| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Fintech Ecosystem Development Corp.
|
425
|
|
|
Love Timothy Michael
|
3
|
|
|
MASTEC INC
|
3
|
Financial Statements
|
|
Metals Acquisition Corp
|
8-K
|
|
|
Molson Geoffrey E.
|
4
|
|
|
REDWOOD TRUST INC
|
8-K
|
|
|
MOLSON COORS BEVERAGE CO
|
4
|
Financial Statements
|
|
Hyperion Companies, Inc.
|
D
|
|
|
AVIS BUDGET GROUP, INC.
|
8-K
|
Financial Statements
|
|
HIPEP X Feeder Fund L.P.
|
D
|
|
|
MARINE PRODUCTS CORP
|
SD
|
Financial Statements
|
|
RPC INC
|
SD
|
Financial Statements
|
|
Digital Brands Group, Inc.
|
8-K
|
|
|
LANTRONIX INC
|
SD
|
Financial Statements
|
|
SLP Aurora Co-Invest, L.P.
|
4
|
|
|
SLP Denali Co-Invest GP, L.L.C.
|
4
|
|
|
SLTA IV
|
4
|
|
|
Silver Lake Technology Associates IV, L.P.
|
4
|
|
|
Silver Lake Technology Investors IV, L.P.
|
4
|
|
|
Silver Lake Partners IV, L.P.
|
4
|
|
|
Silver Lake Technology Associates III, L.P.
|
4
|
|
|
SLTA III
|
4
|
|
|
Silver Lake Group, L.L.C.
|
4
|
|
|
Bingle Michael J
|
4
|
|
|
Smart Powerr Corp.
|
8-K
|
Financial Statements
|
|
Ericson William W.
|
4
|
|
|
Nelson Kimberly K.
|
144
|
|
|
SPS COMMERCE INC
|
144
|
Financial Statements
|
|
NICHOLAS EQUITY INCOME FUND, INC.
|
N-CSR
|
|
|
MultiPlan Corp
|
424B3
|
|
|
Noble Corp plc
|
4
|
Financial Statements
|
|
Eifler Robert W.
|
4
|
|
|
Benchmark 2020-B20 Mortgage Trust
|
10-D
|
|
|
Desai Snehal
|
4
|
|
|
Kyndryl Holdings, Inc.
|
10-K
|
|
|
BENCHMARK 2018-B3 COMMERCIAL MORTGAGE TRUST
|
ABS-EE
|
|
|
WHITE ROBERT S.
|
4
|
|
|
AtriCure, Inc.
|
4
|
Financial Statements
|
|
SCHUELKE KATHERINE
|
144
|
|
|
Seagate Technology Holdings plc
|
144
|
Financial Statements
|
|
SMITH DOUGLAS P
|
4
|
|
|
enVVeno Medical Corp
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
RUSSO FIDELMA
|
4
|
|
|
CHOKSI MARY C
|
4
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Reinstra Mark
|
144
|
|
|
Roblox Corp
|
144
|
Financial Statements
|
|
Hartje Karen
|
4
|
|
|
MCMORRIS MARC F
|
4
|
|
|
FAIR ISAAC CORP
|
4
|
Financial Statements
|
|
DiGrande Sebastian
|
4
|
|
|
Innovid Corp.
|
4
|
|
|
Shany Gilad
|
4
|
|
|
Signal Hill Acquisition Corp.
|
25-NSE
|
|
|
Bioventus Inc.
|
4
|
Financial Statements
|
|
HAWKINS WILLIAM A
|
4
|
|
|
Stallings James B JR
|
4
|
|
|
Grieco Vincent
|
4
|
|
|
Extra Space Storage Inc.
|
425
|
Financial Statements
|
|
LIFE STORAGE, INC.
|
425
|
Financial Statements
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
Fabrinet
|
4
|
Financial Statements
|
|
Bahrami Homa
|
4
|
|
|
BlackRock Variable Series Funds II, Inc.
|
NPORT-P
|
|
|
BRADLEY THOMAS A
|
4
|
|
|
BlackRock Series Fund II, Inc.
|
NPORT-P
|
|
|
Progyny, Inc.
|
8-K
|
Financial Statements
|
|
Arbutus Biopharma Corp
|
4
|
Financial Statements
|
|
HENRIQUES RICHARD C JR
|
4
|
|
|
Benchmark 2020-B20 Mortgage Trust
|
ABS-EE
|
|
|
Silver Lake Technology Investors III, L.P.
