| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Pacific Oak Strategic Opportunity REIT, Inc.
|
8-K
|
|
|
Northwest Natural Holding Co
|
8-K
|
Financial Statements
|
|
Plum Alley Syndicate 35, LLC
|
D
|
|
|
Hackett Robert
|
SC 13G
|
|
|
UPEXI, INC.
|
SC 13G
|
|
|
KENNEDY INVESTMENT GROUP
|
13F-HR
|
|
|
Plum Alley Syndicate XXXIV, LLC
|
D
|
|
|
Cohen Circle FinTech Ventures, L.P.
|
D/A
|
|
|
Northern Star Investment Corp. II
|
10-Q
|
|
|
Plum Alley Syndicate XXXIII, LLC
|
D
|
|
|
Innovator ETFs Trust
|
497K
|
|
|
Lucid Group, Inc.
|
424B5
|
Financial Statements
|
|
SEATTLE CENTRAL LENDCO, LLC
|
D
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
CVS HEALTH Corp
|
8-K
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C24
|
10-D
|
|
|
Innovator ETFs Trust
|
497
|
|
|
RMG Acquisition Corp. III
|
10-Q
|
|
|
Rolling Hills Investor LLC
|
D
|
|
|
Limited Ventures 25, LLC
|
D
|
|
|
ALAMOS GOLD INC
|
F-X
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2013-C16
|
10-D
|
|
|
SEATTLE CENTRAL BLOCKER, LLC
|
D
|
|
|
Shea Connelly Development, LLC
|
D
|
|
|
MASCAP, LLC
|
D/A
|
|
|
AIM ETF Products Trust
|
497
|
|
|
AerCap U.S. Global Aviation LLC
|
424B5
|
|
|
AerCap Ireland Ltd
|
424B5
|
|
|
AerCap Ireland Capital DAC
|
424B5
|
|
|
AerCap Global Aviation Trust
|
424B5
|
|
|
AerCap Aviation Solutions B.V.
|
424B5
|
|
|
AerCap Holdings N.V.
|
424B5
|
Financial Statements
|
|
INTERNATIONAL LEASE FINANCE CORP
|
424B5
|
|
|
Salesforce, Inc.
|
10-Q
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C22
|
10-D
|
|
|
INTERCARE DX INC
|
1-A POS
|
|
|
John Bean Technologies CORP
|
SD
|
Financial Statements
|
|
Okta, Inc.
|
10-Q
|
Financial Statements
|
|
INTENSITY THERAPEUTICS, INC.
|
FWP
|
|
|
WFRBS Commercial Mortgage Trust 2014-C20
|
10-D
|
|
|
Edwards Lifesciences Corp
|
SD
|
Financial Statements
|
|
HBM Panorama Healthcare Feeder Ltd.
|
D/A
|
|
|
NUSCALE POWER Corp
|
8-K
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
CALIX, INC
|
SD
|
Financial Statements
|
|
Collaborative Investment Series Trust
|
497K
|
|
|
UnionRock Energy Fund III, LP
|
D
|
|
|
KIORA PHARMACEUTICALS INC
|
S-1/A
|
|
|
Kah Capital Mortgage Credit Fund
|
D/A
|
|
|
Kah Capital Mortgage Credit Fund
|
D/A
|
|
|
PUTNAM VARIABLE TRUST
|
497K
|
|
|
HBM Cobra India
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D
|
|
|
iShares, Inc.
|
497K
|
|
|
iShares, Inc.
|
497
|
|
|
Jaguar Health, Inc.
|
ARS
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
MILLICOM INTERNATIONAL CELLULAR SA
|
6-K
|
|
|
ANDINA BOTTLING CO INC
|
6-K
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
424B3
|
|
|
WFRBS Commercial Mortgage Trust 2013-C18
|
10-D
|
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2013-LC12
|
10-D
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497K
|
|
|
PUTNAM HIGH YIELD FUND
|
497K
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497K
|
|
|
Putnam ETF Trust
|
497K
|
|
|
Abacus Wealth Partners, LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC25
|
10-D
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
GS Finance Corp.
