| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Federated Hermes Income Securities Trust
|
N-CSRS
|
|
|
VALIC Co I
|
497
|
|
|
EquityZen Growth Technology Fund LLC - Series 1922
|
D
|
|
|
Aja Holdco, Inc.
|
425
|
|
|
ARYA Sciences Acquisition Corp IV
|
425
|
Financial Statements
|
|
Issio Solutions, Inc.
|
D
|
|
|
ARYA Sciences Acquisition Corp IV
|
8-K
|
Financial Statements
|
|
QMMM Holdings Ltd
|
F-1/A
|
|
|
Prado Becerra Jose Luis
|
144
|
|
|
NORTHERN TRUST CORP
|
144
|
|
|
US Industrial Club VII, L.P.
|
D
|
|
|
Aurora Commons SPE, LLC
|
D
|
|
|
Sharps Technology Inc.
|
PRER14A
|
|
|
ALLSPRING INCOME OPPORTUNITIES FUND
|
DEF 14A
|
|
|
USEDC 2024 B Drilling Fund LP
|
D/A
|
|
|
KIMBERLY CLARK CORP
|
11-K
|
Financial Statements
|
|
Spartan Storage Debt Fund, LLC
|
D/A
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
NPORT-P
|
|
|
Utica 7 Well Joint Venture
|
D
|
|
|
UNION PACIFIC CORP
|
11-K
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
|
NPORT-P
|
|
|
TRANSATLANTIQUE PRIVATE WEALTH LLC
|
13F-HR/A
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
NATIONWIDE MUTUAL FUNDS
|
N-CSRS
|
|
|
AgiiPlus Inc.
|
F-1/A
|
|
|
Simular, Inc.
|
D
|
|
|
Simular Seed Angels LLC
|
D
|
|
|
Volatility Shares Trust
|
485BXT
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
NPORT-P
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Tectonic Therapeutic, Inc.
|
4
|
Financial Statements
|
|
Leonard Braden Michael
|
4
|
|
|
EIP INVESTMENT TRUST
|
NPORT-P
|
|
|
Duration-Camilla Leveraged Bond Fund I LP
|
D
|
|
|
Thunder Power Holdings, Inc.
|
4
|
|
|
Ma Yuanmei
|
4
|
|
|
Tian Xuedong
|
4
|
|
|
TARGET PORTFOLIO TRUST
|
NPORT-P
|
|
|
Virtus Diversified Income & Convertible Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund II
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund
|
NPORT-P
|
|
|
Virtus Equity & Convertible Income Fund
|
NPORT-P
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
NPORT-P
|
|
|
Yeung Sau Fong
|
4
|
|
|
Feutune Light Sponsor LLC
|
4
|
|
|
Merck & Co., Inc.
|
11-K
|
Financial Statements
|
|
SOPHiA GENETICS SA
|
6-K
|
Financial Statements
|
|
Xu Lei
|
4
|
|
|
Lykato Group, LLC
|
4
|
|
|
Blubuzzard, Inc.
|
4
|
|
|
Vassily Kevin
|
4
|
|
|
BJs RESTAURANTS INC
|
8-K
|
Financial Statements
|
|
FEDERATED HERMES CORE TRUST
|
N-CSRS
|
|
|
Li Ping
|
4
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
10-D
|
|
|
WSFS FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
Graf Global Corp.
|
CERT
|
|
|
Wang Wenbing
|
4
|
|
|
Epsium Enterprise Ltd
|
F-1/A
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
ABS-EE
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
SANDY SPRING BANCORP INC
|
11-K
|
Financial Statements
|
|
Rubicon Technologies, Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
FIRM OF JOHN DICKINSON SCHNEIDER INC
|
D
|
|
|
Monte Mark David
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
SCHWAB INVESTMENTS
|
497J
|
|
|
SCHWAB STRATEGIC TRUST
|
497J
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
10-D
|
|
|
Leland Condos Investment LP
|
D
|
|
|
BuzzFeed, Inc.
|
SC 13G/A
|
|
|
REDWOOD CAPITAL MANAGEMENT, LLC
|
SC 13G/A
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
ABS-EE
|
|
|
SCHWAB CAPITAL TRUST
|
497J
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Stumpf Shivani
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
LEGG MASON PARTNERS INCOME TRUST
|
485BPOS
|
|
|
GOLDMAN SACHS TRUST
|
24F-2NT
|
|
|
Blue Ocean Acquisition Corp
|
8-K
|
|
|
Consulta SPV II, LP
|
D/A
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
RaySecur Inc.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2318
|
24F-2NT
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
NPORT-P
|
|
|
DELAWARE GROUP INCOME FUNDS
|
NPORT-P
|
|
|
Xemelgo, Inc.
|
D
|
|
|
AMERISERV FINANCIAL INC /PA/
|
11-K
|
Financial Statements
|
|
Grabit Interactive Media, Inc.
|
D
|
|
|
Matador Structured Finance Fund, LP
|
D
|
|
|
Finch Bay Capital Fund Ltd
|
D
|
|
|
Augmedix, Inc.
