisor Holdings, Inc.
|
8-K
|
Financial Statements
|
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FIRST MERCHANTS CORP
|
13F-HR
|
Financial Statements
|
|
CTS CORP
|
8-K
|
Financial Statements
|
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AppTech Payments Corp.
|
424B5
|
|
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Xencor Inc
|
8-K
|
Financial Statements
|
|
Qurate Retail, Inc.
|
8-K
|
Financial Statements
|
