| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BMO 2024-5C4 Mortgage Trust
|
ABS-EE
|
|
|
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
|
NPORT-P
|
|
|
Calamos ETF Trust
|
NPORT-P
|
|
|
Calamos Global Dynamic Income Fund
|
NPORT-P
|
|
|
CALAMOS GLOBAL TOTAL RETURN FUND
|
NPORT-P
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
NPORT-P
|
|
|
Calamos Dynamic Convertible & Income Fund
|
NPORT-P
|
|
|
CALAMOS STRATEGIC TOTAL RETURN FUND
|
NPORT-P
|
|
|
CALAMOS CONVERTIBLE & HIGH INCOME FUND
|
NPORT-P
|
|
|
Dodson Paulette R.
|
4
|
|
|
TRUPANION, INC.
|
4
|
Financial Statements
|
|
RUBIN HOWARD E
|
4
|
|
|
Broden Max
|
4
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
MCLAUGHLIN ELIZABETH
|
4
|
|
|
DAVIDSON JACQUELINE L
|
4
|
|
|
Arvia Anne L
|
4
|
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
Sigma Lithium Corp
|
6-K
|
|
|
Whittier Value Fund A, L.P.
|
D/A
|
|
|
Gamehaus Holdings Inc.
|
425
|
|
|
PGIM Private Credit Fund
|
8-K
|
|
|
FIRSTSUN CAPITAL BANCORP
|
D/A
|
|
|
BMO 2023-C6 Mortgage Trust
|
10-D
|
|
|
Bryant Pedro A
|
4
|
|
|
BMO 2023-5C1 Mortgage Trust
|
10-D
|
|
|
NEXTERA ENERGY INC
|
8-K
|
Financial Statements
|
|
FLORIDA POWER & LIGHT CO
|
8-K
|
|
|
Keller Christina
|
4
|
|
|
BMO 2023-C6 Mortgage Trust
|
ABS-EE
|
|
|
BMO 2023-5C1 Mortgage Trust
|
ABS-EE
|
|
|
Morgan Stanley Capital I Trust 2016-UBS11
|
10-D
|
|
|
Fragasso Financial Advisors Inc
|
N-PX
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 450
|
D
|
|
|
Franklin BSP Private Credit Fund
|
SC 13D/A
|
|
|
FRANKLIN RESOURCES INC
|
SC 13D/A
|
Financial Statements
|
|
Lunger Leah
|
4
|
|
|
Red Cat Holdings, Inc.
|
4
|
Financial Statements
|
|
Gnosko Bio Inc.
|
D
|
|
|
Gold Flora Corp.
|
4
|
|
|
CASTANEDA MARK
|
4
|
|
|
USEDC Mineral Exchange I LLC
|
D/A
|
|
|
Algert International Small Cap Fund, L.P.
|
D/A
|
|
|
Fernandes Neil J
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
Gold Flora Corp.
|
4/A
|
|
|
CASTANEDA MARK
|
4/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
1290 Funds
|
N-CSRS
|
|
|
Dongre Neal
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
ASIAFIN HOLDINGS CORP.
|
8-K
|
|
|
BANK 2020-BNK26
|
10-D
|
|
|
Robb Gary Charles
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
BOOM SHAKALAKA, INC.
|
D
|
|
|
BANK 2020-BNK26
|
ABS-EE
|
|
|
King Karen Matsushima
|
4
|
|
|
FRANKLIN RESOURCES INC
|
4
|
Financial Statements
|
|
Chen Jim
|
3
|
|
|
International Media Acquisition Corp.
|
3
|
|
|
Essential Owners Fund, L.P.
|
D/A
|
|
|
AMERICAN CENTURY ETF TRUST
|
485APOS
|
|
|
BMO 2022-C3 Mortgage Trust
|
10-D
|
|
|
Wendler Margaret S
|
4
|
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
ETF Opportunities Trust
|
24F-2NT
|
|
|
PSOF LO Sunnyvale Side Car, LLC
|
D/A
|
|
|
BMO 2022-C3 Mortgage Trust
|
ABS-EE
|
|
|
Owens David
|
4
|
|
|
Nexalin Technology, Inc.
|
4
|
|
|
INNOVATIVE MEDTECH, INC.
|
8-K
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
Lyon Joseph Douglas
|
144
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20
|
10-D
|
|
|
BMO 2024-5C3 Mortgage Trust
|
10-D
|
|
|
Axcelus Financial Life Insurance Co Separate Account VA 378
|
D
|
|
|
PGIM Private Real Estate Fund, Inc.
|
3
|
|
|
MA Specialty Credit Income Fund
|
N-8A
|
|
|
CPG Focused Access Fund, LLC
|
4/A
|
|
|
MASCIS MICHAEL
|
4/A
|
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
Fisher Park Capital, L.P.
|
D/A
|
|
|
Reflexive Capital Digital Asset Fund, LLC
|
D/A
|
|
|
BMO 2024-5C3 Mortgage Trust
|
ABS-EE
|
|
|
noco-noco Inc.
