| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Local Bounti Corporation/DE
|
4
|
|
|
VALIASEK KATHLEEN
|
4
|
|
|
Nelson Mark Joseph
|
4
|
|
|
ADVISORS SERIES TRUST
|
485BPOS
|
|
|
Turbo Parent Partnership LP
|
D
|
|
|
Hyzon Motors Inc.
|
424B3
|
|
|
Griffith Christopher
|
4
|
|
|
AMERICAN COASTAL INSURANCE Corp
|
4
|
Financial Statements
|
|
Xos, Inc.
|
424B3
|
|
|
BLACKBERRY Ltd
|
8-K
|
Financial Statements
|
|
Lionheart Holdings
|
8-K
|
|
|
ATMOS ENERGY CORP
|
11-K
|
Financial Statements
|
|
CureVac N.V.
|
6-K
|
Financial Statements
|
|
CLOROX CO /DE/
|
11-K
|
Financial Statements
|
|
ORR Topco, L.P.
|
D
|
|
|
4Front Ventures Corp.
|
424B5
|
|
|
1st FRANKLIN FINANCIAL CORP
|
424B3
|
|
|
PARNELL WILLIAM L. JR
|
4
|
|
|
BCB BANCORP INC
|
11-K
|
Financial Statements
|
|
Roberts Anthony C.
|
4
|
|
|
Rackspace Technology, Inc.
|
4
|
Financial Statements
|
|
STRATS
|
10-D
|
|
|
Gross Mark
|
4
|
|
|
Garber Mitchell Alan
|
4
|
|
|
Eos Energy Enterprises, Inc.
|
S-8
|
|
|
Kirn David
|
4
|
|
|
4D Molecular Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Samant Shashank
|
4
|
|
|
Cigna Group
|
4
|
Financial Statements
|
|
Evanko Brian C
|
4
|
|
|
BENJAMIN JEFFREY D
|
4
|
|
|
Galai Yaron
|
4
|
|
|
Outbrain Inc.
|
4
|
Financial Statements
|
|
METLIFE INC
|
144/A
|
Financial Statements
|
|
METROPOLITAN LIFE INSURANCE CO/NY
|
144/A
|
|
|
Scott Anthony
|
4
|
|
|
Flag Ship Acquisition Corp
|
8-K
|
|
|
ATKINS BETSY S
|
4
|
|
|
Arthur Susan Donner
|
4
|
|
|
Codon Innovation Fund I, LP
|
D/A
|
|
|
NOVAGOLD RESOURCES INC
|
10-Q
|
Financial Statements
|
|
NATIONAL GRID PLC
|
11-K/A
|
Financial Statements
|
|
Goff Gregory James
|
4
|
|
|
MATTEL INC /DE/
|
11-K
|
Financial Statements
|
|
Global Technology Acquisition Corp. I
|
8-K
|
|
|
BAYTEX ENERGY CORP.
|
6-K
|
|
|
Shimmick Corp
|
SC 13D/A
|
|
|
AECOM
|
SC 13D/A
|
Financial Statements
|
|
Tidal Trust II
|
485APOS
|
|
|
Chesky Brian
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
AMF Feeder Two, Ltd
|
D
|
|
|
Screven Edward Lloyd
|
144
|
|
|
ORACLE CORP
|
144
|
Financial Statements
|
|
Krause Justin
|
4/A
|
|
|
Sezzle Inc.
|
4/A
|
|
|
i3 Verticals, Inc.
|
8-K
|
Financial Statements
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
SC 14D9/A
|
Financial Statements
|
|
Aptiv Global Financing Designated Activity Co
|
8-A12B
|
|
|
Aptiv Corp
|
8-A12B
|
|
|
Aptiv PLC
|
8-A12B
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
Essent Group Ltd.
|
FWP
|
Financial Statements
|
|
Crandall Dana L
|
4
|
|
|
HARMONIC INC
|
4
|
Financial Statements
|
|
Xos, Inc.
|
8-K
|
|
|
Aon plc
|
8-K
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
N-CSRS
|
|
|
Saltchuk Resources, Inc.
|
SC TO-T/A
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
SC TO-T/A
|
Financial Statements
|
|
Yao Gerald
|
4
|
|
|
FiscalNote Holdings, Inc.
|
4
|
|
|
Copeland Stephanie
|
4
|
|
|
AIR T INC
|
10-K
|
Financial Statements
|
|
BEAR CREEK DEBT WAREHOUSE, LLC
|
D
|
|
|
BJs RESTAURANTS INC
|
S-8
|
Financial Statements
|
|
Lilium N.V.
