| Company Name |
Form Type |
SEC Filings |
|
|
|
|
ASP
|
D/A
|
|
|
Touchstone ETF Trust
|
485APOS
|
|
|
Hoda Samid
|
4
|
|
|
Hamilton Lane Private Infrastructure Fund
|
3
|
|
|
HAMILTON LANE ADVISORS LLC
|
3
|
|
|
Bowman Simon
|
4
|
|
|
Read Lauren
|
4
|
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
Lauer Travis
|
4
|
|
|
Birkelo Bradley A
|
4
|
|
|
Welgus Howard G.
|
144
|
|
|
Arcutis Biotherapeutics, Inc.
|
144
|
Financial Statements
|
|
Tameron David
|
4
|
|
|
JACOBS & CO/CA
|
13F-HR
|
|
|
Phare Labs Inc.
|
D/A
|
|
|
Hinojosa Javier
|
4
|
|
|
INLIF Ltd
|
FWP
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
Palmer Thomas Ronald
|
144
|
|
|
NEWMONT Corp /DE/
|
144
|
Financial Statements
|
|
McCoy Frederic E.
|
144
|
|
|
JABIL INC
|
144
|
Financial Statements
|
|
Ladouceur Jeffrey
|
3
|
|
|
TC ENERGY CORP
|
6-K
|
Financial Statements
|
|
Limpaphayom Kirana
|
4
|
|
|
Valois Mary Rita
|
4
|
|
|
Sirisaengtaksin Anon
|
4
|
|
|
PATEL SUNIT S
|
4
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
485APOS
|
|
|
Stoica Andrei G
|
144
|
|
|
Butterfly Network, Inc.
|
144
|
|
|
Route One Offshore Fund, Ltd.
|
D/A
|
|
|
Dayananda Akaraphong
|
4
|
|
|
Fungi Valley LLC
|
D
|
|
|
Ngo Ethan
|
4
|
|
|
Schardt Andrew
|
3
|
|
|
WILLIAMS PAUL S
|
4
|
|
|
Larrick Lindsay B
|
4
|
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
8-K
|
|
|
Turcotte Barry S.
|
4
|
|
|
Davis Joseph R
|
4
|
|
|
CoinShares Valkyrie Bitcoin Fund
|
8-K
|
|
|
Smith Maurice S
|
4
|
|
|
HALLIBURTON CO
|
4
|
Financial Statements
|
|
Polomski Stanley
|
144
|
|
|
CAMPBELL SOUP CO
|
144
|
Financial Statements
|
|
Ball Gail
|
3
|
|
|
Shanahan Patrick M
|
4
|
|
|
Spirit AeroSystems Holdings, Inc.
|
4
|
Financial Statements
|
|
Jacobsen Eric S
|
4
|
|
|
Greenfire Resources Ltd.
|
6-K
|
|
|
Jimenez John T
|
4
|
|
|
Kalnin Christopher P
|
4
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
Scarpati Gerard
|
3
|
|
|
Highbury Hodlings XVI, LP
|
D
|
|
|
RBB FUND, INC.
|
485BXT
|
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
Gildea Brian Charles
|
3
|
|
|
Hwang Tim
|
144
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
Resnik Josh
|
144
|
|
|
PHOENIX MOTOR INC.
|
8-K/A
|
Financial Statements
|
|
CASCADE SECURITIZATION DEPOSITOR LLC
|
ABS-15G
|
|
|
SAMFINE CREATION HOLDINGS GROUP Ltd
|
8-A12B
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
REYES JOHN
|
4
|
|
|
Route One Fund II, L.P.
|
D/A
|
|
|
APPLETON PARTNERS INC/MA
|
13F-HR
|
|
|
WILSON BRUCE N
|
4
|
|
|
FIRST US BANCSHARES, INC.
|
4
|
Financial Statements
|
|
SEMrush Holdings, Inc.
