SEC Filings


2195
  
Company Name Form Type SEC Filings
Callahan Patrick K 4
PEACHTREE SETTLEMENT FUNDING, LLC ABS-15G
Joint Stock Co Kaspi.kz CERT
CPA Asset Management LLC 13F-HR
LAKESIDE BALTIMORE MASTER REIT LLC D
WESTAMERICA BANCORPORATION 8-K Financial Statements
Push2Spin Technologies, Inc. D
SETTLEMENT FUNDING, LLC ABS-15G
Onslow Bay Funding LLC ABS-15G
Wells Fargo Commercial Mortgage Trust 2017-C41 10-D/A
J.G. WENTWORTH ORIGINATIONS, LLC ABS-15G
Ford Credit Auto Owner Trust 2023-C ABS-EE
Smith Barbara 4
COMMERCIAL METALS Co 4 Financial Statements
TAYLOR DIAN C 5
LOTTERY FUNDING, LLC ABS-15G
SCM Trust 485BXT
SAGE FINANCIAL GROUP INC 13F-HR
DFW UPPER REIT LLC D
Gaucho Group Holdings, Inc. DEFA14A
BTS Asset Management, Inc. 13F-HR
VOYAGEUR TAX FREE FUNDS N-14
Teixeria Mark 4
BIP Ventures Evergreen BDC 4
Wells Fargo Commercial Mortgage Trust 2017-C39 10-D/A
SPACHT DAVID B 5
Bell Mark 4
EAGLE INCOME APPRECIATION II LP D/A
Federal Home Loan Bank of Pittsburgh 8-K
SEASON INVESTMENTS ALTERNATIVE CREDIT & EQUITY FUND, L.P. D/A
AFL CIO HOUSING INVESTMENT TRUST 497
FLYWHEEL ADVANCED TECHNOLOGY, INC. 8-K
HT Partners LLC 13F-HR
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS N-14
CAZ Strategic Opportunities Fund 424B3
Anthem Superior Fund LP D/A
INVESCO EXCHANGE-TRADED FUND TRUST 8-A12B
Connors Funds 40-17G
DFW MASTER REIT LLC D
Broz Steven 4
Wells Fargo Commercial Mortgage Trust 2016-LC24 10-D/A
Tri-State Generation & Transmission Association, Inc. 8-K
FENDEL FREDERICK A. III 4
KM Capital Management Ltd. 13F-HR
IVY FUNDS N-14
Investment Research & Advisory Group, Inc. 13F-HR
Investment Managers Series Trust NPORT-P
KINROSS GOLD CORP 6-K Financial Statements
HOWELL PETER C 4
BIP Ventures Evergreen BDC 8-K
BSIP III, L.P. D
Citigroup Global Markets Holdings Inc. FWP
Bauer Jonathan S. 4
Ford Credit Auto Owner Trust 2023-B ABS-EE
Wells Fargo Commercial Mortgage Trust 2016-C37 10-D/A
BEIRNE PATRICK 4
iShares U.S. ETF Trust 40-17G
iSHARES TRUST 40-17G
iShares, Inc. 40-17G
Fesette Neil E. 4
COMMUNITY BANK SYSTEM, INC. 4 Financial Statements
CITIGROUP INC FWP Financial Statements
RIIH-A POMPANO REIT LLC D
Integral Opportunities Fund Ltd. D
25 LLC 13F-HR
SIB LLC 13F-HR
SOLOMON HESS SBA LOAN FUND LLC D/A
Tidal Trust II 497K
BestGofer Inc. 10-K
Bailo Karen 4
Blockware, LLC D
DELAWARE GROUP EQUITY FUNDS II N-14
NexPoint Capital, Inc. 8-K
Hunter Perkins Capital Management, LLC 13F-HR
OMNI 4 UPPER REIT C LLC D
HARVEST REALTY INC D
Finch Jennifer Leigh 5
Drink Progressively Group Inc D
ALTFEST L J & CO INC 13F-HR
Engle Robb William 144
SONO TEK CORP 144
Ford Credit Auto Owner Trust 2023-A ABS-EE
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ 424B3
STRATEGIC HOTEL VENTURES, LLC 1-A
DELAWARE GROUP ADVISER FUNDS N-14
OMNI 3 UPPER REIT B LLC D
Network VC Syndicated Fund LLC Series 3DBio D
Balch Hill Partners, L.P. D/A
Tidal Trust II 497
Carnot Fund Ltd. D/A
Accolade, Inc. 4 Financial Statements
HILTON MICHAEL W 4
Welsh Timothy A 144
Long Creek Capital Offshore Fund, Ltd. D
Trevian Wealth Management LLC 13F-HR
Ford Credit Auto Owner Trust 2022-D ABS-EE
Cavanaugh Robert N 4
Big Creek Capital Offshore Fund, Ltd. D
Hobart Private Capital, LLC 13F-HR
SINGH RAJEEV 4
CITIGROUP INC 424B8 Financial Statements
Citigroup Global Markets Holdings Inc. 424B8
Network VC Syndicate Fund LLC Series 3dlook 2 D
