| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Lucius Partners Opportunity Fund, LP
|
D
|
|
|
SGH Holdings II, LLC
|
D/A
|
|
|
PICTET BANK & TRUST Ltd
|
13F-HR
|
|
|
FT 11869
|
S-6
|
|
|
Piedmont Lithium Inc.
|
SC 13G/A
|
Financial Statements
|
|
FT 11868
|
S-6
|
|
|
FT 11864
|
S-6
|
|
|
Helm Skipper I LP
|
D/A
|
|
|
FT 11874
|
S-6
|
|
|
COMMONWEALTH EQUITY SERVICES, LLC
|
13F-HR
|
|
|
FT 11873
|
S-6
|
|
|
FT 11872
|
S-6
|
|
|
Advisors' Inner Circle Fund III
|
425
|
|
|
AMERICAN BEACON FUNDS
|
425
|
|
|
Engaged Capital Co-Invest XVIII, LP
|
D
|
|
|
RBC FUNDS TRUST
|
497
|
|
|
Mitsubishi UFJ Asset Management
|
13F-HR
|
|
|
PACKAGING CORP OF AMERICA
|
SC 13G/A
|
Financial Statements
|
|
Vannoy Advisory Group, Inc.
|
13F-HR
|
|
|
Lincoln Funds Trust
|
40-17G
|
|
|
KCK LTD.
|
4
|
|
|
NeuroPace Inc
|
4
|
Financial Statements
|
|
TEZA CAV Onshore, LP
|
D/A
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
Alecta Tjanstepension Omsesidigt
|
13F-HR
|
|
|
StepStone Private Venture & Growth Fund
|
SC TO-I
|
|
|
Cavanaugh Robert N
|
4
|
|
|
CCP Hermes LP
|
D
|
|
|
COMMONWEALTH INTERNATIONAL SERIES TRUST
|
497
|
|
|
GREEN CENTURY FUNDS
|
497
|
|
|
Barnes Stephen H.
|
4
|
|
|
Alpha Financial Advisors, LLC
|
13F-HR
|
|
|
BluEvo LLC
|
D/A
|
|
|
PROCTER & GAMBLE Co
|
8-K
|
Financial Statements
|
|
Legacy Financial Strategies, LLC
|
13F-HR
|
|
|
Diameter Principal Finance Partnership LP
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
Morling Financial Advisors, LLC
|
13F-HR
|
|
|
PERDOCEO EDUCATION Corp
|
SC 13G
|
|
|
TEZA CAV Offshore, LP
|
D/A
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
SC 13G
|
|
|
BNY MELLON STRATEGIC MUNICIPALS, INC.
|
SC 13G
|
Financial Statements
|
|
BlackRock ETF Trust
|
497K
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
SC 13G
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
SC 13G
|
|
|
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
|
SC 13G
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
SC 13G
|
|
|
Southern Farm Bureau Life Insurance
|
13F-HR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G/A
|
|
|
VanEck ETF Trust
|
SC 13G
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
SC 13G/A
|
|
|
ZenaTech, Inc.
|
6-K
|
|
|
OMEGA HEALTHCARE INVESTORS INC
|
SC 13G/A
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
BlackRock Multi-Strategy Absolute Return Solution, Ltd.
|
D/A
|
|
|
Eaton Vance Tax-Managed Buy-Write Income Fund
|
SC 13G
|
|
|
Rothschild & Co Wealth Management UK Ltd
|
13F-HR
|
|
|
OLYMPIC STEEL INC
|
SC 13G/A
|
Financial Statements
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
SC 13G
|
|
|
BlackRock HFoF MRP, Ltd.
|
D/A
|
|
|
Red Ember Partners LP
|
D/A
|
|
|
Nushares ETF Trust
|
40-APP
|
|
|
Nuveen Asset Management, LLC
|
40-APP
|
|
|
Nuveen Investment Trust V
|
40-APP
|
|
|
Nuveen Fund Advisors, LLC
|
40-APP
|
|
|
TIAA-CREF FUNDS
|
40-APP
|
|
|
NUVEEN INVESTMENT TRUST III
|
40-APP
|
|
|
NUVEEN INVESTMENT TRUST II
|
40-APP
|
|
|
NUVEEN MULTISTATE TRUST III
|
40-APP
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
40-APP
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
40-APP
|
|
|
NUVEEN MULTISTATE TRUST IV
|
40-APP
|
|
|
NUVEEN MULTISTATE TRUST I
|
40-APP
|
|
|
NUVEEN INVESTMENT TRUST
|
40-APP
|
|
|
TEACHERS ADVISORS, LLC
|
40-APP
|
|
|
Winslow Capital Management, LLC
|
40-APP
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
40-APP
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
DEFA14A
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
DEFA14A
|
|
|
Nushares ETF Trust
|
RW
|
|
|
Nuveen Asset Management, LLC
|
RW
|
|
|
Nuveen Investment Trust V
|
RW
|
|
|
Nuveen Fund Advisors, LLC
|
RW
|
|
|
TIAA-CREF FUNDS
|
RW
|
|
|
NUVEEN INVESTMENT TRUST III
|
RW
|
|
|
NUVEEN INVESTMENT TRUST II
|
RW
|
|
|
NUVEEN MULTISTATE TRUST III
|
RW
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
RW
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
RW
|
|
|
NUVEEN MULTISTATE TRUST IV
|
RW
|
|
|
NUVEEN MULTISTATE TRUST I
|
RW
|
|
|
NUVEEN INVESTMENT TRUST
|
RW
|
|
|
TEACHERS ADVISORS, LLC
|
RW
|
|
|
Winslow Capital Management, LLC
|
RW
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
RW
|
|
|
Red Ember Offshore Fund Ltd.
