| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
|
NPORT-P
|
|
|
PHINIA INC.
|
10-K
|
|
|
Lopez-Balboa Francisco J
|
4
|
|
|
Kaser Jeffrey S
|
4
|
|
|
Deitrich Thomas
|
144
|
|
|
GOLDMAN SACHS TRUST
|
497K
|
|
|
ADVISORS SERIES TRUST
|
485BPOS
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
DAVIS DAVID M
|
144
|
|
|
SHAW THOMAS J
|
4
|
|
|
ADVISORS SERIES TRUST
|
497K
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Greatest Generation Partners Fund Five, LLC
|
D
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C29
|
10-D
|
|
|
NovAccess Global Inc.
|
8-K
|
|
|
Kontoor Brands, Inc.
|
10-K
|
|
|
LeVert Ventures, LP
|
D
|
|
|
BlueArc Diversified Hedge Fund Strategies
|
D/A
|
|
|
SUNBELT SECURITIES, INC.
|
X-17A-5
|
|
|
COVENANT LOGISTICS GROUP, INC.
|
10-K
|
|
|
Innovator ETFs Trust
|
497K
|
|
|
VAN LANSCHOT KEMPEN
|
X-17A-5
|
|
|
BlueArc Diversified Hedge Fund Strategies, a series of BlueArc Alternatives Fund, LLC
|
D/A
|
|
|
Denning Richard
|
4
|
|
|
BlueArc Diversified Hedge Fund Strategies
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25
|
10-D
|
|
|
Gabelli 787 Fund, Inc.
|
497K
|
|
|
Walker Stacey A.
|
144
|
|
|
Fortive Corp
|
144
|
Financial Statements
|
|
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
|
X-17A-5
|
|
|
HUDSONWEST LLC
|
X-17A-5
|
|
|
Stefanski Gavin B
|
144
|
|
|
TFS Financial CORP
|
144
|
Financial Statements
|
|
Goldman Sachs Trust II
|
497K
|
|
|
Lattice Strategies Trust
|
NPORT-P
|
|
|
Ankam, Inc.
|
10-K
|
|
|
HARTFORD SERIES FUND INC
|
NPORT-P
|
|
|
Hartford Schroders Private Opportunities Fund
|
NPORT-P
|
|
|
Simplify Exchange Traded Funds
|
NPORT-P
|
|
|
HARTFORD HLS SERIES FUND II INC
|
NPORT-P
|
|
|
STEMLER KERRY M
|
4
|
|
|
WESBANCO INC
|
4
|
Financial Statements
|
|
MuniCap, Inc.
|
MA-I
|
|
|
AXCELIS TECHNOLOGIES INC
|
10-K/A
|
Financial Statements
|
|
A-Mark Precious Metals, Inc.
|
144
|
Financial Statements
|
|
ROBERTS GREGORY N
|
144
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-SA
|
|
|
GULFPORT ENERGY CORP
|
10-K
|
Financial Statements
|
|
RUSSELL INVESTMENT CO
|
485BPOS
|
|
|
Larsen Larry C
|
4
|
|
|
WILLIAMS COMPANIES, INC.
|
4
|
Financial Statements
|
|
Radiance Biopharma, Inc.
|
D
|
|
|
Earnest Frederick Hume
|
4
|
|
|
VISTA GOLD CORP
|
4
|
Financial Statements
|
|
WESMARK FUNDS
|
40-17F2
|
|
|
PATTERSON COMPANIES, INC.
|
10-Q
|
Financial Statements
|
|
FREED ABS Master Depositor Trust
|
ABS-15G
|
|
|
KKR FS Income Trust Select
|
SC 13D/A
|
|
|
Franklin Square Holdings, L.P.
|
SC 13D/A
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
8-K
|
|
|
Zamarin Chad J.
|
4
|
|
|
Hausman Mary A.
|
4
|
|
|
MANULIFE FINANCIAL CORP
|
S-8
|
Financial Statements
|
|
ACS EXECUTION SERVICES, LLC
|
X-17A-5
|
|
|
Ryde Group Ltd
|
CERT
|
|
|
ARMSTRONG ALAN S
|
4
|
|
|
IDX Funds
|
NPORT-P
|
|
|
Tobler Douglas L.
|
4
|
|
|
Capitol Federal Financial, Inc.
|
4
|
Financial Statements
|
|
HUEY MORRIS J II
|
4
|
|
|
Innovator ETFs Trust
|
485BPOS
|
|
|
Teply Chad A.
