| Company Name |
Form Type |
SEC Filings |
|
|
|
|
RE-0417 Fund I, a series of Kings County Ventures, LP
|
D
|
|
|
Black Diamond Therapeutics, Inc.
|
4
|
Financial Statements
|
|
BIOTECH GROWTH N V
|
4
|
|
|
BB BIOTECH AG
|
4
|
|
|
Fisher Daniel J
|
4
|
|
|
MAST DARRYL E
|
4
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
ELLIOTT G WARREN
|
4
|
|
|
Jefferies Financial Group Inc.
|
FWP
|
Financial Statements
|
|
Jones Kenneth E
|
4
|
|
|
Duffey Gregory A
|
4
|
|
|
Apo Capital Latam Fund LLC
|
D/A
|
|
|
Piraeus Medical, Inc.
|
D
|
|
|
McEwen Mining Inc.
|
8-K
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497J
|
|
|
SciPlay Corp
|
8-K
|
Financial Statements
|
|
Koontz Richard L Jr
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
UG-0208 Gaingels Fund I AL Vehicle, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
UG-0208 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
Siyata Mobile Inc.
|
6-K
|
|
|
Craig Kevin W
|
4
|
|
|
SUIC Worldwide Holdings Ltd.
|
10-Q
|
|
|
Costamare Inc.
|
6-K
|
Financial Statements
|
|
Amazon Fun Parks, Inc.
|
1-A
|
|
|
Cecelia Health Holdings, Inc.
|
D
|
|
|
FUEL DOCTOR HOLDINGS, INC.
|
8-K
|
|
|
DiGeronimo Kevin A
|
4
|
|
|
Hotz Lauren D
|
4
|
|
|
INTUIT INC.
|
4
|
Financial Statements
|
|
Horizons Wealth Management
|
13F-HR
|
|
|
Next Bridge Hydrocarbons, Inc.
|
8-K
|
|
|
Williams David John
|
144
|
|
|
Arqit Quantum Inc.
|
144
|
|
|
Goodarzi Sasan K
|
4
|
|
|
Tessel Marianna
|
4
|
|
|
ExoFusion, Inc.
|
D
|
|
|
McLean Kerry J
|
4
|
|
|
Krishna Varun
|
4
|
|
|
FENNELL LAURA A
|
4
|
|
|
Clatterbuck Michelle M
|
4
|
|
|
Bevan Thomas W
|
4
|
|
|
Manufacturers Life Reinsurance Ltd
|
4
|
|
|
Larson Tina Marriott
|
4
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Chriss James Alexander
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
8-K
|
Financial Statements
|
|
CLERK, INC.
|
D
|
|
|
WI-0310 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
WI-0310 Fund I AL Vehicle, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
BARBIERI ALLEN
|
5
|
|
|
BIOMERICA INC
|
5
|
Financial Statements
|
|
3J LLC
|
D
|
|
|
Castagna Michael
|
144
|
|
|
MANNKIND CORP
|
144
|
Financial Statements
|
|
Carroll Ann Dallas, LLC
|
D
|
|
|
Tasker Charles W
|
4
|
|
|
MiX Telematics Ltd
|
4
|
Financial Statements
|
|
QUAGLIO KENNETH L
|
4
|
|
|
Lewis Catherine J
|
4
|
|
|
Keohane Sean D
|
4
|
|
|
CABOT CORP
|
4
|
Financial Statements
|
|
ENRIQUEZ CABOT JUAN
|
4
|
|
|
Nathoo Raffiq
|
4
|
|
|
Wolfgruber Matthais L.
|
4
|
|
|
Adaptive Biotechnologies Corp
|
8-K
|
Financial Statements
|
|
Dell Paul M
|
4
|
|
|
Hsing Michael
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
WT Holdings, Inc.
|
D
|
|
|
Pretorius Gert
|
4
|
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
HEALTHEQUITY, INC.
|
8-K
|
Financial Statements
|
|
Tay Tala
|
4
|
|
|
COMMUNITY FINANCIAL CORP /MD/
|
4
|
Financial Statements
|
|
HESLOP JAMES R II
|
4
|
|
|
Pierce Patrick Douglas
|
4
|
|
|
Pierce Lacey Amanda
|
4
|
|
|
Lombardi Christy
|
4
|
|
|
EM-0425 Fund I AL Vehicle, a series of Gold Dragon Ventures, LP
|
D
|
|
|
EM-0425 Fund I, a series of Gold Dragon Ventures, LP
|
D
|
|
|
Ebron Brian Scot
|
4
|
|
|
Pacer Funds Trust
|
497K
|
|
|
DIGITAL ALLY, INC.
|
PRE 14A
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Martin Edward C
|
4
|
|
|
Chappelle John Anthony
|
4
|
|
|
Capitani Todd L
|
4
|
|
|
Burke James M
|
4
|
|
|
MP63 FUND INC
|
497J
|
|
|
Light & Wonder, Inc.
