| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TURLEY RESIDENTIAL CENTER, L.L.C.
|
424B5
|
|
|
SOUTHERN CORRECTIONS SYSTEMS OF WYOMING, L.L.C.
|
424B5
|
|
|
FORT WORTH TRANSITIONAL CENTER, L.L.C.
|
424B5
|
|
|
CARVER TRANSITIONAL CENTER, L.L.C.
|
424B5
|
|
|
AVALON TULSA, L.L.C.
|
424B5
|
|
|
ACS CORRECTIONS OF TEXAS, L.L.C.
|
424B5
|
|
|
CORECIVIC, LLC
|
424B5
|
|
|
CORRECTIONAL MANAGEMENT, LLC
|
424B5
|
|
|
AVALON CORPUS CHRISTI TRANSITIONAL CENTER, LLC
|
424B5
|
|
|
AVALON TRANSITIONAL CENTER DALLAS, LLC
|
424B5
|
|
|
EP HORIZON MANAGEMENT, LLC
|
424B5
|
|
|
Correctional Alternatives, LLC
|
424B5
|
|
|
CCA South Texas, LLC
|
424B5
|
|
|
CCA Health Services, LLC
|
424B5
|
|
|
CCA INTERNATIONAL, LLC
|
424B5
|
|
|
TECHNICAL & BUSINESS INSTITUTE OF AMERICA, LLC
|
424B5
|
|
|
PRISON REALTY MANAGEMENT, LLC
|
424B5
|
|
|
TRANSCOR AMERICA, LLC
|
424B5
|
|
|
CoreCivic of Tennessee, LLC
|
424B5
|
|
|
CoreCivic, Inc.
|
424B5
|
Financial Statements
|
|
AVALON CORRECTIONAL SERVICES, LLC
|
424B5
|
|
|
Frannie Franks Coffee Cakes, LLC
|
C/A
|
|
|
Apollomics Inc.
|
424B3
|
|
|
Christianson Mark
|
4
|
|
|
Grover Rohit
|
144
|
|
|
HERSHEY CO
|
144
|
Financial Statements
|
|
MINU, Inc.
|
D/A
|
|
|
Asta Capital Partners II LP
|
D
|
|
|
BERMAN STEVEN L
|
144
|
|
|
Investment Managers Series Trust II
|
497J
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-CSR
|
|
|
UNDISCOVERED MANAGERS FUNDS
|
N-CSRS
|
|
|
Planeteer Capital, L.P.
|
D/A
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
N-CSRS
|
|
|
IMA Financial Group, Inc.
|
D
|
|
|
Axonic Funds
|
497J
|
|
|
AMERICAN BEACON FUNDS
|
N-CSR
|
|
|
HSBC FUNDS
|
497J
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
N-CSRS
|
|
|
Porter Clifton J II
|
4
|
|
|
Sabra Health Care REIT, Inc.
|
4
|
Financial Statements
|
|
Institutional Investment Strategy Fund
|
497
|
|
|
Malehorn Jeffrey A.
|
4
|
|
|
Kono Ann
|
4
|
|
|
HARDING LOEVNER FUNDS INC
|
497J
|
|
|
KATZMANN LYNNE S
|
4
|
|
|
Southfield PMH Co-Invest LP
|
D
|
|
|
FOSTER MICHAEL J
|
4
|
|
|
Cusack Catherine
|
4
|
|
|
LIBERTY CAPITAL INVESTMENT CORPORATION
|
X-17A-5
|
|
|
Barbarosh Craig A.
|
4
|
|
|
JPMORGAN TRUST IV
|
N-CSRS
|
|
|
FLORES JESSICA
|
4
|
|
|
Nevo-Hacohen Talya
|
4
|
|
|
HSBC FUNDS
|
497
|
|
|
Costa Michael Lourenco
|
4
|
|
|
MATROS RICHARD K
|
4
|
|
|
AMERICAN BEACON FUNDS
|
N-CSRS
|
|
|
JPMORGAN TRUST II
|
N-CSRS
|
|
|
JPMorgan Trust I
|
N-CSRS
|
|
|
Dulac Edward J III
|
144
|
|
|
FATE THERAPEUTICS INC
|
144
|
Financial Statements
|
|
VIMA LLC
|
13F-HR/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Ares Private Markets Fund
|
SC TO-I
|
|
|
NE-0116 Fund III, a series of Riverside Ventures, LP
|
D
|
|
|
AQUILA FUNDS TRUST
|
N-CSR
|
|
|
KOWLZAN MARK W
|
144
|
|
|
PACKAGING CORP OF AMERICA
|
144
|
Financial Statements
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
N-CSRS
|
|
|
CARILLON SERIES TRUST
|
N-CSR
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Bane Harrison R.
