| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
KOUMETTIS NIKOLAOS
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
ABS-EE
|
|
|
TACONIC OPPORTUNITY OFFSHORE FUND LTD
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
Schaeffer Brian
|
4
|
|
|
Asvah Ventures LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
Mclain Brian K
|
SC 13G/A
|
|
|
Integrated Cannabis Solutions, Inc.
|
SC 13G/A
|
|
|
Invesco Exchange-Traded Fund Trust II
|
497J
|
|
|
Douglas Monica Howard
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
Turitz Andrew
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Berninger David
|
4
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
WPS Direct, LLC
|
D/A
|
|
|
Trace 3D Inc.
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
CHANG LISA
|
4
|
|
|
Barrett Patrick Sean
|
4
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
497J
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
Transcendent Capital Group LLC
|
13F-HR
|
|
|
Arivo Acceptance LLC
|
ABS-15G
|
|
|
ARROYO MANUEL
|
4
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Kelly Aengus
|
144
|
|
|
AerCap Holdings N.V.
|
144
|
Financial Statements
|
|
Plum Flower Software LLC
|
D
|
|
|
TIGO ENERGY, INC.
|
4
|
|
|
ALON ZVI
|
4
|
|
|
Invesco Actively Managed Exchange-Traded Commodity Fund Trust
|
497J
|
|
|
GUIDANCE CAPITAL, INC
|
13F-HR/A
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
Touchdown Management Holdco LLC
|
D
|
|
|
GUARDIAN SEPARATE ACCOUNT A
|
497
|
|
|
Wilson-Scott Dalila
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-D
|
|
|
CORRELL CO. INVESTMENT SERVICES CORP.
|
X-17A-5
|
|
|
WALSH JOHN E
|
4
|
|
|
Saunders Porsche A
|
3
|
|
|
UNITED SECURITY BANCSHARES
|
3
|
Financial Statements
|
|
Disruptive Technologies III L.P.
|
144
|
|
|
Beamr Imaging Ltd.
|
144
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
NatWest Group plc
|
8-A12B
|
Financial Statements
|
|
Popular U.S. Government Money Market Fund, LLC
|
N-1A/A
|
|
|
Willems Tim
|
4
|
|
|
NCS Multistage Holdings, Inc.
|
4
|
Financial Statements
|
|
Turner Patricia Lynne
|
4
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
10-D
|
|
|
EnClear Therapies, Inc.
|
D
|
|
|
Firefly Aerospace Inc.
|
D
|
|
|
Lookhu, Inc.
|
C
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
TORRES GRACE C
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
ABS-EE
|
|
|
LAWRENCEVILLE PLASMA PHYSICS INC
|
C-U
|
|
|
Witherspoon Charles
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
Dividenz 15, LP
|
D
|
|
|
Desai Neil
|
144
|
|
|
Aadi Bioscience, Inc.
|
144
|
|
|
CF 2019-CF2 Mortgage Trust
|
10-D
|
|
|
Scopellite Steven
|
4
|
|
|
Columbia ETF Trust I
|
N-CSR
|
|
|
Grissett Russell K
|
4
|
|
|
SONOCO PRODUCTS CO
|
4
|
Financial Statements
|
|
Ivy Variable Insurance Portfolios
|
497J
|
|
|
TACONIC OPPORTUNITY FUND L P
|
D/A
|
|
|
CF 2019-CF2 Mortgage Trust
|
ABS-EE
|
|
|
Braemar Hotels & Resorts Inc.
|
8-K
|
Financial Statements
|
|
Red Cat Holdings, Inc.
|
8-K/A
|
Financial Statements
|
|
FAMILY INVESTORS COMPANY
|
X-17A-5
|
|
|
Murphy Joseph M. Jr.
|
4
|
|
|
LANDAAS & COMPANY
|
X-17A-5
|
|
|
Big Bear DC LLC
|
C/A
|
|
|
Toccoa Real Estate Capital Fund II, L.P.
