| Company Name |
Form Type |
SEC Filings |
|
|
|
|
High Tide Inc.
|
6-K
|
|
|
YOUATTEST
|
D/A
|
|
|
FIDELITY SALEM STREET TRUST
|
497K
|
|
|
HOMESTEAD FUNDS INC
|
NPORT-P
|
|
|
Homestead Funds Trust
|
NPORT-P
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
FIDELITY COVINGTON TRUST
|
497K
|
|
|
FIDELITY CHARLES STREET TRUST
|
497K
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2023-B Owner Trust
|
ABS-EE
|
|
|
Toyota Auto Receivables 2023-A Owner Trust
|
ABS-EE
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
BUCKLEY CAPITAL PARTNERS, L.P.
|
D/A
|
|
|
Toyota Auto Receivables 2023-C Owner Trust
|
10-D
|
|
|
Toyota Auto Receivables 2023-C Owner Trust
|
ABS-EE
|
|
|
SPINNAKER GLOBAL EMERGING MARKETS FUND LTD
|
D/A
|
|
|
Invesco Unit Trusts Taxable Income Series 509
|
497J
|
|
|
GoldMining Inc.
|
EFFECT
|
|
|
FT 11081
|
EFFECT
|
|
|
FT 11114
|
EFFECT
|
|
|
HERSHA HOSPITALITY TRUST
|
EFFECT
|
|
|
WisdomTree Digital Trust
|
EFFECT
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
QUALIF
|
|
|
ASP Isotopes Inc.
|
EFFECT
|
Financial Statements
|
|
Celcuity Inc.
|
EFFECT
|
Financial Statements
|
|
SAB Biotherapeutics, Inc.
|
EFFECT
|
|
|
LUXURBAN HOTELS INC.
|
EFFECT
|
Financial Statements
|
|
American Stories Entertainment Inc.
|
QUALIF
|
|
|
Wu Wei
|
144
|
|
|
UP Fintech Holding Ltd
|
144
|
Financial Statements
|
|
Chung Kevin
|
4/A
|
|
|
SeaStar Medical Holding Corp
|
4/A
|
|
|
Schlorff Eric
|
4/A
|
|
|
Geshuri Arnnon
|
4
|
|
|
Teladoc Health, Inc.
|
4
|
Financial Statements
|
|
Yoakum Rene
|
4
|
|
|
Remitly Global, Inc.
|
4
|
Financial Statements
|
|
Sinha Ankur
|
4
|
|
|
Sharma Pankaj
|
4
|
|
|
Riese Phillip John
|
4
|
|
|
Munipalli Hemanth
|
4
|
|
|
MORRIS NIGEL W
|
4
|
|
|
Hug Joshua
|
4
|
|
|
Chung Bora
|
4
|
|
|
Freeman Bryan T.
|
4
|
|
|
Real Good Food Company, Inc.
|
4
|
Financial Statements
|
|
INCLUSIVE CAPITAL PARTNERS, L.P.
|
144
|
|
|
EXXON MOBIL CORP
|
144
|
Financial Statements
|
|
Ramaco Resources, Inc.
|
4
|
Financial Statements
|
|
Yorktown XI Associates LLC
|
4
|
|
|
Yorktown Energy Partners IX, L.P.
|
4
|
|
|
Yorktown IX Associates LLC
|
4
|
|
|
LEIDEL PETER A
|
4
|
|
|
LAWRENCE BRYAN H
|
4
|
|
|
Fleming Daniel W.