|
144
|
|
|
Surgery Partners, Inc.
|
144
|
Financial Statements
|
|
KILMER HENRY W
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
COT N WASH INC
|
D
|
|
|
Batra Udit
|
4
|
|
|
WATERS CORP /DE/
|
4
|
Financial Statements
|
|
REGENCY CENTERS LP
|
8-K
|
|
|
REGENCY CENTERS CORP
|
8-K
|
Financial Statements
|
|
AG16 LLC
|
D
|
|
|
Listed Funds Trust
|
497J
|
|
|
DE GEUS AART
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
Invesco Exchange-Traded Fund Trust II
|
SC 13G/A
|
|
|
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
|
SC 13G/A
|
|
|
RUNKEL JOHN F JR
|
4
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
497J
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
MAHONEY RICHARD S.
|
4
|
|
|
Expanesthetics, Inc
|
D
|
|
|
Kankanwadi Sudhindra
|
4
|
|
|
Bohn Mary Louise
|
144
|
|
|
Acushnet Holdings Corp.
|
144
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
SC 13G/A
|
|
|
Glaser Shelagh
|
4
|
|
|
Ghazi Sassine
|
4
|
|
|
Madsen Jan
|
4
|
|
|
Morris Scott James
|
144
|
|
|
Freshpet, Inc.
|
144
|
Financial Statements
|
|
Nudd Alison S
|
4
|
|
|
Cooper-Standard Holdings Inc.
|
4
|
Financial Statements
|
|
Vickery Alissa B
|
144
|
|
|
FLEETCOR TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
KUTAM SREENIVASA
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
O/F Private Equity Opportunity Fund I, L.P.
|
D
|
|
|
Ruggeri Rachel
|
144
|
|
|
STARBUCKS CORP
|
144
|
Financial Statements
|
|
CORECIVIC WESTERN OPERATIONS, LLC
|
S-3ASR
|
|
|
THRIVUR HEALTH, LLC
|
S-3ASR
|
|
|
RECOVERY MONITORING SOLUTIONS, LLC/TX
|
S-3ASR
|
|
|
National Offender Management Systems, LLC
|
S-3ASR
|
|
|
INNOVATIVE GOVERNMENT SOLUTIONS, LLC
|
S-3ASR
|
|
|
Rocky Mountain Offender Management Systems, LLC
|
S-3ASR
|
|
|
Green Level Realty LLC
|
S-3ASR
|
|
|
TIME TO CHANGE, LLC
|
S-3ASR
|
|
|
TURLEY RESIDENTIAL CENTER, L.L.C.
|
S-3ASR
|
|
|
SOUTHERN CORRECTIONS SYSTEMS OF WYOMING, L.L.C.
|
S-3ASR
|
|
|
FORT WORTH TRANSITIONAL CENTER, L.L.C.
|
S-3ASR
|
|
|
CARVER TRANSITIONAL CENTER, L.L.C.
|
S-3ASR
|
|
|
AVALON TULSA, L.L.C.
|
S-3ASR
|
|
|
ACS CORRECTIONS OF TEXAS, L.L.C.
|
S-3ASR
|
|
|
CORECIVIC, LLC
|
S-3ASR
|
|
|
CORRECTIONAL MANAGEMENT, LLC
|
S-3ASR
|
|
|
AVALON CORPUS CHRISTI TRANSITIONAL CENTER, LLC
|
S-3ASR
|
|
|
AVALON TRANSITIONAL CENTER DALLAS, LLC
|
S-3ASR
|
|
|
EP HORIZON MANAGEMENT, LLC
|
S-3ASR
|
|
|
Correctional Alternatives, LLC
|
S-3ASR
|
|
|
CCA South Texas, LLC
|
S-3ASR
|
|
|
CCA Health Services, LLC
|
S-3ASR
|
|
|
CCA INTERNATIONAL, LLC
|
S-3ASR
|
|
|
TECHNICAL & BUSINESS INSTITUTE OF AMERICA, LLC
|
S-3ASR
|
|
|
PRISON REALTY MANAGEMENT, LLC
|
S-3ASR
|
|
|
TRANSCOR AMERICA, LLC
|
S-3ASR
|
|
|
CoreCivic of Tennessee, LLC
|
S-3ASR
|
|
|
CoreCivic, Inc.