|
D/A
|
|
|
Katsoulis Nicos
|
4
|
|
|
Maynard Malisa
|
4
|
|
|
MOHAWK INDUSTRIES INC
|
4
|
Financial Statements
|
|
AB Private Credit Investors Corp
|
SC TO-I
|
|
|
GUTHART GARY S
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497
|
|
|
BANK5 2023-5YR2
|
10-D
|
|
|
Williams Joseph L
|
144
|
|
|
Energy Services of America CORP
|
144
|
|
|
Guadagno Kimberly M
|
4
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
10-D
|
|
|
BANK5 2023-5YR2
|
ABS-EE
|
|
|
Garrett Robert C
|
4
|
|
|
Kopernik Global Unconstrained Offshore Fund, Ltd.
|
D/A
|
|
|
SELECTED AMERICAN SHARES INC
|
485APOS
|
|
|
SELECTED INTERNATIONAL FUND, INC
|
485APOS
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
ABS-EE
|
|
|
Farris Jack M.
|
4
|
|
|
Nineteen77 Global Multi-Strategy Alpha LLC
|
D/A
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
497
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
497
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
497
|
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
497
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
497
|
|
|
COHEN & STEERS GLOBAL REALTY SHARES, INC
|
497
|
|
|
COHEN & STEERS REALTY SHARES INC
|
497
|
|
|
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST
|
N-CEN
|
|
|
Devlin Michael D
|
4
|
|
|
Brandywine Branch Distillers LLC
|
C/A
|
|
|
BNY Mellon ETF Trust
|
497
|
|
|
SPROTT FUNDS TRUST
|
8-A12B
|
|
|
iShares U.S. ETF Trust
|
497K
|
|
|
Callicotte Lisa
|
4
|
|
|
Core Classic Fund
|
D/A
|
|
|
States Jonathan L
|
4
|
|
|
HAWTHORN BANCSHARES, INC.
|
4
|
Financial Statements
|
|
COSCIA ANTHONY R
|
4
|
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
Kopernik Global Unconstrained Fund, LP
|
D/A
|
|
|
COLE MICHAEL R
|
4
|
|
|
DAVIS SERIES INC
|
485APOS
|
|
|
AMON CRISTIANO R
|
144
|
|
|
QUALCOMM INC/DE
|
144
|
Financial Statements
|
|
ALIGHT SERIES TRUST
|
N-CEN
|
|
|
Creekmur Asset Management LLC
|
13F-HR
|
|
|
LODGE HILL FUND, LTD.
|
D/A
|
|
|
Barros John F
|
4
|
|
|
Harbor Funds II
|
497
|
|
|
CF 2019-CF1 Mortgage Trust
|
10-D
|
|
|
UBS AG
|
FWP
|
|
|
BANK 2022-BNK44
|
10-D
|
|
|
Wolf Lance
|
4
|
|
|
Sterling Real Estate Trust
|
4
|
|
|
Tidal Trust II
|
497J
|
|
|
CF 2019-CF1 Mortgage Trust
|
ABS-EE
|
|
|
Firefly Aerospace Inc.
|
D/A
|
|
|
BANK 2022-BNK44
|
ABS-EE
|
|
|
Palo Alto Advanced Life Sciences Offshore Fund, Ltd.
|
D/A
|
|
|
PALO ALTO HEALTHCARE OFFSHORE II LTD
|
D/A
|
|
|
Huffman Bridget
|
4
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
497J
|
|
|
PONDER MARK G
|
4
|
|
|
PALO ALTO HEALTHCARE OFFSHORE LTD
|
D/A
|
|
|
Benton Patrick M.
|
4
|
|
|
Green Edgar A III
|
144
|
|
|
DUMLAO TROY
|
4
|
|
|
FT 11362
|
S-6
|
|
|
AB Private Credit Investors Corp
|
8-K/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
van der Graaf Kees
|
4
|
|
|
Enpro Inc.