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
GARRISON J. BARRETT
|
4
|
|
|
Digital Turbine, Inc.
|
4
|
Financial Statements
|
|
STONE WILLIAM GORDON III
|
4
|
|
|
Gillis Matthew
|
4
|
|
|
Brennan William Joseph
|
4/A
|
|
|
Credo Technology Group Holding Ltd
|
4/A
|
Financial Statements
|
|
Orion Group Holdings Inc
|
4
|
Financial Statements
|
|
SHANFELTER AUSTIN J
|
4
|
|
|
HENRY MARIA
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Encrantz Staffan
|
4
|
|
|
Sight Sciences, Inc.
|
4
|
Financial Statements
|
|
Lempres Elizabeth Cahill
|
4
|
|
|
Embecta Corp.
|
4
|
|
|
Casner Jean
|
4
|
|
|
Spoerel Thomas J
|
4
|
|
|
BECTON DICKINSON & CO
|
4
|
Financial Statements
|
|
Hickey David
|
4
|
|
|
Byrd Richard
|
4
|
|
|
ODLAND STEPHEN A
|
4
|
|
|
DelOrefice Christopher
|
4
|
|
|
Curtis Shaun
|
4
|
|
|
Garrison Michael David
|
4
|
|
|
Mocherla Pavan Kumar
|
4
|
|
|
Neal Shana Carol
|
4
|
|
|
Quinn Michelle
|
4
|
|
|
Mann Jeffrey Z
|
4
|
|
|
Shan David
|
4
|
|
|
Kurdikar Devdatt
|
4
|
|
|
Becker Yin C
|
4
|
|
|
STRYKER CORP
|
4
|
Financial Statements
|
|
Badawi David
|
4
|
|
|
PERRYMAN SECURITIES, INC.
|
X-17A-5
|
|
|
SOUNDTHINKING, INC.
|
4
|
Financial Statements
|
|
BUNYARD GARY T
|
4
|
|
|
Uribe Jorge A.
|
4
|
|
|
Insight Venture Associates IX, Ltd.
|
4
|
|
|
Insight Venture Associates IX, L.P.
|
4
|
|
|
Insight Venture Partners IX
|
4
|
|
|
Insight Venture Partners
|
4
|
|
|
Insight Venture Partners IX, L.P.
|
4
|
|
|
Insight Venture Partners
|
4
|
|
|
1stdibs.com, Inc.
|
4
|
Financial Statements
|
|
Insight Holdings Group, LLC
|
4
|
|
|
Elguicze Jacob
|
4
|
|
|
Capone Brian
|
4
|
|
|
Berry William E Jr
|
4
|
|
|
Polen Thomas E Jr
|
4
|
|
|
Taylor Ryan D.
|
4
|
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Zacharias Isaac
|
4
|
|
|
Shockwave Medical, Inc.
|
4
|
Financial Statements
|
|
Ezell Antoine C
|
4
|
|
|
Boehnlein Glenn S
|
4
|
|
|
Goette Roland
|
4
|
|
|
O'Toole Amie Thuener
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
Shikin Vasily
|
144
|
|
|
AppLovin Corp
|
144
|
Financial Statements
|
|
VMWARE LLC
|
4
|
Financial Statements
|
|
DELL MICHAEL S
|
4
|
|
|
Shriram Kavitark Ram
|
4
|
|
|
Dabiri John
|
4
|
|
|
NVIDIA CORP
|
4
|
Financial Statements
|
|
STEVENS MARK A
|
4
|
|
|
MCGIBNEY BRENNA
|
4
|
|
|
TRUPANION, INC.
|
4
|
Financial Statements
|
|
WORRA TRAVIS
|
4
|
|
|
WHEELER SIMON
|
4
|
|
|
WEINRAUCH STEVE
|
4
|
|
|
Shoquist Debora
|
4
|
|
|
RAVAL KALPESH
|
4
|
|
|
RAWLINGS DARRYL
|
4
|
|
|
Tooth Margaret
|
4
|
|
|
Neal Stephen C
|
4
|
|
|
LEE SANG YOUNG
|
4
|
|
|
PCB BANCORP
|
4
|
Financial Statements
|
|
HEWITT MELISSA JOY
|
4
|
|
|
GALLAGHER JOHN R
|
4
|
|
|
Golzadeh Nasim
|
4
|
|
|
DREYER EMILY
|
4
|
|
|
Levy Ron
|
4
|
|
|
Crypto Co
|
4
|
|
|
Ahuja Amrita
|
4
|
|
|
Block, Inc.