|
144
|
Financial Statements
|
|
Vranesh Mark
|
144
|
|
|
Miller Aubrey S
|
4
|
|
|
MAGNOLIA CAPITAL FUND, LP
|
SC 13G/A
|
|
|
AMERICAS CARMART INC
|
SC 13G/A
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
American Giant, Inc.
|
D
|
|
|
Pastel Health Inc.
|
D
|
|
|
MEIGS JACK W
|
4
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
McPhearson John Lee
|
4
|
|
|
Six Circles Trust
|
497
|
|
|
Channon Brian
|
3
|
|
|
Hale David Peter
|
4
|
|
|
Strategic Storage Trust VI, Inc.
|
8-K
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
GORDON JOHN C
|
4
|
|
|
Obenshain Andrew
|
144
|
|
|
bluebird bio, Inc.
|
144
|
Financial Statements
|
|
Otsuka Masaya
|
SC 13G/A
|
|
|
MicroAlgo Inc.
|
SC 13G/A
|
|
|
BRIGGS ROBERT S
|
4
|
|
|
Otsuka Masaya
|
SC 13G
|
|
|
MicroAlgo Inc.
|
SC 13G
|
|
|
WF Fortenberry Road Apartments, LLC
|
D
|
|
|
Smith Grant
|
4
|
|
|
NESTOR PARTNERS
|
4
|
|
|
Galbraith Timothy S
|
3
|
|
|
Fraym, Inc.
|
D
|
|
|
Shane Adam B
|
3
|
|
|
New Mountain Guardian IV Income Fund, L.L.C.
|
SC 13G/A
|
|
|
Caisse de retraite d'Hydro-Quebec
|
SC 13G/A
|
|
|
INNOVATIVE DESIGNS INC
|
10-Q
|
|
|
Williams Sarah Jane
|
SC 13G
|
|
|
Arqit Quantum Inc.
|
SC 13G
|
|
|
Arets Max
|
4
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
4
|
Financial Statements
|
|
PFM Multi-Manager Series Trust
|
DEF 14C
|
|
|
Route One Fund I, L.P.
|
D/A
|
|
|
Giannini Mario L
|
3
|
|
|
Wells Fargo Municipal Capital Strategies, LLC
|
4
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
|
SC 13D/A
|
|
|
WELLS FARGO & COMPANY/MN
|
SC 13D/A
|
Financial Statements
|
|
WELLS FARGO & COMPANY/MN
|
4
|
Financial Statements
|
|
Gomez Elena
|
144
|
|
|
Toast, Inc.
|
144
|
Financial Statements
|
|
Gagnon Amy
|
4
|
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
|
4
|
|
|
Abraham Phillip D
|
4
|
|
|
GRAN TIERRA ENERGY INC.
|
4
|
Financial Statements
|
|
Campfire Interactive, Inc.
|
D
|
|
|
HEP INVESTMENTS LLC
|
SC 13D/A
|
|
|
Zivo Bioscience, Inc.
|
SC 13D/A
|
|
|
Evans Jim
|
4
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
SC 13D/A
|
|
|
Deitrich Thomas
|
144
|
|
|
ITRON, INC.
|
144
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19
|
10-D
|
|
|
Wisniewski Scott
|
144/A
|
|
|
AST SpaceMobile, Inc.
|
144/A
|
|
|
Morgan Stanley Capital I Trust 2016-UBS11
|
10-D
|
|
|
Morin Sebastien
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Ellson Ryan
|
4
|
|
|
SoftBank Corp./ADR
|
F-6 POS
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
McMillan Ryan
|
4
|
|
|
Nevada Canyon Gold Corp.
