| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SMITH WILLIAM W JR
|
4
|
|
|
SMITH MICRO SOFTWARE, INC.
|
4
|
Financial Statements
|
|
MITSUBISHI UFJ FINANCIAL GROUP INC
|
6-K
|
Financial Statements
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
IMMUTEP Ltd
|
6-K
|
Financial Statements
|
|
Gogoro Inc.
|
6-K
|
|
|
ICAHN CARL C
|
SC 13D/A
|
|
|
ICAHN ENTERPRISES L.P.
|
SC 13D/A
|
Financial Statements
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
ICAHN CARL C
|
4
|
|
|
ICAHN ENTERPRISES L.P.
|
4
|
Financial Statements
|
|
REGIS CORP
|
8-K
|
Financial Statements
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
Olson Richard M
|
4
|
|
|
TORO CO
|
4
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Critical Metals Corp.
|
424B3
|
|
|
NIO Inc.
|
6-K
|
Financial Statements
|
|
SHL TELEMEDICINE LTD
|
6-K/A
|
|
|
Clearway Energy, Inc.
|
8-K
|
Financial Statements
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
Trinity Capital Inc.
|
N-2
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
DEXTER HAYES INVESTORS, LLC
|
D
|
|
|
John Bean Technologies CORP
|
425
|
Financial Statements
|
|
William Penn Bancorporation
|
11-K
|
|
|
Cyclacel Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
SELECTIS HEALTH, INC.
|
8-K
|
|
|
AMERICAN INTERNATIONAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
Celenian Market Neutral Opportunities Fund, LP
|
D/A
|
|
|
AST SpaceMobile, Inc.
|
8-K
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Kernel Group Holdings, Inc.
|
425
|
|
|
Kernel Group Holdings, Inc.
|
8-K
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
CONOCOPHILLIPS
|
S-4
|
Financial Statements
|
|
Cross Hospital Build to Suit, LLC
|
D
|
|
|
TG-17, Inc.
|
C
|
|
|
Onconetix, Inc.
|
S-1/A
|
Financial Statements
|
|
Onconetix, Inc.
|
PRER14A
|
Financial Statements
|
|
Neon Labs Ltd
|
D
|
|
|
KAZIA THERAPEUTICS LTD
|
F-1
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Great Elm Capital Corp.
|
D
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Coronado Global Resources Inc.
|
8-K
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Peak Bio, Inc.
|
10-Q
|
|
|
NSV2US LP
|
D
|
|
|
THC Farmaceuticals, Inc.
|
C-AR/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Genius Group Ltd
|
F-1/A
|
Financial Statements
|
|
EA Series Trust
|
497K
|
|
|
EA Series Trust
|
497
|
|
|
PG&E Corp
|
11-K
|
Financial Statements
|
|
Apollo Asset Backed Credit Co LLC
|
10-12G/A
|
|
|
OurCrowd
|
D
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Hepion Pharmaceuticals, Inc.
|
10-K/A
|
|
|
Van Mall Investment Holding, LLC
|
D
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
MML Private Placement Investment Co I, LLC
|
D/A
|
|
|
Whole Earth Brands, Inc.
|
SC 13E3/A
|
|
|
Superior Drilling Products, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
Drilling Tools International Corp
|
S-4/A
|
|
|
Wheaton Precious Metals Corp.
|
6-K
|
Financial Statements
|
|
Targa Resources Corp.
|
8-K
|
Financial Statements
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
MOVADO GROUP INC
|
8-K
|
Financial Statements
|
|
SALI SVW Multi-Series Fund, L.P.
|
D/A
|
|
|
BONJOUR BAKEHOUSE INC.
|
D
|
|
|
Energea Portfolio 3 Africa LLC
|
1-U
|
|
|
Cannabis Sativa, Inc.
|
10-Q
|
|
|
CV Sciences, Inc.
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
ORAGENICS INC
|
424B5
|
Financial Statements
|
|
SOLITARIO RESOURCES CORP.
|
8-K
|
Financial Statements
|
|
Nuveen Preferred & Income Term Fund
|
DEFA14A
|
|
|
GraniteShares ETF Trust
|
497
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Bare Meal Mixers, Inc.
|
D
|
|
|
MARCUS CORP
|
11-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
SALI Select Series, LP
|
D/A
|
|
|
Acorda Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
BVO 1 LLC
|
C
|
|
|
Pearl Homes Sustainable Opportunity Zone Fund I, LP
|
D/A
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
OCEANEERING INTERNATIONAL INC
|
11-K
|
Financial Statements
|
|
COLUMBIA BANKING SYSTEM, INC.
|
11-K
|
Financial Statements
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
SC TO-I/A
|
|
|
Ocampo Capital Fund I LP
|
D
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
SC TO-I/A
|
|
|
Doma Holdings, Inc.
