| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Insight Partners Fund XI
|
D/A
|
|
|
Butler William F
|
4
|
|
|
Insight Partners Fund XI Follow-On Fund
|
D/A
|
|
|
NOKIA CORP
|
S-8
|
Financial Statements
|
|
Williams Brian Richard
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2016-UBS11
|
10-D
|
|
|
Insight Partners Fund XI
|
D/A
|
|
|
Macuga Daniel A.
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
Morales Vincent J
|
4
|
|
|
319 Marion Oaks Trail LLC
|
C
|
|
|
CIS Catholic Impact Fund II, LP
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
Baylinson Ilene R.
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22
|
10-D
|
|
|
MBG INVESTORS I, L.P.
|
4
|
|
|
BYLINE BANCORP, INC.
|
4
|
Financial Statements
|
|
Zymeworks Inc.
|
3
|
Financial Statements
|
|
Platshon Scott
|
3
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
BBCMS 2023-C20
|
10-D
|
|
|
DEL VALLE PEROCHENA ANTONIO
|
4
|
|
|
TRADITION SECURITIES AND DERIVATIVES LLC
|
X-17A-5/A
|
|
|
Mulham David Mulham
|
4
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
10-D
|
|
|
Managed Portfolio Series
|
497J
|
|
|
StageWise Strategies Corp.
|
S-1/A
|
|
|
BBCMS 2023-C20
|
ABS-EE
|
|
|
Holland Ridge Capital, LLC
|
D
|
|
|
Olesen Capital Management LLC
|
5
|
|
|
Olesen Value Fund GP LLC
|
5
|
|
|
Olesen Christian
|
5
|
|
|
Olesen Value Fund L.P.
|
5
|
|
|
SOLITRON DEVICES INC
|
5
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
ABS-EE
|
|
|
FT 11290
|
487
|
|
|
FT 11294
|
487
|
|
|
FT 11291
|
487
|
|
|
Kennedy Melanie M
|
144
|
|
|
American Water Works Company, Inc.
|
144
|
Financial Statements
|
|
SCHWAB ANNUITY PORTFOLIOS
|
N-CSR
|
|
|
PUTNAM FUNDS TRUST
|
497J
|
|
|
Holy Andrew D.
|
4
|
|
|
VWF Bancorp, Inc.
|
4
|
|
|
Morgan Stanley Capital I Trust 2017-H1
|
10-D
|
|
|
Brackin Richard Wayne
|
4
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
NEXTERA ENERGY CAPITAL HOLDINGS INC
|
424B5
|
|
|
NEXTERA ENERGY INC
|
424B5
|
Financial Statements
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
40-17G
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
497J
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
10-D
|
|
|
SCHWAB STRATEGIC TRUST
|
N-CSR
|
|
|
Morgan Stanley Capital I Trust 2017-H1
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15
|
10-D
|
|
|
Foukas Joshua
|
4
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497J
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
ABS-EE
|
|
|
REGEN Industrial Hemp USA, LLC
|
C
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497J
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
N-CSR
|
|
|
VALUED ADVISERS TRUST
|
497K
|
|
|
Coles Joanna
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497J
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497J
|
|
|
ASA Gold & Precious Metals Ltd
|
DEFA14A
|
Financial Statements
|
|
SEQUOIA FUND INC
|
N-CSR
|
|
|
OAK ASSOCIATES FUNDS
|
497K
|
|
|
SCHWAB CAPITAL TRUST
|
N-CSR
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14
|
10-D
|
|
|
ICG LP Secondaries Fund I
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30
|
10-D
|
|
|
LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2019-L2
|
10-D
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
ICG LP Secondaries Fund I LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2018-H3
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2019-L2
|
ABS-EE
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
N-CSR
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497J
|
|
|
BNY MELLON TRANSFER INC
|
TA-2
|
|
|
Swiss Select Global Equity Fund US, LLC
|
D/A
|
|
|
Moloney Jacqueline F
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2018-H3
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
10-D
|
|
|
Howloo, Inc.
|
253G2
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
D/A
|
|
|
MELITO DAVID P
|
144
|
|
|
Synchrony Financial
|
144
|
Financial Statements
|
|
SmartPM Technologies, Inc.