|
FWP
|
|
|
VICTORY PORTFOLIOS
|
497K
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
HBM China Healthcare Fund
|
D/A
|
|
|
INRADIO INC
|
D
|
|
|
Redwire Corp
|
8-K
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497K
|
|
|
MERCER INTERNATIONAL INC.
|
8-K
|
Financial Statements
|
|
Wilderotter Mary Agnes
|
4
|
|
|
BioAtla, Inc.
|
4
|
Financial Statements
|
|
SHORT JAY M PHD
|
4
|
|
|
BURRIS WAYNE
|
4
|
|
|
Accelerate Diagnostics, Inc
|
4
|
Financial Statements
|
|
WO ROBERT W JR
|
4
|
|
|
BANK OF HAWAII CORP
|
4
|
Financial Statements
|
|
Harrington Timothy Sean
|
4/A
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4/A
|
Financial Statements
|
|
WALDRON RICHARD A
|
4
|
|
|
Sievers Eric
|
4
|
|
|
Smith Scott Andrew
|
4
|
|
|
Vasquez Christian
|
4
|
|
|
Brown Ethan
|
4
|
|
|
BEYOND MEAT, INC.
|
4
|
Financial Statements
|
|
Ajami Dariush
|
4
|
|
|
Turcke Maryann
|
4
|
|
|
Frontier Communications Parent, Inc.
|
4
|
|
|
Stultz Reed
|
4/A
|
|
|
Bowins Donald Kenneth
|
3
|
|
|
Wolverine Resources Corp.
|
3
|
|
|
Dumont Philippe
|
4
|
|
|
Cibus, Inc.
|
4
|
Financial Statements
|
|
MUSSALLEM MICHAEL A
|
4
|
|
|
Edwards Lifesciences Corp
|
4
|
Financial Statements
|
|
HYCROFT MINING HOLDING CORP
|
4
|
|
|
RIDEOUT STANTON K
|
4
|
|
|
KUTUA LUBI
|
4
|
|
|
WITTEMAN TERI L
|
4
|
|
|
Miele Laura
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
HYCROFT MINING HOLDING CORP
|
4/A
|
|
|
RIDEOUT STANTON K
|
4/A
|
|
|
SCHAEFER STEPHEN
|
4
|
|
|
ALPINE SUMMIT ENERGY PARTNERS, INC.
|
4
|
|
|
TRASK MARGARET J
|
4
|
|
|
Sherer Joseph
|
4/A
|
|
|
Nelson Jonathan P
|
4
|
|
|
JAFFE SETH
|
4
|
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
McCOY MICHAEL WILLIAM
|
4
|
|
|
COLLINS PORTER
|
4
|
|
|
CHANG LISA
|
4
|
|
|
Paysign, Inc.
|
4
|
|
|
HENRY DANIEL R
|
4
|
|
|
Jonathan Fassberg
|
4
|
|
|
Smyth Margaret Mary
|
4
|
|
|
WICKER WILLIAM
|
4
|
|
|
BABSON STEPHEN E
|
4
|
|
|
COLUMBIA SPORTSWEAR CO
|
4
|
Financial Statements
|
|
Coe Pamela L
|
4
|
|
|
Vemana Pratabkumar
|
4
|
|
|
Liu Michael K
|
4/A
|
|
|
BROWN REAGAN
|
4
|
|
|
BEEBE KEVIN L
|
4
|
|
|
PUSEY STEPHEN CHARLES
|
4
|
|
|
Vattuone Steven
|
4
|
|
|
ON24 INC.
|
4
|
Financial Statements
|
|
Zinsner David
|
4
|
|
|
INTEL CORP
|
4
|
Financial Statements
|
|
Baglino Andrew D
|
4
|
|
|
Tesla, Inc.
|
4
|
Financial Statements
|
|
Schell Christoph
|
4
|
|
|
Kozicz-Stankiewicz Anna Ewa
|
4
|
|
|
Perry Craig
|
4
|
|
|
Rivera Sandra L
|
4
|
|
|
CalciMedica, Inc.
|
4
|
Financial Statements
|
|
Leheny A. Rachel
|
4
|
|
|
Holthaus Michelle Johnston
|
4
|
|
|
Nufire Timothy M
|
4
|
|
|
Backblaze, Inc.
