| Company Name |
Form Type |
SEC Filings |
|
|
|
|
COVENANT LOGISTICS GROUP, INC.
|
4
|
|
|
GAMCO Natural Resources, Gold & Income Trust
|
4
|
Financial Statements
|
|
Bates Simon
|
4
|
|
|
DMC Global Inc.
|
4
|
Financial Statements
|
|
BUNN PAUL
|
4
|
|
|
Clements Carol Ann
|
4
|
|
|
JETBLUE AIRWAYS CORP
|
4
|
Financial Statements
|
|
Bates Simon
|
3
|
|
|
DMC Global Inc.
|
3
|
Financial Statements
|
|
Nuvation Bio Inc.
|
4
|
|
|
Cui Xiangmin
|
4
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
4
|
|
|
Malik Pankaj
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
Miller Steven D
|
4
|
|
|
Grant James S III
|
4
|
|
|
Valantine Hannah
|
4
|
|
|
BridgeBio Pharma, Inc.
|
4
|
Financial Statements
|
|
Lorber Timothy J.
|
3
|
|
|
Shuttle Pharmaceuticals Holdings, Inc.
|
3
|
|
|
Scott Randal W.
|
4
|
|
|
Hyman Jonathan
|
4
|
|
|
LYNN JESSE
|
4
|
|
|
Satvat Ali J.
|
4
|
|
|
MOMTAZEE JAMES C
|
4
|
|
|
Hassan Fred
|
4
|
|
|
Ellis Andrea
|
4
|
|
|
MCCORMICK FRANK
|
4
|
|
|
Lo Andrew
|
4
|
|
|
HOMCY CHARLES J
|
4
|
|
|
Barbeito Horacio
|
4
|
|
|
GAP INC
|
4
|
Financial Statements
|
|
DANIELS RONALD J
|
4
|
|
|
abrdn Life Sciences Investors
|
4
|
Financial Statements
|
|
Dachille Douglas A.
|
4
|
|
|
Sweitzer David P
|
4
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Long Matisse
|
4
|
|
|
Cook Jennifer E.
|
4
|
|
|
AGUIAR ERIC
|
4
|
|
|
Relative Value Partners Group, LLC
|
144
|
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
144
|
|
|
Leggio Michael F III
|
4
|
|
|
ADAMS RESOURCES & ENERGY, INC.
|
4
|
Financial Statements
|
|
Englander Yehuda
|
4
|
|
|
Dror Ortho-Design, Inc.
|
4
|
|
|
BlackRock Science & Technology Term Trust
|
DFAN14A
|
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
Broadcom Inc.
|
4
|
Financial Statements
|
|
TAN HOCK E
|
4
|
|
|
Global Crossing Airlines Group Inc.
|
S-1/A
|
|
|
LOUISIANA-PACIFIC CORP
|
11-K
|
Financial Statements
|
|
Nuveen Municipal Credit Income Fund
|
NPORT-P
|
|
|
FORMATION MINERALS, INC.
|
D
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
Shvets Moshe
|
4
|
|
|
Seadrill Ltd
|
6-K
|
|
|
Koehl Dustin
|
4
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DFAN14A
|
|
|
LogicMark, Inc.
|
S-1/A
|
Financial Statements
|
|
BlackRock Capital Allocation Term Trust
|
DFAN14A
|
|
|
Haddad Eliyahu
|
4
|
|
|
WF Asset Corp.
|
4
|
|
|
Steel Partners Holdings GP Inc.
|
4
|
|
|
SPH Group LLC
|
4
|
|
|
SPH Group Holdings LLC
|
4
|
|
|
STEEL PARTNERS HOLDINGS L.P.
|
4
|
Financial Statements
|
|
WHX CS LLC
|
4
|
|
|
Steel Connect, Inc.
|
4
|
Financial Statements
|
|
Steel Excel Inc.
|
4
|
|
|
HANDY & HARMAN LTD.