|
8-K
|
|
|
SLATER A JOSEPH JR
|
4
|
|
|
Zabriskie Kathryn
|
4
|
|
|
STONE JOSEPH V JR
|
4
|
|
|
Monteagle Funds
|
497J
|
|
|
Bios Equity Partners, LP
|
SC 13D
|
|
|
Azitra Inc
|
SC 13D
|
|
|
Sanders Edward Lawrence III
|
4
|
|
|
Peterson Mary Todd
|
4
|
|
|
McDonald Rebecca Middleton
|
4
|
|
|
JENKINS LOUIS P JR
|
4
|
|
|
Javaid Mohammad Arshed
|
4
|
|
|
DiMisa James F
|
4
|
|
|
Neale Erin Rose
|
144
|
|
|
Battat David A
|
4
|
|
|
ATRION CORP
|
4
|
Financial Statements
|
|
Pacer Funds Trust
|
497
|
|
|
COCKERHAM GREOGORY C
|
4
|
|
|
Isaacs Ian
|
4
|
|
|
GREENLIGHT CAPITAL RE, LTD.
|
4
|
Financial Statements
|
|
Phillips Elizabeth D
|
4
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Adams Michael Brian
|
4
|
|
|
BLEGEN THEODORE
|
144
|
|
|
Ranade Mandar
|
4
|
|
|
FENNELL LAURA A
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
Fitzsimmons Tracy
|
4
|
|
|
Noble Ryan S.
|
4
|
|
|
DAVIS DAVID M
|
144
|
|
|
Gardner Donald T. III
|
4
|
|
|
CA-0115 Fund II AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
CA-0115 Fund II, a series of Climate Capital Deals, LP
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Nash William D
|
144
|
|
|
CARMAX INC
|
144
|
Financial Statements
|
|
Batdorff Douglas J.
|
4
|
|
|
Mayerle Stephanie E
|
4
|
|
|
Veritiv Corp
|
4
|
Financial Statements
|
|
Salyer Susan B.
|
4
|
|
|
Manufacturers Life Insurance Co
|
4
|
|
|
ANGKASA-X HOLDINGS CORP.
|
F-1/A
|
|
|
HULL THOMAS DAVID III
|
4
|
|
|
Camp James S.
|
4
|
|
|
BayCom Corp
|
4
|
Financial Statements
|
|
WERNER ROBERT F.
|
144
|
|
|
Invitae Corp
|
144
|
Financial Statements
|
|
Beckett Thomas
|
4
|
|
|
Kendall Lloyd W. Jr.
|
4
|
|
|
Rider Michael J
|
144
|
|
|
RESMED INC
|
144
|
Financial Statements
|
|
FS Credit Real Estate Income Trust, Inc.
|
424B3
|
|
|
AREP Pooler Investor LLC
|
D
|
|
|
ST Energy Transition I Ltd.
|
15-12G
|
|
|
Magid Syvia L.
|
4
|
|
|
Whitney Grant
|
144
|
|
|
Joyce Rhonda P
|
4
|
|
|
Shepardson Robert
|
144
|
|
|
American Well Corp
|
144
|
Financial Statements
|
|
Davis Jon Rocco
|
4
|
|
|
Saha Saugata
|
144
|
|
|
S&P Global Inc.
|
144
|
Financial Statements
|
|
Walker Jennings
|
4
|
|
|
Capital Bancorp Inc
|
4
|
Financial Statements
|
|
Chaudhary Harpreet S.
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
JOHNSEN KRISTIN ANN
|
4
|
|
|
Tirondola Connie
|
4
|
|
|
MODIV INC.
|
4
|
Financial Statements
|
|
Papadopoulos Didier
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
BlackRock Funds III
|
N-CSRS
|
|
|
SMITH KIMBERLY J
|
4
|
|
|
BATTAT EMILE A
|
4
|
|
|
Bevirt JoeBen
|
4
|
|
|
NOLAN THOMAS H JR
|
4
|
|
|
Bowles Gregory
|
4
|
|
|
MARKMAN ADAM SCOTT
|
4
|
|
|
Ishaq Asma
|
4
|
|
|
Gotlib Phyllis
|
144
|
|
|
Laverne Robert G.
|
4
|
|
|
Bank of Scotland plc
|
ABS-15G
|
|
|
KLX Energy Services Holdings, Inc.
|
4
|
Financial Statements
|
|
Baker Christopher J.
|
4
|
|
|
AMERICAN FINANCIAL GROUP INC
|
8-K
|
Financial Statements
|
|
DGI Investment Trust
|
40-17G
|
|
|
JOHNSEN KRISTIN ANN
|
3
|
|
|
Knight Kurt
|
144
|
|
|
Sterling Check Corp.
|
3
|
Financial Statements
|
|
BARNES VICTOR CHRISTOPHER
|
4
|
|
|
Bouthillette Max
|
4
|
|
|
Kramer Douglas James
|
144
|
|
|
Cloudflare, Inc.
|
144
|
Financial Statements
|
|
Grewal Paul
|
144
|
|
|
Coinbase Global, Inc.
|
144
|
Financial Statements
|
|
Weakley Monica
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
Federato Technologies, Inc.