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
LEAFBUYER TECHNOLOGIES, INC.
|
NT 10-K
|
|
|
BIGLARI CAPITAL CORP.
|
PRRN14A
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
PRRN14A
|
Financial Statements
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Laufman James
|
4
|
|
|
Smith Wayne Thomas
|
4
|
|
|
Air Products & Chemicals, Inc.
|
4
|
Financial Statements
|
|
PAULL MATTHEW H
|
4
|
|
|
MONSER EDWARD L
|
4
|
|
|
Ho David H Y
|
4
|
|
|
Graziano Jessica
|
4
|
|
|
Ghasemi Seifi
|
4
|
|
|
Davis Lisa Ann
|
4
|
|
|
Cogut Charles I
|
4
|
|
|
CALAWAY TONIT M
|
4
|
|
|
INLIF Ltd
|
F-1/A
|
|
|
HUBBARD ALLAN B
|
4
|
|
|
SIMON PROPERTY GROUP INC /DE/
|
4
|
Financial Statements
|
|
BLACKROCK LARGE CAP SERIES FUNDS, INC.
|
497
|
|
|
STEWART MARTA R
|
4
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497K
|
|
|
Hancock Park Corporate Income, Inc.
|
SC TO-I/A
|
|
|
LEIBOWITZ REUBEN S
|
4
|
|
|
Ophidion Inc.
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-D
|
|
|
Private Capital Management, LLC
|
SC 13G
|
|
|
Perion Network Ltd.
|
SC 13G
|
Financial Statements
|
|
Smith Daniel C.
|
4
|
|
|
McCarvill Alice
|
4
|
|
|
ALBANY INTERNATIONAL CORP /DE/
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22
|
10-D
|
|
|
SPOGLI RONALD P
|
4
|
|
|
SELIG STEFAN M
|
4
|
|
|
Tech Joshua
|
144
|
|
|
REE Automotive Ltd.
|
144
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
SC 13D/A
|
|
|
CS1031 Valley Ridge BFR Housing, DST
|
D
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Roe Peggy Fang
|
4
|
|
|
CONESTOGA FUNDS
|
40-17G
|
|
|
YOST JAMES O
|
4
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
4
|
|
|
RODKIN GARY M
|
4
|
|
|
Norman Fields, Gottscho Capital Management, LLC
|
13F-HR
|
|
|
ZJK Industrial Co., Ltd.
|
6-K
|
|
|
Esplanade Capital Electron Partners LP
|
D/A
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
4
|
|
|
LEWIS RANDALL J
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
SC 13D/A
|
Financial Statements
|
|
Jones Nina P
|
4
|
|
|
MFS INTERMEDIATE HIGH INCOME FUND
|
4
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
SC 13D/A
|
|
|
GLASSCOCK LARRY C
|
4
|
|
|
ESPLANADE CAPITAL PARTNERS I LLC
|
D/A
|
|
|
Davis Capital Management
|
13F-HR
|
|
|
Raz Limor
|
144
|
|
|
Carlyle Credit Solutions, Inc.
|
8-K
|
|
|
Longwood Partners, L.P.
|
D/A
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
Rackla Metals Inc.
|
D/A
|
|
|
MFS HIGH INCOME MUNICIPAL TRUST
|
4
|
|
|
PAGANO VINCENT JR
|
144
|
|
|
HOVNANIAN ENTERPRISES INC
|
144
|
Financial Statements
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Bricker Jude
|
144
|
|
|
Aeppel Glyn
|
4
|
|
|
South Bow Corp
|
F-X
|
|
|
ALLSPRING FUNDS TRUST
|
N-CSRS
|
|
|
BANK 2018-BNK14
|
10-D
|
|
|
BANK 2019-BNK20
|
10-D
|
|
|
Purity-Chapters JV, LLC
|
D
|
|
|
MFS INTERMARKET INCOME TRUST I
|
4
|
|
|
HAVNER RONALD L JR
|
4
|
|
|
Brother Justus Whiskey Co.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
10-D
|
|
|
Borgeson Blake
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
BANK 2018-BNK14
|
ABS-EE
|
|
|
XAG Audubon Multifamily, LLC
|
D
|
|
|
BANK 2019-BNK20
|
ABS-EE
|
|
|
Green Alchemy LLC
|
C/A
|
|
|
Shemesh Keren
|
144
|
|
|
VIP Play, Inc.