|
D/A
|
|
|
NU SKIN ENTERPRISES, INC.
|
SC 13G/A
|
Financial Statements
|
|
PING CAPITAL MANAGEMENT, INC.
|
13F-HR
|
|
|
FANHUA INC.
|
6-K
|
Financial Statements
|
|
AMP, Ltd.
|
D/A
|
|
|
Holland Advisory Services, Inc.
|
13F-HR
|
|
|
Econ Financial Services Corp
|
13F-HR
|
|
|
D-MARKET Electronic Services & Trading
|
6-K
|
Financial Statements
|
|
NORDSTROM INC
|
SC 13G/A
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT
|
497J
|
|
|
ROTHSCHILD INVESTMENT LLC
|
13F-HR
|
|
|
Amplitude Vascular Systems, Inc.
|
D
|
|
|
Thoughtworks Holding, Inc.
|
PRER14C
|
Financial Statements
|
|
Revance Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
SANUWAVE Health, Inc.
|
8-K
|
|
|
NATIONWIDE VARIABLE ACCOUNT
|
497VPI
|
|
|
Clio Asset Management LLC
|
13F-HR
|
|
|
Lamb Weston Holdings, Inc.
|
SC 13D
|
Financial Statements
|
|
CONTINENTAL GRAIN CO
|
SC 13D
|
|
|
National Storage Affiliates Trust
|
SC 13G/A
|
|
|
NATIONWIDE VARIABLE ACCOUNT
|
485BPOS
|
|
|
MMTM EIGHT LLC
|
D
|
|
|
MOLSON COORS BEVERAGE CO
|
8-K
|
Financial Statements
|
|
Can-Fite BioPharma Ltd.
|
6-K
|
Financial Statements
|
|
NABORS INDUSTRIES LTD
|
SC 13G/A
|
Financial Statements
|
|
AUTOLIV INC
|
10-Q
|
Financial Statements
|
|
NOVONIX Ltd
|
6-K
|
|
|
JANA Partners Management, LP
|
SC 13D
|
|
|
MOOG INC.
|
SC 13G/A
|
|
|
Brio Consultants, LLC
|
13F-HR
|
|
|
Savior LLC
|
13F-HR
|
|
|
Atmus Filtration Technologies Inc.
|
8-K
|
|
|
MAXLINEAR, INC
|
SC 13G/A
|
Financial Statements
|
|
Sunnoo, Inc
|
C/A
|
|
|
Everus Construction Group, Inc.
|
8-K
|
|
|
FT 11781
|
497J
|
|
|
Scilex Holding Co
|
4
|
|
|
Wu Yue Alexander
|
4
|
|
|
COMPASS Pathways plc
|
424B5
|
Financial Statements
|
|
FT 11763
|
497J
|
|
|
FT 11762
|
497J
|
|
|
Lumen Technologies, Inc.
|
SC 13G/A
|
|
|
FT 11761
|
497J
|
|
|
SelectQuote, Inc.
|
8-K/A
|
Financial Statements
|
|
Alkeon Growth Partners, LP
|
D/A
|
|
|
Lemus David
|
4
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
AMERICAN HONDA FINANCE CORP
|
25-NSE
|
|
|
FT 11760
|
497J
|
|
|
DIAMOND HILL FUNDS
|
497
|
|
|
ALPS ETF Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
EUDA Health Holdings Ltd
|
6-K
|
|
|
LEGGETT & PLATT INC
|
SC 13G/A
|
Financial Statements
|
|
Ji Henry
|
4
|
|
|
iSHARES TRUST
|
25-NSE
|
|
|
Scannell Timothy J
|
4
|
|
|
MASIMO CORP
|
4
|
Financial Statements
|
|
Scannell Timothy J
|
3
|
|
|
MASIMO CORP
|
3
|
Financial Statements
|
|
Alkeon Growth Offshore Fund II, Ltd.