|
6-K
|
|
|
CRAWFORD & CO
|
8-K
|
|
|
Acocella Kerry
|
4
|
|
|
Datadog, Inc.
|
4
|
Financial Statements
|
|
CCC Intelligent Solutions Holdings Inc.
|
144
|
|
|
RAMAMURTHY GITHESH
|
144
|
|
|
Motus GI Holdings, Inc.
|
DEF 14A
|
Financial Statements
|
|
Alvotech
|
RW
|
|
|
Pasithea Therapeutics Corp.
|
8-K
|
|
|
ASTRAZENECA PLC
|
11-K
|
Financial Statements
|
|
United Health Products, Inc.
|
S-1
|
|
|
Trinseo PLC
|
8-K
|
Financial Statements
|
|
Bitfury Group Ltd
|
4
|
|
|
Bitfury Holding B.V.
|
4
|
|
|
V3 Holding Ltd
|
4
|
|
|
Vavilovs Valerijis
|
4
|
|
|
Bitfury Top HoldCo B.V.
|
4
|
|
|
Cipher Mining Inc.
|
4
|
|
|
MCCORMICK & CO INC
|
8-K
|
Financial Statements
|
|
STEEL DYNAMICS INC
|
FWP
|
Financial Statements
|
|
LAM RESEARCH CORP
|
11-K
|
Financial Statements
|
|
In The Bowl Animal Health, Inc.
|
D
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
N-CSR
|
|
|
TAILWATER ROYALTIES FUND II LP
|
D
|
|
|
KENNAMETAL INC
|
11-K
|
Financial Statements
|
|
Hercules Capital, Inc.
|
4
|
Financial Statements
|
|
CROWELL GAYLE A
|
4
|
|
|
First Eagle Private Credit Fund
|
8-K
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
N-CSRS
|
|
|
Enhabit, Inc.
|
DFAN14A
|
|
|
AREX Capital Management, LP
|
DFAN14A
|
|
|
clirSPV LLC
|
SC 13D/A
|
|
|
ClearSign Technologies Corp
|
SC 13D/A
|
Financial Statements
|
|
Angel Oak Mortgage REIT, Inc.
|
8-K
|
Financial Statements
|
|
PUTNAM GLOBAL INCOME TRUST
|
N-CSRS
|
|
|
Shair Matthew
|
4
|
|
|
Nuvalent, Inc.
|
4
|
Financial Statements
|
|
ROCKY BRANDS, INC.
|
S-8
|
Financial Statements
|
|
Entrada Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
BAKER BROS. ADVISORS LP
|
SC 13D/A
|
|
|
Waldencast plc
|
F-3
|
|
|
SkyWater Technology, Inc
|
144
|
Financial Statements
|
|
KURTZWEIL JOHN T
|
144
|
|
|
Daniels Jon G
|
144
|
|
|
CARMAX INC
|
144
|
Financial Statements
|
|
Entrada Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Baker Bros. Advisors
|
4
|
|
|
BAKER BROS. ADVISORS LP
|
4
|
|
|
BAKER FELIX
|
4
|
|
|
BAKER JULIAN
|
4
|
|
|
Phi Therapeutics, Inc.
|
D/A
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
N-CSRS
|
|
|
Affimed N.V.
|
6-K
|
Financial Statements
|
|
AVENUE THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Dadgar Armon
|
4
|
|
|
HashiCorp, Inc.
|
4
|
Financial Statements
|
|
Tonix Pharmaceuticals Holding Corp.
|
424B5
|
Financial Statements
|
|
CAPITAL CITY BANK GROUP INC
|
11-K
|
Financial Statements
|
|
Addus HomeCare Corp
|
424B5
|
Financial Statements
|
|
iSHARES TRUST
|
497K
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
N-CSRS
|
|
|
Schreiber Jason K
|
4
|
|
|
CIM REAL ESTATE FINANCE TRUST, INC.
|
4
|
|
|
MUTUAL FUND SERIES TRUST
|
485BPOS
|
|
|
Positive Finance, Inc.
|
D
|
|
|
Enservco Corp
|
8-K
|
Financial Statements
|
|
Quantm.One, Inc.
|
D
|
|
|
Hayward Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Braemar Hotels & Resorts Inc.
|
DEFA14A
|
Financial Statements
|
|
Boxabl Inc.
|
8-K
|
|
|
Trutankless, Inc.
