| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HAVNER RONALD L JR
|
4
|
|
|
Ziebell Mark R
|
4
|
|
|
Avid Bioservices, Inc.
|
4
|
Financial Statements
|
|
Sanghvi Sanjiv Siddharth
|
4
|
|
|
Cittadine Andrew
|
4
|
|
|
Monopar Therapeutics
|
4
|
Financial Statements
|
|
Anderson Raymond
|
4
|
|
|
Brown Michael J
|
4
|
|
|
Richieri Richard A.
|
4
|
|
|
KLAUSNER ARTHUR J
|
4
|
|
|
McDevitt Jr William H
|
4
|
|
|
Leohold Jurgen
|
4
|
|
|
QuantumScape Corp
|
4
|
Financial Statements
|
|
STARR CHRISTOPHER M
|
4
|
|
|
Topsoe Jakob Haldor
|
4
|
|
|
IGM Biosciences, Inc.
|
4
|
Financial Statements
|
|
Tsuchimoto Kim R
|
4
|
|
|
Robinson Chandler
|
4
|
|
|
Kennedy Kevin R
|
4
|
|
|
Wilkerson Andrew M.
|
4
|
|
|
RXO, Inc.
|
4
|
|
|
BROWN THOMAS CARLTON
|
4
|
|
|
FIRST COMMUNITY CORP /SC/
|
4
|
Financial Statements
|
|
HELLER H ROBERT
|
4
|
|
|
Robertson Chris J
|
4
|
|
|
AGILYSYS INC
|
4
|
Financial Statements
|
|
HALE JAMES C III
|
4
|
|
|
Destiny Alternative Fund
|
4
|
|
|
CHAD EISENBERG
|
4
|
|
|
Kwietniak Matthew R.
|
4
|
|
|
Lachance Carrie
|
4
|
|
|
InfuSystem Holdings, Inc
|
4
|
Financial Statements
|
|
Hart Daniel R
|
4
|
|
|
Green Nicholas Stewart
|
4
|
|
|
Wood William David III
|
4
|
|
|
Snipe Alexander JR
|
4
|
|
|
BRITT THOMAS
|
4
|
|
|
Crocs, Inc.
|
4
|
Financial Statements
|
|
Akella Janaki
|
4
|
|
|
SOUTHERN CO
|
4
|
Financial Statements
|
|
Clark Henry A III
|
4
|
|
|
SLATER A JOSEPH JR
|
3
|
|
|
SHORE BANCSHARES INC
|
3
|
Financial Statements
|
|
Cyteir Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Novo Holdings A/S
|
4
|
|
|
Sanders Edward Lawrence III
|
3
|
|
|
EARLEY ANTHONY F JR
|
4
|
|
|
Ciarimboli Dina
|
4
|
|
|
EQRx, Inc.
|
4
|
|
|
Badger Kyle C
|
4
|
|
|
STONE JOSEPH V JR
|
3
|
|
|
Tay Tala
|
3
|
|
|
Peterson Mary Todd
|
3
|
|
|
McDonald Rebecca Middleton
|
3
|
|
|
Lombardi Christy
|
3
|
|
|
Honorable Colette D
|
4
|
|
|
JENKINS LOUIS P JR
|
3
|
|
|
CHAO CHIMIN J
|
4
|
|
|
Cronin David
|
4
|
|
|
Waitr Holdings Inc.
|
4
|
Financial Statements
|
|
Burke James M
|
3
|
|
|
JAMES DONALD M
|
4
|
|
|
Capitani Todd L
|
3
|
|
|
Pritchard Thomas C.
|
4
|
|
|
FITE CHARLES D
|
4
|
|
|
Ebron Brian Scot
|
3
|
|
|
Adams Michael Brian
|
3
|
|
|
JOHNS JOHN D
|
4
|
|
|
Colombo Russell A
|
4
|
|
|
Klein Dale E.
|
4
|
|
|
MEADOR DAVID E
|
4
|
|
|
Tarver Edward J.
|
4
|
|
|
Bell Colleen Larkin
|
4
|
|
|
PROFIRE ENERGY INC
|
4
|
Financial Statements
|
|
Moniz Ernest J
|
4
|
|
|
Shaw Daren
|
4
|
|
|
SMITH WILLIAM G JR
|
4
|
|
|
Selkoe Dennis J.