|
D/A
|
|
|
ETF Series Solutions
|
25-NSE
|
|
|
TOMI Environmental Solutions, Inc.
|
8-K
|
|
|
Shuttle Pharmaceuticals Holdings, Inc.
|
S-1/A
|
|
|
McClure Kathleen R
|
4
|
|
|
Accenture plc
|
4
|
Financial Statements
|
|
Walsh John F
|
4
|
|
|
LANE WENDY E
|
4
|
|
|
USCF ETF Trust
|
25-NSE
|
|
|
Burgum Melissa A
|
4
|
|
|
BioNTech SE
|
6-K
|
Financial Statements
|
|
LANE WENDY E
|
3
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
Berkshire Bank
|
13F-HR
|
|
|
Climate Action Reserve LLC
|
D/A
|
|
|
Alkeon Growth Offshore Fund, Ltd.
|
D/A
|
|
|
FT 11751
|
497J
|
|
|
MASIMO CORP
|
8-K
|
Financial Statements
|
|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
|
SC 13G/A
|
Financial Statements
|
|
ORANGEKLOUD TECHNOLOGY INC.
|
6-K
|
|
|
Liu Hao Peter
|
SC 13D
|
|
|
SONIM TECHNOLOGIES INC
|
SC 13D
|
Financial Statements
|
|
Alkeon Growth Partners II, LP
|
D/A
|
|
|
KILROY REALTY CORP
|
SC 13G/A
|
Financial Statements
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Tidal Trust II
|
497J
|
|
|
Paramount Global
|
8-K
|
Financial Statements
|
|
Sunnoo, Inc
|
C
|
|
|
Alkeon Growth PW Partners, LP
|
D/A
|
|
|
KEYCORP /NEW/
|
SC 13G/A
|
Financial Statements
|
|
Alkeon Growth RJ Partners, LP
|
D/A
|
|
|
Kennedy-Wilson Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Starwood Credit Real Estate Income Trust
|
8-K
|
|
|
SILVERCREST INTERNATIONAL FUND, L.P.
|
D/A
|
|
|
INTERNET SCIENCES INC.
|
8-K
|
|
|
ALKEON SELECT PARTNERS, LP
|
D/A
|
|
|
JUNIPER NETWORKS INC
|
SC 13G/A
|
Financial Statements
|
|
United Insurance Company, USA, Ltd
|
D/A
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
424B3
|
|
|
JOHN WILEY & SONS, INC.
|
SC 13G/A
|
Financial Statements
|
|
OCEANFIRST FINANCIAL CORP
|
S-3ASR
|
Financial Statements
|
|
CLPS Inc
|
20-F
|
Financial Statements
|
|
Zhihu Inc.
|
6-K
|
Financial Statements
|
|
IOVANCE BIOTHERAPEUTICS, INC.
|
SC 13G/A
|
Financial Statements
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC
|
SC 13G/A
|
Financial Statements
|
|
HeartCore Enterprises, Inc.
|
8-K
|
Financial Statements
|
|
NuZee, Inc.
|
8-K
|
|
|
SPIRE INC
|
8-K
|
Financial Statements
|
|
SPIRE MISSOURI INC
|
8-K
|
|
|
SPIRE ALABAMA INC
|
8-K
|
|
|
ORAGENICS INC
|
8-K
|
Financial Statements
|
|
GOLDEN HEAVEN GROUP HOLDINGS LTD.
|
6-K
|
|
|
indie Semiconductor, Inc.
|
SC 13G/A
|
Financial Statements
|
|
FC Funding LLC
|
ABS-15G
|
|
|
Horizon Technology Finance Corp
|
8-K
|
Financial Statements
|
|
HNI CORP
|
SC 13G/A
|
Financial Statements
|
|
OmniCraft Holdings, LLC
|
D
|
|
|
Helmerich & Payne, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Chenghe Acquisition I Co.
|
DEFA14A
|
|
|
Chenghe Acquisition I Co.
|
8-K
|
|
|
Tuya Inc.
|
6-K
|
Financial Statements
|
|
F. Laeisz GmbH
|
SC 13G
|
|
|
DIANA SHIPPING INC.
|
SC 13G
|
Financial Statements
|
|
PIONEER POWER SOLUTIONS, INC.
|
ARS
|
Financial Statements
|
|
NXT Energy Solutions Inc.
|
6-K
|
|
|
Galera Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
SIMMONS FIRST NATIONAL CORP
|
8-K
|
Financial Statements
|
|
MARTIN MIDSTREAM PARTNERS L.P.