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-14
|
|
|
Keypath Education International, Inc.
|
SC 13E3
|
|
|
PROG Holdings, Inc.
|
11-K
|
|
|
HARRIS DARIN S
|
4
|
|
|
JACK IN THE BOX INC
|
4
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
485BPOS
|
|
|
YEUNG MAN WEIN VIVIEN
|
4
|
|
|
Hurvitz Chaim
|
4
|
|
|
MYERS JAMES M
|
4
|
|
|
MURPHY MICHAEL W
|
4
|
|
|
Gaingels Holdings LP
|
D/A
|
|
|
Mawson Infrastructure Group Inc.
|
8-K
|
|
|
PBF Energy Inc.
|
11-K
|
Financial Statements
|
|
EVERBRIDGE, INC.
|
8-K
|
Financial Statements
|
|
KLEINER MADELEINE
|
4
|
|
|
NORTHWEST BIOTHERAPEUTICS INC
|
DEFA14A
|
|
|
Karbon-X Corp.
|
8-K
|
|
|
John Sharon Price
|
4
|
|
|
ARC Medical Inc.
|
D/A
|
|
|
Loop Media, Inc.
|
PRE 14A
|
Financial Statements
|
|
Cyngn Inc.
|
8-K
|
Financial Statements
|
|
Twelve Seas Investment Co. II
|
8-K
|
|
|
GOEBEL DAVID
|
4
|
|
|
Richison Chad R.
|
4
|
|
|
Paycom Software, Inc.
|
4
|
Financial Statements
|
|
SPS COMMERCE INC
|
11-K
|
Financial Statements
|
|
Sandburg Studios, LLC
|
D
|
|
|
SERVICE CORP INTERNATIONAL
|
11-K
|
Financial Statements
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
SC 13G/A
|
|
|
S&T BANCORP INC
|
11-K
|
Financial Statements
|
|
Renalytix plc
|
8-K/A
|
|
|
Pearl Diver Credit Company, LLC
|
FWP
|
|
|
Quarles Gregory James
|
4
|
|
|
APPLIED ENERGETICS, INC.
|
4
|
|
|
Zurn Elkay Water Solutions Corp
|
11-K
|
|
|
Clover Leaf Capital Corp.
|
PRE 14A
|
|
|
Destra Multi-Alternative Fund
|
4
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
PRRN14A
|
|
|
Ocean Capital LLC
|
PRRN14A
|
|
|
SHERWIN STEPHEN A
|
4
|
|
|
BIOGEN INC.
|
4
|
Financial Statements
|
|
Gain Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Pearl Diver Credit Company, LLC
|
N-2/A
|
|
|
Apollo Global Management, Inc.
|
8-K/A
|
Financial Statements
|
|
Mantas Jesus B
|
4
|
|
|
PACCAR INC
|
11-K
|
Financial Statements
|
|
CEMTREX INC
|
PRE 14C
|
Financial Statements
|
|
Apartment Income REIT Corp.
|
8-K
|
|
|
Apartment Income REIT, L.P.
|
8-K
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
FWP
|
Financial Statements
|
|
Reservoir Media, Inc.
|
DEF 14A
|
|
|
John Bean Technologies CORP
|
424B3
|
Financial Statements
|
|
ChromaDex Corp.
|
8-K
|
Financial Statements
|
|
Rowinsky Eric K
|
4
|
|
|
GREIF, INC
|
11-K
|
Financial Statements
|
|
CELESTICA INC
|
6-K
|
Financial Statements
|
|
Keypath Education International, Inc.
|
PREM14A
|
|
|
Walmart Inc.
|
11-K
|
Financial Statements
|
|
Valauri Christina Rizopoulos
|
4
|
|
|
Precipio, Inc.
|
4
|
Financial Statements
|
|
LANGER SUSAN
|
4
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
eFFECTOR Therapeutics, Inc.
|
8-K
|
|
|
McEwen Mining Inc.
|
10-K/A
|
Financial Statements
|
|
SecureWorks Corp
|
8-K
|
Financial Statements
|
|
BERRY MICHAEL J
|
144
|
|
|
NetApp, Inc.
|
144
|
Financial Statements
|
|
Khare Bhisham
|
SC 13D/A
|
|
|
Aeries Technology, Inc.
|
SC 13D/A
|
|
|
MULLEN AUTOMOTIVE INC.
|
S-1
|
|
|
Vig Pamela
|
4
|
|
|
Mirum Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Panikassery Sudhir
|
SC 13D/A
|
|
|
Patolawala Monish D
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Kumar Venu Raman
|
SC 13D/A
|
|
|
Kuber Resources Corp
|
8-K
|
|
|
NEW YORK MORTGAGE TRUST INC
|
FWP
|
|
|
ABVC BIOPHARMA, INC.
