| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Callahan Patrick K
|
4
|
|
|
PEACHTREE SETTLEMENT FUNDING, LLC
|
ABS-15G
|
|
|
Joint Stock Co Kaspi.kz
|
CERT
|
|
|
CPA Asset Management LLC
|
13F-HR
|
|
|
LAKESIDE BALTIMORE MASTER REIT LLC
|
D
|
|
|
WESTAMERICA BANCORPORATION
|
8-K
|
Financial Statements
|
|
Push2Spin Technologies, Inc.
|
D
|
|
|
SETTLEMENT FUNDING, LLC
|
ABS-15G
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C41
|
10-D/A
|
|
|
J.G. WENTWORTH ORIGINATIONS, LLC
|
ABS-15G
|
|
|
Ford Credit Auto Owner Trust 2023-C
|
ABS-EE
|
|
|
Smith Barbara
|
4
|
|
|
COMMERCIAL METALS Co
|
4
|
Financial Statements
|
|
TAYLOR DIAN C
|
5
|
|
|
LOTTERY FUNDING, LLC
|
ABS-15G
|
|
|
SCM Trust
|
485BXT
|
|
|
SAGE FINANCIAL GROUP INC
|
13F-HR
|
|
|
DFW UPPER REIT LLC
|
D
|
|
|
Gaucho Group Holdings, Inc.
|
DEFA14A
|
|
|
BTS Asset Management, Inc.
|
13F-HR
|
|
|
VOYAGEUR TAX FREE FUNDS
|
N-14
|
|
|
Teixeria Mark
|
4
|
|
|
BIP Ventures Evergreen BDC
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C39
|
10-D/A
|
|
|
SPACHT DAVID B
|
5
|
|
|
Bell Mark
|
4
|
|
|
EAGLE INCOME APPRECIATION II LP
|
D/A
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
SEASON INVESTMENTS ALTERNATIVE CREDIT & EQUITY FUND, L.P.
|
D/A
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
FLYWHEEL ADVANCED TECHNOLOGY, INC.
|
8-K
|
|
|
HT Partners LLC
|
13F-HR
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
N-14
|
|
|
CAZ Strategic Opportunities Fund
|
424B3
|
|
|
Anthem Superior Fund LP
|
D/A
|
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
8-A12B
|
|
|
Connors Funds
|
40-17G
|
|
|
DFW MASTER REIT LLC
|
D
|
|
|
Broz Steven
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC24
|
10-D/A
|
|
|
Tri-State Generation & Transmission Association, Inc.
|
8-K
|
|
|
FENDEL FREDERICK A. III
|
4
|
|
|
KM Capital Management Ltd.
|
13F-HR
|
|
|
IVY FUNDS
|
N-14
|
|
|
Investment Research & Advisory Group, Inc.
|
13F-HR
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
KINROSS GOLD CORP
|
6-K
|
Financial Statements
|
|
HOWELL PETER C
|
4
|
|
|
BIP Ventures Evergreen BDC
|
8-K
|
|
|
BSIP III, L.P.
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Bauer Jonathan S.
|
4
|
|
|
Ford Credit Auto Owner Trust 2023-B
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C37
|
10-D/A
|
|
|
BEIRNE PATRICK
|
4
|
|
|
iShares U.S. ETF Trust
|
40-17G
|
|
|
iSHARES TRUST
|
40-17G
|
|
|
iShares, Inc.
|
40-17G
|
|
|
Fesette Neil E.
|
4
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
RIIH-A POMPANO REIT LLC
|
D
|
|
|
Integral Opportunities Fund Ltd.
|
D
|
|
|
25 LLC
|
13F-HR
|
|
|
SIB LLC
|
13F-HR
|
|
|
SOLOMON HESS SBA LOAN FUND LLC
|
D/A
|
|
|
Tidal Trust II
|
497K
|
|
|
BestGofer Inc.
|
10-K
|
|
|
Bailo Karen
|
4
|
|
|
Blockware, LLC
|
D
|
|
|
DELAWARE GROUP EQUITY FUNDS II
|
N-14
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
Hunter Perkins Capital Management, LLC
|
13F-HR
|
|
|
OMNI 4 UPPER REIT C LLC
|
D
|
|
|
HARVEST REALTY INC
|
D
|
|
|
Finch Jennifer Leigh
|
5
|
|
|
Drink Progressively Group Inc
|
D
|
|
|
ALTFEST L J & CO INC
|
13F-HR
|
|
|
Engle Robb William
|
144
|
|
|
SONO TEK CORP
|
144
|
|
|
Ford Credit Auto Owner Trust 2023-A
|
ABS-EE
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
STRATEGIC HOTEL VENTURES, LLC
|
1-A
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
N-14
|
|
|
OMNI 3 UPPER REIT B LLC
|
D
|
|
|
Network VC Syndicated Fund LLC Series 3DBio
|
D
|
|
|
Balch Hill Partners, L.P.