|
S-3ASR
|
Financial Statements
|
|
AVALON CORRECTIONAL SERVICES, LLC
|
S-3ASR
|
|
|
Capers Garry L
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
BRESLAWSKI JAMES P
|
144
|
|
|
HENRY SCHEIN INC
|
144
|
Financial Statements
|
|
Nuno Hugo J.
|
4
|
|
|
First Foundation Inc.
|
4
|
Financial Statements
|
|
Link Michelle F.
|
4
|
|
|
Nudd Alison S
|
3
|
|
|
Cooper-Standard Holdings Inc.
|
3
|
Financial Statements
|
|
Siddiqui Sarah
|
4
|
|
|
NORDSON CORP
|
4
|
Financial Statements
|
|
Naghibi Christopher M.
|
4
|
|
|
Brookstone Capital Management
|
SC 13G/A
|
|
|
Innovator ETFs Trust
|
SC 13G/A
|
|
|
OneEleven Financial Wellness, Inc.
|
D
|
|
|
VISTA GOLD CORP
|
8-K
|
Financial Statements
|
|
Reed Michael Aaron
|
4
|
|
|
LIFEQUEST WORLD CORP.
|
1-A-W
|
|
|
RVELOCITY, INC.
|
SEC STAFF ACTION
|
|
|
HALEY JOHN J
|
4
|
|
|
SKINOVATION PHARMACEUTICAL INC
|
8-K
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
HR Ratings
|
NRSRO-UPD
|
|
|
VALUED ADVISERS TRUST
|
497J
|
|
|
FLC 608 E Chalmers II Investor, LLC
|
D
|
|
|
KEMPER JONATHAN M
|
4
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
HAKOPIAN JOHN
|
4
|
|
|
Jassy Andrew R
|
144
|
|
|
DEVEER ROBERT K JR
|
144
|
|
|
PALATIN TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Morgan Stanley Portfolios, Series 64
|
24F-2NT
|
|
|
Lucareli Michael B
|
4
|
|
|
MODINE MANUFACTURING CO
|
4
|
Financial Statements
|
|
CHAVARRIA CARLA C
|
4/A
|
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
4/A
|
Financial Statements
|
|
INNODATA INC
|
10-K
|
Financial Statements
|
|
FB Bancorp, Inc. /MD/
|
S-1
|
|
|
Herrick Jean L
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9
|
10-D
|
|
|
Elevate.Money REIT I, Inc.
|
1-U
|
|
|
Kenningham Daryl
|
4
|
|
|
GROUP 1 AUTOMOTIVE INC
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19
|
10-D
|
|
|
Lowney Timothy
|
4
|
|
|
STURM RUGER & CO INC
|
4
|
Financial Statements
|
|
KAVANAUGH SCOTT F
|
4
|
|
|
SOLAREDGE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
AVERY MORE
|
4
|
|
|
LEWIS JOEL
|
4
|
|
|
GALECTIN THERAPEUTICS INC
|
4
|
Financial Statements
|
|
BELL KATHERINE BUTTON
|
4
|
|
|
PRESTIGE CAPITAL CORP
|
8-K
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Wilson Michael W
|
4
|
|
|
SWaN Media 3, LLC
|
D
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
497
|
|
|
Resolute Holding Corporation, Inc.
|
D/A
|
|
|
Knell Michael Gunnar
|
144
|
|
|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
|
144
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-CSR
|
|
|
Zint William C
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
Barone Christine
|
4
|
|
|
Chesapeake Investment Trust
|
497
|
|
|
Werkmeister Robert J Jr
|
4
|
|
|
DAVILA TANA
|
4
|
|
|
Meeder Funds
|
N-MFP2
|
|
|
Jemley Charles
|
4
|
|
|
MacKay Shields Core Fixed Income Fund LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2016-UBS9
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20
|
10-D
|
|
|
LINDE PLC
|
144
|
Financial Statements
|
|
ANGEL STEPHEN F
|
144
|
|
|
GOLINVAUX THERESA D
|
4
|
|
|
Colbert Sarah F
|
4
|
|
|
Maxwell Brian
|
4
|
|
|
NOVA STAR INNOVATIONS INC
|
8-K
|
|
|
SWaN Media 2, LLC
|
D
|
|
|
Medical Microinstruments, Inc.