|
4
|
|
|
PROTHENA CORP PUBLIC LTD CO
|
4
|
Financial Statements
|
|
Svinicki Kristine L
|
4
|
|
|
SPOEHEL RONALD R
|
4
|
|
|
Bark, Inc.
|
4
|
|
|
Coles Joanna
|
4
|
|
|
Thomas Lizanne
|
4
|
|
|
Jagdfeld Aaron
|
4
|
|
|
GENERAC HOLDINGS INC.
|
4
|
Financial Statements
|
|
Kanuru Rajendra Kumar
|
4
|
|
|
Jacoby Michael Z
|
4
|
|
|
Broad Street Realty, Inc.
|
4
|
|
|
Anderson Nicolas C
|
4
|
|
|
Mazzacco Catherine
|
4
|
|
|
Sight Sciences, Inc.
|
4
|
Financial Statements
|
|
Yamamoto Sumitaka
|
4
|
|
|
HeartCore Enterprises, Inc.
|
4
|
Financial Statements
|
|
Shiu Daniel
|
144
|
|
|
Lee-Sepsick Kathy
|
4
|
|
|
FEMASYS INC
|
4
|
Financial Statements
|
|
Gable Robert Blakeslee
|
4
|
|
|
Drew Christopher J
|
4
|
|
|
Haga Christopher W
|
4
|
|
|
Elefant Dov
|
4
|
|
|
Currie Daniel Scott
|
4
|
|
|
Brokaw George R
|
4
|
|
|
Yarckin Jeffrey Scott
|
4
|
|
|
Alpine Income Property Trust, Inc.
|
4
|
|
|
Good Morton Carson
|
4
|
|
|
Elias Wein Rachel
|
4
|
|
|
Silva Raul R.
|
4
|
|
|
Cingulate Inc.
|
4
|
|
|
Decker Mark Okey Jr
|
4
|
|
|
Gutfreund John Peter
|
4
|
|
|
Oncocyte Corp
|
4
|
Financial Statements
|
|
Richardson Andrew C
|
4
|
|
|
CompoSecure, Inc.
|
4
|
|
|
Basile Donald G
|
4
|
|
|
Doll Dixon R Jr.
|
4
|
|
|
Roman DBDR Tech Sponsor LLC
|
4
|
|
|
DiMattia Nancy
|
4
|
|
|
SKYX Platforms Corp.
|
4
|
Financial Statements
|
|
Mazzacco Catherine
|
3
|
|
|
Sight Sciences, Inc.
|
3
|
Financial Statements
|
|
SOKOLOW LEONARD J
|
4
|
|
|
Aspbury Robert
|
4
|
|
|
Certara, Inc.
|
4
|
Financial Statements
|
|
Mossytree Inc.
|
4/A
|
|
|
Breon Eric
|
4/A
|
|
|
Vacasa, Inc.
|
4/A
|
Financial Statements
|
|
Lynton Nicholas Hollmeyer
|
144
|
|
|
Cardlytics, Inc.
|
144
|
Financial Statements
|
|
Temsamani Karim Saad
|
144
|
|
|
Kim Tae Jung
|
144
|
|
|
Coupang, Inc.
|
144
|
|
|
Smalling Ralph
|
3
|
|
|
GENELUX Corp
|
3
|
|
|
Mulroy Michael H.
|
4
|
|
|
Lineage Cell Therapeutics, Inc.
|
4
|
|
|
BAILEY DON M
|
4
|
|
|
Amin Dipti
|
4
|
|
|
Russell Angus C.
|
4
|
|
|
ANDREWS DEBORAH J
|
4
|
|
|
KINGSLEY ALFRED D
|
4
|
|
|
Jayasuriya Anula
|
4
|
|
|
BioAtla, Inc.
|
4
|
Financial Statements
|
|
SHORT JAY M PHD
|
4
|
|
|
Mell Scott A
|
4
|
|
|
TRIMAS CORP
|
4
|
Financial Statements
|
|
Jewett Caroline
|
3
|
|
|
SOUNDHOUND AI, INC.
|
4
|
|
|
MARCUS LAWRENCE
|
4
|
|
|
Vasquez Christian
|
4
|
|
|
SROKA DIANA
|
4
|
|
|
Ball Eric R.
