| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GLENMEDE PORTFOLIOS
|
497
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
Anderson Leigh
|
144
|
|
|
Premier, Inc.
|
144
|
Financial Statements
|
|
MOLLER WEALTH PARTNERS
|
13F-HR
|
|
|
LANDY R JOSEPH
|
4
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4
|
|
|
ETF Series Solutions
|
497J
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
2319933 Alberta Ltd.
|
D
|
|
|
FISHER MICHAEL R
|
144
|
|
|
HARTFORD FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
Variable Insurance Products Fund V
|
497K
|
|
|
LSEB Creative Corp.
|
NT 10-K
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
FNCB Bancorp, Inc.
|
25-NSE
|
Financial Statements
|
|
Lloyd Harbor Capital Funding, LLC
|
D
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
CODORUS VALLEY BANCORP INC
|
25-NSE
|
Financial Statements
|
|
ego death capital fund II
|
D
|
|
|
LANDY R JOSEPH
|
4/A
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4/A
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
CD 2017-CD5 MORTGAGE TRUST
|
ABS-EE
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
SULLIVAN KATHRYN D
|
4
|
|
|
INTERNATIONAL PAPER CO /NEW/
|
4
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
10-D
|
|
|
North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LP
|
D
|
|
|
Katz Michael J.
|
144
|
|
|
T-Mobile US, Inc.
|
144
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8
|
ABS-EE
|
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
NPORT-P
|
|
|
GUARANTY BANCSHARES INC /TX/
|
8-K
|
Financial Statements
|
|
North Haven Capital Partners VIII U.S. Wealth Management Partners LP
|
D
|
|
|
North Haven Capital Partners VIII SCSp
|
D
|
|
|
Transit Pro Tech Inc.
|
10-12G
|
|
|
STP Group Holdings LLC
|
D
|
|
|
OHEADS Propco Holdings LLC
|
D
|
|
|
Gabelli 787 Fund, Inc.
|
NPORT-P
|
|
|
Comstock Funds, Inc.
|
NPORT-P
|
|
|
North Haven Capital Partners VIII-A LP
|
D
|
|
|
BARON SELECT FUNDS
|
497
|
|
|
Bite Acquisition Corp.
|
25-NSE
|
|
|
North Haven Capital Partners VIII LP
|
D
|
|
|
Millington Nicholas
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Direxion Shares ETF Trust
|
485BXT
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
10-D
|
|
|
JPMorgan Trust I
|
497K
|
|
|
UBS AG
|
424B3
|
|
|
JOHNSON MERCEDES
|
144
|
|
|
TERADYNE, INC
|
144
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1
|
ABS-EE
|
|
|
Michael S. Ryan, Inc.
|
13F-HR
|
|
|
WILSON ALAN D
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
K Wave Media Ltd.
|
F-4/A
|
|
|
WIJNBERG SANDRA S
|
4
|
|
|
Steward Holdings
|
D
|
|
|
STEVENS ROBERT J
|
4
|
|
|
Agentix Corp.
|
NT 10-K
|
|
|
Solidarity Wealth, LLC
|
N-PX
|
|
|
Smith Cynthia F
|
4
|
|
|
MacLellan Robert F.
|
4
|
|
|
Bromfield Sneider Wealth Advisors
|
N-PX
|
|
|
Equitable America Variable Account No.70A
|
497
|
|
|
DUBLON DINA
|
4
|
|
|
DONNELLY WILLIAM P
|
4
|
|
|
Madison Palm Coast Investors III, LLC
|
D
|
|
|
LABCORP HOLDINGS INC.
|
8-K
|
Financial Statements
|
|
Separate Account No. 70
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17
|
10-D
|
|
|
G.U.D. Holdings Limited/ADR
|
F-6 POS
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
MANNING & NAPIER FUND, INC.
|
N-CSRS
|
|
|
VIVOS INC
|
8-K
|
|
|
MERIT MEDICAL SYSTEMS INC
|
8-K
|
Financial Statements
|
|
CENTAUR MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
INSPIRE VETERINARY PARTNERS, INC.