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
McCarthy Barry C
|
4
|
|
|
Tullett Victoria J
|
4
|
|
|
Leska Shawn Christopher
|
4
|
|
|
Forethought Life Insurance Co Separate Account A
|
497
|
|
|
CONNOR KEVIN M
|
4/A
|
|
|
CANCER CAPITAL CORP
|
8-K
|
|
|
KOREA FUND INC
|
N-CSRS
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
Caswell Bruce
|
4
|
|
|
Reid Kevin B. Sr
|
4
|
|
|
Clean Cars Equity Fund III LLC
|
D
|
|
|
Ancora Advisors LLC
|
PREC14A
|
|
|
NORFOLK SOUTHERN CORP
|
PREC14A
|
Financial Statements
|
|
Lazzaretti Kristopher D
|
4
|
|
|
Sheahan Richard Casey
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2016-UBS12
|
10-D
|
|
|
DINEEN THOMAS ANTHONY
|
4
|
|
|
VANAHEIM SECURITIES, LLC
|
X-17A-5
|
|
|
Bakkt Holdings, Inc.
|
8-K
|
|
|
Evans Craig L.
|
4
|
|
|
EPR PROPERTIES
|
4
|
Financial Statements
|
|
KELLER ULRICH E. JR
|
4
|
|
|
Altman Anne K.
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Energem Corp
|
425
|
Financial Statements
|
|
C & C TOURS, INC.
|
8-K
|
|
|
Killoy Christopher John
|
4
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
N-23C3A
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BBCMS Mortgage Trust 2019-C5
|
10-D
|
|
|
Midwest Games Co
|
D
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6EF
|
|
|
Jardine Cycle & Carriage Ltd.
|
F-6EF
|
|
|
Wisetech Global Ltd./ADR
|
F-6EF
|
|
|
Engelhardt Tracey G
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Acretrader 249, LLC
|
D
|
|
|
ChemoMouthpiece, LLC
|
D
|
|
|
BBCMS Mortgage Trust 2019-C5
|
ABS-EE
|
|
|
MATTHEW 25 FUND
|
N-CSR
|
|
|
BLUE ROBERT M
|
4
|
|
|
DOMINION ENERGY, INC
|
4
|
Financial Statements
|
|
LYONS MARTIN J
|
144
|
|
|
AMEREN CORP
|
144
|
Financial Statements
|
|
Series Portfolios Trust
|
497
|
|
|
Alexander Paul Garvin
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
8-A12B/A
|
|
|
Gracell Biotechnologies Inc.
|
15-12G
|
Financial Statements
|
|
Cotter Jeffrey Louis
|
4
|
|
|
Invesco Unit Trusts Series 2348
|
487
|
|
|
Morgan Stanley Capital I Trust 2016-BNK2
|
10-D
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
497K
|
|
|
OEP SKNA, L.P.
|
144
|
|
|
ALLEGRO MICROSYSTEMS, INC.
|
144
|
Financial Statements
|
|
Insight Partners Fund XI Follow-On Fund, L.P.
|
D/A
|
|
|
LIN KUAN-MING
|
144
|
|
|
Silicon Motion Technology CORP
|
144
|
Financial Statements
|
|
Insight Partners Fund XI
|
D/A
|
|
|
BBCMS Mortgage Trust 2023-5C23
|
10-D
|
|
|
SAMPLE JOHN G JR
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
N-CSR
|
|
|
WEST MICHIGAN WHITECAPS, LLC
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-D
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
497
|
|
|
TOCQUEVILLE TRUST
|
497J
|
|
|
DEERFIELD PARTNERS, L.P.
|
D/A
|
|
|
Insight Partners Fund XI
|
D/A
|
|
|
BBCMS Mortgage Trust 2023-5C23
|
ABS-EE
|
|
|
Criser Marshall M III
|
4
|
|
|
Insight Partners Fund XI
|
D/A
|
|