|
4
|
|
|
Hao Kenneth
|
4
|
|
|
GULFPORT ENERGY CORP
|
8-K
|
Financial Statements
|
|
LUNA INNOVATIONS INC
|
4
|
Financial Statements
|
|
ROEDEL RICHARD
|
4
|
|
|
Barker Richard B.
|
4
|
|
|
Ramani Hitesh
|
144
|
|
|
Hicks Weston M
|
4
|
|
|
Fages Herve
|
4
|
|
|
Passage BIO, Inc.
|
8-K
|
Financial Statements
|
|
Voya Financial, Inc.
|
8-K
|
Financial Statements
|
|
Silverman Josh
|
4
|
|
|
ETSY INC
|
4
|
Financial Statements
|
|
Uhlman Paul A
|
144
|
|
|
Schneider Peter W.
|
144
|
|
|
Primerica, Inc.
|
144
|
Financial Statements
|
|
Masterworks 280, LLC
|
1-U
|
|
|
Calithera Biosciences, Inc.
|
PREM14A
|
Financial Statements
|
|
PLAINS GP HOLDINGS LP
|
8-K
|
Financial Statements
|
|
SPIEGEL GARY
|
4
|
|
|
Fintech Ecosystem Development Corp.
|
8-K
|
|
|
NEXTNAV INC.
|
4
|
|
|
SUBIN NEIL S
|
4
|
|
|
Sabater Juan A.
|
4
|
|
|
Islam Saqib
|
4
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
10-D
|
|
|
Local Bounti Corporation/DE
|
DEFA14A
|
|
|
BALLARD ANDY
|
4
|
|
|
Samuel Aaliyah A
|
3
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
3
|
Financial Statements
|
|
Nguyen Loi
|
144
|
|
|
Marvell Technology, Inc.
|
144
|
Financial Statements
|
|
Lawson Douglas A.
|
144
|
|
|
AXCELIS TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Mendonca Denis
|
4
|
|
|
Interactive Brokers Group, Inc.
|
4
|
Financial Statements
|
|
Stas Benedict J.
|
4
|
|
|
Adamis Pharmaceuticals Corp
|
8-K
|
Financial Statements
|
|
Prange Karen
|
4
|
|
|
BYLINE BANCORP, INC.
|
8-K
|
Financial Statements
|
|
CATERPILLAR INC
|
SD
|
Financial Statements
|
|
PLAINS ALL AMERICAN PIPELINE LP
|
8-K
|
Financial Statements
|
|
Reardon-Sayer Nancy
|
4
|
|
|
Adcock Brett
|
4
|
|
|
Archer Aviation Inc.
|
4
|
|
|
Jacobson Catherine
|
4
|
|
|
Noble Corp plc
|
144
|
Financial Statements
|
|
Eifler Robert W.
|
144
|
|
|
DAVIS W DEREK
|
4
|
|
|
Walmart Inc.
|
SD
|
Financial Statements
|
|
PARSONS GARY
|
4
|
|
|
CROSSLINK CAPITAL INC
|
4
|
|
|
Keating Ronald C
|
4
|
|
|
Barker Richard B.
|
144
|
|
|
Yi Steven
|
4
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
ABS-EE
|
|
|
Marlow John H
|
144
|
|
|
RingCentral, Inc.
|
144
|
Financial Statements
|
|
GOWEN MAXINE
|
4
|
|
|
HIPEP X Fund L.P.
|
D
|
|
|
Fetter Victor
|
3
|
|
|
Venugopal Venu
|
144
|
|
|
Udemy, Inc.
|
144
|
Financial Statements
|
|
VITALE MARY BETH
|
4
|
|
|
Biodexa Pharmaceuticals Plc
|
6-K
|
|
|
Cinemark Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CINEMARK USA INC /TX
|
8-K
|
|
|
Galata Acquisition Corp.
|
425
|
|
|
Arlo Technologies, Inc.
|
SD
|
Financial Statements
|
|
Allen Dick
|
4
|
|
|
Deboer Scott J
|
144
|
|
|
TANDEM DIABETES CARE INC
|
4
|
Financial Statements
|
|
MICRON TECHNOLOGY INC
|
144
|
Financial Statements
|
|
Howe Alan B
|
4
|
|
|
BlackRock Enhanced Equity Dividend Trust
|
N-2ASR
|
|
|
EXICURE, INC.
|
8-K
|
|
|
LU KEH SHEW
|
144
|
|
|
BALAKRISHNAN BALU
|
144
|
|
|
SILICON LABORATORIES INC.
|
SD
|
Financial Statements
|
|
Lee Michelle K.