|
D/A
|
|
|
Tidal Trust II
|
497
|
|
|
Carnot Fund Ltd.
|
D/A
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
HILTON MICHAEL W
|
4
|
|
|
Welsh Timothy A
|
144
|
|
|
Long Creek Capital Offshore Fund, Ltd.
|
D
|
|
|
Trevian Wealth Management LLC
|
13F-HR
|
|
|
Ford Credit Auto Owner Trust 2022-D
|
ABS-EE
|
|
|
Cavanaugh Robert N
|
4
|
|
|
Big Creek Capital Offshore Fund, Ltd.
|
D
|
|
|
Hobart Private Capital, LLC
|
13F-HR
|
|
|
SINGH RAJEEV
|
4
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
Network VC Syndicate Fund LLC Series 3dlook 2
|
D
|
|
|
Barnes Stephen H.
|
4
|
|
|
WestEnd Advisors, LLC
|
13F-HR
|
|
|
Tikehau Investment Management
|
13F-HR
|
|
|
OMNI 2 UPPER REIT A LLC
|
D
|
|
|
Principia Fund Ltd.
|
D/A
|
|
|
Ford Credit Auto Owner Trust 2022-C
|
ABS-EE
|
|
|
Chain Bridge I
|
DEF 14A
|
|
|
SIG23, LLC
|
D/A
|
|
|
Transcode Therapeutics, Inc.
|
S-1/A
|
Financial Statements
|
|
Dutch Oven Gold Group Inc.
|
10-K
|
|
|
DiNunzio Joseph A
|
5
|
|
|
Independent Franchise Partners Global Equity II, L.P.
|
D/A
|
|
|
KEYNOTE SERIES ACCOUNT /NY/
|
N-VPFS
|
|
|
Inter & Co, Inc.
|
424B2
|
|
|
HAMILTON PARK UPPER REIT LLC
|
D
|
|
|
Moisand Fitzgerald Tamayo, LLC
|
13F-HR
|
|
|
Ford Credit Auto Owner Trust 2022-B
|
ABS-EE
|
|
|
Dutch Oven Gold Group Inc.
|
10-Q
|
|
|
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT
|
13F-HR
|
|
|
HILL ISLAND FINANCIAL LLC
|
13F-HR
|
|
|
Caravela CAV Offshore, LP
|
D/A
|
|
|
A. D. Beadell Investment Counsel, Inc.
|
13F-HR
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
SOUNDTHINKING, INC.
|
SC 13G/A
|
Financial Statements
|
|
FEDERATED HERMES, INC.
|
SC 13G/A
|
|
|
CNH Equipment Trust 2024-A
|
FWP
|
|
|
Apollo Art Global Inc.
|
D
|
|
|
Erickson Financial Group, LLC
|
13F-HR
|
|
|
ANCORA TRUST
|
40-17G
|
|
|
SCYNEXIS INC
|
SC 13G/A
|
Financial Statements
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2022-A
|
ABS-EE
|
|
|
CNH CAPITAL RECEIVABLES LLC
|
FWP
|
|
|
Rezolute, Inc.
|
SC 13G/A
|
|
|
HAMILTON PARK LOWER REIT LLC
|
D
|
|
|
SMITHBRIDGE ASSET MANAGEMENT INC/DE
|
13F-HR
|
|
|
North Square Investments Trust
|
24F-2NT
|
|
|
Incognia Holdings Inc.
|
D
|
|
|
Maverick USA, L.P.
|
D/A
|
|
|
INNOVATIVE INDUSTRIAL PROPERTIES INC
|
4
|
Financial Statements
|
|
Gold Alan D
|
4
|
|
|
Washington Trust Advisors, Inc.
|
13F-HR
|
|
|
Elk River Wealth Management, LLC
|
13F-HR
|
|
|
Caravela CAV Onshore, LP
|
D/A
|
|
|
Regulus Therapeutics Inc.