|
D
|
|
|
Grzebinski David W
|
144
|
|
|
KIRBY CORP
|
144
|
Financial Statements
|
|
Walker Jennings
|
3
|
|
|
Capital Bancorp Inc
|
3
|
Financial Statements
|
|
JENNINGS MARK E
|
4
|
|
|
J2 Ventures Argonne Fund, L.P.
|
D
|
|
|
Trousdale William
|
144
|
|
|
Herzog Carolyn
|
144
|
|
|
Elastic N.V.
|
144
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Jefferies Financial Group Inc.
|
424B5
|
Financial Statements
|
|
Bricker Jude
|
144
|
|
|
Foley Mark J
|
144
|
|
|
Revance Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Manulife
|
4
|
|
|
BLACKROCK FUNDS
|
N-CSRS
|
|
|
Settle John H Jr
|
4
|
|
|
Simplify Exchange Traded Funds
|
497
|
|
|
Kapoor Mohit
|
4
|
|
|
Davis Elliot S
|
4
|
|
|
ATI INC
|
4
|
Financial Statements
|
|
Schilke Tobin
|
144
|
|
|
LBJ Family Wealth Advisors, Ltd.
|
13F-HR
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
N-CSR
|
|
|
Cypress Equities Retail Value Fund I Sponsor, LP
|
D
|
|
|
Lewis Gregory P
|
3
|
|
|
Medtronic plc
|
3
|
Financial Statements
|
|
PGD ECO SOLUTIONS
|
1-A POS
|
|
|
Grassadonia Brian
|
144
|
|
|
Block, Inc.
|
144
|
Financial Statements
|
|
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
|
8-K
|
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
N-CSR
|
|
|
Courtemanche Craig F. Jr.
|
144
|
|
|
PROCORE TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
Morgan Kathleen A.
|
4
|
|
|
Iridium Communications Inc.
|
4
|
|
|
Alias Shaler
|
144
|
|
|
Repay Holdings Corp
|
144
|
Financial Statements
|
|
Sears Kay
|
4
|
|
|
MCGARRY MICHAEL H
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Aerovate Therapeutics, Inc.
|
144
|
Financial Statements
|
|
NOYES TIMOTHY P
|
144
|
|
|
Cypress Equities Retail Value Fund I, LP
|
D
|
|
|
Rush Parker William
|
4
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
Olson Eric T
|
4
|
|
|
FOSTER RONALD C
|
144
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
144
|
Financial Statements
|
|
Braun Kevin D.
|
4
|
|
|
NIEHAUS ROBERT H
|
4
|
|
|
Kulikoski Kathryn
|
144
|
|
|
PROGRESS SOFTWARE CORP /MA
|
144
|
Financial Statements
|
|
Blum Robert I
|
144
|
|
|
CYTOKINETICS INC
|
144
|
Financial Statements
|
|
Krongard A B
|
4
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
DAVIS COMMODITIES Ltd
|
F-1/A
|
|
|
BLACKROCK NATURAL RESOURCES TRUST
|
N-CSR
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
Phipps Jason
|
144
|
|
|
CIENA CORP
|
144
|
Financial Statements
|
|
Harman Jane L.
|
4
|
|
|
MOSKOWITZ JOSEPH L
|
144
|
|
|
AFLAC INC
|
144
|
Financial Statements
|
|
Purcell Michael J.
|
4
|
|
|
International Money Express, Inc.
|
4
|
Financial Statements
|
|
Cohen Eric
|
144
|
|
|
InterDigital, Inc.
|
144
|
Financial Statements
|
|
Kleczynski Robert A
|
4
|
|
|
EXELON CORP
|
4
|
Financial Statements
|
|
FRAZIER LEON ANTHONY
|
4
|
|
|
ARTELO BIOSCIENCES, INC.
|
8-K
|
|
|
Kleczynski Robert A
|
3
|
|
|
EXELON CORP
|
3
|
Financial Statements
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
HENRY CHRISTIAN O
|
144
|
|
|
Maydon Laura I
|
4
|
|
|
McCourt Marion
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Canfield Thomas C
|
4
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
N-CSR
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
ABS-EE
|
|
|
Ally Auto Assets LLC
|
ABS-EE
|
|
|
Wallace Peter C
|
4
|
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
CAPSTONE COMPANIES, INC.
|
8-K
|
|
|
ARS Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Shawver Laura
|
144
|
|
|
CAZ Co-Investment Opportunities Liquid Fund, L.P. - Didi II Portfolio
|
D/A
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
497J
|
|
|
Callodine Strategic Credit Fund II, LP
|
D
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
24F-2NT
|
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
N-CSR
|
|
|
YOUNG JOHN F
|
4
|
|
|
Clatterbuck Michelle M
|
144
|
|
|
Rogers Matthew C
|
4
|
|
|
Lillie Charisse R
|
4
|
|
|
Jojo Linda P
|
4
|
|
|
Cheshire Marjorie Rodgers
|
4
|
|
|
BOWERS WILLIAM P
|
4
|
|
|
BLACKROCK FUNDS VII, INC.
|
N-CSR
|
|
|
Cunningham Paul
|
144
|
|
|
ARTELO BIOSCIENCES, INC.
|
4
|
|
|
Kelly Steven
|
4
|
|