|
8-K/A
|
|
|
Principal Life Insurance Co Separate Account B
|
497VPU
|
|
|
LAPORTE KATHLEEN
|
4
|
|
|
Panikassery Sudhir
|
4
|
|
|
Aeries Technology, Inc.
|
4
|
|
|
VOLITIONRX LTD
|
424B3
|
Financial Statements
|
|
Annexon, Inc.
|
8-K
|
Financial Statements
|
|
HAWKINS WILLIAM A
|
4
|
|
|
Harbor ETF Trust
|
485BPOS
|
|
|
Ecotone Renewables PBC
|
D
|
|
|
Gage Matthew
|
4
|
|
|
Thompson Rahsaan
|
4
|
|
|
ZEVRA THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
Freire Maria C
|
4
|
|
|
VODAFONE GROUP PUBLIC LTD CO
|
FWP
|
Financial Statements
|
|
AMEREN CORP
|
11-K
|
Financial Statements
|
|
Suzano S.A.
|
6-K
|
Financial Statements
|
|
SANDBERG RICHARD A
|
4
|
|
|
SPOON ALAN G
|
4
|
|
|
Match Group, Inc.
|
4
|
Financial Statements
|
|
Seymon Pamela
|
4
|
|
|
Schiffman Glenn
|
4
|
|
|
MCINERNEY THOMAS
|
4
|
|
|
Thompson Rahsaan
|
3
|
|
|
ZEVRA THERAPEUTICS, INC.
|
3
|
Financial Statements
|
|
TA AY Aggregator, L.P.
|
D
|
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
Citi Trends Inc
|
4
|
Financial Statements
|
|
MCDANIEL ANN
|
4
|
|
|
Dubey Sharmistha
|
4
|
|
|
Brenner Melissa Anne
|
4
|
|
|
Bailey Stephen
|
4
|
|
|
Principal Life Insurance Co Separate Account B
|
497VPI
|
|
|
Cohen David Seth
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
DEF 14A
|
Financial Statements
|
|
A.L. Sarroff Fund, LLC
|
SC 13G/A
|
|
|
PetVivo Holdings, Inc.
|
SC 13G/A
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
8-K
|
Financial Statements
|
|
Principal Life Insurance Co Separate Account B
|
497
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Liberty Global Ltd.
|
11-K
|
Financial Statements
|
|
Millham Brian
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Primo Water Corp /CN/
|
DEFA14A
|
Financial Statements
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Lilium N.V.
|
424B3
|
|
|
Nuvera Communications, Inc.
|
8-K
|
|
|
Cronos Group Inc.
|
8-K
|
Financial Statements
|
|
PROJECT SAGE OLDCO, INC.
|
15-12G
|
Financial Statements
|
|
ETF Series Solutions
|
485BPOS
|
|
|
DORSA CAROLINE
|
4
|
|
|
WASTE MANAGEMENT INC
|
8-K
|
Financial Statements
|
|
Ellington Credit Co
|
8-K
|
Financial Statements
|
|
Chang Robby Sai Kit
|
4
|
|
|
UR-ENERGY INC
|
4
|
Financial Statements
|
|
TASEKO MINES LTD
|
6-K
|
Financial Statements
|
|
PROJECT SAGE OLDCO, INC.
|
8-K
|
Financial Statements
|
|
SMX
|
F-1/A
|
|
|
DANIELI ILAN
|
4
|
|
|
WASTE MANAGEMENT INC
|
424B5
|
Financial Statements
|
|
WASTE MANAGEMENT HOLDINGS INC
|
424B5
|
|
|
Lister Troy
|
4
|
|
|
Verve Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Siu Wilda
|
4
|
|
|
Heliogen, Inc.
|
4
|
|
|
Cossman Jeffrey
|
4
|
|
|
Ingredion Inc
|
11-K
|
Financial Statements
|
|
HUANG JEN HSUN
|
144
|
|
|
NVIDIA CORP
|
144
|
Financial Statements
|
|
Investment Managers Series Trust III
|
N-CSRS/A
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
Gitlab Inc.
|
8-K
|
Financial Statements
|
|
PEMBINA PIPELINE CORP
|
6-K
|
Financial Statements
|
|
Pearson John Paul
|
4
|
|
|
Oswald Stephen G
|
4
|
|
|
DUCOMMUN INC /DE/
|
4
|
Financial Statements
|
|
Pizzuti Dana
|
4
|
|
|
Crinetics Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Chojnowski David
|
144
|
|
|
Walmart Inc.