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
ABS-EE
|
|
|
Burke Kathleen Flaherty
|
4
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
DURECT CORP
|
8-K
|
Financial Statements
|
|
BNY MELLON INDEX FUNDS, INC.
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10
|
10-D
|
|
|
BBCMS Mortgage Trust 2023-C22
|
10-D
|
|
|
High Tide Inc.
|
6-K
|
|
|
Western Copper & Gold Corp
|
6-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2023-C22
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
10-D
|
|
|
CONKLIN BRET A
|
144
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
144
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
ABS-EE
|
|
|
NIBLOCK ROBERT A
|
4
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
IVY FUNDS
|
497
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B8
|
|
|
JPMORGAN CHASE & CO
|
424B8
|
Financial Statements
|
|
DRIEHAUS MUTUAL FUNDS
|
N-CSR
|
|
|
Mutryn David
|
4
|
|
|
Invesco Unit Trusts Series 2347
|
487
|
|
|
ICG Sentio, DST
|
D
|
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
|
DEF 14A
|
|
|
Morgan Stanley Capital I Trust 2015-UBS8
|
10-D
|
|
|
MCGIVNEY MARK C
|
144
|
|
|
MARSH & MCLENNAN COMPANIES, INC.
|
144
|
Financial Statements
|
|
Mullins Eric D.
|
4
|
|
|
MANOR INVESTMENT FUNDS INC
|
24F-2NT
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
SC 13D/A
|
|
|
BANK OF AMERICA CORP /DE/
|
SC 13D/A
|
Financial Statements
|
|
VIP ACS IV, L.P.
|
D
|
|
|
BBCMS Mortgage Trust 2021-C9
|
10-D
|
|
|
BBCMS Mortgage Trust 2021-C9
|
ABS-EE
|
|
|
Peak Ski Company, LLC
|
C-U
|
|
|
BBCMS Mortgage Trust 2022-C17
|
10-D
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
497J
|
|
|
BBCMS Mortgage Trust 2022-C17
|
ABS-EE
|
|
|
FIDELITY HASTINGS STREET TRUST
|
497J
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
10-D
|
|
|
MANOR INVESTMENT FUNDS INC
|
N-CEN
|
|
|
EATON VANCE SERIES TRUST II
|
497J
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
ABS-EE
|
|
|
HENNION & WALSH, INC.
|
X-17A-5
|
|
|
FIDELITY COVINGTON TRUST
|
497J
|
|
|
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
|
DEF 14A
|
|
|
Azure Power Global Ltd
|
6-K
|
Financial Statements
|
|
Avon Capital Fund I, LP
|
D/A
|
|
|
FIDELITY CONTRAFUND
|
497J
|
|
|
Hsing Michael
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
North Square Investments Trust
|
497K
|
|
|
Wilmar International Ltd
|
F-6EF
|
|
|
WAJSGRAS DAVID C
|
4
|
|
|
MARTIN MARIETTA MATERIALS INC
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6
|
10-D
|
|
|
Morisset Valerie
|
4
|
|
|
Eliem Therapeutics, Inc.
|
4
|
Financial Statements
|
|
BLEGEN THEODORE
|
4
|
|
|
Chicago Poland Ventures LP
|
D/A
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
SC 13D/A
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
497J
|
|
|
GREENFIELD BAMBOO INVESTMENTS LLC
|
D
|
|
|
FT 11363
|
S-6
|
|
|
Pzena Emerging Markets Focused Value Fund
|
D/A
|
|
|
FIRST BROKERS SECURITIES LLC
|
X-17A-5
|
|
|
Pzena Global Best Ideas Fund, LP
|
D/A
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
FIDELITY ADVISOR SERIES II
|
497J
|
|
|
FIDELITY ADVISOR SERIES I
|
497J
|
|
|
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
|
DEF 14A
|
|
|
PZENA GLOBAL VALUE FUND
|
D/A
|
|
|
Pace Surgical, Inc.