Barnes Stephen H. 4
WestEnd Advisors, LLC 13F-HR
Tikehau Investment Management 13F-HR
OMNI 2 UPPER REIT A LLC D
Principia Fund Ltd. D/A
Ford Credit Auto Owner Trust 2022-C ABS-EE
Chain Bridge I DEF 14A
SIG23, LLC D/A
Transcode Therapeutics, Inc. S-1/A Financial Statements
Dutch Oven Gold Group Inc. 10-K
DiNunzio Joseph A 5
Independent Franchise Partners Global Equity II, L.P. D/A
KEYNOTE SERIES ACCOUNT /NY/ N-VPFS
Inter & Co, Inc. 424B2
HAMILTON PARK UPPER REIT LLC D
Moisand Fitzgerald Tamayo, LLC 13F-HR
Ford Credit Auto Owner Trust 2022-B ABS-EE
Dutch Oven Gold Group Inc. 10-Q
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 13F-HR
HILL ISLAND FINANCIAL LLC 13F-HR
Caravela CAV Offshore, LP D/A
A. D. Beadell Investment Counsel, Inc. 13F-HR
GLOBALFOUNDRIES Inc. 144 Financial Statements
Reeder David 144
SOUNDTHINKING, INC. SC 13G/A Financial Statements
FEDERATED HERMES, INC. SC 13G/A
CNH Equipment Trust 2024-A FWP
Apollo Art Global Inc. D
Erickson Financial Group, LLC 13F-HR
ANCORA TRUST 40-17G
SCYNEXIS INC SC 13G/A Financial Statements
Selipsky Adam 144
AMAZON COM INC 144 Financial Statements
Ford Credit Auto Owner Trust 2022-A ABS-EE
CNH CAPITAL RECEIVABLES LLC FWP
Rezolute, Inc. SC 13G/A
HAMILTON PARK LOWER REIT LLC D
SMITHBRIDGE ASSET MANAGEMENT INC/DE 13F-HR
North Square Investments Trust 24F-2NT
Incognia Holdings Inc. D
Maverick USA, L.P. D/A
INNOVATIVE INDUSTRIAL PROPERTIES INC 4 Financial Statements
Gold Alan D 4
Washington Trust Advisors, Inc. 13F-HR
Elk River Wealth Management, LLC 13F-HR
Caravela CAV Onshore, LP D/A
Regulus Therapeutics Inc. SC 13G/A Financial Statements
Ford Credit Auto Owner Trust 2021-A ABS-EE
Well Done, LLC 13F-HR
TACKETT DAVID I 5
COMMUNITY TRUST BANCORP INC /KY/ 5
P10, Inc. SC 13G/A Financial Statements
Fortitude Gold Corp 144
CONRAD BILL M 144
Smithers Paul E. 4
Anderson Pierre A 5
Minerva Neurosciences, Inc. SC 13G/A Financial Statements
Ford Credit Auto Owner Trust 2020-C ABS-EE
Palekana Global Macro Fund LP D
Bouchey Financial Group Ltd 13F-HR
Smith David Jon 4
Merus N.V. SC 13G/A Financial Statements
Lightship Energy, Inc. D
ARGAN INC 8-K Financial Statements
aTYR PHARMA INC SC 13G/A Financial Statements
EquityZen Growth Technology Fund LLC - Series 1829 D
Wolfe Brian J. 4
IDEAYA Biosciences, Inc. SC 13G/A Financial Statements
Ford Credit Auto Owner Trust 2020-B ABS-EE
Adams Street Leaders Fund II LP D/A
Appian Way CAV Onshore, LP D/A
BERTRAM IGNITE I-A, L.P. D/A
Bui Andy 4
Steinmetz Arthur Philip 3
BlackRock Alpha Strategies Fund 3
Fusion Pharmaceuticals Inc. SC 13G/A Financial Statements
BERTRAM IGNITE I, L.P. D/A
Spectrum Planning & Advisory Services Inc. 13F-HR
Singh Vininder 4
BullFrog AI Holdings, Inc. 4
DYNAVAX TECHNOLOGIES CORP SC 13G/A Financial Statements
VAN FAASEN WILLIAM C 144
EVERSOURCE ENERGY 144 Financial Statements
Paramount Gold Nevada Corp. 4 Financial Statements
Van Treek Glen Alex 4
PEARSON PLC 6-K/A Financial Statements
Red Raider 45 LLC D
Ford Credit Auto Owner Trust 2020-A ABS-EE
FT 11299 S-6
FT 11298 S-6
Appian Way CAV Offshore, LP D/A
WASHINGTON TRUST Co 13F-HR
ASSET PLANNING CORPORATION 13F-HR
FT 11297 S-6
SOUTHLAND VILLAGE ASSOCIATES, LLC D
Permira Master CIS SCSp D
Goldman Rachel Louise 4
Ford Credit Auto Lease Trust 2023-B ABS-EE
KELSO TECHNOLOGIES INC 6-K Financial Statements
FT 11296 S-6
North Texas Renal Management V, LLC D