|
SC 13G/A
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2021-A
|
ABS-EE
|
|
|
Well Done, LLC
|
13F-HR
|
|
|
TACKETT DAVID I
|
5
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
5
|
|
|
P10, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Fortitude Gold Corp
|
144
|
|
|
CONRAD BILL M
|
144
|
|
|
Smithers Paul E.
|
4
|
|
|
Anderson Pierre A
|
5
|
|
|
Minerva Neurosciences, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2020-C
|
ABS-EE
|
|
|
Palekana Global Macro Fund LP
|
D
|
|
|
Bouchey Financial Group Ltd
|
13F-HR
|
|
|
Smith David Jon
|
4
|
|
|
Merus N.V.
|
SC 13G/A
|
Financial Statements
|
|
Lightship Energy, Inc.
|
D
|
|
|
ARGAN INC
|
8-K
|
Financial Statements
|
|
aTYR PHARMA INC
|
SC 13G/A
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1829
|
D
|
|
|
Wolfe Brian J.
|
4
|
|
|
IDEAYA Biosciences, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2020-B
|
ABS-EE
|
|
|
Adams Street Leaders Fund II LP
|
D/A
|
|
|
Appian Way CAV Onshore, LP
|
D/A
|
|
|
BERTRAM IGNITE I-A, L.P.
|
D/A
|
|
|
Bui Andy
|
4
|
|
|
Steinmetz Arthur Philip
|
3
|
|
|
BlackRock Alpha Strategies Fund
|
3
|
|
|
Fusion Pharmaceuticals Inc.
|
SC 13G/A
|
Financial Statements
|
|
BERTRAM IGNITE I, L.P.
|
D/A
|
|
|
Spectrum Planning & Advisory Services Inc.
|
13F-HR
|
|
|
Singh Vininder
|
4
|
|
|
BullFrog AI Holdings, Inc.
|
4
|
|
|
DYNAVAX TECHNOLOGIES CORP
|
SC 13G/A
|
Financial Statements
|
|
VAN FAASEN WILLIAM C
|
144
|
|
|
EVERSOURCE ENERGY
|
144
|
Financial Statements
|
|
Paramount Gold Nevada Corp.
|
4
|
Financial Statements
|
|
Van Treek Glen Alex
|
4
|
|
|
PEARSON PLC
|
6-K/A
|
Financial Statements
|
|
Red Raider 45 LLC
|
D
|
|
|
Ford Credit Auto Owner Trust 2020-A
|
ABS-EE
|
|
|
FT 11299
|
S-6
|
|
|
FT 11298
|
S-6
|
|
|
Appian Way CAV Offshore, LP
|
D/A
|
|
|
WASHINGTON TRUST Co
|
13F-HR
|
|
|
ASSET PLANNING CORPORATION
|
13F-HR
|
|
|
FT 11297
|
S-6
|
|
|
SOUTHLAND VILLAGE ASSOCIATES, LLC
|
D
|
|
|
Permira Master CIS SCSp
|
D
|
|
|
Goldman Rachel Louise
|
4
|
|
|
Ford Credit Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
KELSO TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
FT 11296
|
S-6
|
|
|
North Texas Renal Management V, LLC
|
D
|
|
|
Alterity Financial Group, LLC
|
13F-HR
|
|
|
Ocean Capital Management, LLC
|
13F-HR
|
|
|
Uncommon Cents Investing LLC
|
13F-HR
|
|
|
LOCKERMAN FINANCIAL GROUP, INC.
|
13F-HR
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Adams Street Venture Innovation Fund IV LP
|
D/A
|
|
|
GenTrust, LLC
|
13F-HR
|
|
|
Austin Private Wealth, LLC
|
13F-HR
|
|
|
ACCESS FINANCIAL SERVICES, INC.
|
13F-HR
|
|
|
BASSWOOD OPPORTUNITY FUND, INC.
|
D/A
|
|
|
Terra Nova Asset Management LLC
|
13F-HR
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
424B2
|
Financial Statements
|
|
AMI INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
Peak Financial Management, Inc.
|
13F-HR
|
|
|
LEE JOHNSON CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Touchstone Capital, Inc.
|
13F-HR
|
|
|
Banyan Group RE Fund, LLC Series 1
|
D/A
|
|
|
Values Added Financial LLC
|
13F-HR
|
|
|
YARGER WEALTH STRATEGIES, LLC
|
13F-HR
|
|
|
Ford Credit Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
ONTARIO PROVINCE OF
|
18-K/A
|
|
|
Buffone Carlo
|
4
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Carrig Janet
|
4
|
|
|
TRI-CONTINENTAL CORP
|
4
|
Financial Statements
|
|
FT 11231
|
497J
|
|
|
FT 11195
|
497J
|
|
|
FT 11194
|
497J
|
|
|
Strong Tower Advisory Services
|
13F-HR
|
|
|
FT 11159
|
497J
|
|
|
Francis Financial, Inc.