|
4
|
|
|
STONEHOCKER TIMOTHY
|
4
|
|
|
Smith Scott Andrew
|
4
|
|
|
Sharp Douglas J
|
4
|
|
|
Invesco Ltd.
|
4
|
Financial Statements
|
|
Wensveen Maarten
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
Sievers Eric
|
4
|
|
|
WALDRON RICHARD A
|
4
|
|
|
Baggio Barbara
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Nuvve Holding Corp.
|
4
|
|
|
Robson David
|
4
|
|
|
Lo Andrew Tak Shing
|
4
|
|
|
Stoica Andrei G
|
144
|
|
|
Butterfly Network, Inc.
|
144
|
|
|
Ritchie Garth
|
144
|
|
|
CHAO DAVID M
|
4
|
|
|
Centessa Pharmaceuticals plc
|
4
|
Financial Statements
|
|
Smith Ted C.
|
4
|
|
|
HUSSAIN IQBAL J
|
4
|
|
|
Weinhoff Gregory M
|
4
|
|
|
SAHA SAURABH
|
4
|
|
|
Bensen Daniel
|
4
|
|
|
Tyra Biosciences, Inc.
|
4
|
Financial Statements
|
|
Rochelle Simon
|
144
|
|
|
GRAINGER DAVID J
|
4
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
DEF 14A
|
Financial Statements
|
|
Digital World Acquisition Corp.
|
8-K
|
|
|
NEW RELIC, INC.
|
ARS
|
Financial Statements
|
|
Schlossberg Andrew
|
4
|
|
|
PGT Innovations, Inc.
|
8-K
|
Financial Statements
|
|
Bush Tia L
|
4
|
|
|
Quinn Sean Edward
|
4
|
|
|
Advisors' Inner Circle Fund II
|
497
|
|
|
KIMURA SHELEE M.T.
|
4
|
|
|
Alexander & Baldwin, Inc.
|
4
|
Financial Statements
|
|
DUKES LAURA ALLISON
|
4
|
|
|
Golub Capital Private Credit Fund
|
40-APP/A
|
|
|
GC Advisors LLC
|
40-APP/A
|
|
|
Blue World Acquisition Corp
|
8-K
|
|
|
Texas Capital Funds Trust
|
N-1A/A
|
|
|
Catholic Responsible Investments Funds
|
497
|
|
|
Frost Family of Funds
|
497
|
|
|
CA-0420 Fund I, a series of Bode Ventures, LP
|
D
|
|
|
Krevitt Jennifer
|
4
|
|
|
ROMP CHARLES R
|
144
|
|
|
Seagen Inc.
|
144
|
Financial Statements
|
|
DOMO, INC.
|
8-K
|
Financial Statements
|
|
OVERSTOCK.COM, INC
|
10-K/A
|
Financial Statements
|
|
Gallery Trust
|
497
|
|
|
Giuliano Mark F
|
4
|
|
|
Poilasne Gregory
|
4
|
|
|
LGX Energy Corp.
|
1-A/A
|
|
|
Kupor Jeffrey H
|
4
|
|
|
BISHOP STREET FUNDS
|
497
|
|
|
Mission Property Holdings LLC
|
1-A
|
|
|
ADVISORS' INNER CIRCLE FUND
|
497
|
|
|
Sovos Brands, Inc.
|
144
|
Financial Statements
|
|
LACHMAN TODD R
|
144
|
|
|
CF GROUP MANAGEMENT INC
|
4
|
|
|
BGC Group, Inc.
|
4
|
Financial Statements
|
|
Kupor Jeffrey H
|
4/A
|
|
|
Invesco Ltd.
|
4/A
|
Financial Statements
|
|
CANTOR FITZGERALD, L. P.
|
4
|
|
|
Seeto Reginald
|
4
|
|
|
CareDx, Inc.
|
4
|
Financial Statements
|
|
Arrival
|
SC 13G
|
|
|
Antara Capital LP
|
SC 13G
|
|
|
LUTNICK HOWARD W
|
4
|
|
|
Gottlieb Scott
|
4
|
|
|
ILLUMINA, INC.
|
4
|
Financial Statements
|
|
Suh Chris
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
JOHNSON DAVID EDWARD
|
4
|
|
|
Caligan Partners LP
|
4
|
|
|
STANDARD BIOTOOLS INC.
