| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Silber Lawrence Harris
|
144
|
|
|
HERC HOLDINGS INC
|
144
|
Financial Statements
|
|
IQVIA HOLDINGS INC.
|
144
|
Financial Statements
|
|
Knightly Kevin C
|
144
|
|
|
Herzog James J
|
4
|
|
|
LOEB MARSHALL A
|
4
|
|
|
FITZGERALD TIMOTHY JOHN
|
4
|
|
|
ALLY INVEST SECURITIES LLC
|
X-17A-5
|
|
|
ALLIANCEBERNSTEIN L.P.
|
3
|
|
|
COCHRAN SANDRA B
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
Fink Nicholas I.
|
4
|
|
|
Bhatia Kamal
|
4
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
Conforti Frank
|
4
|
|
|
URBAN OUTFITTERS INC
|
4
|
Financial Statements
|
|
Cho Hannah
|
144
|
|
|
Riot Platforms, Inc.
|
144
|
Financial Statements
|
|
Black Sean
|
4
|
|
|
Spirit AeroSystems Holdings, Inc.
|
4
|
Financial Statements
|
|
Cheong Wee Yee
|
4
|
|
|
Whitehead Jason E.
|
144
|
|
|
Fisher David
|
144
|
|
|
Friedrich Amy Christine
|
4
|
|
|
Busse Falko
|
144
|
|
|
BRUKER CORP
|
144
|
Financial Statements
|
|
MILLER JOHN C
|
4
|
|
|
DENNY'S Corp
|
4
|
Financial Statements
|
|
Espinoza Octavio
|
144
|
|
|
BROWN WILLIAM EDWARD
|
4
|
|
|
Halter Patrick Gregory
|
4
|
|
|
McKinney Cassandra M.
|
4
|
|
|
George Terry J
|
4
|
|
|
Houston Daniel Joseph
|
4
|
|
|
COCHRAN SANDRA B
|
3
|
|
|
SIGNET JEWELERS LTD
|
3
|
Financial Statements
|
|
Kay Kathleen B
|
4
|
|
|
Krishnaswamy Kailash
|
4
|
|
|
Donoghue Hiranda S
|
4
|
|
|
Agrawal Vivek
|
4
|
|
|
Frontier Group Holdings, Inc.
|
4
|
Financial Statements
|
|
Biffle Barry
|
4
|
|
|
Sebastian Terry
|
3
|
|
|
FOROS SECURITIES LLC
|
X-17A-5
|
|
|
Dozier Robert F.
|
4
|
|
|
LITTLEFIELD CHRISTOPHER J
|
4
|
|
|
Rosenblum Benjamin G.
|
4
|
|
|
ASSURED GUARANTY LTD
|
4
|
Financial Statements
|
|
Trent-Adams Sylvia
|
4
|
|
|
Energy Services of America CORP
|
144
|
|
|
REYNOLDS MARSHALL T
|
144
|
|
|
Barry David V.
|
4
|
|
|
McLarty Scott
|
4
|
|
|
REGISTER FINANCIAL ASSOCIATES, INC.
|
X-17A-5
|
|
|
Clary Michael L.
|
4
|
|
|
Barichivich John Clarence III
|
4
|
|
|
Mitchell Bruce
|
4
|
|
|
LEGGE JEFFREY DALE
|
4
|
|
|
CITY HOLDING CO
|
4
|
Financial Statements
|
|
McPheeters Mindy
|
4
|
|
|
McCullum Kenneth A.