|
8-K
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
SC TO-I/A
|
|
|
FORUM FUNDS
|
24F-2NT
|
|
|
COMM 2015-CCRE25 Mortgage Trust
|
10-D
|
|
|
TREASURE GLOBAL INC
|
8-K
|
Financial Statements
|
|
COMM 2015-CCRE22 Mortgage Trust
|
10-D
|
|
|
Sand Grove Opportunities Fund LP
|
D/A
|
|
|
TRANSALTA CORP
|
6-K
|
Financial Statements
|
|
Sand Grove Opportunities Fund Ltd
|
D/A
|
|
|
COMM 2015-LC21 Mortgage Trust
|
10-D
|
|
|
MEDICURE INC
|
6-K
|
|
|
COMMUNITY CAPITAL PARTNERS LP
|
D/A
|
|
|
COMM 2014-CCRE17 Mortgage Trust
|
10-D
|
|
|
IDX Funds
|
485APOS
|
|
|
COMM 2014-CCRE14 Mortgage Trust
|
10-D
|
|
|
DE-0514 Fund II, a series of Riverside Ventures, LP
|
D
|
|
|
OF-0426 Fund I, a series of GTM Syndicates, LP
|
D
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
DEFA14A
|
|
|
TOYOTA MOTOR CORP/
|
6-K
|
Financial Statements
|
|
ST-0327 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
VODAFONE GROUP PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Katapult Holdings, Inc.
|
424B3
|
|
|
Sun Hanhui
|
144
|
|
|
Yiren Digital Ltd.
|
144
|
Financial Statements
|
|
Brookfield Renewable Corp
|
6-K
|
|
|
Kempton James M
|
4
|
|
|
AEGON LTD.
|
6-K
|
Financial Statements
|
|
Craig Kevin W
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Series 1-1, a series of StartEngine Private Funds LLC
|
D
|
|
|
WISCONSIN CAPITAL FUNDS INC
|
24F-2NT
|
|
|
Wunsch Scott M
|
3
|
|
|
Blade Air Mobility, Inc.
|
3
|
|
|
Howloo, Inc.
|
1-K
|
|
|
Aeterna Zentaris Inc.
|
6-K
|
Financial Statements
|
|
Red Oak Fund, LP
|
D/A
|
|
|
Brown Martin R
|
4
|
|
|
PROSPERITY BANCSHARES INC
|
11-K
|
Financial Statements
|
|
Stoica Andrei G
|
144
|
|
|
Butterfly Network, Inc.
|
144
|
|
|
Core Scientific, Inc./tx
|
144
|
|
|
DUCHENE TODD M
|
144
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
NPORT-P
|
|
|
AMERICAS CARMART INC
|
11-K
|
Financial Statements
|
|
Series 17-2, a series of StartEngine Private LLC
|
D
|
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
NPORT-P
|
|
|
EULAV SECURITIES LLC
|
X-17A-5
|
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
11-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
DFA INVESTMENT TRUST CO
|
NPORT-P
|
|
|
DIMENSIONAL EMERGING MARKETS VALUE FUND
|
NPORT-P
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Federated Hermes Managed Pool Series
|
N-CSRS
|
|
|
Lightstone Value Plus REIT II, Inc.
|
SC TO-I/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
497K
|
|
|
Frost Houston Korth
|
4
|
|
|
Usio, Inc.
|
4
|
|
|
Smith Lee Matthew
|
4
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
4
|
Financial Statements
|
|
BBCMS Mortgage Trust 2024-5C27
|
8-K
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
497
|
|
|
Carlyle AlpInvest Private Markets Fund
|
NPORT-P/A
|
|
|
Alpha Prosperity US Fund, LLC - Series D
|
D
|
|
|
Boxabl Inc.
|
253G2
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
NPORT-P
|
|
|
Cultivation Capital AgTech Fund IV, L.P.
|
D
|
|
|
Credit Union 1
|
D/A
|
|
|
ERICSSON LM TELEPHONE CO
|
11-K
|
Financial Statements
|
|
Americas Gold & Silver Corp
|
6-K
|
Financial Statements
|
|
PGIM Global High Yield Fund, Inc.
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
NPORT-P
|
|
|
PGIM High Yield Bond Fund, Inc.
|
NPORT-P
|
|
|
Mysk Orlando Growth Fund LLC
|
C/A
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
10-D
|
|
|
Federated Hermes Equity Funds
|
N-CSRS
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
iShares U.S. ETF Trust
|
NPORT-P
|
|
|
PE Berk XI Offshore Feeder Fund SCSP SICAV-RAIF
|
D
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
ABS-EE
|
|
|
Ad Deum Active Kyrios Fund, LP
|
D
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
10-D
|
|
|
BBCMS Mortgage Trust 2024-5C27
|
424B2
|
|
|
Barclays Commercial Mortgage Securities LLC
|
424B2
|
|
|
Sands Capital Global Innovation Fund II-AN, L.P.
