| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BARKSDALE RESOURCES CORP.
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
497
|
|
|
Harbor ETF Trust
|
497J
|
|
|
C M LIFE VARIABLE LIFE SEPARATE ACCOUNT I
|
497
|
|
|
AMG Funds I
|
497K
|
|
|
Cybele Microbiome, Inc.
|
D
|
|
|
AIM ETF Products Trust
|
497
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
cbdMD, Inc.
|
8-K
|
|
|
TIAA-CREF FUNDS
|
497K
|
|
|
Veris Residential, Inc.
|
8-K
|
|
|
Varick CAV Onshore, LP
|
D/A
|
|
|
iSHARES TRUST
|
497K
|
|
|
ARTIVION, INC.
|
S-3ASR
|
|
|
iSHARES TRUST
|
497
|
|
|
Lumata Health Inc.
|
D/A
|
|
|
Software Effective Solutions, Corp.
|
1-Z
|
|
|
ST-0929 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Varick CAV Offshore, LP
|
D/A
|
|
|
Senseonics Holdings, Inc.
|
10-K
|
Financial Statements
|
|
MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4
|
497
|
|
|
Beach Point Dynamic Income Fund LP
|
D/A
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497K
|
|
|
Pactiv Evergreen Inc.
|
S-8
|
Financial Statements
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
C M MULTI ACCOUNT A
|
497
|
|
|
CREDICORP LTD
|
6-K
|
Financial Statements
|
|
Ospraie CAV Onshore, LP
|
D/A
|
|
|
Beach Point Dynamic Income Offshore Fund Ltd.
|
D/A
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
MML BAY STATE VARIABLE LIFE SEPARATE ACCOUNT I
|
497
|
|
|
Blue Owl Technology Finance Corp. II
|
8-K
|
|
|
WAFD INC
|
8-K
|
Financial Statements
|
|
Beach Point SCF XIV LP
|
D/A
|
|
|
WESTERN ASSET FUNDS INC
|
497K
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
MML BAY STATE VARIABLE ANNUITY SEPARATE ACCOUNT 1
|
497
|
|
|
GPEF Offshore Feeder Ltd.
|
D/A
|
|
|
Pactiv Evergreen Inc.
|
10-K
|
Financial Statements
|
|
TIAA-CREF FUNDS
|
497
|
|
|
MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 3
|
497
|
|
|
Beach Point Select Fund LP
|
D/A
|
|
|
PANORAMA SEPARATE ACCOUNT
|
497
|
|
|
Ospraie CAV Offshore, LP
|
D/A
|
|
|
PANORAMA PLUS SEPARATE ACCOUNT
|
497
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Bishopsgate Credit Fund Ltd.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
485BPOS
|
|
|
Beach Point Total Return Offshore Fund II Ltd.
|
D/A
|
|
|
Ardmore Road CAV Onshore, LP
|
D/A
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
CONNECTICUT MUTUAL VARIABLE LIFE SEPARATE ACCOUNT 1
|
497
|
|
|
Point 406 AI, LLC
|
D
|
|
|
HARTFORD SERIES FUND INC
|
497K
|
|
|
Ardmore Road CAV Offshore, LP
|
D/A
|
|
|
HARTFORD SERIES FUND INC
|
497
|
|
|
HARTFORD HLS SERIES FUND II INC
|
497
|
|
|
Beach Point Enhanced Securitized Credit Offshore Fund Ltd
|
D/A
|
|
|
Brown Advisory Investors 2024 - CRC VAMF I, LLLP
|
D
|
|
|
GEOF II Offshore Feeder, Ltd.
|
D/A
|
|
|
SCHWAB CAPITAL TRUST
|
497J
|
|
|
Ashford Inc.
|
8-K
|
Financial Statements
|
|
AXON ENTERPRISE, INC.
|
S-3ASR
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
MIDDLESEX WATER CO
|
10-K
|
Financial Statements
|
|
CareDx, Inc.
