| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Brown Miller Wealth Management, LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
FWP
|
|
|
RL Investment Group LLC
|
D
|
|
|
SEAVER R ARTHUR JR
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Nelson William R
|
4
|
|
|
Baur Frank Tobias
|
3
|
|
|
DIEBOLD NIXDORF, Inc
|
3
|
Financial Statements
|
|
Starke Jeff
|
4
|
|
|
AMS Capital Ltda
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2352
|
S-6
|
|
|
Inscription Capital, LLC
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2351
|
S-6
|
|
|
Passaic Partners LLC
|
13F-HR
|
|
|
Dickinson Jonathan Elliott
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
SI ATL02A REIT, LLC
|
D
|
|
|
DeWeese Steven E
|
4
|
|
|
Invesco Unit Trusts Series 2350
|
S-6
|
|
|
Invesco Unit Trusts Series 2349
|
S-6
|
|
|
Neighborhood Beverage Company, Inc
|
D
|
|
|
Invesco Unit Trusts Series 2348
|
S-6
|
|
|
WINGERTZAHN MICHAEL
|
4/A
|
|
|
BBR ALO Fund, LLC
|
4/A
|
|
|
Quigg Andrew J
|
4
|
|
|
Invesco Unit Trusts Series 2347
|
S-6
|
|
|
CLS Holdings USA, Inc.
|
8-K
|
|
|
Wendler Margaret S
|
4
|
|
|
Morrissey Michael James
|
4
|
|
|
Excarta Inc.
|
D
|
|
|
Montano Juan
|
4
|
|
|
Day & Ennis, LLC
|
13F-HR
|
|
|
bd-capital Fund 2 LP
|
D
|
|
|
CRC Mez Fund, LLC
|
D
|
|
|
Jacob Funds Inc.
|
NPORT-P
|
|
|
Ames Christy
|
4
|
|
|
Niederst Lori A
|
4
|
|
|
DE ROTHSCHILD ROBERT
|
SC 13D/A
|
|
|
PRIMEENERGY RESOURCES CORP
|
SC 13D/A
|
Financial Statements
|
|
AUTOSCOPE TECHNOLOGIES CORP
|
D
|
|
|
DatChat, Inc.
|
424B5
|
|
|
AKANDA CORP.
|
F-3
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Carlson Michael Paul
|
4
|
|
|
ROCKWOOD XII REIT, LLC
|
D
|
|
|
iSHARES TRUST
|
497K
|
|
|
Stellantis N.V.
|
6-K
|
|
|
TRIPLE CROWN HOLDINGS B LLC
|
D
|
|
|
MUNDOVAL FUNDS
|
497AD
|
|
|
Puzzle Solutions Holdings LLC
|
D
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Gleave Damon
|
4
|
|
|
Murphy John Jo
|
4
|
|
|
Christenson Ann L.
|
4
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Polovitz Mark
|
4
|
|
|
Hunt Timothy
|
4
|
|
|
PORT LIBERTE APARTMENTS HOLDINGS LLC
|
D
|
|
|
WAFD INC
|
8-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Korsmo Michelle L.
|
4
|
|
|
Spurgin Jim Mark
|
4
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
4
|
Financial Statements
|
|
Advisors Disciplined Trust 2205
|
497J
|
|
|
Wieland James
|
4
|
|
|
iSHARES TRUST
|
CERT
|
|
|
Stillwater Capital Advisors, LLC
|
13F-HR
|
|
|
Wolf Lance
|
4
|
|
|
StratMinds Funds, LP - NC Fund
|
D
|
|
|
PGIM Private Real Estate Fund, Inc.
|
D
|
|
|
Blackston Financial Advisory Group, LLC
|
13F-HR/A
|
|
|
Schreiner Megan E.
|
4
|
|
|
LuminArx Opportunistic Alternative Solutions Co-Invest Fund LP
|
D
|
|
|
Lynch Brian Joseph
|
4
|
|
|
MADRIGAL PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Chronus Health, Inc.
|
D
|
|
|
PCIP I CI Coinvest
|
D
|
|
|
Swenson Luke B.