|
8-K
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2317
|
24F-2NT
|
|
|
Mitchell Chandra J
|
4
|
|
|
Pactiv Evergreen Inc.
|
4
|
Financial Statements
|
|
CargoLabs Inc.
|
D
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Federated Hermes ETF Trust
|
497K
|
|
|
TCW FUNDS INC
|
NPORT-P
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2316
|
24F-2NT
|
|
|
MFS SERIES TRUST IX
|
NPORT-P
|
|
|
MFS SERIES TRUST VII
|
NPORT-P
|
|
|
METEORA CAPITAL, LLC
|
13F-HR/A
|
|
|
Dutch Bros Inc.
|
3
|
Financial Statements
|
|
Penegor Todd Allan
|
3
|
|
|
MFS SERIES TRUST III
|
NPORT-P
|
|
|
MFS SERIES TRUST XII
|
NPORT-P
|
|
|
MFS SERIES TRUST VI
|
NPORT-P
|
|
|
MFS SERIES TRUST XV
|
NPORT-P
|
|
|
MFS SERIES TRUST VIII
|
NPORT-P
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
Strategic Storage Trust VI, Inc.
|
8-K
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
Hawaiian Bros Inc.
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2315
|
24F-2NT
|
|
|
ICG SE V
|
D/A
|
|
|
Sanford Glenn Darrel
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
SILVER SPRUCE RESOURCES INC.
|
D
|
|
|
Constellation Energy Corp
|
S-8
|
|
|
1529 N FREMONT LLC
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2314
|
24F-2NT
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
ICG Strategic Equity Fund V
|
D/A
|
|
|
Infobird Co., Ltd
|
6-K
|
Financial Statements
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
JANUS INVESTMENT FUND
|
497J
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2313
|
24F-2NT
|
|
|
ExcelFin Acquisition Corp.
|
DEF 14A
|
|
|
Fidelity Private Credit Co LLC
|
8-K
|
|
|
LUMEOVA, Inc.
|
C/A
|
|
|
PIMCO FUNDS
|
24F-2NT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2312
|
24F-2NT
|
|
|
SVP Deal Fund II - restor3d LP
|
D/A
|
|
|
TRI-CONTINENTAL CORP
|
8-K
|
Financial Statements
|
|
Summers Value Fund LP
|
D/A
|
|
|
TIAA-CREF FUNDS
|
24F-2NT
|
|
|
Wanderlust Wine Co LLC
|
C
|
|
|
Lefko Kimberly
|
4
|
|
|
PetIQ, Inc.
|
4
|
Financial Statements
|
|
Cerecin Inc.
|
D
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
24F-2NT
|
|
|
Energea Portfolio 3 Africa LLC
|
253G2
|
|
|
Barcodes Holdings, LP
|
D/A
|
|
|
Comrit Investments 1, LP
|
SC TO-T/A
|
|
|
NorthStar Healthcare Income, Inc.
|
SC TO-T/A
|
|
|
DELAWARE GROUP INCOME FUNDS
|
485BPOS
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
24F-2NT
|
|
|
Northern Lights Fund Trust IV
|
485BPOS
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
8-K
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
24F-2NT
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
485BPOS
|
|
|
Moody National REIT II, Inc.
|
SC TO-T/A
|
|
|
Oloughlin Sheryl
|
4
|
|
|
m funds Trust
|
S-6
|
|
|
OCH Acquisition Fund LLC
|
D
|
|
|
BDIP Fund II, L.P.
|
D
|
|
|
Booth Richard Whitaker
|
4
|
|
|
Hall Allan
|
4
|
|
|
RBL Investments, LP
|
D/A
|
|
|
Neurun, Inc.
|
D
|
|
|
FORTUNA MINING CORP.
|
6-K
|
Financial Statements
|
|
SCC Acquisition, LLC
|
D
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
GM Financial Automobile Leasing Trust 2024-2
|
ABS-EE
|
|
|
Huff Scott
|
4
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-U
|
|
|
FT 11619
|
S-6
|
|
|
Venture Vibes Fund LLC
|
D/A
|
|
|
GM Financial Automobile Leasing Trust 2024-1
|
ABS-EE
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Dune Technology Partners IV, LLC
|
D
|
|
|
ALLIANCE-ONE INVESTMENTS, LLC
|
X-17A-5
|
|
|
ACCORD CAPITAL PARTNERS LLC
|
X-17A-5/A
|
|
|
Czajkowski Grzegorz
|
144
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
GM Financial Automobile Leasing Trust 2023-3
|
ABS-EE
|
|
|
Walker Kenneth C.