|
POS AM
|
Financial Statements
|
|
Beach Point Enhanced Securitized Credit Fund LP
|
D/A
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
S-8
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
497K
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
497K
|
|
|
SCHWAB INVESTMENTS
|
497J
|
|
|
AURORA CANNABIS INC
|
6-K
|
Financial Statements
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
PFM Multi-Manager Series Trust
|
NT NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497
|
|
|
NA SMID CAV Offshore, LP
|
D/A
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497K
|
|
|
BAILLIE GIFFORD FUNDS
|
497K
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497K
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497K
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497J
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497J
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497J
|
|
|
JOHN HANCOCK INVESTMENT TRUST II
|
497K
|
|
|
ETF Series Solutions
|
NT NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497K
|
|
|
JOHN HANCOCK CAPITAL SERIES
|
497K
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
10-K
|
Financial Statements
|
|
NA SMID CAV Onshore, LP
|
D/A
|
|
|
FULTON FINANCIAL CORP
|
10-K
|
Financial Statements
|
|
BUFFALO FUNDS
|
NT NPORT-P
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497K
|
|
|
WEYERHAEUSER CO
|
8-K
|
Financial Statements
|
|
Advisors Preferred Trust
|
N-CSRS
|
|
|
Series Portfolios Trust
|
NT NPORT-P
|
|
|
McMillan Ryan
|
4
|
|
|
Nevada Canyon Gold Corp.
|
4
|
|
|
UBS AG
|
424B2
|
|
|
UNIVERSAL TECHNICAL INSTITUTE INC
|
4
|
Financial Statements
|
|
SRERE LINDA J
|
4
|
|
|
Eden Grow Systems, Inc.
|
C/A
|
|
|
Thigpen Richard T
|
4
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
4
|
Financial Statements
|
|
LaRossa Ralph A
|
4
|
|
|
Hyzon Motors Inc.
|
SC 13G/A
|
|
|
Long Focus Capital Management, LLC
|
SC 13G/A
|
|
|
Unity Software Inc.
|
144
|
Financial Statements
|
|
Carpenter Carol W.
|
144
|
|
|
TCW FUNDS INC
|
497K
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
253G2
|
|
|
STILWELL JOSEPH
|
PREC14A
|
|
|
RADIAN GROUP INC
|
424B5
|
Financial Statements
|
|
PEOPLES FINANCIAL CORP /MS/
|
PREC14A
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
N-CSR
|
|
|
COHEN & STEERS REALTY SHARES INC
|
N-CSR
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
ALLSPRING FUNDS TRUST
|
497
|
|
|
Insight Partners Opportunities Fund II, L.P.
|
D/A
|
|
|
Fundrise Growth eREIT III, LLC
|
253G2
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
N-CSR
|
|
|
Slubowski Michael A.
|
4
|
|
|
Museri Rafael
|
144
|
|
|
SELINA HOSPITALITY PLC
|
144
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
N-CSR
|
|
|
LEONARD THOMAS C
|
144
|
|
|
KADANT INC
|
144
|
Financial Statements
|
|
Tidal Trust II
|
CERT
|
|
|
Insight Partners
|
D/A
|
|
|
Matterport, Inc./DE
|
144
|
|
|
Fay James Daniel
|
144
|
|
|
Fundrise Growth eREIT II, LLC
|
253G2
|
|
|
StepStone VC CAPI Fund
|
D
|
|
|
Insight Partners Opportunities Fund II
|
D/A
|
|
|
NORWOOD RALPH M
|
4/A
|
|
|
CPS TECHNOLOGIES CORP/DE/
|
4/A
|
Financial Statements
|
|
Chino Commercial Bancorp /TA
|
TA-2
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
N-CSR
|
|
|
Greenbacker Renewable Energy Co LLC
|
8-K
|
|
|
WGI Emerging Markets Smaller Companies Fund, LLC
|
D/A
|
|
|
Insight Partners
|
D/A
|
|
|
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
|
N-CSR
|
|
|
Fundrise Development eREIT, LLC
|
253G2
|
|
|
Kevorkian Eric G
|
4
|
|
|
BOSTON PROPERTIES INC
|
4
|
Financial Statements
|
|
AI Linker Finance a series of Angeles Investors Master LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
StepStone VC CAPI Fund LP
|
D
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
N-CSR
|
|
|
U.S. Energy Private Capital II LP
|
D/A
|
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
N-CSR
|
|
|
A.P. Gilfoyle & Co., L.P.