|
S-1/A
|
|
|
FNCB Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Target Global Acquisition I Corp.
|
8-K
|
|
|
VANGUARD HORIZON FUNDS
|
497
|
|
|
Frazier Life Sciences Public Overage Fund, L.P.
|
D
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
ICICI BANK LTD
|
F-6 POS
|
Financial Statements
|
|
Wolfe Daniel B
|
4
|
|
|
180 DEGREE CAPITAL CORP. /NY/
|
4
|
Financial Statements
|
|
EShallGo Inc.
|
CERT
|
|
|
Commonwealth Structured Alpha Fund L.P.
|
D/A
|
|
|
Rendino Kevin
|
4
|
|
|
JPMorgan Trust I
|
497
|
|
|
TALOR EYAL
|
4
|
|
|
CEL SCI CORP
|
4
|
Financial Statements
|
|
First Guaranty Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Gain Therapeutics, Inc.
|
FWP
|
Financial Statements
|
|
Longboard Pharmaceuticals, Inc.
|
8-K
|
|
|
Grupo Supervielle S.A.
|
6-K
|
Financial Statements
|
|
VinFast Auto Ltd.
|
424B3
|
|
|
PRICHEP PATRICIA B
|
4
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Young Donald R
|
4
|
|
|
ASPEN AEROGELS INC
|
4
|
Financial Statements
|
|
Frazier Life Sciences Public Fund, L.P.
|
D
|
|
|
JPMORGAN TRUST II
|
497K
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497K
|
|
|
Heramba Electric plc
|
6-K
|
|
|
KERSTEN GEERT R
|
4
|
|
|
trivago N.V.
|
6-K
|
Financial Statements
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497
|
|
|
JPMORGAN TRUST II
|
497
|
|
|
ADVANCED SERIES TRUST
|
POS AMI
|
|
|
CALDWELL & ORKIN FUNDS INC
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
497J
|
|
|
PARTNERRE LTD
|
6-K
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
497K
|
|
|
PURPLE BIOTECH LTD.
|
6-K
|
|
|
XTI Aerospace, Inc.
|
8-K
|
Financial Statements
|
|
Nihon Kohden Corporation/ADR
|
F-6 POS
|
|
|
Fossil Group, Inc.
|
8-K
|
Financial Statements
|
|
GREENLIGHT CAPITAL RE, LTD.
|
S-3/A
|
Financial Statements
|
|
LKQ CORP
|
8-K
|
Financial Statements
|
|
Tracon Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
497
|
|
|
Transphorm, Inc.
|
15-12G
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
8-K
|
Financial Statements
|
|
Professional Diversity Network, Inc.
|
8-K
|
Financial Statements
|
|
Scilex Holding Co
|
8-K
|
|
|
GENESCO INC
|
8-K
|
Financial Statements
|
|
Critical Metals Corp.
|
424B3
|
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
ZOOZ Power Ltd.
|
6-K
|
|
|
HARRIS ASSOCIATES INVESTMENT TRUST
|
497K
|
|
|
OmniAb, Inc.
|
8-K
|
|
|
HARRIS ASSOCIATES INVESTMENT TRUST
|
497
|
|
|
Afya Ltd
|
6-K
|
Financial Statements
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
DH ENCHANTMENT, INC.
|
10-K
|
|
|
ORRSTOWN FINANCIAL SERVICES INC
|
8-K
|
Financial Statements
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
TIFF INVESTMENT PROGRAM
|
497
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
CODORUS VALLEY BANCORP INC
|
8-K
|
Financial Statements
|
|
LOOMIS SAYLES FUNDS I
|
497K
|
|
|
PRUDENTIAL FINANCIAL INC
|
8-K
|
Financial Statements
|
|
LOOMIS SAYLES FUNDS I
|
497
|
|
|
Everest Consolidator Acquisition Corp
|
8-K
|
|
|
PERMANENT PORTFOLIO FAMILY OF FUNDS
|
NPORT-P
|
|
|
Rubicon Technologies, Inc.
|
8-K
|
|
|
IceCure Medical Ltd.