|
4
|
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
Constant Guidance Financial LLC
|
13F-HR
|
|
|
FRIEDMAN PAUL A
|
4
|
|
|
Taub Rebecca
|
4
|
|
|
North American Energy Opportunities Corp.
|
D
|
|
|
Onsite Kids LLC
|
D/A
|
|
|
Kiu AI Systems, Inc.
|
D
|
|
|
PNC Mortgage Capital LLC
|
ABS-15G
|
|
|
Waltermire Robert E.
|
4
|
|
|
Innovator ETFs Trust
|
485BXT
|
|
|
Faraday Capital Partners II, L.P.
|
D/A
|
|
|
Impax Asset Management Group plc
|
SC 13G
|
|
|
PENTAIR plc
|
SC 13G
|
Financial Statements
|
|
ATHENA GOLD CORP
|
D
|
|
|
Paragon Alpha Fund I, L.P.
|
D
|
|
|
MSS Series Trust
|
NPORT-P
|
|
|
Capitol Series Trust
|
24F-2NT
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
Howarth Alex G.
|
4
|
|
|
Rochelle Simon
|
144
|
|
|
Arqit Quantum Inc.
|
144
|
|
|
Mascaro Daniel P
|
4
|
|
|
FORTUNA SILVER MINES INC
|
6-K
|
Financial Statements
|
|
Chimney Rock SPV I, LP
|
D
|
|
|
Faraday Capital Partners, L.P.
|
D/A
|
|
|
Upper90 Crusoe Loan SPV LLC
|
D/A
|
|
|
Muse Organic, LLC
|
D/A
|
|
|
Audax Private Equity Solutions Fund, L.P.
|
D
|
|
|
Reidy Christopher R
|
4
|
|
|
Encompass Health Corp
|
4
|
Financial Statements
|
|
Toyota Auto Receivables 2024-A Owner Trust
|
FWP
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
FWP
|
|
|
TING HOCK MING
|
4
|
|
|
TRIO-TECH INTERNATIONAL
|
4
|
Financial Statements
|
|
Smith Gordon
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
Toyota Auto Receivables 2024-A Owner Trust
|
424H
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
424H
|
|
|
Christie Edward M III
|
4
|
|
|
ADELMAN JASON T
|
4
|
|
|
On3, LLC
|
D
|
|
|
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D
|
D/A
|
|
|
HOROWITZ RICHARD M
|
4
|
|
|
CHIDSEY JOHN
|
4
|
|
|
Cutler Group LLC / CA
|
13F-HR
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
ViaLase, Inc.
|
D
|
|
|
Srinivasan Anitha
|
4
|
|
|
CCG Debt Fund LLC
|
D
|
|
|
Lauterbach Financial Advisors, LLC
|
13F-HR
|
|
|
PIPER SANDLER & CO.
|
MA-I/A
|
|
|
LIM HWEE POH
|
4
|
|
|
GOLDMAN SACHS & CO. LLC
|
MA-I/A
|
|
|
Maureen Sullivan
|
4
|
|
|
Public Resources Advisory Group, Inc.
|
MA-I/A
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I/A
|
|
|
YONG SIEW WAI
|
4
|
|
|
PCIP I CI Coinvest, LP
|
D
|
|
|
RC RELATIVITY FUND, LLC
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Marshall Mariann Wojtkun
|
4
|
|
|
WEYBOSSET RESEARCH & MANAGEMENT LLC
|
13F-HR
|
|
|
Clean Energy Fund
|
D/A
|
|
|
WATTS WATER TECHNOLOGIES INC
|
SC 13G
|
Financial Statements
|
|
Nevada Canyon Gold Corp.
|
8-K
|
|
|
Microvast Holdings, Inc.
|
8-K
|
|
|
Haleon plc
|
6-K
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
DEFA14A
|
|
|
REELCAUSE INC
|
10-12G
|
|
|
GHO Capital IV USD LP
|
D
|
|
|
Landsman Liza
|
4
|
|
|
Alt Tab Capital Optimized Fund U.S., LLC
|
D/A
|
|
|
Synergy Global Market Neutral Master Fund
|
D/A
|
|
|
Fidelity National Financial, Inc.
|
4
|
Financial Statements
|
|
LANE DANIEL D
|
4
|
|
|
von Gillern Jeffry H.
