| Company Name |
Form Type |
SEC Filings |
|
|
|
|
STERNLICHT BARRY S
|
4
|
|
|
PIONEER SERIES TRUST XII
|
497
|
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
Thurmond Mark C.
|
144
|
|
|
Boege Kathleen M
|
144
|
|
|
Evans James E
|
144
|
|
|
AMERICAN FINANCIAL GROUP INC
|
144
|
Financial Statements
|
|
Full In Partners GP II, L.L.C.
|
D
|
|
|
FOREIGN TRADE BANK OF LATIN AMERICA, INC.
|
6-K
|
Financial Statements
|
|
Voya Separate Portfolios Trust
|
497
|
|
|
Voya EQUITY TRUST
|
497
|
|
|
De Soto Matthew G
|
4
|
|
|
MID PENN BANCORP INC
|
4
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
NPORT-P
|
|
|
Catholic Responsible Investments Funds
|
485BPOS
|
|
|
MADISON FUNDS
|
497K
|
|
|
Benchmark 2020-B17 Mortgage Trust
|
10-D
|
|
|
Melford IV GP Ltd as GP of Melford IV LP
|
D/A
|
|
|
Tigeraire, Inc.
|
D
|
|
|
STEPAN F QUINN JR
|
4
|
|
|
STEPAN CO
|
4
|
Financial Statements
|
|
Benchmark 2020-B17 Mortgage Trust
|
ABS-EE
|
|
|
MADISON FUNDS
|
497J
|
|
|
MI-1231 Fund II, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
DYKSTRA DAVID A
|
144
|
|
|
Bear Creek Longhorn Housing LLC
|
D/A
|
|
|
Serac Ventures I, LP
|
D
|
|
|
OSAIC INSTITUTIONS, INC.
|
X-17A-5
|
|
|
GENEOS WEALTH MANAGEMENT, INC.
|
X-17A-5
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
John Hancock Funds III
|
NPORT-P
|
|
|
John Hancock Funds II
|
NPORT-P
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
NPORT-P
|
|
|
Manulife Private Credit Plus Fund
|
NPORT-P
|
|
|
John Hancock Hedged Equity & Income Fund
|
NPORT-P
|
|
|
John Hancock GA Senior Loan Trust
|
NPORT-P
|
|
|
John Hancock GA Mortgage Trust
|
NPORT-P
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
NPORT-P
|
|
|
ArcelorMittal
|
20-F
|
Financial Statements
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
497K
|
|
|
Valens Pay Global Ltd
|
D
|
|
|
Dimensional ETF Trust
|
497K
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Carey Thomas P
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Allemang Diane
|
4
|
|
|
FMC CORP
|
4
|
Financial Statements
|
|
DEUTSCHE DWS SECURITIES TRUST
|
485BPOS
|
|
|
G1 EXECUTION SERVICES, LLC
|
X-17A-5
|
|
|
Kairos-Provivi SPV, L.P.
|
D
|
|
|
ETF Series Solutions
|
497J
|
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
NPORT-P
|
|
|
WEINBERG DAVID B
|
4
|
|
|
COCA COLA CO
|
4
|
Financial Statements
|
|
Gabelli 787 Fund, Inc.
|
485BPOS
|
|
|
ETF Series Solutions
|
497K
|
|
|
DEUTSCHE DWS MARKET TRUST
|
485BPOS
|
|
|
BRONDEAU PIERRE R
|
4
|
|
|
EMCOR Group, Inc.
|
8-K
|
Financial Statements
|
|
ASSET MANAGEMENT FUND
|
NPORT-P
|
|
|
DOUGLAS MARK
|
4
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C19
|
10-D
|
|
|
CORSAIR ADVISORS LLC
|
X-17A-5/A
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
JOHNSON MUTUAL FUNDS TRUST
|
497AD
|
|
|
Pridgen William
|
4
|
|
|
Virios Therapeutics, Inc.
|
4
|
Financial Statements
|
|
pereira ronaldo
|
4
|
|
|
Thrivent Cash Management Trust
|
POS AMI
|
|
|
Empros Technologies Fund XXXIV, LLC
|
D
|
|
|
ZOISS EDWARD J
|
144
|
|
|
Pfeiffer Nicholas
|
4
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
144
|
Financial Statements
|
|
Thrivent Core Funds
|
POS AMI
|
|
|
Ribbon Communications Inc.