|
13F-HR/A
|
|
|
Duke Energy Indiana, LLC
|
8-K
|
|
|
Columbia Funds Variable Series Trust II
|
497K
|
|
|
RB INTERNATIONAL MARKETS
|
X-17A-5
|
|
|
LightShed Ventures Fund II, LP
|
D
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Wiedmann Lindsey Roon
|
144/A
|
|
|
Maxeon Solar Technologies, Ltd.
|
144/A
|
Financial Statements
|
|
VINCULUM WINE LTD.
|
D/A
|
|
|
Olivier Darla J.
|
4
|
|
|
Simplify Exchange Traded Funds
|
CERT
|
|
|
PACKAGING CORP OF AMERICA
|
4
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
Columbia Funds Variable Series Trust II
|
497
|
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
Innovator ETFs Trust
|
NPORT-P/A
|
|
|
DIAMOND HILL FUNDS
|
24F-2NT
|
|
|
Moloney Jacqueline F
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C13
|
10-D
|
|
|
Kaser Jeffrey S
|
4
|
|
|
BOONE REAL ESTATE, LTD.
|
D/A
|
|
|
LENNOX WILLIAM J JR
|
4
|
|
|
Shorepath Capital Management LLC
|
13F-HR
|
|
|
AB TRUST
|
497J
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
497J
|
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
497J
|
|
|
AB EQUITY INCOME FUND INC
|
497J
|
|
|
AB CAP FUND, INC.
|
497J
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
497J
|
|
|
AB RELATIVE VALUE FUND, INC.
|
497J
|
|
|
UBS Commercial Mortgage Trust 2018-C13
|
ABS-EE
|
|
|
Fawzy Christopher
|
4
|
|
|
Woodward, Inc.
|
4
|
Financial Statements
|
|
Dominick Jeffrey A.
|
4
|
|
|
Air Transport Services Group, Inc.
|
4
|
Financial Statements
|
|
Irwin Dale
|
4
|
|
|
Greenidge Generation Holdings Inc.
|
4
|
|
|
C4 Imaging, LLC
|
D
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
Moglia Peter M
|
144
|
|
|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
VIAD CORP
|
10-K
|
Financial Statements
|
|
GLENMEDE PORTFOLIOS
|
497J
|
|
|
FG Group Holdings Inc.
|
POS AM
|
Financial Statements
|
|
DELTA CORP. HOLDINGS Ltd
|
F-4/A
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
Waratah Alternative ESG Offshore Master Fund, L.P.
|
D/A
|
|
|
Johns Raymond E Jr
|
4
|
|
|
ARDENT PROPERTY INVESTMENTS LTD
|
D/A
|
|
|
Barnes Pamela A.
|
4
|
|
|
Waratah Alternative ESG Offshore Fund Ltd.
|
D/A
|
|
|
Willis Robert
|
4
|
|
|
PERRIGO Co plc
|
4
|
Financial Statements
|
|
Okray Thomas B
|
144
|
|
|
Eaton Corp plc
|
144
|
Financial Statements
|
|
RUSSELL INVESTMENT FUNDS
|
N-CEN
|
|
|
GLENMEDE FUND INC
|
497J
|
|
|
This Life Forever Inc.
|
C-U
|
|
|
Smith Britton
|
144
|
|
|
Blue Bird Corp
|
144
|
Financial Statements
|
|
Waratah Alternative ESG Offshore Fund II Ltd.
|
D/A
|
|
|
DEVINCENZI ROBERT THOMAS
|
4
|
|
|
GREENPOWER MOTOR Co INC.
|
6-K
|
|
|
Primoris Services Corp
|
144
|
Financial Statements
|
|
STRICKER TRAVIS L
|
144
|
|
|
FG Group Holdings Inc.
|
S-8 POS
|
Financial Statements
|
|
Lexaria Bioscience Corp.