|
4
|
|
|
Altus Opportunity Fund Manager LLC
|
D
|
|
|
Direxion Shares ETF Trust
|
497K
|
|
|
EATON VANCE LTD DURATION INCOME FUND
|
NPORT-P
|
|
|
Foley Brendan M
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
EATON VANCE INVESTMENT TRUST
|
NPORT-P
|
|
|
Calvert Responsible Index Series, Inc.
|
NPORT-P
|
|
|
EATON VANCE MUNICIPALS TRUST
|
NPORT-P
|
|
|
CALVERT SOCIAL INVESTMENT FUND
|
NPORT-P
|
|
|
Calvert Management Series
|
NPORT-P
|
|
|
CALVERT IMPACT FUND INC
|
NPORT-P
|
|
|
CALVERT WORLD VALUES FUND INC
|
NPORT-P
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
EATON VANCE GROWTH TRUST
|
NPORT-P
|
|
|
Eaton Vance National Municipal Opportunities Trust
|
NPORT-P
|
|
|
Eaton Vance Enhanced Equity Income Fund
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL BOND FUND
|
NPORT-P
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
NPORT-P
|
|
|
Porter John Dean
|
4
|
|
|
Exeter Automobile Receivables Trust 2024-1
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2023-5
|
10-D
|
|
|
Advantage Health Properties, L.L.C.
|
D
|
|
|
Exeter Automobile Receivables Trust 2023-4
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2023-3
|
10-D
|
|
|
Fortius Metals, Inc.
|
D
|
|
|
Roundhill ETF Trust
|
8-A12B
|
|
|
HENNESSY FUNDS TRUST
|
497K
|
|
|
Exeter Automobile Receivables Trust 2023-2
|
10-D
|
|
|
Voya MUTUAL FUNDS
|
497K
|
|
|
McCain Marlene M
|
4
|
|
|
FIRST US BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Solly Pamela A.
|
4
|
|
|
Exeter Automobile Receivables Trust 2023-1
|
10-D
|
|
|
NYLIFE DISTRIBUTORS LLC
|
X-17A-5
|
|
|
Exeter Automobile Receivables Trust 2022-6
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2022-5
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2022-4
|
10-D
|
|
|
Pflederer Kent A.
|
4
|
|
|
Main Management Digital Asset Fund LP
|
D/A
|
|
|
2490 S. Conway Investors LLC
|
D
|
|
|
Exeter Automobile Receivables Trust 2022-3
|
10-D
|
|
|
Global Partner Acquisition Corp II
|
SC 13G
|
|
|
First Trust Capital Management L.P.
|
SC 13G
|
|
|
MANNING & NAPIER FUND, INC.
|
485BPOS
|
|
|
Exeter Automobile Receivables Trust 2022-2
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2022-1
|
10-D
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C30
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2021-4
|
10-D
|
|
|
Wilson Terrance Lane
|
4
|
|
|
PACIFIC SELECT DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
Exeter Automobile Receivables Trust 2021-2
|
10-D
|
|
|
ARIEL DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2020-3
|
10-D
|
|
|
SYLVESTRE MICHEL
|
4
|
|
|
Battery Future Acquisition Corp.
|
SC 13G
|
|
|
Sterling Co-Investment Fund III LLC
|
D
|
|
|
Barnes Pamela A.
|
4
|
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
N-CSR/A
|
|
|
EIP INVESTMENT TRUST
|
497J
|
|
|
SUSQUEHANNA INVESTMENT GROUP
|
X-17A-5
|
|
|
Imaginario AI Inc - Pre-Seed - RUV II, a Series of Vauban Platform LP
|
D
|
|
|
Stevenson Tracy Austin
|
4
|
|
|
Brown Advisory Funds
|
NPORT-P
|
|
|
INDEPENDENT BROKERAGE SOLUTIONS LLC
|
X-17A-5
|
|
|
MARBLE TWO CAPITAL, LLC
|
X-17A-5
|
|
|
Spinnaker ETF Series
|
NPORT-P
|
|
|
MANOR PRIVATE CAPITAL, LLC
|
X-17A-5
|
|
|
Richard Robert A.
|
4
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
WOODBURY FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
Dunn Micheal G.
|
4
|
|
|
COLORADO BONDSHARES A TAX EXEMPT FUND
|
NPORT-P
|
|
|
Agrify Corp
|
424B1
|
Financial Statements
|
|
CLARK JOHN M
|
4
|
|
|
Direxion Shares ETF Trust
|
497
|
|
|
HARDING LOEVNER FUNDS INC
|
485BPOS
|
|
|
Carter Charles J.
