SEC Filings


2396
  
Company Name Form Type SEC Filings
PACIFIC SELECT FUND 497
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK 497
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 497
LIMITED TERM TAX EXEMPT BOND FUND OF AMERICA 497
AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND 497
AMERICAN FUNDS TAX EXEMPT SERIES II / CA 497
TAX EXEMPT BOND FUND OF AMERICA 497
BANK OF NOVA SCOTIA FWP Financial Statements
BANK OF MONTREAL /CAN/ 424B3 Financial Statements
BRAZILIAN ELECTRIC POWER CO 6-K Financial Statements
Fidelity Private Credit Co LLC D/A
American Funds Retirement Income Portfolio Series 497
AMERICAN FUNDS COLLEGE TARGET DATE SERIES 497
AMERICAN FUNDS PORTFOLIO SERIES 497
American Funds Target Date Retirement Series 497
Outpost Dundee, LLC D/A
Franklin California Tax Free Income Fund 497K
FRANKLIN MUNICIPAL SECURITIES TRUST 497K
AMERICAN FUNDS INSURANCE SERIES 497
DELAWARE LIFE VARIABLE ACCOUNT F 497
Morgan Stanley Finance LLC FWP
MORGAN STANLEY FWP Financial Statements
ROYCE FUND 497K
DMK PHARMACEUTICALS Corp 8-K Financial Statements
Jacu Coffee Inc C
Altamira Therapeutics Ltd. 20-F/A
VinFast Auto Ltd. 6-K
uniQure N.V. 8-K Financial Statements
CO-0614 Fund I, a series of TN Recall Ventures, LP D
CSW INDUSTRIALS, INC. DEFA14A Financial Statements
TOYO Co., Ltd 425
Zaltsman Yaron 144
REE Automotive Ltd. 144
Can-Fite BioPharma Ltd. 6-K Financial Statements
Beamr Imaging Ltd. 6-K
TORONTO DOMINION BANK 424B2 Financial Statements
EXCHANGE TRADED CONCEPTS TRUST N-CSR
JPMBB Commercial Mortgage Securities Trust 2014-C21 10-D
LAKE STREET PRIVATE WEALTH, LLC N-PX
BANK OF NOVA SCOTIA 424B2 Financial Statements
Rodgers & Associates, LTD N-PX
FIRST TRUST EXCHANGE-TRADED FUND VIII 485BXT
J.P. Morgan Acceptance Corp II ABS-15G
RIVERVIEW BANCORP INC 8-K Financial Statements
Badawi David 144
Sight Sciences, Inc. 144 Financial Statements
TRIDAN CORP DEF 14A
Badawi Paul 144
Pro Cyclist Institutional Fund, LP D/A
Jones Kenneth E 4
MIDDLEFIELD BANC CORP 4 Financial Statements
PCG Wealth Advisors, LLC N-PX
Phycin, Inc. D
MASSMUTUAL SELECT FUNDS 497K
AMERICAN BEACON FUNDS 497K
JONES LANG LASALLE INC 8-K Financial Statements
Hildebrand Ryan Jason 144
Bankwell Financial Group, Inc. 144 Financial Statements
CULBERTSON A N & CO INC N-PX
Staves Eric 3
CONMED Corp 3 Financial Statements
Chivily Christine 144
West Tony 4
BXP, Inc. 4 Financial Statements
GULIS STEPHEN L JR 4
INDEPENDENT BANK CORP /MI/ 4 Financial Statements
WALTON WILLIAM H III 4
LUSTIG MATTHEW J 4
KLEIN JOEL 4
KIPP MARY E 4
Einiger Carol B. 4
DUNCAN BRUCE W 4
BMO 2023-C7 Mortgage Trust 10-D
American Funds U.S. Small & Mid Cap Equity Fund N-1A
BATTAT EMILE A 4
ATRION CORP 4 Financial Statements
Blade Landscape Holdings, LLC D
BMO 2023-C7 Mortgage Trust ABS-EE
DiGeronimo Kevin A 4
SIG Athens Athena Drive, LLC D
PUBLIX SUPER MARKETS INC 8-K
MASSMUTUAL SELECT FUNDS 497
KKR Income Opportunities Fund 8-K
CNL Strategic Capital, LLC 424B3
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. N-CSRS
Pro Cyclist Fund, LP D/A
PRUDENTIAL INVESTMENT PORTFOLIOS 2 N-CSRS
Sauerland John P 4
PROGRESSIVE CORP/OH/ 4 Financial Statements
George Katrina 3/A
Citi Trends Inc 3/A Financial Statements
Thunen Shelley B 144
RxSight, Inc. 144 Financial Statements
Cannae Holdings, Inc. 4 Financial Statements
Meinhardt Erika 4