|
6-K
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
497K
|
|
|
Citigroup Commercial Mortgage Trust 2016-P3
|
10-D
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
497
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C3
|
10-D
|
|
|
Miller Avram
|
4
|
|
|
RENOVARO INC.
|
4
|
Financial Statements
|
|
Fortress Biotech, Inc.
|
4
|
Financial Statements
|
|
ROSENWALD LINDSAY A MD
|
4
|
|
|
Kintara Therapeutics, Inc.
|
425
|
|
|
Plutino Heather L
|
4
|
|
|
Citi Trends Inc
|
4
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497
|
|
|
Tuya Inc.
|
6-K
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C23
|
10-D
|
|
|
Costamare Inc.
|
6-K
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497J
|
|
|
Customers Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Eightco Holdings Inc.
|
8-K
|
|
|
Kintara Therapeutics, Inc.
|
8-K
|
|
|
Merus N.V.
|
8-K
|
Financial Statements
|
|
TEMPLE II, LLC
|
C-AR
|
|
|
TUPPERWARE BRANDS CORP
|
8-K
|
Financial Statements
|
|
P2 Solar, Inc.
|
NT 10-K
|
|
|
Exela Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Eastern Bankshares, Inc.
|
8-K/A
|
|
|
Eastern Bankshares, Inc.
|
8-K
|
|
|
Leopard Energy, Inc.
|
10-Q/A
|
|
|
Reliance Global Group, Inc.
|
8-K
|
|
|
Lucy Scientific Discovery, Inc.
|
8-K
|
|
|
Bioceres Crop Solutions Corp.
|
6-K
|
Financial Statements
|
|
DIAGEO PLC
|
6-K
|
Financial Statements
|
|
SAFE BULKERS, INC.
|
6-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
NLS Pharmaceutics Ltd.
|
424B5
|
|
|
MoneyHero Ltd
|
POS AM
|
|
|
Citigroup Commercial Mortgage Trust 2015-P1
|
10-D
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
8-K
|
Financial Statements
|
|
SPRUCE POWER HOLDING CORP
|
8-K
|
|
|
MoDoc AI, Inc.
|
D
|
|
|
SILICOM LTD.
|
6-K
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497K
|
|
|
MASIMO CORP
|
DEFA14A
|
Financial Statements
|
|
NLS Pharmaceutics Ltd.
|
6-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497J
|
|
|
TELLURIAN INC. /DE/
|
SD
|
Financial Statements
|
|
PFIZER INC
|
8-K
|
Financial Statements
|
|
NextDecade Corp.
|
8-K
|
Financial Statements
|
|
TELLURIAN INC. /DE/
|
8-K
|
Financial Statements
|
|
NeuroSense Therapeutics Ltd.
|
6-K
|
|
|
Rees Heather
|
4
|
|
|
ATOSSA THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
QUAY STEVEN C
|
4
|
|
|
Galli Stephen J
|
4
|
|
|
Cigler Tessa
|
4
|
|
|
LILLY ENDOWMENT INC
|
4
|
|
|
ELI LILLY & Co
|
4
|
Financial Statements
|
|
Stein Todd J
|
4
|
|
|
Spok Holdings, Inc
|
4
|
Financial Statements
|
|
Hyun Randy
|
4
|
|
|
Byrne Barbara Peterson
|
4
|
|
|
GRD Biotechnology Acquisition Ltd
|
SEC STAFF ACTION
|
|
|
Casa Shares Assets, LLC
|
1-SA
|
|
|
CABRAL ANNA ESCOBEDO
|
4
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
4
|
Financial Statements
|
|
Matus Kristi Ann
|
4
|
|
|
AMBAC FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
ABERNATHY ROBERT E
|
4
|
|
|
AVIENT CORP
|
4
|
|
|
MORRIS GROUP, INC.
|
X-17A-5
|
|
|
LAMMTENNANT JOAN M
|
4
|
|
|
Mixed-Signal Devices Inc.