|
144
|
|
|
US BANCORP \DE\
|
144
|
Financial Statements
|
|
Koch Monte JM
|
4
|
|
|
Andersen Anna K
|
3
|
|
|
Ironwood Ventures LLC
|
D
|
|
|
FT 11200
|
487
|
|
|
Cimerola Patrick
|
4
|
|
|
RETIREMENT FINANCIAL SOLUTIONS, LLC
|
13F-HR
|
|
|
FT 11198
|
487
|
|
|
FT 11199
|
487
|
|
|
McDonald Ian
|
SC 13D
|
|
|
BRIGHT MINDS BIOSCIENCES INC.
|
SC 13D
|
|
|
FT 11201
|
487
|
|
|
GROUP 11 FUND VI, L.P.
|
D/A
|
|
|
GHO Capital IV EUR LP
|
D
|
|
|
TAGUE JOHN P
|
4
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Cove Street Capital, LLC
|
SC 13G/A
|
|
|
DLH Holdings Corp.
|
SC 13G/A
|
Financial Statements
|
|
LOVE & LIGHT LLC
|
C/A
|
|
|
Surge Real Estate Fund I LP
|
D
|
|
|
Saba Capital CEF Special Opportunities Onshore Fund 2, LP
|
D
|
|
|
Synergy Global Market Neutral Feeder Fund
|
D/A
|
|
|
Global Retirement Partners, LLC
|
13F-HR
|
|
|
FT 11226
|
487
|
|
|
Pepper David A
|
4
|
|
|
Brookmont Capital Management
|
13F-HR
|
|
|
Highland Financial Advisors, LLC
|
13F-HR
|
|
|
Eastover Investment Advisors LLC
|
13F-HR
|
|
|
LM HOLDINGS CO-INVEST I LP
|
D
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
STEWART & PATTEN CO LLC
|
13F-HR
|
|
|
Think Investments Offshore Ltd.
|
D/A
|
|
|
driverdoc, a series of Jason's Syndicate, LLC
|
D
|
|
|
Advisors Disciplined Trust 2207
|
487
|
|
|
Blue Trust, Inc.
|
13F-HR
|
|
|
EAGLE INCOME APPRECIATION PARTNERS LP
|
D/A
|
|
|
Soho House & Co Inc.
|
SC 13G/A
|
Financial Statements
|
|
Pelham Capital Ltd.
|
SC 13G/A
|
|
|
Think Investments Fund LP
|
D/A
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
ABF REIT I, LLC
|
D
|
|
|
EZ-1106 Fund I, a series of MV Funds, LP
|
D
|
|
|
FIG Real Estate Group, LP
|
D/A
|
|
|
Stoneweg Green Gen Workforce Housing Fund I, LP
|
D
|
|
|
Zurn Elkay Water Solutions Corp
|
SC 13G
|
|
|
OLD WESTBURY FUNDS INC
|
24F-2NT
|
|
|
Morgan Stanley ETF Trust
|
497J
|
|
|
Relyea Zuckerberg Hanson LLC
|
13F-HR
|
|
|
SHAMES ERVIN R
|
4
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Sizzle Acquisition Corp.
|
425
|
|
|
Stoneweg Green Gen Workforce Housing AI Fund I, LP
|
D
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
Sizzle Acquisition Corp.
|
8-K
|
|
|
MISAA, LLC
|
C
|
|
|
Madison Realty Capital Debt MA IV Holdings LLC
|
D
|
|
|
SAG Holdings Ltd
|
F-1/A
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
SC 13D
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
JEWS WILLIAM L
|
4
|
|
|
ECD Automotive Design, Inc.
|
S-1
|
|
|
GENERAL MILLS INC
|
424B5
|
Financial Statements
|
|
Mueller Water Products, Inc.
|
SC 13G
|
Financial Statements
|
|
GNFA Hotel LLC
|
D
|
|
|
Synergy Global Fund
|
D/A
|
|
|
Nuveen Real Asset Income & Growth Fund
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Prairie Sky Financial Group LLC
|
13F-HR
|
|
|
CANINE WEIGHT SET Corp
|
C/A
|
|
|
Grandeur Peak International Stalwarts, L.P.