|
144
|
Financial Statements
|
|
Caro Jodi J
|
144
|
|
|
Ulta Beauty, Inc.
|
144
|
Financial Statements
|
|
Nagy McBane Clara
|
4
|
|
|
SPRUCE POWER HOLDING CORP
|
4
|
|
|
Doyle Thomas P.
|
4
|
|
|
Newbury Equity Partners VI
|
D/A
|
|
|
ANDREWS RONALD ASBURY
|
4
|
|
|
Weber Christopher Lee
|
4
|
|
|
Gitlab Inc.
|
4
|
Financial Statements
|
|
Blackstone Private Credit Fund
|
N-14 8C/A
|
|
|
Schulman Robin
|
4
|
|
|
BIOGEN INC.
|
8-K
|
Financial Statements
|
|
SmartKem, Inc.
|
424B3
|
|
|
ROBINS BRIAN G
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
6-K
|
Financial Statements
|
|
Farmer Sabrina
|
4
|
|
|
GoHealth, Inc.
|
8-K
|
Financial Statements
|
|
STRATA Skin Sciences, Inc.
|
8-K
|
Financial Statements
|
|
Onfolio Holdings, Inc
|
PRE 14A
|
|
|
DIORIO CHRIS PH.D.
|
144
|
|
|
IMPINJ INC
|
144
|
Financial Statements
|
|
UGI CORP /PA/
|
8-K
|
Financial Statements
|
|
Arch Therapeutics, Inc.
|
8-K
|
|
|
SOCIETY PASS INCORPORATED.
|
8-K
|
Financial Statements
|
|
Capital Group Fixed Income ETF Trust
|
CERT
|
|
|
QuidelOrtho Corp
|
SC 13D/A
|
Financial Statements
|
|
Carlyle Group Inc.
|
SC 13D/A
|
Financial Statements
|
|
Lister Troy
|
3
|
|
|
Verve Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Obiaya Christiana
|
4
|
|
|
McMillon C Douglas
|
144
|
|
|
Buller Benyamin
|
4
|
|
|
Velo3D, Inc.
|
4
|
|
|
Nagy McBane Clara
|
3
|
|
|
SPRUCE POWER HOLDING CORP
|
3
|
|
|
EIKONOKLASTES THERAPEUTICS, INC.
|
D
|
|
|
Singleton Mark Leonard
|
4
|
|
|
Bioventus Inc.
|
4
|
Financial Statements
|
|
Zeiden David
|
3
|
|
|
Rithm Capital Corp.
|
3
|
|
|
D'Adamio Anthony
|
4
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
SPRUCE POWER HOLDING CORP
|
DEFR14A
|
|
|
CHURCH KATRINA J
|
4
|
|
|
HashiCorp, Inc.
|
144
|
Financial Statements
|
|
St. Ledger Susan
|
144
|
|
|
Scaringe Robert J
|
144
|
|
|
Rivian Automotive, Inc. / DE
|
144
|
Financial Statements
|
|
QuidelOrtho Corp
|
4
|
Financial Statements
|
|
TC Group VI Cayman, L.P.
|
4
|
|
|
Carlyle Partners VI Cayman Holdings, L.P.
|
4
|
|
|
TC Group VI Cayman, L.L.C.
|
4
|
|
|
CG Subsidiary Holdings L.L.C.
|
4
|
|
|
TC Group Cayman Investment Holdings Sub L.P.
|
4
|
|
|
Carlyle Holdings II L.L.C.
|
4
|
|
|
Carlyle Holdings II GP L.L.C.
|
4
|
|
|
Carlyle Group Inc.
|
4
|
Financial Statements
|
|
TC Group Cayman Investment Holdings, L.P.
|
4
|
|
|
Jalazo April
|
4
|
|
|
Zurn Elkay Water Solutions Corp
|
4
|
|
|
Sharma Asha
|
4
|
|
|
Coupang, Inc.
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Newbury Equity Partners VI
|
D/A
|
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
Katz Aimee
|
4
|
|
|
Source Digital III a SPV of Manole Capital, LLC
|
D/A
|
|
|
Riley Exploration Permian, Inc.
|
8-K
|
Financial Statements
|