|
4
|
Financial Statements
|
|
SCHWARTZ WILLIAM DANNY
|
4
|
|
|
Eaton Corp plc
|
8-K
|
Financial Statements
|
|
IANNACONE NICOLE M
|
4
|
|
|
Shettigar Ramesh
|
4
|
|
|
Brown Advisory Investors 2024 - CRC VAMF I
|
D
|
|
|
Invest DLT LLC
|
D
|
|
|
BAUCHE DOUGLAS
|
4
|
|
|
Sinclair, Inc.
|
144
|
|
|
KEITH DANIEL C
|
144
|
|
|
CALLICUTT RICHARD D II
|
144
|
|
|
PINNACLE FINANCIAL PARTNERS INC
|
144
|
Financial Statements
|
|
Nineteen77 Global Multi-Strategy Alpha Ltd
|
D/A
|
|
|
Alvotech
|
6-K
|
|
|
Morales Vincent J
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
BANK 2018-BNK11
|
ABS-EE
|
|
|
FT 11360
|
S-6
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Lennox Michael
|
144
|
|
|
Helmerich & Payne, Inc.
|
144
|
Financial Statements
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
CORE CLASSIC FUND L P
|
D/A
|
|
|
Hagerty Chancey E.
|
4
|
|
|
Voya MUTUAL FUNDS
|
497J
|
|
|
BANK 2019-BNK20
|
10-D
|
|
|
Saunders Richard
|
144
|
|
|
Bank of N.T. Butterfield & Son Ltd
|
144
|
Financial Statements
|
|
Foulkes Anne M.
|
4
|
|
|
CLS Holdings USA, Inc.
|
4
|
|
|
GLASHOW ANDREW
|
4
|
|
|
Accelerator Capital Partners LP
|
D/A
|
|
|
Lopez Dave R
|
144
|
|
|
BANCFIRST CORP /OK/
|
144
|
Financial Statements
|
|
Braun Kevin D.
|
4
|
|
|
PUBLIX SUPER MARKETS INC
|
8-K
|
|
|
Mission Hills Racquet & Swim Club Partners LLC
|
D/A
|
|
|
BP CAPITAL MARKETS PLC
|
8-A12B
|
|
|
BANK 2019-BNK20
|
ABS-EE
|
|
|
Pioneer ILS Bridge Fund
|
N-8F
|
|
|
Milagro del Valle RAD LP
|
D
|
|
|
Tudor McLeod Preferred Access Fund, LLC
|
D/A
|
|
|
GuideStone Funds
|
PRE 14C
|
|
|
Stefanski Gavin B
|
4
|
|
|
TFS Financial CORP
|
4
|
Financial Statements
|
|
Medici Stable Income, LP
|
D
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
40-17G
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
40-17G
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
40-17G
|
|
|
PUTNAM INCOME FUND
|
40-17G
|
|
|
GEORGE PUTNAM BALANCED FUND
|
40-17G
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
40-17G
|
|
|
PUTNAM MONEY MARKET FUND
|
40-17G
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
40-17G
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28
|
10-D
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497
|
|
|
1290 Funds
|
497K
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CSR
|
|
|
SIMS RYAN S
|
4
|
|
|
GENESIS ENERGY LP
|
4
|
Financial Statements
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
6-K
|
|
|
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
|
X-17A-5
|
|
|
Nelson Michael Aaron
|
SCHEDULE 13G
|
|
|
Bellerophon Therapeutics, Inc.
|
SCHEDULE 13G
|
Financial Statements
|
|
VICTORY PORTFOLIOS
|
N-CSRS
|
|
|
RBB FUND, INC.
|
497J
|
|
|
SAGE PARTNERS SECURITIES, LLC
|
X-17A-5
|
|
|
TOCQUEVILLE GLOBAL PARTNERS LP
|
D/A
|
|
|
GOLDMAN SACHS GROUP INC
|
13F-HR/A
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
N-CSR
|
|
|
Mill Creek Investment Partners, L.P.