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
GM Financial Automobile Leasing Trust 2023-2
|
ABS-EE
|
|
|
StorEn Technologies Inc.
|
C/A
|
|
|
Concord Innovation Fund III, LP
|
D
|
|
|
APPLIED DNA SCIENCES INC
|
DEFA14A
|
Financial Statements
|
|
Galderma Group AG/ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
JPMORGAN TRUST IV
|
497J
|
|
|
United Health Products, Inc.
|
8-K
|
|
|
GM Financial Automobile Leasing Trust 2023-1
|
ABS-EE
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
JPMORGAN TRUST II
|
497J
|
|
|
Apprentis Ventures Fund I, LP
|
D
|
|
|
Kaul Investment Strategies, LP
|
D
|
|
|
Federated Hermes ETF Trust
|
485BPOS
|
|
|
GM Financial Automobile Leasing Trust 2022-3
|
ABS-EE
|
|
|
FT 11643
|
S-6
|
|
|
Danial Ethan
|
4
|
|
|
RAD Investments LLC
|
4
|
|
|
Golub Capital Private Credit Fund
|
SC TO-I
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
4
|
|
|
GM Financial Automobile Leasing Trust 2022-2
|
ABS-EE
|
|
|
NATIONWIDE MUTUAL FUNDS
|
NPORT-P
|
|
|
Altschuler Randolph
|
3
|
|
|
OPENLANE, Inc.
|
3
|
Financial Statements
|
|
JPMorgan Trust I
|
497J
|
|
|
GM Financial Automobile Leasing Trust 2022-1
|
ABS-EE
|
|
|
FT 11629
|
S-6
|
|
|
FT 11628
|
S-6
|
|
|
4pt Athens 1, LLC
|
D
|
|
|
FT 11475
|
S-6/A
|
|
|
FT 11544
|
S-6/A
|
|
|
FT 11627
|
S-6
|
|
|
Voya MUTUAL FUNDS
|
NPORT-P
|
|
|
Oak Valley Bancorp
|
8-K
|
Financial Statements
|
|
Struction Inc
|
D
|
|
|
Graf Global Corp.
|
8-A12B
|
|
|
Midwest Sad LLC
|
C
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Infinity RE Impact II, LLC
|
D/A
|
|
|
VanEck ETF Trust
|
NPORT-P
|
|
|
Cybera Global, Inc.
|
D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Sateri Group LLC
|
C-W
|
|
|
Infinity BAM Fund, LLC
|
D/A
|
|
|
Francis Michael Richard
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Athos II LLC
|
D/A
|
|
|
MMS Analytics, Inc.
|
D
|
|
|
FIRST MARK L
|
4
|
|
|
Federated Hermes Money Market Obligations Trust
|
497K
|
|
|
Franklin Investors Securities Trust
|
NPORT-P
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
NPORT-P
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
NPORT-P
|
|
|
Franklin Floating Rate Master Trust
|
NPORT-P
|
|
|
Franklin Global Trust
|
NPORT-P
|
|
|
Franklin Federal Tax Free Income Fund
|
NPORT-P
|
|
|
Franklin Gold & Precious Metals Fund
|
NPORT-P
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
NPORT-P
|
|
|
VanEck VIP Trust
|
497K
|
|
|
Ferrovial SE
|
6-K
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
485BPOS
|
|
|
JLLX Townlake of Coppell, DST
|
D/A
|
|
|
VanEck VIP Trust
|
497
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
Fanbase Social Media, Inc.
|
1-K
|
|
|
GENERAL MILLS INC
|
11-K
|
Financial Statements
|
|
CVC Growth Partners III
|
D
|
|
|
VanEck Funds
|
497K
|
|
|
VanEck Funds
|
497
|
|
|
Low Tide Private Lending, LLC
|
D
|
|
|
Roma Green Finance Ltd
|
F-1/A
|
|
|
Rule G Brewing Company, LLC
|
C
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
REBNE ELLEN SUE
|
3
|
|
|
GRAYBAR ELECTRIC CO INC
|
3
|
|
|
CVC Growth Partners III
|
D
|
|
|
Resilience Hideaway Holdings LLC
|
D/A
|
|
|
ABSQ Capital Partners I LP
|
D/A
|
|
|
Fanbase Social Media, Inc.
|
1-U
|
|
|
Betz Stephen F.
|
144
|
|
|
Crinetics Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Principal Real Asset Fund
|
N-23C3A
|
|
|
DEMCHAK WILLIAM S
|
4
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
4
|
Financial Statements
|
|
SHAPEACCELERATOR USA LLC
|
C
|
|
|
FELIXA, INC.
|
D
|
|
|
JLLX Taunton Distribution Center, DST
|
D/A
|
|
|
Fairlight Alpha Fund LP
|
D/A
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
AEF IV JV, LP
|
D
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
485BPOS
|
|
|
Sensible Money, LLC
|
13F-HR
|
|
|
Uffner Jerry
|
4
|
|
|
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
|
24F-2NT
|
|
|
SUNRISE REAL ESTATE GROUP INC
|
10-Q
|
|
|
COMMERCIAL METALS Co
|
10-Q
|
Financial Statements
|
|
Permira Master CIS SCSp
|
D
|
|
|
Permira Growth Opportunities II CIS SCSp
|
D
|
|
|
Harley-Davidson Motorcycle Trust 2024-A
|
10-D
|
|
|
Manager Directed Portfolios
|
485BXT
|
|