|
144
|
|
|
BURGESS DANIEL D
|
4
|
|
|
Open Lending Corp
|
4
|
|
|
Snyder Jessica E
|
4
|
|
|
Yi Steven
|
3
|
|
|
WHITE MOUNTAINS INSURANCE GROUP LTD
|
3
|
Financial Statements
|
|
Campos Sandra Yvette
|
4
|
|
|
WEHRWEIN SVEN
|
4
|
|
|
Fenwick Sandra L
|
4
|
|
|
Bergman Artur
|
144
|
|
|
Fastly, Inc.
|
144
|
Financial Statements
|
|
Neptune Wellness Solutions Inc.
|
8-K
|
Financial Statements
|
|
BGC Partners, Inc.
|
SC 13D/A
|
Financial Statements
|
|
CANTOR FITZGERALD, L. P.
|
SC 13D/A
|
|
|
ANDERSON N LEIGH
|
4
|
|
|
CARANO BANDEL L
|
4
|
|
|
4BIDDENKNOWLEDGE, INC.
|
1-A/A
|
|
|
Sung Wen-Chi
|
4
|
|
|
Menard Peter M
|
4
|
|
|
CHICO'S FAS, INC.
|
SD
|
Financial Statements
|
|
Countouriotis Athena
|
4
|
|
|
RAO SHUBHI SURYAJI
|
4
|
|
|
CI&T Inc
|
6-K
|
Financial Statements
|
|
Sundaram Easwaran
|
4
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P6
|
10-D
|
|
|
Greenidge Generation Holdings Inc.
|
S-8
|
|
|
TRANSALTA CORP
|
6-K
|
Financial Statements
|
|
MASIMO CORP
|
DEFA14A
|
Financial Statements
|
|
HeartBeam, Inc.
|
DEF 14A
|
Financial Statements
|
|
ALPS Variable Investment Trust
|
NPORT-P
|
|
|
Chen Warren
|
4
|
|
|
PENTAIR plc
|
SD
|
Financial Statements
|
|
Vaddi Krishna
|
4
|
|
|
Flynn John Joseph
|
4
|
|
|
Dynatrace, Inc.
|
8-K
|
Financial Statements
|
|
Prelude Therapeutics Inc
|
4
|
Financial Statements
|
|
BLICKENSTAFF KIM D
|
4
|
|
|
PFM FINANCIAL ADVISORS LLC
|
MA-I/A
|
|
|
SMARTFINANCIAL INC.
|
EFFECT
|
Financial Statements
|
|
Cue Biopharma, Inc.
|
EFFECT
|
Financial Statements
|
|
Gaucho Group Holdings, Inc.
|
EFFECT
|
|
|
AlTi Global, Inc.
|
EFFECT
|
|
|
Augmedix, Inc.
|
EFFECT
|
Financial Statements
|
|
Super Group
|
EFFECT
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
EFFECT
|
|
|
WESTPORT FUEL SYSTEMS INC.
|
EFFECT
|
Financial Statements
|
|
MESOBLAST LTD
|
EFFECT
|
Financial Statements
|
|
Gambling.com Group Ltd
|
EFFECT
|
Financial Statements
|
|
HELIUS MEDICAL TECHNOLOGIES, INC.
|
EFFECT
|
Financial Statements
|
|
STRYVE FOODS, INC.
|
EFFECT
|
|
|
Manuka, Inc.
|
EFFECT
|
|
|
MultiPlan Corp
|
EFFECT
|
|
|
Masterworks 279, LLC
|
QUALIF
|
|
|
Milestone Pharmaceuticals Inc.
|
EFFECT
|
Financial Statements
|
|
Masterworks 273, LLC
|
QUALIF
|
|
|
SuperCom Ltd
|
EFFECT
|
Financial Statements
|
|
ConvexityShares Trust
|
EFFECT
|
|
|
Senseonics Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
Innovid Corp.
|
EFFECT
|
|
|
Troika Media Group, Inc.
|
EFFECT
|
|
|
Masterworks 268, LLC
|
QUALIF
|
|
|
Cocrystal Pharma, Inc.
|
EFFECT
|
Financial Statements
|
|
SURMODICS INC
|
EFFECT
|
Financial Statements
|
|
KILBOURNE THOMAS C
|
5
|
|
|
DAYBREAK OIL & GAS, INC.
|
5
|
|
|
SRINIVASAN RAMESH
|
4
|
|
|
AGILYSYS INC
|
4
|
Financial Statements
|
|
Custom Truck One Source, Inc.