|
6-K
|
|
|
BANK5 2024-5YR5
|
10-D
|
|
|
Home Federal Bancorp, Inc. of Louisiana
|
11-K
|
Financial Statements
|
|
BANK5 2024-5YR5
|
ABS-EE
|
|
|
Seaberg Karen
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
IP Web Inc.
|
D
|
|
|
Aclaris Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Leonard Braden Michael
|
4
|
|
|
Hole Brian Richard
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
JPMORGAN TRUST IV
|
485APOS
|
|
|
Morgan Stanley Capital I Trust 2019-H7
|
10-D
|
|
|
JPMORGAN TRUST IV
|
497K
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
24F-2NT
|
|
|
Morgan Stanley Capital I Trust 2019-H7
|
ABS-EE
|
|
|
BANK 2022-BNK41
|
10-D
|
|
|
Cok Michael J
|
4
|
|
|
GREENE COUNTY BANCORP INC
|
8-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
6-K
|
|
|
JPMORGAN TRUST IV
|
497
|
|
|
USEDC 2024 Drilling Fund LP
|
D/A
|
|
|
KeyStar Corp.
|
8-K
|
|
|
BANK 2022-BNK41
|
ABS-EE
|
|
|
BANK 2019-BNK23
|
10-D
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 449
|
D
|
|
|
MPC IN LIHTC MY ICF, LLC
|
D
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
NPORT-P
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27
|
10-D
|
|
|
BANK 2019-BNK23
|
ABS-EE
|
|
|
Home Federal Bancorp, Inc. of Louisiana
|
NT 11-K
|
Financial Statements
|
|
Guyer William
|
144
|
|
|
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
Morgan Stanley Capital I Trust 2015-MS1
|
10-D
|
|
|
Mendal Jayme
|
144
|
|
|
EverQuote, Inc.
|
144
|
Financial Statements
|
|
Allied Corp.
|
8-K
|
|
|
F9 Investments LLC
|
DFAN14A
|
|
|
LL Flooring Holdings, Inc.
|
DFAN14A
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22
|
10-D
|
|
|
FT 11514
|
497J
|
|
|
FT 11513
|
497J
|
|
|
Arena Therapeutics OpCo, Inc.
|
D
|
|
|
FT 11512
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26
|
10-D
|
|
|
FT 11511
|
497J
|
|
|
PP CoInvest Acquisition Co LLC
|
D
|
|
|
FT 11510
|
497J
|
|
|
FT 11507
|
497J
|
|
|
Bios 2024 Co-Invest, LP
|
D
|
|
|
SmartTrust 674
|
S-6/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-D
|
|
|
Alive3D Inc.
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10
|
10-D
|
|
|
Fund II, a series of Louise 326, LP
|
D
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
CONFLUENCE INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24
|
10-D
|
|
|
Glastra Matthijs
|
144
|
|
|
NOVANTA INC
|
144
|
Financial Statements
|
|
Denali Structured Return Strategy Fund
|
24F-2NT
|
|
|
Morgan Stanley Capital I Trust 2016-UBS12
|
10-D
|
|
|
Niagara Income Opportunities Fund
|
24F-2NT
|
|
|
AFRICAN DEVELOPMENT BANK
|
QRTLYRPT
|
|
|
Tsang Claudius
|
3
|
|
|
Lu Daung-yen
|
3
|
|
|
Hung Chih-Young
|
3
|
|
|
Marshall Dennis E
|
4
|
|
|
BIOLARGO, INC.
|
4
|
|
|
Anfang Heather L
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
10-D
|
|
|
SEMrush Holdings, Inc.
|
144
|
Financial Statements
|
|
Vranesh Mark
|
144
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
ABS-EE
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
PGIM High Yield Bond Fund, Inc.
|
3
|
|
|
Wheeler Kevin J.
|
4
|
|
|
CU WealthNext, LLC
|
D
|
|
|
GREENPOWER MOTOR Co INC.
|
20-F
|
|
|
GILLIGAN J KEVIN
|
4
|
|
|
AdTheorent Holding Company, Inc.
|
15-12G
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Lis William
|
144
|
|
|
Lirum Therapeutics, Inc.
|
FWP
|
|
|
BANK5 2023-5YR2
|
10-D
|
|
|
FERAGEN JODY H
|
4
|
|
|
Buska Wealth Management, LLC
|
N-PX
|
|
|
Big A Ice Company, Inc.
|
D
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
10-D
|
|
|
Bios ONL Co-Invest II, LP
|
D
|
|
|
Starwood Credit Real Estate Income Trust
|
8-K
|
|
|
Taylor Jeffrey Allen
|
3
|
|
|
EXXON MOBIL CORP
|
3
|
Financial Statements
|
|
BANK5 2023-5YR2
|
ABS-EE
|
|
|
GUINNESS ATKINSON FUNDS
|
497
|
|
|
Morgan Stanley Capital I Trust 2020-L4
|
ABS-EE
|
|
|
TELEFONICA S A
|
6-K
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Etchart Eric
|
4
|
|
|
PGIM Global High Yield Fund, Inc.