|
4
|
|
|
JLT CAPITAL PARTNERS LLC
|
X-17A-5
|
|
|
Allium Engineering, Inc.
|
D
|
|
|
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
Friedman Deborah J
|
4
|
|
|
MPLX LP
|
10-K
|
Financial Statements
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
PICKLE DEBBIE L.
|
4
|
|
|
TIMOTHY PLAN
|
NPORT-P
|
|
|
GABELLI UTILITIES FUND
|
497K
|
|
|
Mundy Robert P.
|
4
|
|
|
Hassfurther Thomas A
|
4
|
|
|
GABELLI UTILITIES FUND
|
497
|
|
|
Sudhanshu Priyadarshi
|
4
|
|
|
WABASH NATIONAL Corp
|
4
|
Financial Statements
|
|
Marathon Petroleum Corp
|
10-K
|
Financial Statements
|
|
KOWLZAN MARK W
|
4
|
|
|
DIMENSIONAL EMERGING MARKETS VALUE FUND
|
POS AMI
|
|
|
RBC FUNDS TRUST
|
497
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
485BPOS
|
|
|
GLMX TECHNOLOGIES, LLC
|
X-17A-5
|
|
|
Xylem Inc.
|
10-K
|
Financial Statements
|
|
Piper Sarah
|
4
|
|
|
Hagopian Andrew
|
144
|
|
|
Xponential Fitness, Inc.
|
144
|
Financial Statements
|
|
Eagle Venture Fund IV, LP
|
D
|
|
|
International Media Acquisition Corp.
|
8-K
|
|
|
PRIMECAP Odyssey Funds
|
485BPOS
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
AE HGF Non-Performing Notes Fund LLC
|
D
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-CSR
|
|
|
UFP INDUSTRIES INC
|
10-K
|
Financial Statements
|
|
Carlyle AlpInvest Private Markets Fund
|
NPORT-P
|
|
|
FLAUGHER BRETT A
|
4
|
|
|
OLIN Corp
|
4
|
Financial Statements
|
|
Agriculture & Natural Solutions Acquisition Corp
|
SC 13G
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18
|
10-D
|
|
|
LCG Capital Advisors, LLC
|
X-17A-5
|
|
|
ARTISAN PARTNERS FUNDS INC
|
NPORT-P
|
|
|
BERKSHIRE HILLS BANCORP INC
|
10-K
|
Financial Statements
|
|
SONOCO PRODUCTS CO
|
10-K
|
Financial Statements
|
|
Smith Richard Craig
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
LIBERTY ALL STAR EQUITY FUND
|
NPORT-P
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
NPORT-P
|
|
|
Humo LLC
|
D
|
|
|
TRIAD ADVISORS LLC
|
X-17A-5
|
|
|
Wilson Donta L
|
4
|
|
|
TRUIST FINANCIAL CORP
|
4
|
Financial Statements
|
|
CIC MARKET SOLUTIONS, INC.
|
X-17A-5
|
|
|
Caro-Kann Capital Offshore Fund Ltd.
|
D/A
|
|
|
Aspiration Funds
|
NPORT-P
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16
|
10-D
|
|
|
Herbst Marcel
|
4
|
|
|
NOBLE ROMANS INC
|
4
|
|
|
Caro-Kann Capital Fund LP
|
D/A
|
|
|
Starnes Clarke R III
|
4
|
|
|
HENRY SCHEIN INC
|
10-K
|
Financial Statements
|
|
Lane Ryan M.
|
4
|
|
|
Hoe Martin D.
|
4
|
|
|
Sizzle Acquisition Corp.
|
4
|
|
|
Empery Asset Management, LP
|
4
|
|
|
Benchmark 2019-B14 Mortgage Trust
|
10-D
|
|
|
Powell Cynthia B
|
4
|
|
|
Lane Ryan M.
|
3
|
|
|
Hoe Martin D.
|
3
|
|
|
Sizzle Acquisition Corp.
|
3
|
|
|
Empery Asset Management, LP
|
3
|
|
|
Benchmark 2019-B14 Mortgage Trust
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7
|
10-D
|
|
|
Maguire Michael Baron
|
4
|
|
|
DFA INVESTMENT TRUST CO
|
POS AMI
|
|
|
Roundhill ETF Trust
|
NPORT-P
|
|
|
Keating Ashley M.
|
144
|
|
|
Medpace Holdings, Inc.
|
144
|
Financial Statements
|
|
SECURITIES AMERICA, INC.
|
X-17A-5
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
497K
|
|
|
Cummins Hugh S. III
|
4
|
|
|
KAPPLER ANN M
|
144
|
|
|
PRUDENTIAL FINANCIAL INC
|
144
|
Financial Statements
|
|
APx Acquisition Corp. I
|
10-Q
|
|
|
Voya MUTUAL FUNDS
|
POS AMI
|
|
|
MS STRUCTURED TILES SERIES 2006-1
|
10-D
|
|
|
CITY HOLDING CO
|
10-K
|
Financial Statements
|
|
BodiData, Inc.