|
4
|
|
|
Hatchett Steven Keith
|
4
|
|
|
NU SKIN ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
WHEAT DOUGLAS D
|
4
|
|
|
Miklos Mark
|
4
|
|
|
Brunk James
|
144
|
|
|
HAGEBOECK CHARLES R
|
4
|
|
|
MOHAWK INDUSTRIES INC
|
144
|
Financial Statements
|
|
STRABLE-SOETHOUT DEANNA D
|
4
|
|
|
Hayne Azeez
|
4
|
|
|
BUMGARNER DAVID L
|
4
|
|
|
Suchinski Mark
|
4
|
|
|
QUILVEST CAPITAL PARTNERS SECURITIES LLC
|
X-17A-5
|
|
|
Masters J Kent
|
4
|
|
|
DERITO JOHN A
|
4
|
|
|
Lamarque Natalie
|
4
|
|
|
Laughlin Whitney M
|
4
|
|
|
Ward Damon Christopher
|
4
|
|
|
Clark Chayce David
|
4
|
|
|
Welner Justin
|
4
|
|
|
Moore Christine M
|
4
|
|
|
AXELROD NORMAN
|
144
|
|
|
Lima Cynthia Renee
|
4
|
|
|
Young Alan W
|
4
|
|
|
Hayne Margaret
|
4
|
|
|
Gebbia Joseph
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Chesky Brian
|
4
|
|
|
Mookerji Suman B.
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Zinsner David
|
4
|
|
|
Thomas James D
|
4
|
|
|
Enoch Jason A.
|
4
|
|
|
Huang Ying
|
144
|
|
|
Legend Biotech Corp
|
144
|
|
|
Mohamed Akbar
|
4
|
|
|
Sunnova Energy International Inc.
|
4
|
Financial Statements
|
|
Sheorey Neal Ravi
|
4
|
|
|
Hirth Peter
|
4
|
|
|
Aligos Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Donnarumma Stephen
|
4
|
|
|
Ortiz Mauricio A
|
4
|
|
|
Peetz Mehgan
|
4
|
|
|
Shoals Technologies Group, Inc.
|
4
|
Financial Statements
|
|
Scopa James Paul
|
4
|
|
|
MYERS CHARLES
|
4
|
|
|
CEDAR FAIR L P
|
4
|
Financial Statements
|
|
Marein-Efron Melanie
|
4
|
|
|
Lund Inez
|
4
|
|
|
FISHER TIM
|
4
|
|
|
EVERGREEN ADVISORS CAPITAL LLC
|
X-17A-5
|
|
|
MOSS BRANDON
|
4
|
|
|
Trent Kara
|
4
|
|
|
Under Armour, Inc.
|
4
|
Financial Statements
|
|
SAULS MONICA
|
4
|
|
|
SMX
|
F-1
|
|
|
McClure Matthew W.
|
4
|
|
|
TPEG SECURITIES, LLC
|
X-17A-5
|
|
|
TOLNAR JEFFERY
|
4
|
|
|
NAPIERSKI RYAN S
|
4
|
|
|
Hoffman David R.
|
4
|
|
|
Zimmerman Richard
|
4
|
|
|
Calhoun Lesley Ann
|
4
|
|
|
WURTZEBACH CHARLES H
|
4
|
|
|
KITE REALTY GROUP TRUST
|
4
|
|
|
Anderson Melissa H.
|
4
|
|
|
Avidity Biosciences, Inc.
|
S-3ASR
|
Financial Statements
|
|
Bardos Dominic
|
4
|
|
|
Bieling Laura
|
4
|
|
|
Nurse Brian
|
4
|
|
|
PRUSCH ERIK
|
4
|
|
|
BLATT LAWRENCE
|
4
|
|
|
RITCHIE MICHAEL T
|
4
|
|
|
Williams Frederica M
|
4
|
|
|
EVERSOURCE ENERGY
|
4
|
Financial Statements
|
|
Kaiser Wealth Management
|
MA-A
|
|
|
Webb Municipal Finance, LLC
|
MA-A
|
|
|
Putnam Investor Services, Inc.