|
3
|
|
|
Carter Brett C
|
4
|
|
|
Black Archie C.
|
4
|
|
|
HERBERT J. SIMS & CO, INC.
|
MA-I/A
|
|
|
Akgonul Rifat Kerim
|
144
|
|
|
PEGASYSTEMS INC
|
144
|
Financial Statements
|
|
GovWell Technologies Inc.
|
D
|
|
|
FLTC Holdings, LLC
|
D
|
|
|
PFM FINANCIAL ADVISORS LLC
|
MA-I
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
ABS-EE
|
|
|
Banyai William
|
144
|
|
|
Twist Bioscience Corp
|
144
|
Financial Statements
|
|
PGIM Short Duration High Yield Opportunities Fund
|
3
|
|
|
Fidelity Greenwood Street Trust
|
NPORT-P
|
|
|
FIDELITY OXFORD STREET TRUST
|
NPORT-P
|
|
|
Fidelity Oxford Street Trust II
|
NPORT-P
|
|
|
Wisekey International Holding S.A.
|
6-K
|
|
|
Foreman Albert John
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
8-K
|
|
|
TrimTabs ETF Trust
|
NPORT-P
|
|
|
Buska Wealth Management, LLC
|
13F-HR
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2021-L6
|
10-D
|
|
|
Seip David Eric
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2018-H3
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
ABS-EE
|
|
|
McWhorter Capital LLC.
|
D
|
|
|
Shell plc
|
6-K
|
|
|
Tidal ETF Trust
|
497J
|
|
|
Rise West Arlington Partners, LLC
|
D
|
|
|
Morgan Stanley Capital I Trust 2018-H3
|
ABS-EE
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
JVEP Fund, LLC
|
D
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
DEFA14A
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 592
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 591
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 558
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 550
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 548
|
497J
|
|
|
Morgan Stanley Capital I Trust 2016-UBS9
|
10-D
|
|
|
ALR Technologies SG Ltd.
|
20-F/A
|
|
|
Invesco Unit Trusts Taxable Income Series 496
|
497J
|
|
|
ROCHE VINCENT
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 464
|
497J
|
|
|
BMO 2024-C8 Mortgage Trust
|
10-D
|
|
|
Morford Craig S
|
4
|
|
|
EXXON MOBIL CORP
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 441
|
497J
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
NPORT-P
|
|
|
Endless Health Inc.
|
D
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
JACOBS PAUL E
|
4
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
N-CSRS
|
|
|
Invesco Unit Trusts Taxable Income Series 437
|
497J
|
|
|
Kelly Roland Thomas
|
4
|
|
|
Velocity Financial, Inc.
|
4
|
Financial Statements
|
|
BMO 2024-C8 Mortgage Trust
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30
|
10-D
|
|
|
Farrar Christopher D.
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 385
|
497J
|
|
|
BANK 2021-BNK35
|
10-D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 378
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-D
|
|
|
GREENHAVEN ASSOCIATES INC
|
N-PX
|
|
|
BANK 2021-BNK35
|
ABS-EE
|
|
|
INTEGRITY FUNDS
|
NPORT-P
|
|
|
Ames Christy
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 377
|
497J
|
|
|
Catholic Responsible Investments Funds
|
497K
|
|
|
Van Kampen Unit Trusts Taxable Income Series 376
|
497J
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
10-D
|
|
|
Mallard Fund, L.P.
|
D/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 314
|
497J
|
|
|
Exeter Automobile Receivables Trust 2024-3
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12
|
10-D
|
|
|
PIMCO Private Core Credit Onshore Fund, L.P.
|
D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 312
|
497J
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29
|
10-D
|
|
|
Prime Meridian Small Business Lending Fund, LP
|
D/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 311
|
497J
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9
|
10-D
|
|
|
BANK 2018-BNK14
|
10-D
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2024-2
|
ABS-EE
|
|
|
MSWF Commercial Mortgage Trust 2023-1
|
10-D
|
|
|
Infosys Ltd
|
6-K
|
Financial Statements
|
|
BANK 2018-BNK14
|
ABS-EE
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
ABS-EE
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
ABS-EE
|
|
|
Van Kampen Unit Trusts Taxable Income Series 241
|
497J
|
|
|
MILLS KEVIN J
|
4
|
|
|
SOCKET MOBILE, INC.
|
4
|
Financial Statements
|
|
MSWF Commercial Mortgage Trust 2023-1
|
ABS-EE
|
|
|
Jackson Wealth Management, LLC
|
13F-HR
|
|
|
Invesco Unit Trusts, Municipal Series 1332
|
497J
|
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
a16z Perennial Venture Capital Fund, L.P.
|
D/A
|
|
|
a16z Perennial Venture Capital Fund Master Fund A, L.P.
|
D/A
|
|
|
a16z Perennial Venture Capital Fund Master Fund B, L.P.
|
D/A
|
|
|
a16z Perennial Venture Capital Fund
|
D/A
|
|
|
Invesco Unit Trusts, Municipal Series 1314
|
497J
|
|