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
Hedde Glenn
|
4
|
|
|
Customers Bancorp, Inc.
|
4
|
Financial Statements
|
|
Pinnacle Capital Management Funds Trust
|
485BPOS
|
|
|
Global X Funds
|
485BPOS
|
|
|
TRANSUITE.ORG INC.
|
NT 10-K
|
|
|
VA-1206 Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Bear Creek Warehouse, LLC
|
D
|
|
|
CAPITAL INSTITUTIONAL SERVICES, INC.
|
X-17A-5
|
|
|
BCM Focus Funds
|
497J
|
|
|
PIONEER SERIES TRUST XII
|
497K
|
|
|
BTG PACTUAL US CAPITAL, LLC
|
X-17A-5
|
|
|
Opportunistic Credit Interval Fund
|
NPORT-P
|
|
|
March Shayn P.
|
144
|
|
|
GEO GROUP INC
|
144
|
Financial Statements
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
497K
|
|
|
Northern Lights Variable Trust
|
NPORT-P
|
|
|
PineStone International Equity Fund LLC
|
D/A
|
|
|
RREEF Property Trust, Inc.
|
8-K
|
|
|
OSAIC WEALTH, INC.
|
X-17A-5
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
NPORT-P
|
|
|
Abel Hall, LLC
|
13F-HR
|
|
|
C & F FINANCIAL CORP
|
S-8
|
Financial Statements
|
|
Gaming & Leisure Properties, Inc.
|
8-K
|
Financial Statements
|
|
Monopar Therapeutics
|
8-K
|
Financial Statements
|
|
STOEHR DAVID L
|
144
|
|
|
WINTRUST FINANCIAL CORP
|
144
|
Financial Statements
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
485BPOS
|
|
|
Perpetual Americas Funds Trust
|
NPORT-P
|
|
|
Luther Sherri R
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Fifth Third Auto Trust 2023-1
|
10-D
|
|
|
Fifth Third Holdings Funding, LLC
|
10-D
|
|
|
SOTO JASON A.
|
144
|
|
|
WEBSTER FINANCIAL CORP
|
144
|
Financial Statements
|
|
OSAIC SERVICES, INC.
|
X-17A-5
|
|
|
KOREA INVESTMENT & SECURITIES AMERICA, INC.
|
X-17A-5
|
|
|
JACKMAN WORTHING
|
144
|
|
|
QUANTA SERVICES, INC.
|
144
|
Financial Statements
|
|
MAINSTAY VP FUNDS TRUST
|
NPORT-P
|
|
|
HOST HOTELS & RESORTS, INC.
|
10-K
|
Financial Statements
|
|
HOST HOTELS & RESORTS L.P.
|
10-K
|
|
|
Alpha Metallurgical Resources, Inc.
|
144
|
Financial Statements
|
|
FERRARA ALBERT E JR
|
144
|
|
|
Ninety One Global Alternative Fund 2 SCSp - RAIF - Africa Credit Opportunities Fund 3A
|
D
|
|
|
ABSA SECURITIES U.S. INC.
|
X-17A-5
|
|
|
SA FUNDS INVESTMENT TRUST
|
NPORT-P
|
|
|
GraniteShares ETF Trust
|
NPORT-P
|
|
|
ODP Corp
|
10-K
|
Financial Statements
|
|
Lee David Eric
|
144
|
|
|
Roundhill ETF Trust
|
497J
|
|
|
AIP Alternative Lending Fund A
|
NPORT-P
|
|
|
100 Saint George Investors LLC
|
D
|
|
|
J.P. MORGAN SECURITIES LLC
|
X-17A-5
|
|
|
FRANKLIN VENTURES INVESTMENTS, L.P - PRIVATE TECHNOLOGY SERIES
|
D/A
|
|
|
FRIBOURG PAUL J
|
4
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ESTEE LAUDER COMPANIES INC
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4
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Financial Statements
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BYLINE BANCORP, INC.
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4
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Financial Statements
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Paracchini Alberto J
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4
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|
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FORESTER LYNN
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4
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Hahnfeld Jeffrey D
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144
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