Alterity Financial Group, LLC 13F-HR
Ocean Capital Management, LLC 13F-HR
Uncommon Cents Investing LLC 13F-HR
LOCKERMAN FINANCIAL GROUP, INC. 13F-HR
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
Adams Street Venture Innovation Fund IV LP D/A
GenTrust, LLC 13F-HR
Austin Private Wealth, LLC 13F-HR
ACCESS FINANCIAL SERVICES, INC. 13F-HR
BASSWOOD OPPORTUNITY FUND, INC. D/A
Terra Nova Asset Management LLC 13F-HR
PNC FINANCIAL SERVICES GROUP, INC. 424B2 Financial Statements
AMI INVESTMENT MANAGEMENT INC 13F-HR
Peak Financial Management, Inc. 13F-HR
LEE JOHNSON CAPITAL MANAGEMENT, LLC 13F-HR
Touchstone Capital, Inc. 13F-HR
Banyan Group RE Fund, LLC Series 1 D/A
Values Added Financial LLC 13F-HR
YARGER WEALTH STRATEGIES, LLC 13F-HR
Ford Credit Auto Lease Trust 2023-A ABS-EE
ONTARIO PROVINCE OF 18-K/A
Buffone Carlo 4
DEUTSCHE BANK AKTIENGESELLSCHAFT 424B2 Financial Statements
Carrig Janet 4
TRI-CONTINENTAL CORP 4 Financial Statements
FT 11231 497J
FT 11195 497J
FT 11194 497J
Strong Tower Advisory Services 13F-HR
FT 11159 497J
Francis Financial, Inc. 13F-HR
Elwood & Goetz Wealth Advisory Group, LLC 13F-HR
Norqain Watches US Inc. D
North Ridge Wealth Advisors, Inc. 13F-HR
Trinity Wealth Management, LLC 13F-HR
STUMBO KEVIN J 5
Ballast, Inc. 13F-HR
Transform Wealth, LLC 13F-HR
RITHOLTZ WEALTH MANAGEMENT 13F-HR
Ford Credit Auto Lease Trust 2022-A ABS-EE
Evanson Asset Management, LLC 13F-HR
EVERETT HARRIS & CO /CA/ 13F-HR
LINCOLN CAPITAL CORP 13F-HR
Parker Financial LLC 13F-HR
Accel Wealth Management 13F-HR
Nepsis Inc. 13F-HR
PRUDENTIAL SECURITIES SECURED FINANCING CORP ABS-15G
Quadro Acquisition One Corp. 425
Federal Home Loan Bank of Indianapolis 8-K
Trueblood Wealth Management, LLC 13F-HR
Johnson Bixby & Associates, LLC 13F-HR
North Texas Renal Management II LLC D
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT 18-K/A
FLC Capital Advisors 13F-HR
Gemsstock CAV Onshore, LP D/A
Morton Capital Management LLC/CA 13F-HR
Prologis, L.P. 424B3
RHS Financial, LLC 13F-HR
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 13F-HR
Simplot Taiwan Inc. SC 13D/A
SemiLEDs Corp SC 13D/A Financial Statements
Good Life Advisors, LLC 13F-HR
WealthCare Investment Partners, LLC 13F-HR
Successful Portfolios LLC 13F-HR
David Shay 4
KALTURA INC 4 Financial Statements
Maltin Wealth Management, Inc. 13F-HR
MJP ASSOCIATES INC /ADV 13F-HR
Great Lakes Retirement, Inc. 13F-HR
IRSA INVESTMENTS & REPRESENTATIONS INC 6-K Financial Statements
Ford Credit Auto Lease Trust 2021-B ABS-EE
Verum Partners LLC 13F-HR
Buckley Wealth Management, LLC 13F-HR
Bryant Woods Investment Advisors, LLC 13F-HR
Pettinga Financial Advisors, LLC 13F-HR
STEEL GROVE CAPITAL ADVISORS, LLC 13F-HR
Kaizen Financial Strategies 13F-HR
Navalign, LLC 13F-HR
CRESUD INC 6-K Financial Statements
HARBOR FUNDS 497K
SINECERA CAPITAL, LLC 13F-HR
COMMERCE BANCSHARES INC /MO/ 8-K Financial Statements
Direct Selling Acquisition Corp. 425
HARBOR FUNDS 497
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT DSTRBRPT
SeaCrest Wealth Management, LLC 13F-HR
Securetech Innovations, Inc. 8-K
Ellsworth Advisors, LLC 13F-HR
GOLDBERG JOHN 4
Rafael Holdings, Inc. 4 Financial Statements
Invesco Exchange-Traded Fund Trust II 485BXT
INDIVIOR PLC 6-K
U.S. NeuroSurgical Holdings, Inc. 8-K
North Texas Renal Management, LLC D
Tricolor Auto Receivables 2 LLC ABS-15G