|
10-K
|
Financial Statements
|
|
Reilly Michael Finian
|
4
|
|
|
Clay Point Investors SPV 3 MHB, LP a Series of Clay Point Investors, LP
|
D/A
|
|
|
BHG Securitization Funding LLC
|
ABS-15G
|
|
|
Thomas John C
|
4
|
|
|
Rostovtsev Vsevolod
|
4
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
Sandifer Andrew D
|
4
|
|
|
Thrivent Core Funds
|
485BPOS
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
EP Wealth Advisors, LLC
|
13F-HR
|
|
|
VISION SENSING ACQUISITION CORP.
|
425
|
|
|
EA Series Trust
|
497J
|
|
|
RAADR, INC.
|
1-A POS
|
|
|
EA Series Trust
|
497K
|
|
|
Whitley Richard James
|
4
|
|
|
BIG 5 SPORTING GOODS Corp
|
10-K
|
Financial Statements
|
|
EA Series Trust
|
485BPOS
|
|
|
Tempo Growth Fund II LLC
|
D/A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Bear Creek Products 2010-3, LLLP
|
D/A
|
|
|
THRIVENT MUTUAL FUNDS
|
485BPOS
|
|
|
J.P. MORGAN PRIME INC.
|
X-17A-5
|
|
|
MUNDOVAL FUNDS
|
N-CSR
|
|
|
Keefer David R
|
4
|
|
|
brooqLy, Inc.
|
8-K
|
|
|
SURYA CAPITALE SECURITIES LLC
|
X-17A-5
|
|
|
SALTY PEARL LLC
|
C
|
|
|
ANDINA BOTTLING CO INC
|
6-K
|
|
|
HALLMARK VENTURE GROUP, INC.
|
8-K
|
|
|
EATON VANCE SERIES TRUST II
|
N-CSRS
|
|
|
iSHARES TRUST
|
485BXT
|
|
|
Catalio Public Equities Offshore Fund, Ltd.
|
D/A
|
|
|
BLACKROCK FUNDS
|
497J
|
|
|
EATON VANCE VARIABLE TRUST
|
N-CSR
|
|
|
Catalio Public Equities Fund, LP
|
D/A
|
|
|
FT 11333
|
487
|
|
|
RE-0202 Fund I, a series of Giant Step Capital, LP
|
D
|
|
|
MACH X CAPITAL FUND LLC
|
D
|
|
|
Burch Richard Alan
|
4
|
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
N-CSR
|
|
|
BEAR CREEK PRODUCTS ACA, LLLP
|
D/A
|
|
|
Jacobson Craig A
|
144
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
144
|
Financial Statements
|
|
EATON VANCE SENIOR INCOME TRUST
|
N-CSRS
|
|
|
Reitmeier Joseph William
|
144
|
|
|
LENNOX INTERNATIONAL INC
|
144
|
Financial Statements
|
|
De La Rosa Abel
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
TipTop Ventures Fund I, LP
|
D
|
|
|
FT 11289
|
487
|
|
|
Morgan Stanley Portfolios, Series 71
|
497J
|
|
|
ALLIANCEBERNSTEIN INVESTMENTS, INC.
|
X-17A-5
|
|
|
Hedge Fund Select: Brevan Howard Master Ltd
|
D/A
|
|
|
Eaton Vance Enhanced Equity Income Fund II
|
N-CSR
|
|
|
CLEAR STREET MARKETS LLC
|
X-17A-5
|
|
|
Flowing River Capital Investors, LP
|
D/A
|
|
|
FT 11337
|
487
|
|
|
Boessen Douglas G.