|
13F-HR
|
|
|
Elwood & Goetz Wealth Advisory Group, LLC
|
13F-HR
|
|
|
Norqain Watches US Inc.
|
D
|
|
|
North Ridge Wealth Advisors, Inc.
|
13F-HR
|
|
|
Trinity Wealth Management, LLC
|
13F-HR
|
|
|
STUMBO KEVIN J
|
5
|
|
|
Ballast, Inc.
|
13F-HR
|
|
|
Transform Wealth, LLC
|
13F-HR
|
|
|
RITHOLTZ WEALTH MANAGEMENT
|
13F-HR
|
|
|
Ford Credit Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Evanson Asset Management, LLC
|
13F-HR
|
|
|
EVERETT HARRIS & CO /CA/
|
13F-HR
|
|
|
LINCOLN CAPITAL CORP
|
13F-HR
|
|
|
Parker Financial LLC
|
13F-HR
|
|
|
Accel Wealth Management
|
13F-HR
|
|
|
Nepsis Inc.
|
13F-HR
|
|
|
PRUDENTIAL SECURITIES SECURED FINANCING CORP
|
ABS-15G
|
|
|
Quadro Acquisition One Corp.
|
425
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
Trueblood Wealth Management, LLC
|
13F-HR
|
|
|
Johnson Bixby & Associates, LLC
|
13F-HR
|
|
|
North Texas Renal Management II LLC
|
D
|
|
|
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT
|
18-K/A
|
|
|
FLC Capital Advisors
|
13F-HR
|
|
|
Gemsstock CAV Onshore, LP
|
D/A
|
|
|
Morton Capital Management LLC/CA
|
13F-HR
|
|
|
Prologis, L.P.
|
424B3
|
|
|
RHS Financial, LLC
|
13F-HR
|
|
|
WOOSTER CORTHELL WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
Simplot Taiwan Inc.
|
SC 13D/A
|
|
|
SemiLEDs Corp
|
SC 13D/A
|
Financial Statements
|
|
Good Life Advisors, LLC
|
13F-HR
|
|
|
WealthCare Investment Partners, LLC
|
13F-HR
|
|
|
Successful Portfolios LLC
|
13F-HR
|
|
|
David Shay
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
Maltin Wealth Management, Inc.
|
13F-HR
|
|
|
MJP ASSOCIATES INC /ADV
|
13F-HR
|
|
|
Great Lakes Retirement, Inc.
|
13F-HR
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Ford Credit Auto Lease Trust 2021-B
|
ABS-EE
|
|
|
Verum Partners LLC
|
13F-HR
|
|
|
Buckley Wealth Management, LLC
|
13F-HR
|
|
|
Bryant Woods Investment Advisors, LLC
|
13F-HR
|
|
|
Pettinga Financial Advisors, LLC
|
13F-HR
|
|
|
STEEL GROVE CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
Kaizen Financial Strategies
|
13F-HR
|
|
|
Navalign, LLC
|
13F-HR
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
HARBOR FUNDS
|
497K
|
|
|
SINECERA CAPITAL, LLC
|
13F-HR
|
|
|
COMMERCE BANCSHARES INC /MO/
|
8-K
|
Financial Statements
|
|
Direct Selling Acquisition Corp.
|
425
|
|
|
HARBOR FUNDS
|
497
|
|
|
EUROPEAN BANK FOR RECONSTRUCTION & DEVELOPMENT
|
DSTRBRPT
|
|
|
SeaCrest Wealth Management, LLC
|
13F-HR
|
|
|
Securetech Innovations, Inc.
|
8-K
|
|
|
Ellsworth Advisors, LLC
|
13F-HR
|
|
|
GOLDBERG JOHN
|
4
|
|
|
Rafael Holdings, Inc.
|
4
|
Financial Statements
|
|
Invesco Exchange-Traded Fund Trust II
|
485BXT
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
U.S. NeuroSurgical Holdings, Inc.
|
8-K
|
|
|
North Texas Renal Management, LLC
|
D
|
|
|
Tricolor Auto Receivables 2 LLC
|
ABS-15G
|
|