|
TA-1/A
|
|
|
LAS OLAS CAPITAL PARTNERS, LLC
|
X-17A-5
|
|
|
ANTARCTICA ADVISORS, LLC
|
X-17A-5
|
|
|
SHANNON ADVISORS LLC
|
X-17A-5
|
|
|
MACQUARIE BANK LTD
|
SBSE-A/A
|
|
|
OPENYIELD TRADING LLC
|
FOCUSN
|
|
|
RONDEIVU SECURITIES, LLC
|
FOCUSN
|
|
|
REALTYX, LLC
|
FOCUSN
|
|
|
DLCC PRIME
|
FOCUSN
|
|
|
JUMP EXECUTION, LLC
|
FOCUSN
|
|
|
BUNDY GROUP SECURITIES, LLC
|
FOCUSN
|
|
|
DECHEQUE SECURITIES LLC
|
FOCUSN
|
|
|
ONESOURCE FI LLC
|
FOCUSN
|
|
|
ONPEAK CAPITAL LLC
|
FOCUSN
|
|
|
PACIFIC OAK CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
GREEN GIRAFFE SECURITIES, LLC
|
FOCUSN
|
|
|
PELOTON SECURITIES LLC
|
FOCUSN
|
|
|
SEALY INVESTMENT SECURITIES, LLC
|
FOCUSN
|
|
|
ALPHALEDGER MARKETS, INC
|
FOCUSN
|
|
|
USQ SECURITIES LLC
|
FOCUSN
|
|
|
BFC CAPITAL LLC
|
FOCUSN
|
|
|
OPTIONS AI FINANCIAL LLC
|
FOCUSN
|
|
|
LAS OLAS CAPITAL PARTNERS, LLC
|
FOCUSN
|
|
|
VELOX CLEARING LLC
|
FOCUSN
|
|
|
CURRENT CAPITAL SECURITIES LLC
|
FOCUSN
|
|
|
STONINGTON DRIVE SECURITIES LLC
|
FOCUSN
|
|
|
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
|
FOCUSN
|
|
|
TUDOR SECURITIES, LLC
|
FOCUSN
|
|
|
BETHESDA SECURITIES, LLC
|
FOCUSN
|
|
|
DUCERA SECURITIES LLC
|
FOCUSN
|
|
|
EF LEGACY SECURITIES, LLC
|
FOCUSN
|
|
|
VT DISTRIBUTORS LLC
|
FOCUSN
|
|
|
ORBIS INVESTMENTS
|
FOCUSN
|
|
|
CLEARPOOL EXECUTION SERVICES, LLC
|
FOCUSN
|
|
|
LIFESCI CAPITAL, LLC
|
FOCUSN
|
|
|
ANTARCTICA ADVISORS, LLC
|
FOCUSN
|
|
|
EPIC CAPITAL SECURITIES CORP
|
FOCUSN
|
|
|
CONFIGURE PARTNERS SECURITIES, LLC
|
FOCUSN
|
|
|
PUNDION LLC
|
FOCUSN
|
|
|
STONEPINE ADVISORS, LLC
|
FOCUSN
|
|
|
AERIS PARTNERS LLC
|
FOCUSN
|
|
|
USRP EQUITIES, LLC
|
FOCUSN
|
|
|
INEO CAPITAL, LLC
|
FOCUSN
|
|
|
BOUSTEAD SECURITIES, LLC
|
FOCUSN
|
|
|
WALLEYE TRADING LLC
|
FOCUSN
|
|
|
CRONUS PARTNERS LLC
|
FOCUSN
|
|
|
STILLPOINT CAPITAL, LLC
|
FOCUSN
|
|
|
DAWSON JAMES SECURITIES, INC.
|
FOCUSN
|
|
|
LAZARD ASSET MANAGEMENT SECURITIES LLC
|
FOCUSN
|
|
|
COVINGTON ASSOCIATES, LLC
|
FOCUSN
|
|
|
BROCK SECURITIES LLC
|
FOCUSN
|
|
|
LIGHT HORSE SECURITIES, INC
|
FOCUSN
|
|
|
HALES SECURITIES, LLC
|
FOCUSN
|
|
|
EVERCORE GROUP L.L.C.
|
FOCUSN
|
|
|
SANTANDER SECURITIES LLC
|
FOCUSN
|
|
|
RA CAPITAL ADVISORS LLC
|
FOCUSN
|
|
|
FAIRVIEW SECURITIES, INC.