MARTIRE FRANK R 4
HSBC USA INC /MD/ 424B2
Ecphora SPV1, a Series of Ecphora Funds, LLP D
PICHEL LOGAN 4
REPUBLIC BANCORP INC /KY/ 4 Financial Statements
Harris Hugh R 4
BlackRock Municipal 2030 Target Term Trust N-23C-2
Battat David A 4
Bevan Thomas W 4
Ammerman Douglas K 4
PRUDENTIAL INVESTMENT PORTFOLIOS 16 N-CSRS
UBS AG 424B2
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
City National Rochdale Select Strategies Fund NPORT-P
EXCHANGE TRADED CONCEPTS TRUST NPORT-P
Advisors' Inner Circle Fund III NPORT-P
Prosper Funding LLC 424B3
PROSPER MARKETPLACE, INC 424B3
Badger Kyle C 144
AGILYSYS INC 144 Financial Statements
Gaucho Group Holdings, Inc. DEF 14A
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 10-D
Ashmore Funds N-CSRS
Wood William David III 144
PGIM Private Credit Fund 3
Capasso Dino 3
Highview Capital Management LLC/DE/ N-PX
BMO 2023-C5 Mortgage Trust 10-D
Deepshot Labs, Inc. D
TireTutor, Inc. D
Universa Safe Haven Fund L.P. D
HOLMES FRANK E 4
U S GLOBAL INVESTORS INC 4 Financial Statements
BMO 2023-C5 Mortgage Trust ABS-EE
BlueOne Card, Inc. NT 10-K
HIGHWATER ETHANOL LLC 8-K
DEMCHAK WILLIAM S 4
PNC FINANCIAL SERVICES GROUP, INC. 4 Financial Statements
Du Ying 144
Herbert Kevin R. 4
NATURES SUNSHINE PRODUCTS INC 4 Financial Statements
Dime Community Bancshares, Inc. /NY/ 8-A12B Financial Statements
CalciMedica, Inc. 4 Financial Statements
WILSON ROBERT N 4
Algert Global Equity Market Neutral Fund, L.P. D/A
PGIM Credit Income Fund 424B3
QUAGLIO KENNETH L 4
SHENANDOAH TELECOMMUNICATIONS CO/VA/ 4 Financial Statements
Robertson Chris J 144
American Funds U.S. Small & Mid Cap Equity Fund N-8A
Panagouleas Stephen P 3
FIRST FINANCIAL CORP /IN/ 3 Financial Statements
AVSF - Vectara 2024, LLC D
Conservation Resource Capital VI, L.P. D/A
Koontz Richard L Jr 4
Metamagnetics Inc. D/A
Hwang Tim 144
FiscalNote Holdings, Inc. 144
Gray Nicole 3
GOODYEAR TIRE & RUBBER CO /OH/ 3 Financial Statements
Callicotte Lisa 4
Aligned Fund I LP D
BANK 2019-BNK20 10-D
Chain-Gain Digital Assets Fund I, LP D
BANK 2019-BNK20 ABS-EE
Sundance Strategies, Inc. 10-K
Capstone Green Energy Holdings, Inc. NT 10-K
Arnaboldi Nicole S 4
NEXTERA ENERGY INC 4 Financial Statements
PGIM Credit Income Fund 3
Nelson William R 4
BMO 2023-5C2 Mortgage Trust 10-D
Ally Financial Inc. 424B2 Financial Statements
FIRST FINANCIAL CORP /IN/ 8-K Financial Statements
BMO 2023-5C2 Mortgage Trust ABS-EE
Madison ETFs Trust 497
Keating Ronald C 4
Enpro Inc. 4 Financial Statements
Abbey William 4
Fitzsimmons Tracy 4
DeWeese Steven E 4
G2Link LLC C-TR
Modera Wealth Management, LLC N-PX
Hippo Holdings Inc. SC 13D/A
MITSUI SUMITOMO INSURANCE CO LTD SC 13D/A
ULTRA SERIES FUND 497
NLCA DG Investment Grade Portfolio 1 DST D
POMPA MARK A 4
APOGEE ENTERPRISES, INC. 4 Financial Statements
World Funds Trust 24F-2NT
Invesco Exchange-Traded Fund Trust II NPORT-P
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST NPORT-P
INVESCO EXCHANGE-TRADED FUND TRUST NPORT-P
Invesco Actively Managed Exchange-Traded Commodity Fund Trust NPORT-P
Nolan Donald A 4
MVPE Partnership LP D
MML SERIES INVESTMENT FUND 497
MADISON FUNDS 497
Lilly Elizabeth Murphy 4
Sosin QP Partners, LP D/A
BANK 2020-BNK29 10-D
Watorek Jeffrey J. 4
GIBRALTAR INDUSTRIES, INC. 4 Financial Statements
CLEARWATER INVESTMENT TRUST 497
CRITERIA CAIXA, S.A.U. SC 13D/A