|
4
|
Financial Statements
|
|
Smith Karalyn
|
3
|
|
|
WILLIAMS SONOMA INC
|
3
|
Financial Statements
|
|
BJERKHOLT ERIC
|
4
|
|
|
GELSINGER PATRICK P
|
4
|
|
|
Budman Gleb
|
4
|
|
|
Forian Inc.
|
4
|
|
|
WYGOD MARTIN J
|
4
|
|
|
GAWEL SCOTT
|
4
|
|
|
Roberts Eric W
|
4
|
|
|
Hadfield Chris
|
4
|
|
|
Momentus Inc.
|
4
|
|
|
Reed Kimberly A.
|
4
|
|
|
Mercado Victorino
|
4
|
|
|
Miller Boise April
|
4
|
|
|
Reiners Linda J.
|
4
|
|
|
Dahnke Scott Arnold
|
4
|
|
|
WILLIAMS SONOMA INC
|
4
|
Financial Statements
|
|
Prickett Wilburn Douglas III
|
4
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4
|
Financial Statements
|
|
Nelson Kimberly K.
|
4
|
|
|
Pearce Sheri
|
4
|
|
|
Antero Midstream Corp
|
4
|
Financial Statements
|
|
Harris Parker
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Finucane Anne A.
|
4
|
|
|
Yi Soo il Benjamin
|
144
|
|
|
Riot Platforms, Inc.
|
144
|
Financial Statements
|
|
Lucchese David
|
4
|
|
|
Everi Holdings Inc.
|
4
|
Financial Statements
|
|
Kenkare-Mitra Sara
|
144
|
|
|
Alector, Inc.
|
144
|
Financial Statements
|
|
Bracey Esi Eggleston
|
4
|
|
|
Romano Gary
|
144
|
|
|
Shin Sung
|
144
|
|
|
AMKOR TECHNOLOGY, INC.
|
144
|
Financial Statements
|
|
PennyMac Financial Services, Inc.
|
144
|
Financial Statements
|
|
Jones Doug
|
144
|
|
|
Rosenthal Arnon
|
144
|
|
|
Roman David
|
4
|
|
|
Acutus Medical, Inc.
|
4
|
Financial Statements
|
|
Starwood Real Estate Income Trust, Inc.
|
4
|
|
|
STERNLICHT BARRY S
|
4
|
|
|
Fitzsimmons James L
|
4
|
|
|
Ready William J
|
4
|
|
|
PIMSTONE SIMON N.
|
4
|
|
|
Xenon Pharmaceuticals Inc.
|
4
|
Financial Statements
|
|
Ribeill Yves J
|
4
|
|
|
Berryman Kevin C
|
4
|
|
|
JACOBS SOLUTIONS INC.
|
4
|
|
|
Bradley Peter
|
4
|
|
|
RiceBran Technologies
|
4
|
Financial Statements
|
|
CARROLL JONATHAN P
|
4
|
|
|
BLUE DOLPHIN ENERGY CO
|
4
|
|
|
Harrington Timothy Sean
|
4
|
|
|
VAN PAASSCHEN FRITS D
|
4
|
|
|
Trade Desk, Inc.
|
4
|
Financial Statements
|
|
Pickles David Randall
|
4
|
|
|
Wescott Tara
|
4
|
|
|
MCGRATH RENTCORP
|
4
|
Financial Statements
|
|
Zhang Jun
|
144
|
|
|
FinVolution Group
|
144
|
|
|
Pretlow Paula B
|
4
|
|
|
Vann J Kevin
|
4
|
|
|
EMPIRE PETROLEUM CORP
|
4
|
|
|
Diradoorian Raymond H
|
4
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
4
|
Financial Statements
|
|
NEUGENT CHRISTOPHER J
|
4
|
|
|
OBUS NELSON
|
4
|
|
|
PIMSTONE SIMON N.
|
144
|
|
|
Xenon Pharmaceuticals Inc.
|
144
|
Financial Statements
|
|
Oberholzer Adriaan Stephanus
|
4
|
|
|
DocGo Inc.