|
8-K
|
|
|
Shirley Donald R.
|
4
|
|
|
CAMPBELL PHYLLIS J
|
4
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
424B3
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
10-D
|
|
|
Gu Paul
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Hobbs Charles Daniel
|
4
|
|
|
SIMMONS FIRST NATIONAL CORP
|
4
|
Financial Statements
|
|
MADEA ANN
|
4
|
|
|
Fundrise Development eREIT, LLC
|
1-U
|
|
|
Material Impact Opportunity Fund I, L.P.
|
D/A
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
DEFA14A
|
|
|
Massanelli Stephen C
|
4
|
|
|
Baranick Brian
|
144
|
|
|
EXACT SCIENCES CORP
|
144
|
Financial Statements
|
|
Sewell Michael J
|
4
|
|
|
CINCINNATI FINANCIAL CORP
|
4
|
Financial Statements
|
|
FIRST TRUST HIGH INCOME LONG/SHORT FUND
|
DEFA14A
|
|
|
Conroy Kevin T
|
144
|
|
|
MAKRIS GEORGE A III
|
4
|
|
|
Drake Eileen P.
|
3
|
|
|
Marathon Petroleum Corp
|
3
|
Financial Statements
|
|
Pinnacle Capital Management Funds Trust
|
497J
|
|
|
Northwestern Mutual Variable Life Account II
|
497VPI
|
|
|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
|
DEFA14A
|
|
|
KR SECURITIES, LLC
|
X-17A-5
|
|
|
Viveon Health Acquisition Corp.
|
DEF 14A
|
|
|
LV3 Holdings, Inc
|
C-U
|
|
|
Northwestern Mutual Variable Life Account II
|
497
|
|
|
Compass Municipal Advisors, LLC
|
MA-I/A
|
|
|
Ehlers & Associates, Inc.
|
MA-I/A
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
FROST BANK /MSD
|
MA-I/A
|
|
|
Quintos Karen H
|
4
|
|
|
CUMMINS INC
|
4
|
Financial Statements
|
|
REAVES SHARI LYNNE
|
144
|
|
|
O REILLY AUTOMOTIVE INC
|
144
|
Financial Statements
|
|
STONERIDGE INC
|
10-K
|
Financial Statements
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
Boyd Graham Richard Thomas
|
4
|
|
|
Ivanhoe Electric Inc.
|
4
|
Financial Statements
|
|
MVP LS FUND CDLXXX LLC
|
D
|
|
|
PAGAC Drone Holding GP I Ltd
|
144
|
|
|
Cushman & Wakefield plc
|
144
|
Financial Statements
|
|
Absilio Fund, LP
|
D
|
|
|
YANEY STEWART BRADLEY
|
4
|
|
|
BELLICUM PHARMACEUTICALS, INC
|
15-12G
|
Financial Statements
|
|
Costa Mark J
|
144
|
|
|
EASTMAN CHEMICAL CO
|
144
|
Financial Statements
|
|
CONCORS BARON
|
4
|
|
|
RB GLOBAL INC.
|
4
|
Financial Statements
|
|
Garner David W
|
4
|
|
|
Carr Patricia
|
144
|
|
|
Jazz Pharmaceuticals plc
|
144
|
Financial Statements
|
|
Stromberg William J
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
Business First Bancshares, Inc.
|
10-K
|
Financial Statements
|
|
Fundrise Midland Opportunistic REIT, LLC
|
1-U
|
|
|
Davenport Bonnie
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
MATTHEWS DARRYL R
|
144
|
|
|
TRIMBLE INC.
|
144
|
Financial Statements
|
|
Neuberger Berman ETF Trust
|
497
|
|
|
Fundrise West Coast Opportunistic REIT, LLC
|
1-U
|
|
|
MERCANTILE BANK CORP
|
10-K
|
Financial Statements
|
|
Connally Stan W
|
4
|
|
|
Murray Christopher K.
|
4
|
|
|
Blueprint Medicines Corp
|
4
|
Financial Statements
|
|
Tungray Technologies Inc
|
F-1/A
|
|