|
4
|
|
|
Willcocks Patrick
|
144
|
|
|
Fort Impact Fund, LLC
|
D
|
|
|
Caligan Partners LP
|
SC 13D/A
|
|
|
STANDARD BIOTOOLS INC.
|
SC 13D/A
|
|
|
Seeto Reginald
|
144
|
|
|
CareDx, Inc.
|
144
|
Financial Statements
|
|
Smith Todd Lamar
|
4
|
|
|
Wheels Up Experience Inc.
|
4
|
Financial Statements
|
|
Almacenes Exito S.A.
|
20FR12B
|
|
|
KIMURA SHELEE M.T.
|
3
|
|
|
Alexander & Baldwin, Inc.
|
3
|
Financial Statements
|
|
Adaptimmune Therapeutics PLC
|
4
|
Financial Statements
|
|
Behbahani Ali
|
4
|
|
|
AN-0316 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Dave & Buster's Entertainment, Inc.
|
4
|
Financial Statements
|
|
MORRIS CHRISTOPHER DANIEL
|
4
|
|
|
Marblegate Acquisition Corp.
|
8-K
|
|
|
Kaleyra, Inc.
|
DEFA14A
|
|
|
INPIXON
|
424B3
|
Financial Statements
|
|
Wheels Up Experience Inc.
|
8-K/A
|
Financial Statements
|
|
AngloGold Ashanti PLC
|
F-4/A
|
|
|
Nascent Biotech Inc.
|
10-K/A
|
|
|
Kartoon Studios, Inc.
|
8-K
|
Financial Statements
|
|
Tejada Jennifer
|
4
|
|
|
PagerDuty, Inc.
|
4
|
Financial Statements
|
|
VAN ZUILEN WILFRED
|
144
|
|
|
ZIMMER BIOMET HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Wilson Howard
|
4
|
|
|
Hall Hotel Fund VI, LP
|
D
|
|
|
R F INDUSTRIES LTD
|
8-K
|
Financial Statements
|
|
Savers Value Village, Inc.
|
8-K
|
|
|
Plumb Joseph Charles
|
4
|
|
|
Coda Octopus Group, Inc.
|
4
|
Financial Statements
|
|
Baumgartner Florian
|
4
|
|
|
WEBB SHELLEY
|
4
|
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
Sumner Michael John
|
4
|
|
|
INOVIO PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Solomon Dan Alexandru
|
4
|
|
|
REZVAN MITRA
|
4
|
|
|
NewtekOne, Inc.
|
S-8 POS
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
DFAN14A
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
S-11/A
|
|
|
Brookfield Infrastructure Corp
|
F-4/A
|
|
|
Brookfield Infrastructure Partners L.P.
|
F-4/A
|
Financial Statements
|
|
Beneficient
|
SC 13G
|
|
|
YA II PN, Ltd.
|
SC 13G
|
|
|
BlackRock Innovation & Growth Term Trust
|
DFAN14A
|
|
|
Korngiebel Joseph B
|
144
|
|
|
Ceridian HCM Holding Inc.
|
144
|
Financial Statements
|
|
Thompson Travis Alvin
|
3
|
|
|
BICYCLE THERAPEUTICS plc
|
3
|
Financial Statements
|
|
LANGENSTEIN MOLLY
|
4
|
|
|
CHICO'S FAS, INC.
|
4
|
Financial Statements
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
OBSTLER DAVID M
|
4
|
|
|
Bunker Hill Mining Corp.
|
S-1/A
|
|
|
ROSENBERG MICHELLE
|
144
|
|
|
JANUS HENDERSON GROUP PLC
|
144
|
Financial Statements
|
|
Bowen Adam
|
4
|
|
|
BlueLinx Holdings Inc.
|
4
|
Financial Statements
|
|
FERNANDEZ PHILLIP M
|
4
|
|
|
Xiao Deming
|
144
|
|
|
TR-0418 Fund I AL Vehicle, a series of SoMa-Funds, LP
|
D
|
|
|
TR-0418 Fund I, a series of SoMa-Funds, LP
|
D
|
|
|
Janzen Kelly
|
4
|
|
|
La Thi L
|
144
|
|
|
Corsair Gaming, Inc.
|
144
|
|
|
Ternium S.A.
|
6-K
|
Financial Statements
|
|
Reddy Shyam K.
|
4
|
|
|
McDonald William Everett
|
144
|
|