|
4
|
Financial Statements
|
|
Symbotic Inc.
|
4
|
|
|
KRASNOW TODD
|
4
|
|
|
FACHNER DAN
|
4
|
|
|
J&J SNACK FOODS CORP
|
4
|
Financial Statements
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
Maggioncalda Jeffrey Nacey
|
4
|
|
|
Halfacre Aaron Scott
|
4
|
|
|
Chevallard Daniel R.
|
4
|
|
|
Viracta Therapeutics, Inc.
|
4
|
|
|
ROYSTON IVOR
|
4
|
|
|
DeSanctis Ellen
|
3
|
|
|
SILVERBOW RESOURCES, INC.
|
3
|
Financial Statements
|
|
Pomerantz Roger
|
4
|
|
|
Szwarcberg Javier B.
|
4
|
|
|
SPRUCE BIOSCIENCES, INC.
|
4
|
Financial Statements
|
|
BOCHNOWSKI DAVID A
|
4/A
|
|
|
Finward Bancorp
|
4/A
|
|
|
Wilson Andrew
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
Bristow Group Inc.
|
4
|
|
|
Solus GP LLC
|
4
|
|
|
Pucillo Christopher
|
4
|
|
|
Solus Alternative Asset Management LP
|
4
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Farquhar Scott
|
4
|
|
|
Stack Fergal
|
4
|
|
|
LendingClub Corp
|
4
|
Financial Statements
|
|
Sanborn Scott
|
4
|
|
|
Smith Ric
|
4
|
|
|
SentinelOne, Inc.
|
4
|
Financial Statements
|
|
Momen Ronnie
|
4
|
|
|
Conine Steven
|
4
|
|
|
Wayfair Inc.
|
4
|
Financial Statements
|
|
LaBenne Andrew
|
4
|
|
|
Cheng Jordan
|
4
|
|
|
Shah Niraj
|
4
|
|
|
ARMSTRONG ANNIE
|
4
|
|
|
Hirschman Kenneth
|
4/A
|
|
|
Udemy, Inc.
|
4/A
|
Financial Statements
|
|
Venugopal Venu
|
4/A
|
|
|
Longitude Venture Partners II, L.P.
|
144
|
|
|
RxSight, Inc.
|
144
|
Financial Statements
|
|
Mirgorodskaya Natalia
|
4
|
|
|
Upstart Holdings, Inc.
|
4
|
Financial Statements
|
|
Goldfield Burton M.
|
4
|
|
|
TRINET GROUP, INC.
|
4
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
4
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
4
|
|
|
Carmell Corp
|
4
|
|
|
Shukla Rajiv
|
4
|
|
|
Mallinckrodt plc
|
144
|
|
|
Silver Point Capital L.P.
|
144
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Rawlings Amy Marie
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
4
|
|
|
JPMorgan Chase Bank, N.A.
|
4
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
Hurley Joseph L
|
4
|
|
|
Sprouts Farmers Market, Inc.
|
4
|
Financial Statements
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
Malherbe Stephen
|
4
|
|
|
Malherbe Investments LLC
|
4
|
|
|
Enfusion, Inc.
|
4
|
Financial Statements
|
|
Federated Hermes Premier Municipal Income Fund
|
4
|
|
|
Jain Sonia
|
144
|
|
|
Cars.com Inc.
|
144
|
Financial Statements
|
|
Bloch Allon
|
144
|
|
|
Wix.com Ltd.
|
144
|
Financial Statements
|
|
Ouster, Inc.
|
144
|
|
|
WEINSWIG MARK
|
144
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
4
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
|
4
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Stone Paul A.
|
144
|
|
|
IDEAYA Biosciences, Inc.