|
D/A
|
|
|
AC AS INSURANCE INVESTCO II, LLC
|
D
|
|
|
Thrive Capital Partners VIII Growth-D, LLC
|
D
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CSR
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO
|
497
|
|
|
Balance Onshore Fund L.P.
|
D/A
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
497K
|
|
|
Popular Income Plus Fund, Inc.
|
N-CSRS
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST
|
497K
|
|
|
Bluerock Homes Trust, Inc.
|
SC 13G/A
|
|
|
HEDGEHOG CAPITAL LLC
|
SC 13G/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31
|
10-D
|
|
|
FOWLER JOHN MOORE
|
144
|
|
|
StoneX Group Inc.
|
144
|
Financial Statements
|
|
TRI-CONTINENTAL CORP
|
N-CSR
|
Financial Statements
|
|
FIDELITY MT VERNON STREET TRUST
|
497K
|
|
|
ECA FUND, LP
|
D/A
|
|
|
Chen Min-Chu
|
144
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
144
|
Financial Statements
|
|
FT 11337
|
497J
|
|
|
SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
497
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
497K
|
|
|
iShares U.S. ETF Trust
|
497J
|
|
|
FT 11333
|
497J
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
497
|
|
|
FIDELITY MAGELLAN FUND
|
497K
|
|
|
BANK 2021-BNK33
|
10-D
|
|
|
Tingo Group, Inc.
|
25
|
Financial Statements
|
|
BANK 2020-BNK29
|
10-D
|
|
|
PLAIC Variable Annuity Account S
|
N-CEN
|
|
|
PLICO Variable Annuity Account S
|
N-CEN
|
|
|
COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York
|
N-CEN
|
|
|
COLI VUL-4 Series Account of Great-West Life & Annuity Insurance CO
|
N-CEN
|
|
|
TITANIUM ANNUITY VARIABLE ACCOUNT
|
N-CEN
|
|
|
COLI VUL 2 SERIES ACCOUNT
|
N-CEN
|
|
|
UNITED INVESTORS UNIVERSAL LIFE VARIABLE ACCOUNT
|
N-CEN
|
|
|
RETIREMAP VARIABLE ACCOUNT
|
N-CEN
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
N-CEN
|
|
|
MONY VARIABLE ACCOUNT L
|
N-CEN
|
|
|
Equitable America Variable Account A of Equitable Financial Life Insurance Co of America
|
N-CEN
|
|
|
UNITED INVESTORS ANNUITY VARIABLE ACCOUNT
|
N-CEN
|
|
|
UNITED INVESTORS LIFE VARIABLE ACCOUNT
|
N-CEN
|
|
|
MONY VARIABLE ACCOUNT A
|
N-CEN
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
10-D
|
|
|
iShares, Inc.
|
497
|
|
|
Digipath, Inc.
|
8-K
|
|
|
ALPS Variable Investment Trust
|
N-CSR
|
|
|
Fidelity Private Credit Fund
|
SC 13D/A
|
|
|
FMR LLC
|
SC 13D/A
|
|
|
BANK 2020-BNK29
|
ABS-EE
|
|
|
Piazza Nicholas J.
|
144
|
|
|
EMERSON ELECTRIC CO
|
144
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
ABS-EE
|
|
|
Whitehead Jason E.
|
144
|
|
|
Alpha Metallurgical Resources, Inc.
|
144
|
Financial Statements
|
|
iShares U.S. ETF Trust
|
497
|
|
|
BUBECK JAMES
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Rieger Angela S.
|
3
|
|
|
MGE ENERGY INC
|
3
|
Financial Statements
|
|
BANK 2021-BNK35
|
10-D
|
|
|
PADDON PATRICK E
|
4
|
|
|
CALIFORNIA FIRST LEASING CORP
|
4
|
|