|
D/A
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
Sheets Jeffrey G
|
4
|
|
|
PURE CYCLE CORP
|
4
|
Financial Statements
|
|
Leaven Partners LP
|
D/A
|
|
|
Nuveen Multi-Asset Income Fund
|
SC 13D/A
|
|
|
Rock Springs Capital Fund LP
|
D/A
|
|
|
Fruth Investment Management
|
13F-HR
|
|
|
Nuveen Core Plus Impact Fund
|
SC 13D/A
|
|
|
FIG Capital Investments, LLC
|
D/A
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
MBL Wealth, LLC
|
13F-HR
|
|
|
Whiskey Tango Barrel Fund, LP 2H22 Series
|
D/A
|
|
|
OPUS Preferred Fund LLC
|
D/A
|
|
|
RI-0908 Fund I, a series of HENRY Collective Ventures, LP
|
D
|
|
|
Caprock Group, LLC
|
13F-HR
|
|
|
Aeluma, Inc.
|
3
|
|
|
ENSLEY CRAIG H
|
3
|
|
|
INSTEEL INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
SMX
|
424B3
|
|
|
Investments & Financial Planning, LLC
|
13F-HR
|
|
|
Wells Sue Anne H.
|
SC 13G/A
|
|
|
Coca-Cola Consolidated, Inc.
|
SC 13G/A
|
Financial Statements
|
|
THAEDER JOHN M
|
5
|
|
|
ARTESIAN RESOURCES CORP
|
5
|
Financial Statements
|
|
HARRISON DEBORAH S
|
SC 13G/A
|
|
|
Kent Remi
|
4
|
|
|
Marine Lane Holdings, LP
|
D
|
|
|
Costello Donna
|
3
|
|
|
ROGERS CORP
|
3
|
Financial Statements
|
|
Rock Springs Capital Offshore Fund LP
|
D/A
|
|
|
Lauro Emanuele
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
RGI NEWPORT UPPER REIT LLC
|
D
|
|
|
Taylor Nicholle Renee
|
5
|
|
|
Griffith Susan Patricia
|
4
|
|
|
MI-0124 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Carbon Conversion Group, Inc.
|
S-1
|
|
|
SBVP Orca II SPV a Series of CGF2021 LLC
|
D
|
|
|
Nocturne Acquisition Corp
|
8-K
|
|
|
Bogey Free Fund, LP
|
D/A
|
|
|
JVSPAC Acquisition Corp.
|
CERT
|
|
|
RGI NEWPORT LOWER REIT LLC
|
D
|
|
|
Plural2023-BL a Series of Plural Ventures Holdings II LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2326
|
497J
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
Scinai Immunotherapeutics Ltd.
|
6-K
|
Financial Statements
|
|
Asian Infrastructure Investment Bank
|
18-K/A
|
|
|
IMMUNIC, INC.
|
SC 13G
|
Financial Statements
|
|
JANUS HENDERSON GROUP PLC
|
SC 13G
|
Financial Statements
|
|
LOBO EV TECHNOLOGIES LTD
|
FWP
|
|
|
MATEO ALAN
|
4
|
|
|
VEEVA SYSTEMS INC
|
4
|
Financial Statements
|
|
ReferralTech TribeAngels a Series of CGF2021 LLC
|
D
|
|
|
SIFY TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D/A
|
|
|
K2-0111 Fund II, a series of Also Capital, LP
|
D
|
|
|
Eaton Corp plc
|
8-K
|
Financial Statements
|
|
REPUBLIC OF CHILE
|
424B5
|
|
|
Clawson William L. II
|
4
|
|
|
AAK AB/ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
Flex Cell 2024 a Series of Nor easter Capital LLC
|
D
|
|
|
LAKESIDE BALTIMORE UPPER REIT LLC
|
D
|
|
|
Terry Timothy
|
4
|
|
|
OptimumBank Holdings, Inc.
|
4
|
Financial Statements
|
|
LaFleur & Godfrey LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
10-D/A
|
|
|
BAILLIE GIFFORD FUNDS
|
497
|
|
|
J.G. WENTWORTH S.S.C. LIMITED PARTNERSHIP
|
ABS-15G
|
|