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
Kayne DL 2021, Inc.
|
8-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C33
|
10-D
|
|
|
BEAR CREEK DEBT WAREHOUSE, LLC
|
D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Walsh Angela
|
4
|
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
N-CSR
|
Financial Statements
|
|
FAIRHOLME FUNDS INC
|
24F-2NT
|
|
|
Northern Lights Fund Trust IV
|
NPORT-P
|
|
|
Bavaro Michael
|
144
|
|
|
Option Care Health, Inc.
|
144
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST II
|
NPORT-P
|
|
|
Eaton Vance Tax-Managed Buy-Write Income Fund
|
N-CSR
|
|
|
Arca U.S. Treasury Fund
|
NPORT-P
|
|
|
PFS FUNDS
|
497J
|
|
|
Midas Series Trust
|
N-CSR
|
|
|
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
|
N-CSR
|
Financial Statements
|
|
Morgan Stanley Portfolios, Series 71
|
485BPOS
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
497K
|
|
|
Grosswald Ralph
|
4
|
|
|
CELESTICA INC
|
6-K
|
Financial Statements
|
|
LADENBURG THALMANN & CO. INC.
|
X-17A-5
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497K
|
|
|
Hero-HE-0116 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Hedge Fund Select: Brevan Howard Master LLC
|
D/A
|
|
|
AOG Institutional Fund
|
NPORT-P
|
|
|
TAX-MANAGED GROWTH PORTFOLIO
|
N-CSR
|
|
|
Stock Portfolio
|
N-CSR
|
|
|
FOXBY CORP.
|
N-CSR
|
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
GREATER INDIA PORTFOLIO
|
N-CSR
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C32
|
10-D
|
|
|
EATON VANCE SERIES TRUST II
|
497K
|
|
|
Gendreau Roger Michael
|
4
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
497K
|
|
|
INTERNATIONAL ASSETS ADVISORY, LLC
|
X-17A-5
|
|
|
Turiya Fund LP
|
D/A
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
Core Bond Portfolio
|
N-CSR
|
|
|
BEXIL INVESTMENT TRUST
|
N-CSR
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
FIRST SOUTHERN, LLC
|
X-17A-5
|
|
|
UBS AG
|
424B3
|
|
|
Duncan Gregory Scott
|
4
|
|
|
EATON VANCE SERIES TRUST
|
N-CSR
|
|
|
Brophy Charles Joseph III
|
4
|
|
|
SAFETY INSURANCE GROUP INC
|
4
|
Financial Statements
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
N-CSR
|
|
|
Corvex Dynamic Equity Select LLC
|
D/A
|
|
|
ELLINGTON INCOME OPPORTUNITIES FUND
|
NPORT-P
|
|
|
Pacer Funds Trust
|
497J
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
485BPOS
|
|
|
Langwell Dennis J.
|
4
|
|
|
KY-0204 Fund VI, a series of Karman Ventures, LP
|
D
|
|
|
Dimensional ETF Trust
|
485BPOS
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
N-CSR
|
|
|
MUNICIPAL CAPITAL MARKETS GROUP, INC.
|
X-17A-5
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Short Duration Inflation-Protected Income Portfolio
|
POS AMI
|
|
|
Turiya Fund
|
D/A
|
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
485BPOS
|
|
|
Advisor Managed Portfolios
|
485BPOS
|
|
|
RBC Capital Markets, LLC
|
MA/A
|
|
|
ARTS WAY MANUFACTURING CO INC
|
10-K
|
Financial Statements
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
485BPOS
|
|
|
SANFORD C. BERNSTEIN & CO., LLC
|
X-17A-5
|
|
|
Exeter Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C31
|
10-D
|
|
|
EVERLAKE DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
BOYD WILLIAM R
|
144
|
|
|
BOYD GAMING CORP
|
144
|
Financial Statements
|
|
Tidal Trust II
|
485BPOS
|
|
|
Strong Gary
|
4
|
|
|
Oak Valley Bancorp
|
4
|
Financial Statements
|
|
Triopsy Medical, Inc.
|
D
|
|
|
MANNING PETER J
|
4
|
|
|
Exeter Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
REEL FREE LLC
|
D
|
|
|
LKQ Dutch Bond B.V.
|
FWP
|
|
|
LKQ CORP
|
FWP
|
Financial Statements
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
4
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
4
|
|
|
Webster Ranson W
|
4
|
|
|
HERITAGE COMMERCE CORP
|
4
|
Financial Statements
|
|
TU-0105 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
PRETIUM SECURITIES, LLC
|
X-17A-5
|
|
|
Exeter Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
Tlili Hedi
|
4
|
|
|
APTARGROUP, INC.