|
D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
ABS-EE
|
|
|
Kintz Samuel
|
144
|
|
|
Enliven Therapeutics, Inc.
|
144
|
Financial Statements
|
|
National Western Life Group, Inc.
|
4
|
Financial Statements
|
|
Milos Charles D
|
4
|
|
|
Federated Hermes Adviser Series
|
N-CSRS
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
Heidenmark Cook Pia Johanna
|
144
|
|
|
Origin Materials, Inc.
|
144
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
McLeod E Douglas
|
4
|
|
|
Managed Account Series II
|
NPORT-P
|
|
|
KeyStar Corp.
|
8-K
|
|
|
Absolute Strategies Partners LP
|
D
|
|
|
Tallgrass Pictures LLC
|
C
|
|
|
Pederson E J
|
4
|
|
|
Amplifi Vascular, Inc.
|
D/A
|
|
|
GS Mortgage Securities Trust 2020-GC47
|
10-D
|
|
|
AG Commercial Real Estate Debt Opportunities Holdings III, L.P.
|
D/A
|
|
|
Glasgow Stephen E
|
4
|
|
|
MONROE WILLIAM
|
4
|
|
|
Nine Energy Service, Inc.
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2020-GC47
|
ABS-EE
|
|
|
Moody-Dahlberg Frances A
|
4
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497K
|
|
|
MONROE WILLIAM
|
3
|
|
|
Nine Energy Service, Inc.
|
3
|
Financial Statements
|
|
MB Commodities Capital, LLC
|
D
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
FAIRPORT CAPITAL, INC.
|
X-17A-5
|
|
|
Moody Russell S.
|
4
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
BlackRock Funds IV
|
NPORT-P
|
|
|
BlackRock Funds V
|
NPORT-P
|
|
|
Moody Ross R
|
4
|
|
|
CONKLING WILLIAM
|
4
|
|
|
Rafael Holdings, Inc.
|
4
|
Financial Statements
|
|
Federated Hermes Index Trust
|
N-CSRS
|
|
|
MacArthur Robert Symmes
|
4/A
|
|
|
Kissel Edward Urban
|
4/A
|
|
|
Forager Fund, L.P.
|
4/A
|
|
|
Willdan Group, Inc.
|
4/A
|
Financial Statements
|
|
Polinsky David
|
4
|
|
|
Boone David S
|
4
|
|
|
Wanderlust Wine Co LLC
|
C/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Wallace Todd M
|
4
|
|
|
Wilmington Trust, National Association
|
40-APP/A
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
Aja Holdco, Inc.
|
S-4/A
|
|
|
Galkin Vladimir
|
SC 13G/A
|
|
|
JETBLUE AIRWAYS CORP
|
SC 13G/A
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
APOGEE ENTERPRISES, INC.
|
8-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Williams Vanessa Peterson
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
EBIX INC
|
8-K
|
Financial Statements
|
|
FIRST US BANCSHARES, INC.
|
11-K
|
Financial Statements
|
|
Redwood Enhanced Income Corp.
|
8-K
|
|
|
McCaffery John Martin JR
|
3
|
|
|
NORWOOD FINANCIAL CORP
|
3
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Blackwell Thomas A
|
4
|
|
|
Fishnet Inc.
|
D
|
|
|
Longeveron Inc.
|
D
|
Financial Statements
|
|
McEachern Douglas James
|
4/A
|
|
|
READING INTERNATIONAL INC
|
4/A
|
Financial Statements
|
|
Aeva Technologies, Inc.
|
8-K
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
AIM ETF Products Trust
|
8-A12B
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
LI LENDING, LLC
|
3
|
|
|
4Front Ventures Corp.
|
3
|
|
|
SELL MORITZ A
|
3
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
3
|
Financial Statements
|
|
QMIS TBS Capital Group Corp.
|
8-K
|
|
|
MARKET SECURITIES, LLC
|
X-17A-5
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
CATERPILLAR INC
|
11-K
|
Financial Statements
|
|
FULLER H B CO
|
11-K
|
Financial Statements
|
|
Cute Coffee Co
|
C
|
|
|
Nomos AI, Inc.
|
D
|
|
|
Plainsman Private Investments LLC
|
D/A
|
|
|
Finch Bay Capital Fund LP
|
D
|
|
|
Hope Global Investments, LLC
|
D
|
|
|
845 W 76th Street LLC
|
D
|
|
|
MVP LS FUND DI LLC
|
D
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
ENVIRI Corp
|
11-K
|
Financial Statements
|
|
ARETE RESEARCH LLC
|
X-17A-5
|
|
|
Solstice Innovations, Inc.
|
D
|
|
|
Leegen Investment LLC
|
D
|
|
|
Revlon Group Holdings LLC
|
D
|
|
|
PERRIGO Co plc
|
11-K
|
Financial Statements
|
|
VALIC Co I
|
497K
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