|
D
|
|
|
Pzena Global Value Fund 2
|
D/A
|
|
|
Quillen Michael J
|
4
|
|
|
Innovator ETFs Trust
|
497J
|
|
|
Indaptus Therapeutics, Inc.
|
8-K
|
|
|
American Airlines Group Inc.
|
8-K
|
Financial Statements
|
|
AMERICAN AIRLINES, INC.
|
8-K
|
|
|
PZENA INTERNATIONAL
|
D/A
|
|
|
FIDELITY TREND FUND
|
497J
|
|
|
Pzena U.S. Best Ideas Fund, LP
|
D/A
|
|
|
IMPAX FUNDS SERIES TRUST III
|
N-CSR
|
|
|
Morgan Stanley Capital I Trust 2015-MS1
|
10-D
|
|
|
BNY Mellon ETF Trust
|
497J
|
|
|
Pike Thomas
|
4
|
|
|
Rothko Emerging Markets Small Cap Equity Fund, L.P.
|
D/A
|
|
|
Golden Royal Development Inc.
|
10-K
|
|
|
FIDELITY SUMMER STREET TRUST
|
497J
|
|
|
Banc of America Preferred Funding Corp
|
4
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
4
|
Financial Statements
|
|
FT 11371
|
S-6
|
|
|
KORALESKI JOHN J
|
4
|
|
|
Rothko Emerging Markets All Cap Equity Fund, L.P.
|
D/A
|
|
|
Jacobsen Per A.
|
SC 13G/A
|
|
|
Bridgeline Digital, Inc.
|
SC 13G/A
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
10-D
|
|
|
ESAB Corp
|
144
|
|
|
ROTHKO BROAD INTERNATIONAL SMALL CAP EQUITY FUND, L.P.
|
D/A
|
|
|
Hix Christopher M
|
144
|
|
|
Rothko All Countries World Ex-US Equity Fund, L.P.
|
D/A
|
|
|
Mondrian U.S. Large Cap Equity Fund, L.P.
|
D/A
|
|
|
IMPAX FUNDS SERIES TRUST I
|
N-CSR
|
|
|
BBCMS Mortgage Trust 2020-C8
|
10-D
|
|
|
Hawkins Kayla
|
3
|
|
|
WILSON BANK HOLDING CO
|
3
|
|
|
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
|
DEF 14A
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
ABS-EE
|
|
|
MONDRIAN QRPEY LOCAL CURRENCY EMD FUND, L.P.
|
D/A
|
|
|
FIDELITY SCHOOL STREET TRUST
|
497J
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
10-D
|
|
|
MONDRIAN LOCAL CURRENCY EMERGING MARKETS DEBT FUND, L.P.
|
D/A
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
Ogden David
|
4
|
|
|
PAID INC
|
4
|
|
|
MONDRIAN INTERNATIONAL SMALL CAP EQUITY FUND L P
|
D/A
|
|
|
BBCMS Mortgage Trust 2020-C8
|
ABS-EE
|
|
|
MONDRIAN INTERNATIONAL EQUITY FUND LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2018-L1
|
ABS-EE
|
|
|
Mondrian International Equity Focused Fund, L.P
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27
|
10-D
|
|
|
Mondrian International Equity ESG Fund, L.P.
|
D/A
|
|
|
FIDELITY SALEM STREET TRUST
|
497J
|
|
|
TC ENERGY CORP
|
6-K
|
Financial Statements
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497J
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
MONDRIAN GLOBAL INFLATION-LINKED BONDS FUND, L.P.
|
D/A
|
|
|
MONDRIAN GLOBAL FIXED INCOME FUND LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2021-C11
|
10-D
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497J
|
|
|
MONDRIAN GLOBAL EQUITY FUND LP
|
D/A
|
|
|
Mondrian Global Equity ESG Fund, L.P.
|
D/A
|
|
|
MONDRIAN GLOBAL DEBT OPPORTUNITIES FUND LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2021-C11
|
ABS-EE
|
|
|
Mondrian Global All Countries World Equity Fund, L.P.
