| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Kilgore Jason
|
4
|
|
|
Lee John Hoon
|
4
|
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
LANCE HOWARD L
|
4
|
|
|
Mahoney R. Scott
|
4
|
|
|
Inspired Entertainment, Inc.
|
4
|
Financial Statements
|
|
WEIL A LORNE
|
4
|
|
|
Frantz Brian D
|
4
|
|
|
Gaskill Christopher Burke
|
4
|
|
|
Gillespie Edward W
|
4
|
|
|
CIULLA JOHN R
|
4
|
|
|
Murray Christopher K.
|
144
|
|
|
Blueprint Medicines Corp
|
144
|
Financial Statements
|
|
Anderson Karli S.
|
4
|
|
|
Karczmer Aaron
|
4
|
|
|
Noonan Anne P
|
4
|
|
|
CAGLE DAWN M
|
4
|
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
4
|
Financial Statements
|
|
Ruedy Richard
|
4
|
|
|
Silk Road Medical Inc
|
4
|
Financial Statements
|
|
Anderson Craig Scott
|
4
|
|
|
Murthy Mala
|
144
|
|
|
Oxbow Industries, LLC
|
4
|
|
|
CMI Oxbow Partners, LLC
|
4
|
|
|
SkyWater Technology, Inc
|
4
|
Financial Statements
|
|
Unterseher Loren A
|
4
|
|
|
Loomes David
|
4
|
|
|
McKiernan Anthony
|
4
|
|
|
ASHKEN IAN G H
|
144
|
|
|
Fleming John Turman
|
144
|
|
|
Crawley Scott T
|
4
|
|
|
Buttermore Robert L.
|
4
|
|
|
MARTIN JEFFREY MICHAEL
|
4
|
|
|
Lee Lori M
|
4
|
|
|
Lopez Dave R
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
Burkey Joanna Catherine
|
4
|
|
|
BEYOND, INC.
|
4
|
Financial Statements
|
|
Hill Kirby
|
144
|
|
|
Skyward Specialty Insurance Group, Inc.
|
144
|
|
|
Miranda Soto Jose Antonio
|
4
|
|
|
Series U of UM Partners, LLC
|
144
|
|
|
Utz Brands, Inc.
|
144
|
|
|
Owens Corning
|
144
|
Financial Statements
|
|
SMITH DANIEL T
|
144
|
|
|
Avrett Shannon R
|
4
|
|
|
Series R of UM Partners, LLC
|
144
|
|
|
Tutas David A.
|
4
|
|
|
Moldovan Kristopher E.
|
4
|
|
|
Vistra Corp.
|
4
|
Financial Statements
|
|
McCoy James Paul
|
4
|
|
|
Liberty Capital Services, LLC
|
MA-A
|
|
|
Energem Corp
|
SC 13G/A
|
Financial Statements
|
|
Feis Lawrence
|
SC 13G/A
|
|
|
Starling Impact Advisors LLC
|
MA-A
|
|
|
A&C Galvan Group LLC
|
MA-I
|
|
|
Fidelity Business Services India Private Ltd
|
TA-1/A
|
|
|
EMERSON EQUITY LLC
|
FOCUSN
|
|
|
CAPSTONE CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
GLOBAL SHARES FINANCIAL SERVICES INC.
|
X-17A-5
|
|
|
Cboe EDGX Exchange, Inc.
|
1/A
|
|
|
Cboe EDGA Exchange, Inc.
|
1/A
|
|
|
Cboe Exchange, Inc.
|
1/A
|
|
|
Cboe C2 Exchange, Inc.
|
1/A
|
|
|
Cboe BZX Exchange, Inc.
|
1/A
|
|
|
Cboe BYX Exchange, Inc.
|
1/A
|
|
|
ZIV INVESTMENT COMPANY
|
X-17A-5
|
|
|
WACHTEL & CO., INC.
|
X-17A-5
|
|
|
MGO SECURITIES CORP.
|
X-17A-5
|
|
|
COKER & PALMER, INC.
|
X-17A-5
|
|
|
ICMA-RC SERVICES, LLC
|
X-17A-5
|
|
|
SEAPORT SECURITIES CORP.
|
X-17A-5
|
|
|
WORLD CHOICE SECURITIES, INC.
|
X-17A-5
|
|
|
SHIELDS & COMPANY, INC.
|
X-17A-5
|
|
|
VONTOBEL SECURITIES LTD.
|
X-17A-5
|
|
|
ALT FUND DISTRIBUTORS LLC
|
X-17A-5
|
|
|
CORPORATE FINANCE SECURITIES, INC.
|
X-17A-5
|
|
|
RAPTOR PARTNERS LLC
|
X-17A-5
|
|
|
YELLOW CARDINAL CORPORATE FINANCE, LLC
|
X-17A-5
|
|
|
BANCO DO BRASIL SECURITIES LLC
|
X-17A-5
|
|
|
SAINTS ADVISORS LLC
|
X-17A-5
|
|
|
HALEY SECURITIES, INC.
|
X-17A-5
|
|
|
MC BBL CAPITAL LLC /BD
|
X-17A-5
|
|
|
INDEPENDENCE CAPITAL CO., INC.
|
FOCUSN
|
|
|
NORTHERN TRUST SECURITIES, INC.
|
FOCUSN
|
|
|
WH CAPITAL LLC
|
X-17A-5
|
|
|
ZIV INVESTMENT COMPANY
|
FOCUSN
|
|
|
ACC SECURITIES, LLC
|
X-17A-5
|
|
|
HEDGEMARK SECURITIES LLC
|
X-17A-5
|
|
|
SPAREBANK 1 CAPITAL MARKETS INC.
|
X-17A-5
|
|
|
SIMPLEX TRADING, LLC
|
X-17A-5
|
|
|
KAPITALL GENERATION, LLC
|
X-17A-5
|
|
|
1851 SECURITIES, INC
|
X-17A-5
|
|
|
DE KONING CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
HARRIS WILLIAMS LLC
|
X-17A-5
|
|
|
VORPAHL WING SECURITIES
|
X-17A-5
|
|
|
ALT FUND DISTRIBUTORS LLC
|
FOCUSN
|
|
|
LOCKEBRIDGE PARTNERS, INC.
|
FOCUSN
|
|
|
CABIN SECURITIES, INC.
|
FOCUSN
|
|
|
BANCO DO BRASIL SECURITIES LLC
|
FOCUSN
|
|
|
AQUEDUCT CAPITAL GROUP, LLC
|
FOCUSN
|
|
|
UNITED CAPITAL MARKETS, INC.
|
FOCUSN
|
|
|
J.C. REED INVESTMENTS, LLC
|
FOCUSN
|
|
|
JCC CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
ABEL NOSER, LLC.
|
FOCUSN
|
|
|
CYNDX ADVISORS LLC
|
FOCUSN
|
|
|
SIMPLEX TRADING, LLC
|
FOCUSN
|
|
|
KAPITALL GENERATION, LLC
|
FOCUSN
|
|
|
ABEL NOSER, LLC.
|
X-17A-5
|
|
|
UNITED CAPITAL MARKETS, INC.
|
X-17A-5
|
|
|
INNOVATION PARTNERS LLC
|
FOCUSN
|
|
|
INTELLIVEST SECURITIES, INC.
|
FOCUSN
|
|
|
RAPTOR PARTNERS LLC
|
FOCUSN
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
ABN AMRO CLEARING USA LLC
|
FOCUSN
|
|
|
COUNTRY CLUB BANK NA /MSD
|
MSD/A
|
|