|
4
|
Financial Statements
|
|
BELL POTTER SECURITIES
|
X-17A-5
|
|
|
SIG BROKERAGE, LP
|
X-17A-5
|
|
|
Multi-Strategy Portfolio XV Ltd
|
D/A
|
|
|
LactaLogics, Inc.
|
D
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
485BPOS
|
|
|
Alpine IQ, Inc.
|
D
|
|
|
Hunsaker Craig E
|
4
|
|
|
Alphatec Holdings, Inc.
|
4
|
Financial Statements
|
|
Benchmark 2021-B24 Mortgage Trust
|
10-D
|
|
|
Exeter Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
Pacer Funds Trust
|
497K
|
|
|
HENNESSY FUNDS TRUST
|
485BPOS
|
|
|
Benchmark 2021-B24 Mortgage Trust
|
ABS-EE
|
|
|
Alphatec Holdings, Inc.
|
S-8
|
Financial Statements
|
|
Furner John R.
|
144
|
|
|
Walmart Inc.
|
144
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2022-5
|
ABS-EE
|
|
|
FORTUNE 8 FUND LLC
|
D
|
|
|
MP Materials Corp. / DE
|
10-K
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP6
|
10-D
|
|
|
MAGNA INTERNATIONAL INC
|
EFFECT
|
Financial Statements
|
|
MEI Pharma, Inc.
|
EFFECT
|
Financial Statements
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
EFFECT
|
|
|
Ryde Group Ltd
|
EFFECT
|
|
|
Intelligent Group Ltd
|
EFFECT
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
EFFECT
|
|
|
Greene Concepts, Inc
|
QUALIF
|
|
|
DAWES KAREN A
|
4
|
|
|
REPLIGEN CORP
|
4
|
Financial Statements
|
|
Ladensohn David A
|
4
|
|
|
RBC Millennium Trust
|
4
|
|
|
Symbotic Inc.
|
4
|
|
|
Cohen Janet L
|
4
|
|
|
Felice Laura L.
|
4/A
|
|
|
BJ's Wholesale Club Holdings, Inc.
|
4/A
|
Financial Statements
|
|
Western Union CO
|
4
|
Financial Statements
|
|
JOERRES JEFFREY A
|
4
|
|
|
HOLDEN BETSY D
|
4
|
|
|
Cohen Richard B
|
4
|
|
|
RBC 2021 4 Year GRAT
|
4
|
|
|
RJJRP Holdings, Inc.
|
4
|
|
|
Groenewald Ferdinand
|
3
|
|
|
Alaunos Therapeutics, Inc.
|
3
|
Financial Statements
|
|
TRUJILLO SOLOMON D
|
4
|
|
|
Siegmund Jan
|
4
|
|
|
Sun Angela
|
4
|
|
|
Murphy Timothy P.
|
4
|
|
|
Confluent, Inc.
|
4
|
Financial Statements
|
|
Schultz Erica
|
4
|
|
|
Lantern Pharma Inc.
|
144
|
|
|
BIOS Fund II QP, LP
|
144
|
|
|
BIOS Fund II NT, LP
|
144
|
|
|
PARRETTE LESLIE J
|
4
|
|
|
INNOSPEC INC.
|
4
|
Financial Statements
|
|
BIOS Fund II, LP
|
144
|
|
|
Sivaram Rohan
|
4
|
|
|
MOMENTUS SECURITIES LLC
|
X-17A-5
|
|
|
Krystal Biotech, Inc.
|
4
|
Financial Statements
|
|
Krishnan Suma
|
4
|
|
|
LANDLESS DAVID
|
4
|
|
|
Verbowski Chad
|
4
|
|
|
Krishnan Krish S
|
4
|
|
|
Farkash John
|
4
|
|
|
Southern California Bancorp \ CA
|
4
|
|
|
Liu Ying Christina
|
4
|
|
|
MILES MICHAEL
|
4
|
|
|
Skenesky John P
|
4
|
|
|
MCGRATH RENTCORP
|
4
|
Financial Statements
|
|
ROMANO KATHRYN
|
4
|
|
|
Buscemi Stephanie
|
4
|
|
|
Arnold Elizabeth K
|
4
|
|
|
Kreps Edward Jay
|
4
|
|
|
Nance Henry
|
4
|
|
|
Boxlight Corp
|
4
|
Financial Statements
|