|
D/A
|
|
|
FIDELITY MUNICIPAL TRUST
|
497J
|
|
|
Mondrian Global Aggregate Fixed Income Fund, L.P.
|
D/A
|
|
|
MSWF Commercial Mortgage Trust 2023-1
|
10-D
|
|
|
HO-1110 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26
|
10-D
|
|
|
FT 11404
|
S-6
|
|
|
Mondrian International Aggregate Fixed Income Fund, L.P.
|
D/A
|
|
|
Stutz Jeffrey M
|
4
|
|
|
Charbone Hydrogen Corp
|
D
|
|
|
MARTIN DENNIS J
|
4
|
|
|
FEDERAL SIGNAL CORP /DE/
|
4
|
Financial Statements
|
|
FT 11403
|
S-6
|
|
|
MONDRIAN EMERGING MARKETS SMALL CAP EQUITY FUND, L.P.
|
D/A
|
|
|
MSWF Commercial Mortgage Trust 2023-1
|
ABS-EE
|
|
|
Allium Engineering, Inc.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2020-HR8
|
10-D
|
|
|
Mondrian Emerging Markets Ex-China Equity Fund, L.P.
|
D/A
|
|
|
FT 11402
|
S-6
|
|
|
Mondrian Emerging Markets Equity Parallel Fund, L.P.
|
D/A
|
|
|
Ribbon Communications Inc.
|
4/A
|
Financial Statements
|
|
McClelland Bruce William
|
4/A
|
|
|
FT 11401
|
S-6
|
|
|
Morgan Stanley Capital I Trust 2020-HR8
|
ABS-EE
|
|
|
SHELTON FUNDS
|
497
|
|
|
MONDRIAN EMERGING MARKETS EQUITY ESG FUND, L.P.
|
D/A
|
|
|
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
|
DEF 14A
|
|
|
FT 11400
|
S-6
|
|
|
MONDRIAN EMERGING MARKETS EQUITY FUND LP
|
D/A
|
|
|
Mondrian Emerging Markets Debt Opportunities Fund, L.P.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
10-D
|
|
|
Mondrian China Concentrated Equity Fund, L.P.
|
D/A
|
|
|
Mondrian China A-share Concentrated Equity Fund, L.P.
|
D/A
|
|
|
Mondrian All Countries World Ex US Equity Fund LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
ABS-EE
|
|
|
VALUE LINE ASSET ALLOCATION FUND INC
|
N-CSR
|
|
|
Carson Seana
|
144
|
|
|
Bausch Health Companies Inc.
|
144
|
Financial Statements
|
|
SMITH PRESTON L
|
4
|
|
|
Value Line Small Cap Opportunities Fund, Inc.
|
N-CSR
|
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
Henderson George H III
|
4
|
|
|
Sammons John F Jr
|
4
|
|
|
Streamline CityGate LLC
|
D
|
|
|
BBCMS Mortgage Trust 2022-C16
|
10-D
|
|
|
Value Line Core Bond Fund
|
N-CSR
|
|
|
Value Line Larger Companies Focused Fund, Inc.
|
N-CSR
|
|
|
Social Investment Holdings, Inc.
|
1-Z
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
WFRBS Commercial Mortgage Trust 2013-C18
|
15-15D
|
|
|
Social Investment Holdings, Inc.
|
1-A-W
|
|
|
Value Line Select Growth Fund, Inc.
|
N-CSR
|
|
|
J-Star Holding Co., Ltd.
|
F-1/A
|
|
|
Lang Edward F
|
4
|
|
|
VALUE LINE CAPITAL APPRECIATION FUND INC
|
N-CSR
|
|
|
BBCMS Mortgage Trust 2022-C16
|
ABS-EE
|
|
|
Serendipity Resort Investors, LLC
|
D
|
|
|
Value Line Mid Cap Focused Fund, Inc.
|
N-CSR
|
|
|
WD 40 CO
|
8-K
|
Financial Statements
|
|
Frailey Alton L.
|
4
|
|
|
Dacus Shannon
|
4
|
|
|
NICHOLAS FINANCIAL INC
|
8-K
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2021-L7
|
10-D
|
|