|
10-K
|
|
|
Jackson Deborah C
|
4
|
|
|
American Well Corp
|
4
|
Financial Statements
|
|
WHITMORE BRADFORD T
|
SC 13D/A
|
|
|
NANOPHASE TECHNOLOGIES Corp
|
SC 13D/A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
N-CSRS
|
|
|
Stumpf Shivani
|
144
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
EDISON INTERNATIONAL
|
424B5
|
Financial Statements
|
|
INTERNATIONAL PAPER CO /NEW/
|
11-K
|
Financial Statements
|
|
PUTNAM INCOME FUND
|
N-CSRS
|
|
|
Nutanix, Inc.
|
3
|
Financial Statements
|
|
Martin Brian
|
3
|
|
|
10x Genomics, Inc.
|
3
|
Financial Statements
|
|
MATEO ALAN
|
3
|
|
|
STATE STREET CORP
|
11-K
|
Financial Statements
|
|
Mondelez International, Inc.
|
FWP
|
Financial Statements
|
|
Century Therapeutics, Inc.
|
8-K/A
|
Financial Statements
|
|
iSHARES TRUST
|
497
|
|
|
GRAY TELEVISION INC
|
11-K
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSR
|
|
|
Portman Ridge Finance Corp
|
8-K
|
Financial Statements
|
|
JPMorgan Institutional Trust
|
40-17F2
|
|
|
Sleep Number Corp
|
11-K
|
Financial Statements
|
|
New Mountain Finance Corp
|
N-2ASR
|
|
|
Anterix Inc.
|
10-K
|
Financial Statements
|
|
STRATS
|
8-K
|
|
|
Evofem Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Pai Kathleen
|
4
|
|
|
N-able, Inc.
|
4
|
|
|
Alzamend Neuro, Inc.
|
S-1/A
|
Financial Statements
|
|
Colletti Frank
|
4/A
|
|
|
N-able, Inc.
|
4/A
|
|
|
Zhao Lynn
|
4
|
|
|
Celcoin Ltd
|
D
|
|
|
Soder Douglas L
|
144
|
|
|
HALE JAMES C III
|
144
|
|
|
ACI WORLDWIDE, INC.
|
144
|
Financial Statements
|
|
CULLEN/FROST BANKERS, INC.
|
11-K
|
Financial Statements
|
|
Anterix Inc.
|
8-K
|
Financial Statements
|
|
CONNS INC
|
8-K
|
Financial Statements
|
|
Genius Group Ltd
|
S-8
|
Financial Statements
|
|
JPMORGAN TRUST IV
|
40-17F2
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
8-K
|
Financial Statements
|
|
MASTEC INC
|
11-K
|
Financial Statements
|
|
EXPORT DEVELOPMENT CANADA/CN
|
S-B
|
|
|
Kessler Jon
|
4
|
|
|
HEALTHEQUITY, INC.
|
4
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Cui Yibin Edward
|
4
|
|
|
Vertiv Holdings Co
|
4
|
|
|
NORTHERN FUNDS
|
24F-2NT
|
|
|
Johnson Eric M.
|
4
|
|
|
HARBOR FUNDS
|
N-CSRS
|
|
|
JPMORGAN TRUST II
|
40-17F2
|
|
|
Boone Jandeen M
|
3
|
|
|
ECOLAB INC.
|
3
|
Financial Statements
|
|
Ryan Paul
|
4
|
|
|
Augmedix, Inc.
|
8-K
|
Financial Statements
|
|
Lim Cheryl H.J.
|
4
|
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
8-K
|
|
|
WEYERHAEUSER CO
|
8-K
|
Financial Statements
|
|
Karlborg Anders
|
4
|
|
|
O'Neill Lori
|
3
|
|
|
BLACKBERRY Ltd
|
3
|
Financial Statements
|
|
Winther Karsten
|
4
|
|
|
Smaldone Alsup Laurie
|
4
|
|
|
BLACKBERRY Ltd
|
4
|
Financial Statements
|
|
Gill Stephanie L
|
4
|
|
|
KKR Diversified Core Infrastructure AUD Feeder Fund
|
D/A
|
|
|
HUANG JEN HSUN
|
144
|
|
|
NVIDIA CORP
|
144
|
Financial Statements
|
|
Rosen Tami
|
4
|
|
|
Pagaya Technologies Ltd.
|
4
|
|
|
Payscore, Inc.
|
D
|
|
|
PGIM ETF TRUST
|
CERT
|
|
|
JPMorgan Trust I
|
40-17F2
|
|
|
Raphael Pharmaceutical Inc.
|
8-K
|
|
|
St. Ledger Susan
|
4
|
|
|
BBX Capital, Inc.
|
S-8
|
|
|
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3
|
8-K
|
|
|
Assure Holdings Corp.
|
RW
|
|
|
Lord Abbett FIF Advisor LLC
|
40-APP/A
|
|
|
Apollo S3 RIC Management, L.P.