|
4
|
|
|
EIN MARK
|
4
|
|
|
Tangney Schweikert Family Trust
|
4
|
|
|
Tangney Annuity Trust, LLC
|
4
|
|
|
Tangney Jeffrey
|
4
|
|
|
Doximity, Inc.
|
4
|
Financial Statements
|
|
Anderson Bennett Wade
|
5
|
|
|
Alzamend Neuro, Inc.
|
4
|
Financial Statements
|
|
MUTCH JOHN
|
4
|
|
|
Kaufman Michael A
|
4
|
|
|
KEATING MELVIN L
|
4
|
|
|
JONES JERRY C
|
4
|
|
|
WhiteHorse Finance, Inc.
|
4
|
Financial Statements
|
|
BOLDUC JOHN
|
4
|
|
|
Jones Dana Sue
|
4
|
|
|
COLVIN DONALD A
|
4
|
|
|
Cleveland Todd M
|
4
|
|
|
PATRICK INDUSTRIES INC
|
4
|
Financial Statements
|
|
Ned L. Sherwood Revocable Trust
|
4
|
|
|
MRMP Managers LLC
|
4
|
|
|
SHERWOOD NED L
|
4
|
|
|
BARNWELL INDUSTRIES INC
|
4
|
Financial Statements
|
|
Cerulli Joseph M
|
4
|
|
|
Forbes John A
|
4
|
|
|
Kitson Michael A
|
4
|
|
|
Natera, Inc.
|
4
|
Financial Statements
|
|
ROSENMAN HERM
|
4
|
|
|
Marcus Gail Boxer
|
4
|
|
|
Chapman Rowan E
|
4
|
|
|
Baynes Roy D.
|
4
|
|
|
Klyn Pamela R
|
4
|
|
|
Thomson David
|
4
|
|
|
MANNKIND CORP
|
4
|
Financial Statements
|
|
MUNDKUR CHRISTINE
|
4
|
|
|
Mayes Derrick B
|
4
|
|
|
Castagna Michael
|
4
|
|
|
Sabella Lauren M
|
4
|
|
|
Singh Sanjay R
|
4
|
|
|
Shannon James Samuel
|
4
|
|
|
CONSIGLIO RONALD J
|
4
|
|
|
Binder Steven B.
|
4
|
|
|
Tross Stuart A
|
4
|
|
|
BLANK BURKHARD
|
4
|
|
|
Kay Sabrina
|
4
|
|
|
Grancio Jennifer
|
4
|
|
|
KRESA KENT
|
4
|
|
|
Friedman Michael A
|
4
|
|
|
HOOPER ANTHONY C
|
4
|
|
|
BLANK BURKHARD
|
3
|
|
|
MANNKIND CORP
|
3
|
Financial Statements
|
|
Suggs Denis
|
4
|
|
|
WELCH M SCOTT
|
4
|
|
|
BRESSNER GLEN R
|
4
|
|
|
INNOVATIVE SOLUTIONS & SUPPORT INC
|
4
|
Financial Statements
|
|
Turtle Creek Asset Management Inc.
|
4
|
|
|
BREAD FINANCIAL HOLDINGS, INC.
|
4
|
|
|
Arora Nikesh
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
Krechmer Irina
|
4
|
|
|
Findley Linda
|
4
|
|
|
Chien Andy H
|
4
|
|
|
MERRILL LYNCH INTERNATIONAL
|
SBSE-A/A
|
|
|
MV INVESTOR SERVICES LLC
|
TA-W
|
|
|
AXIA CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
YOSEMITE EXECUTION PARTNERS INC.
|
X-17A-5
|
|
|
TULLY & HOLLAND, INCORPORATED
|
X-17A-5
|
|
|
AXIA CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
|
FOCUSN
|
|
|
Lumen Technologies, Inc.
|
UPLOAD
|
|
|
OneSpan Inc.
|
UPLOAD
|
Financial Statements
|
|
Rosecliff Acquisition Corp I
|
UPLOAD
|
|
|
SRM Entertainment, Inc.
|
CORRESP
|
|
|
Growth for Good Acquisition Corp
|
UPLOAD
|
|
|
YSMD, LLC
|
UPLOAD
|
|
|
VISA INC.
|
CORRESP
|
Financial Statements
|
|
AGBA Group Holding Ltd.
|
CORRESP
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
CORRESP
|
|
|
Focus Financial Partners Inc.
|
CORRESP
|
Financial Statements
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
CORRESP
|
|
|
Epic NewCo, Inc.
|
DRSLTR
|
|
|
Veralto Corp
|
DRSLTR
|
|