|
DEFA14A
|
Financial Statements
|
|
LANCASTER COLONY CORP
|
8-K
|
Financial Statements
|
|
VALVOLINE INC
|
8-K
|
Financial Statements
|
|
REPUBLIC BANCORP INC /KY/
|
8-K
|
Financial Statements
|
|
AeroVironment Inc
|
8-K
|
Financial Statements
|
|
Nukkleus Inc.
|
8-K
|
|
|
CERO THERAPEUTICS HOLDINGS, INC.
|
DEFR14A
|
|
|
Smith Ryan Lewis
|
4
|
|
|
US ENERGY CORP
|
4
|
Financial Statements
|
|
Ally Financial Inc.
|
8-K
|
Financial Statements
|
|
Equinox Partners Investment Management LLC
|
13F-HR
|
|
|
TELEPHONE & DATA SYSTEMS INC /DE/
|
8-K
|
Financial Statements
|
|
UNITED STATES CELLULAR CORP
|
8-K
|
Financial Statements
|
|
FNB CORP/PA/
|
8-K
|
Financial Statements
|
|
SHF Holdings, Inc.
|
8-K
|
|
|
TELEFONICA BRASIL S.A.
|
6-K
|
Financial Statements
|
|
Better Choice Co Inc.
|
8-K
|
|
|
SP-1014 Fund III, a series of MV Funds, LP
|
D
|
|
|
OR-0926 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
FA-0603 Fund II, a series of Hustle Fund Angel Squad Verticals, LP
|
D
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
TR-0914 Fund II, a series of Climate Collective, LP
|
D
|
|
|
ME-0723 Fund I, a series of MV Funds, LP
|
D
|
|
|
SCHLUMBERGER LIMITED/NV
|
8-K
|
Financial Statements
|
|
AMERICAN EXPRESS CO
|
8-K
|
Financial Statements
|
|
Jibe-Nolos 2024, a series of Jibe Ventures SPV, LP
|
D
|
|
|
Loyalty-SC-0919 Fund I, a series of AngelList Funds 2024, LP
|
D
|
|
|
NCR Atleos Corp
|
8-K
|
|
|
GROUNDFLOOR FINANCE INC.
|
1-A POS
|
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
CVS HEALTH Corp
|
8-K
|
Financial Statements
|
|
JTC Employer Solutions Trustee Ltd
|
13F-HR
|
|
|
PTC THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Bow Street TransAtlantis Special Funding I, LLC
|
D/A
|
|
|
FIFTH THIRD BANCORP
|
8-K
|
Financial Statements
|
|
MILLENNIUM SMC II LP
|
D/A
|
|
|
COMERICA INC /NEW/
|
8-K
|
Financial Statements
|
|
Serengeti Multi-Series LLC - Series USF II
|
D/A
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Bank of New York Mellon Corp
|
S-3
|
Financial Statements
|
|
MELLON CAPITAL IV
|
S-3
|
|
|
Ten-League International Holdings Ltd
|
F-1/A
|
|
|
Serengeti Multi-Series LLC - Series USF
|
D/A
|
|
|
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
N-2/A
|
|
|
Mobile Global Esports, Inc.
|
8-K
|
Financial Statements
|
|
Vision Marine Technologies Inc.
|
6-K
|
Financial Statements
|
|
PRESCOTT ASSOCIATES L.P.
|
D/A
|
|
|
Linkage Global Inc
|
6-K
|
|
|
Centessa Pharmaceuticals plc
|
10-Q/A
|
Financial Statements
|
|
Marks Wealth, LLC
|
13F-HR
|
|
|
MAINZ BIOMED N.V.
|
6-K
|
Financial Statements
|
|
GameSquare Holdings, Inc.
|
8-K
|
|
|
Lanvin Group Holdings Ltd
|
424B3
|
|
|
Aspira Women's Health Inc.
|
8-K
|
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2432
|
487
|
|
|
BCB BANCORP INC
|
8-K
|
Financial Statements
|
|
Safe & Green Development Corp
|
8-K
|
|
|
Bottini Mark Anthony
|
4
|
|
|
PAYCHEX INC
|
4
|
Financial Statements
|
|
Gioja Michael E
|
4
|
|
|
GOLISANO B THOMAS
|
4
|
|
|
noco-noco Inc.
|
SEC STAFF ACTION
|
|
|
Griffin Capital Development Partners Fund II, L.P.
|
D/A
|
|
|
New Century Financial Group, LLC
|
13F-HR
|
|
|
FT Vest Total Return Income Fund: Series A3
|
D
|
|
|
Powers Advisory Group, LLC
|
13F-HR
|
|
|
Benham James
|
4
|
|
|
Ascent Capital Partners LLC
|
SC 13G
|
|
|
Innventure, Inc.
|
SC 13G
|
|
|
KILGORE LESLIE J
|
144
|
|
|
NETFLIX INC
|
144
|
Financial Statements
|
|
GABELLI GROWTH FUND
|
497K
|
|