|
D
|
|
|
Global X Funds
|
NPORT-P
|
|
|
MPC MO LIHTC MM MY ICF, LLC
|
D
|
|
|
IGLESIAS LISA G
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C33
|
10-D
|
|
|
HAFT IAN DAVID
|
4
|
|
|
Newhart Marta
|
4
|
|
|
Pederson Christopher
|
4
|
|
|
Moleculin Biotech, Inc.
|
EFFECT
|
Financial Statements
|
|
Hagerty, Inc.
|
EFFECT
|
|
|
SMX
|
EFFECT
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
EFFECT
|
|
|
Phio Pharmaceuticals Corp.
|
EFFECT
|
Financial Statements
|
|
ABVC BIOPHARMA, INC.
|
EFFECT
|
|
|
Eureka Acquisition Corp
|
EFFECT
|
|
|
Primega Group Holdings Ltd
|
EFFECT
|
|
|
Interactive Strength, Inc.
|
EFFECT
|
|
|
Onconetix, Inc.
|
EFFECT
|
Financial Statements
|
|
BrightView Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
ABB LTD
|
EFFECT
|
Financial Statements
|
|
BloomZ Inc.
|
EFFECT
|
|
|
NuZee, Inc.
|
EFFECT
|
|
|
QMMM Holdings Ltd
|
EFFECT
|
|
|
Lionsgate Studios Corp.
|
EFFECT
|
|
|
Tenon Medical, Inc.
|
EFFECT
|
Financial Statements
|
|
Autozi Internet Technology
|
EFFECT
|
|
|
Metalla Royalty & Streaming Ltd.
|
EFFECT
|
|
|
GAIA, INC
|
EFFECT
|
Financial Statements
|
|
EShallGo Inc.
|
EFFECT
|
|
|
ModivCare Inc
|
4
|
Financial Statements
|
|
COULTER DAVID A
|
4
|
|
|
Six Flags Entertainment Corporation/NEW
|
3
|
|
|
Huang Chieh E.
|
3
|
|
|
Hickey Alfred J III
|
4
|
|
|
Blue World Acquisition Corp
|
4
|
|
|
Aisiku Imoigele
|
SC 13D
|
|
|
VSEE HEALTH, INC.
|
SC 13D
|
|
|
Rodrian Jeff E
|
4
|
|
|
AeroVironment Inc
|
4
|
Financial Statements
|
|
Shi Liang
|
4
|
|
|
Blue World Holdings Ltd
|
4
|
|
|
CARR LOUIS
|
3
|
|
|
Spiegel Marilyn G
|
3
|
|
|
CHEN MILTON
|
SC 13D
|
|
|
Dieckmann Christian
|
3
|
|
|
LUNA INNOVATIONS INC
|
4
|
Financial Statements
|
|
SPIEGEL GARY
|
4
|
|
|
Olivet D Scott
|
3
|
|
|
VITALE MARY BETH
|
4
|
|
|
PHELPS BARRY
|
4
|
|
|
SAULS MONICA
|
3
|
|
|
Hush Brett P
|
4
|
|
|
Ghasemi Seifi
|
4
|
|
|
Air Products & Chemicals, Inc.
|
4
|
Financial Statements
|
|
Frymire Michelle M
|
3
|
|
|
Praxis Precision Medicines, Inc.
|
SC 13G
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
Coe Pamela L
|
4
|
|
|
Hanrahan Daniel J
|
3
|
|
|
Stevenson Trace E
|
4
|
|
|
Salkind Gene
|
4
|
|
|
Mobiquity Technologies, Inc.
|
4
|
|
|
ANDERSON N LEIGH
|
4
|
|
|
Hoffman David R.
|
3
|
|
|
RA Capital Nexus Fund III, L.P.
|
4
|
|
|
RA Capital Nexus Fund II, L.P.
|
4
|
|
|
RA Capital Nexus Fund, L.P.
|
4
|
|
|
Eliem Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Shah Rajeev M.
|
4
|
|
|
Kolchinsky Peter
|
4
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
4
|
|
|
RA Capital Healthcare Fund LP
|
4
|
|
|
Eliem Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13D/A
|
|
|
GASS RHONDA
|
4
|
|
|
W. P. Carey Inc.
|
4
|
Financial Statements
|