|
144
|
Financial Statements
|
|
Allen Barbara K
|
144
|
|
|
HORTON D R INC /DE/
|
144
|
Financial Statements
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
Crowley Michael
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
4
|
|
|
Star Equity Fund GP, LLC
|
4
|
|
|
Star Investment Management LLC
|
4
|
|
|
Star Value Investments, LLC
|
4
|
|
|
Star Equity Fund, LP
|
4
|
|
|
Eberwein Jeffrey E.
|
4
|
|
|
Firsthand Technology Value Fund, Inc.
|
4
|
|
|
STAR EQUITY HOLDINGS, INC.
|
4
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
MARTINEZ LUCINDA
|
4
|
|
|
Travel & Leisure Co.
|
4
|
Financial Statements
|
|
Alford Peggy
|
4
|
|
|
PayPal Holdings, Inc.
|
4
|
Financial Statements
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
ESFAHANI SY
|
4
|
|
|
Duncan Thomas Michael
|
4
|
|
|
Trout Jeffrey L
|
4
|
|
|
POSEY BRUCE K
|
4
|
|
|
QUALYS, INC.
|
4
|
Financial Statements
|
|
Kim Joo Mi
|
4
|
|
|
LEVENICK STUART L
|
4
|
|
|
W.W. GRAINGER, INC.
|
4
|
Financial Statements
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
4
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
4
|
|
|
Travis Thomas L
|
4
|
|
|
Bank7 Corp.
|
4
|
Financial Statements
|
|
Karuna Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Ignelzi Troy A.
|
144
|
|
|
Elliott Investment Management L.P.
|
4
|
|
|
PEABODY ENERGY CORP
|
4
|
Financial Statements
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
4
|
|
|
BATRACK DAN L
|
144
|
|
|
TETRA TECH INC
|
144
|
Financial Statements
|
|
STONER CHRISTY D
|
4
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
TransMedics Group, Inc.
|
144
|
Financial Statements
|
|
TOBIN JAMES R
|
144
|
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
4
|
|
|
Danimer Scientific, Inc.
|
4
|
|
|
HENDRIX RICHARD J
|
4
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
4
|
|
|
Singletary Tamara M
|
4
|
|
|
GAROFALO ELIZABETH A.
|
4
|
|
|
ACADIA PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
LH Montage Maui, LLC
|
D
|
|
|
CPG at Columbia Holdings Parent LLC
|
D
|
|
|
Timber Pharmaceuticals, Inc.
|
8-K
|
|
|
17 Education & Technology Group Inc./ADR
|
424B3
|
|
|
Invesco CurrencyShares Japanese Yen Trust
|
8-K
|
|
|
HOME DEPOT, INC.
|
8-K
|
Financial Statements
|
|
HOME DEPOT, INC.
|
424B2
|
Financial Statements
|
|
BLACKROCK MUNIVEST FUND, INC.
|
4
|
|
|
Invesco CurrencyShares Swiss Franc Trust
|
8-K
|
|
|
Invesco CurrencyShares British Pound Sterling Trust
|
8-K
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
O'Connor John James
|
4
|
|
|
LEMAITRE VASCULAR INC
|
4
|
Financial Statements
|
|
AbCellera Biologics Inc.
|
8-K
|
Financial Statements
|
|
IRIDEX CORP
|
8-K
|
Financial Statements
|
|
LIPELLA PHARMACEUTICALS INC.
|
8-K
|
Financial Statements
|
|
AERWINS Technologies Inc.
|
8-K
|
|
|
Senter Brooke L
|
4
|
|
|
Sugrue Stephen
|
4
|
|
|
DocGo Inc.
|
4
|
|
|
Invesco CurrencyShares Canadian Dollar Trust
|
8-K
|
|
|
Invesco CurrencyShares Euro Trust
|
8-K
|
|
|
AERWINS Technologies Inc.
|
10-Q
|
|