TELEFONICA S A SC 13D/A Financial Statements
MA Specialty Credit Income Fund N-2
Sosin Partners, LP D/A
Johnson Lloyd Emerson 4
BANK 2020-BNK29 ABS-EE
Abu Dhabi Developmental Holding Co PJSC 4
Sapphire Private Funds Holdings II RSC Ltd 4
VISTA CREDIT STRATEGIC LENDING CORP. 4
Mayer Bethany 144
BOX INC 144 Financial Statements
G2Link LLC C-AR
Alvord Christina M 4
Feltz Lorianne 4
ERIE INDEMNITY CO 4 Financial Statements
EQUATOR Beverage Co 8-K/A
Tidal Trust II 485BXT
CACTI ASSET MANAGEMENT LLC 13F-HR
Kathmere Capital Management, LLC 13F-HR
Bolanowski Katherine 4
SharpeMachine, LLC D
UNITED MEXICAN STATES 18-K
Black Swift Special Situations Fund, LP D/A
Release Debt Fund I, LLC D
HA-0321 Fund I, a series of Roll Up Vehicles, LP D
Drop Zone Canopy Company, LLC D
Abu Dhabi Developmental Holding Co PJSC SC 13D/A
VISTA CREDIT STRATEGIC LENDING CORP. SC 13D/A
Catlett Janet Anne 4
BTC Digital Ltd. PRE 14A
Beckett Thomas 4
AlTi Global, Inc. 8-K
Schoener Gregory W. 3
BION ENVIRONMENTAL TECHNOLOGIES INC 3
Morgan Stanley Capital I Trust 2020-HR8 10-D
Archer Dennis W. Jr 4
Valiant Digital Mining Fund II D
Exeter Automobile Receivables Trust 2024-3 10-D
ENB Financial Corp 8-K
Morgan Stanley Capital I Trust 2020-HR8 ABS-EE
Exeter Automobile Receivables Trust 2024-2 10-D
CANTOR FITZGERALD INFRASTRUCTURE FUND 24F-2NT
Exeter Automobile Receivables Trust 2024-1 10-D
Exeter Automobile Receivables Trust 2023-5 10-D
Exeter Automobile Receivables Trust 2023-4 10-D
Goldman Sachs Private Credit Corp. D
Exeter Automobile Receivables Trust 2023-3 10-D
BANK 2022-BNK44 10-D
ADVISORS' INNER CIRCLE FUND 497
Exeter Automobile Receivables Trust 2023-2 10-D
Valiant Digital Mining Fund I D
Murphy Timothy F. 4
Exeter Automobile Receivables Trust 2023-1 10-D
Exeter Automobile Receivables Trust 2022-6 10-D
Morachnick William J. 4
Charlotte's Web Holdings, Inc. 4
Rehn Warren 4
Golden Minerals Co 4 Financial Statements
Exeter Automobile Receivables Trust 2022-5 10-D
BANK 2022-BNK44 ABS-EE
BARNES VICTOR CHRISTOPHER 4
Exeter Automobile Receivables Trust 2022-4 10-D
Wax/d on Wheels, LLC D
Whittier International Fund A, L.P. D/A
Exeter Automobile Receivables Trust 2022-3 10-D
Blackstone Private Equity Strategies Fund L.P. 3
KATZKE SUSAN ROTH 3
Exeter Automobile Receivables Trust 2022-2 10-D
Manulife 4
John Hancock GA Mortgage Trust 4
New Asia Holdings, Inc. 10-Q
Exeter Automobile Receivables Trust 2022-1 10-D
Rahe Maribeth S 4
FIRST FINANCIAL BANCORP /OH/ 4 Financial Statements
Exeter Automobile Receivables Trust 2021-4 10-D
Exeter Automobile Receivables Trust 2021-3 10-D
Atopac Partners Fund, LP D/A
Trial Ventures 3 LLC D
Exeter Automobile Receivables Trust 2021-2 10-D
MENDELSON VICTOR H 4
HEICO CORP 4 Financial Statements
Montano Juan 4
Exeter Automobile Receivables Trust 2021-1 10-D
Arca U.S. Treasury Fund N-23C3A
Exeter Automobile Receivables Trust 2020-3 10-D
Vitro Biopharma, Inc. S-1/A
USEDC 2024 B Drilling Fund LP D/A
Porter Andre T 4
NEVILLE RODIE & SHAW INC 13F-HR
LORD ABBETT SECURITIES TRUST N-CSRS
HNR Acquisition Corp. S-1/A
Goldman Sachs Real Estate Income Trust D
Apollo Asset Backed Credit Co LLC 8-K
Kruse Ronia F 4
BMO 2024-5C4 Mortgage Trust 10-D
Booth Cynthia O 4
CX Institutional N-PX
Scott Cheryl 4
Progyny, Inc. 4 Financial Statements
LORD ABBETT AFFILIATED FUND INC N-CSRS
Manufacturers Life Insurance Co 4