|
40-APP/A
|
|
|
Middle Market Apollo Institutional Private Lending
|
40-APP/A
|
|
|
MMJV LLC
|
40-APP/A
|
|
|
Lord Abbett Flexible Income Fund
|
40-APP/A
|
|
|
RRE 10 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
Apollo Clean Transition Capital Fund, L.P.
|
40-APP/A
|
|
|
RR 25 LTD
|
40-APP/A
|
|
|
RR 24 LTD
|
40-APP/A
|
|
|
RR 23 LTD
|
40-APP/A
|
|
|
RR 22 LTD
|
40-APP/A
|
|
|
RR 21 LTD
|
40-APP/A
|
|
|
RR 20 LTD
|
40-APP/A
|
|
|
RR 19 LTD
|
40-APP/A
|
|
|
RR 18 LTD
|
40-APP/A
|
|
|
RR 17 LTD
|
40-APP/A
|
|
|
ALM 2020, LTD.
|
40-APP/A
|
|
|
RR 16 LTD
|
40-APP/A
|
|
|
RR 15 LTD
|
40-APP/A
|
|
|
RR 14 LTD
|
40-APP/A
|
|
|
RR 7 LTD
|
40-APP/A
|
|
|
RR 8 LTD
|
40-APP/A
|
|
|
AA Tundra Investor, L.P.
|
40-APP/A
|
|
|
AA Pencil Holdings, L.P.
|
40-APP/A
|
|
|
AAA Aviation Holdings, L.P.
|
40-APP/A
|
|
|
Apollo US Broadly Syndicated Loans Fund
|
40-APP/A
|
|
|
Apollo Opportunistic Credit Fund
|
40-APP/A
|
|
|
Apollo Helius Multi-Credit Fund I
|
40-APP/A
|
|
|
Apollo Calliope Fund, L.P.
|
40-APP/A
|
|
|
RRE 16 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE Royal 2 Designated Activity Co
|
40-APP/A
|
|
|
RRE Bricata 2 Designated Activity Co
|
40-APP/A
|
|
|
RRE 15 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 14 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 12 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 11 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RR REAPER BROWN CAROLINA 2 LTD
|
40-APP/A
|
|
|
Aspen Specialty Insurance Co
|
40-APP/A
|
|
|
Aspen American Insurance Co
|
40-APP/A
|
|
|
RR BERBERE 2 LTD
|
40-APP/A
|
|
|
RR 26 LTD
|
40-APP/A
|
|
|
Athora Lux Invest SCSP Duration Fund
|
40-APP/A
|
|
|
Mercer Multi-Asset Credit Fund
|
40-APP/A
|
|
|
Redding Ridge Asset Management LLC
|
40-APP/A
|
|
|
AP Tundra Holdings LLC
|
40-APP/A
|
|
|
Apollo Delphi Fund, L.P.
|
40-APP/A
|
|
|
Apollo Aligned Alternatives, L.P.
|
40-APP/A
|
|
|
Apollo Clean Transition Capital Overseas II, L.P.
|
40-APP/A
|
|
|
Apollo EPF Management IV, L.P.
|
40-APP/A
|
|
|
RR 6 Ltd
|
40-APP/A
|
|
|
RR 5 LTD
|
40-APP/A
|
|
|
RR 4 LTD
|
40-APP/A
|
|
|
RR 2 LTD
|
40-APP/A
|
|
|
RR TABASCO 1 LTD
|
40-APP/A
|
|
|
RR REAPER BROWN CAROLINA 3 LTD
|
40-APP/A
|
|
|
RR POBLANO 4 LTD
|
40-APP/A
|
|
|
RRE 1 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 2 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 3 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 5 Loan Management Designated Co
|
40-APP/A
|
|
|
RRE 6 Loan Management DAC
|
40-APP/A
|
|
|
RRE 7 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 8 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RRE 9 Loan Management Designated Activity Co
|
40-APP/A
|
|
|
RR 27 LTD
|
40-APP/A
|
|
|
RR BHUT JOLOKIA 3 LTD
|
40-APP/A
|
|
|
RR CAYENNE 4 LTD
|
40-APP/A
|
|
|
Apollo Origination Partnership II
|
40-APP/A
|
|
|
Apollo Origination Partnership II
|
40-APP/A
|
|
|
Apollo S3 Equity & Hybrid Solutions Offshore Fund
|
40-APP/A
|
|
|
Apollo S3 Equity & Hybrid Solutions Offshore Fund, L.P.
|
40-APP/A
|
|
|
Apollo S3 Equity & Hybrid Solutions Fund
|
40-APP/A
|
|