|
4
|
|
|
Flanagan Cary M
|
4
|
|
|
EDWARDS JEFFREY L
|
4
|
|
|
DARE THOMAS
|
4
|
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
Hyder Brent
|
4
|
|
|
Koehnen Michael W
|
4
|
|
|
TRICO BANCSHARES /
|
4
|
Financial Statements
|
|
HOUDE LOVAS KATRINA
|
4
|
|
|
Stultz Reed
|
4
|
|
|
Landry Benjamin
|
144
|
|
|
Health Catalyst, Inc.
|
144
|
Financial Statements
|
|
Crawford James
|
4
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Cho Hannah
|
4
|
|
|
Riot Platforms, Inc.
|
4
|
Financial Statements
|
|
KLX Energy Services Holdings, Inc.
|
144
|
Financial Statements
|
|
Baker Christopher J.
|
144
|
|
|
PORTNOY ADAM D.
|
4
|
|
|
DIVERSIFIED HEALTHCARE TRUST
|
4
|
|
|
Hunt Bryan Truman
|
144
|
|
|
Freeman Jennifer
|
4
|
|
|
Pennant Group, Inc.
|
4
|
|
|
Singh Jesse G
|
4
|
|
|
CARLISLE COMPANIES INC
|
4
|
Financial Statements
|
|
Barbarosh Craig A.
|
4
|
|
|
Merle Denise M
|
144
|
|
|
WEYERHAEUSER CO
|
144
|
Financial Statements
|
|
Newstead Jennifer
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
RAFAEL BETSY
|
4
|
|
|
Autodesk, Inc.
|
4
|
Financial Statements
|
|
Llewelyn Linda
|
144
|
|
|
Rain Oncology Inc.
|
4
|
Financial Statements
|
|
TANG CAPITAL MANAGEMENT LLC
|
4
|
|
|
TANG CAPITAL PARTNERS LP
|
4
|
|
|
TANG KEVIN C
|
4
|
|
|
Ullal Jayshree
|
4
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Quade John F.
|
3
|
|
|
Knife River Corp
|
3
|
|
|
Rain Oncology Inc.
|
3
|
Financial Statements
|
|
TANG CAPITAL MANAGEMENT LLC
|
3
|
|
|
TANG CAPITAL PARTNERS LP
|
3
|
|
|
TANG KEVIN C
|
3
|
|
|
Ricard Corrine D.
|
4
|
|
|
Relay Therapeutics, Inc.
|
4
|
Financial Statements
|
|
HILL LINDA A
|
4
|
|
|
Pladsen Glenn R.
|
3
|
|
|
Kadrmas Marney L.
|
3
|
|
|
Alger Jason
|
144
|
|
|
Hastings Trevor J
|
3
|
|
|
SANDBROOK WILLIAM J
|
3
|
|
|
INGRAM DOUGLAS S
|
4
|
|
|
Thakar Sumedh S
|
4
|
|
|
QUALYS, INC.
|
4
|
Financial Statements
|
|
Traube Robert J.
|
4
|
|
|
ZUORA INC
|
4
|
Financial Statements
|
|
OSTRANDER GREGG A
|
4
|
|
|
Hank Jeffrey P
|
4
|
|
|
Burton Daniel D.
|
144
|
|
|
Kathiresan Sekar
|
4
|
|
|
Bickmore Anne Marie
|
144
|
|
|
Freeman Kevin Lee
|
144
|
|
|
Murcko Mark
|
4
|
|
|
Schechter Joshua
|
4
|
|
|
Fagg Karen B
|
3
|
|
|
Timken Foundation of Canton
|
144
|
|
|
TIMKEN CO
|
144
|
Financial Statements
|
|
Rubin Jami
|
4
|
|
|
EVERIST THOMAS S
|
3
|
|
|
Carmona-Alvarez German
|
3
|
|
|
Grocery Outlet Holding Corp.
|
4
|
Financial Statements
|
|
Ragatz Erik D.
|
4
|
|
|
Sherer Joseph
|
4
|
|
|
Shawver Laura
|
4
|
|
|
FRANCESCONI LOUISE
|
4
|
|
|
Knight Kurt
|
144
|
|
|
American Well Corp
|
144
|
Financial Statements
|
|
HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL
|
144
|
|