|
8-K
|
|
|
Human Computer Game Corp
|
D
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
ABS-EE
|
|
|
HAM WILLIAM F JR
|
4
|
|
|
AUBURN NATIONAL BANCORPORATION, INC
|
4
|
Financial Statements
|
|
GFI Swaps Exchange LLC
|
SBSEF
|
|
|
MFS CALIFORNIA MUNICIPAL FUND
|
4
|
|
|
Fisher Wallace Laboratories, Inc.
|
1-SA
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
ALLSPRING FUNDS TRUST
|
N-CSR
|
|
|
Seidman Christine E
|
4
|
|
|
Merck & Co., Inc.
|
4
|
Financial Statements
|
|
Northern Lights Fund Trust
|
485APOS
|
|
|
SOUTHERN COPPER CORP/
|
SD
|
Financial Statements
|
|
VISION SENSING ACQUISITION CORP.
|
425
|
|
|
EquityZen Growth Technology Fund LLC - Series 1913
|
D
|
|
|
O'DONNELL SHANNON
|
4
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
Bridgford Brian E.
|
4
|
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
N-23C3A
|
|
|
GLOCER THOMAS H
|
4
|
|
|
Fraser Andrew
|
4
|
|
|
Civeo Corp
|
4
|
Financial Statements
|
|
ACTIVATE CAPITAL PARTNERS III, LP
|
D
|
|
|
Topline Capital Management, LLC
|
3
|
|
|
McBirney Collin
|
3
|
|
|
GREEN DOT CORP
|
3
|
Financial Statements
|
|
AltShares Trust
|
497J
|
|
|
HOUSEL DAVID E
|
4
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
N-CSR
|
|
|
Coe Mary Ellen
|
4
|
|
|
Strobeck Mark
|
144
|
|
|
ROCKWELL MEDICAL, INC.
|
144
|
Financial Statements
|
|
Neale Erin Rose
|
144
|
|
|
ARBITRAGE FUNDS
|
497J
|
|
|
Topline Capital Partners, LP
|
3
|
|
|
DAVIS DAVID M
|
144
|
|
|
Day 4 Night Studios Inc.
|
D
|
|
|
Tidal Wave Ventures, LLC
|
D/A
|
|
|
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
|
POS AMI
|
|
|
1964 GLOBAL, LLC
|
X-17A-5
|
|
|
Barings Private Credit Corp
|
SC TO-I/A
|
|
|
Russell Apartment Fund, LLC
|
D
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
10-D
|
|
|
AV Blockchain & Fintech Fund 5, LLC
|
D
|
|
|
Bryant Gregory M
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
10-D
|
|
|
Barrett J Tutt
|
4
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
ABS-EE
|
|
|
GOLD RESERVE INC
|
6-K
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
ABS-EE
|
|
|
TOR Partners Venture Fund I LP
|
D
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
8-K
|
|
|
BANK 2020-BNK29
|
10-D
|
|
|
ACME ATRONOMATIC INC
|
C/A
|
|
|
BANK 2020-BNK29
|
ABS-EE
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
4
|
|
|
BOWEN JAMES A
|
4
|
|
|
Gaingels Bokksu LLC
|
D/A
|
|
|
Jefferies Financial Group Inc.
|
FWP
|
Financial Statements
|
|
Radiant Biotherapeutics Inc.
|
D
|
|
|
Worthington Scott A
|
4
|
|
|
SG Americas Securities, LLC
|
SC 13G/A
|
|
|
RYANAIR HOLDINGS PLC
|
SC 13G/A
|
Financial Statements
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
ABS-EE
|
|
|
Tutas David A.
|
4
|
|
|
ETF Opportunities Trust
|
497
|
|