|
FOCUSN
|
|
|
SECURITY CAPITAL BROKERAGE, INC.
|
FOCUSN
|
|
|
MIRAE ASSET SECURITIES
|
FOCUSN
|
|
|
SYNDICATED CAPITAL, INC.
|
FOCUSN
|
|
|
FORESIDE DISTRIBUTION SERVICES, L.P.
|
FOCUSN
|
|
|
KEYBANC CAPITAL MARKETS INC.
|
FOCUSN
|
|
|
CITIGROUP GLOBAL MARKETS INC.
|
FOCUSN
|
|
|
METRONOME SECURITIES, LLC
|
X-17A-5
|
|
|
BOREAL CAPITAL SECURITIES LLC
|
X-17A-5
|
|
|
FGC SECURITIES, LLC
|
X-17A-5
|
|
|
MARSHBERRY CAPITAL, LLC.
|
X-17A-5
|
|
|
PUNDION LLC
|
X-17A-5
|
|
|
EXEMPLAR CAPITAL, LLC
|
X-17A-5
|
|
|
MAR & ASSOCIATES, INC
|
X-17A-5
|
|
|
AERIS PARTNERS LLC
|
X-17A-5
|
|
|
ABN AMRO SECURITIES
|
X-17A-5
|
|
|
HI2 SECURITIES, INC.
|
X-17A-5
|
|
|
KARBONE CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
PACIFIC ALLIANCE ASSOCIATES LLC
|
X-17A-5
|
|
|
DESTRA CAPITAL INVESTMENTS LLC
|
X-17A-5
|
|
|
SC&H CAPITAL CORPORATION
|
X-17A-5
|
|
|
AUTOMATED EQUITY FINANCE MARKETS, INC.
|
X-17A-5
|
|
|
CHERTOFF CAPITAL, LLC
|
X-17A-5
|
|
|
BOUSTEAD SECURITIES, LLC
|
X-17A-5
|
|
|
NC SECURITIES, LLC
|
X-17A-5
|
|
|
PTP SECURITIES, LLC
|
X-17A-5
|
|
|
WALLEYE TRADING LLC
|
X-17A-5
|
|
|
CONDUENT SECURITIES, LLC
|
X-17A-5
|
|
|
SUTTER SECURITIES CLEARING, LLC
|
X-17A-5
|
|
|
MORETON CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
WALTER GREENBLATT & ASSOCIATES, LLC
|
X-17A-5
|
|
|
STANWICH ADVISORS LLC
|
X-17A-5
|
|
|
AGA SECURITIES, LLC
|
X-17A-5
|
|
|
BROCK SECURITIES LLC
|
X-17A-5
|
|
|
HEDGEBAY SECURITIES LLC
|
X-17A-5
|
|
|
EQUILEND LLC
|
X-17A-5
|
|
|
HARPETH SECURITIES, LLC
|
X-17A-5
|
|
|
JUMP TRADING, LLC
|
X-17A-5
|
|
|
HALES SECURITIES, LLC
|
X-17A-5
|
|
|
TRINITY WEALTH SECURITIES, L.L.C.
|
X-17A-5
|
|
|
VERITY INVESTMENTS, INC.
|
X-17A-5
|
|
|
RA CAPITAL ADVISORS LLC
|
X-17A-5
|
|
|
CAHN CAPITAL CORP.
|
X-17A-5
|
|
|
SECURITY CAPITAL BROKERAGE, INC.
|
X-17A-5
|
|
|
MIRAE ASSET SECURITIES
|
X-17A-5
|
|
|
MADISON AVENUE SECURITIES, LLC
|
X-17A-5
|
|
|
ACCESS SECURITIES, LLC
|
X-17A-5
|
|
|
INTERCAROLINA FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
VASILIOU & COMPANY INC.
|
X-17A-5
|
|
|
WEITZ SECURITIES, INC.
|
X-17A-5
|
|
|
AVM, L.P.
|
X-17A-5
|
|
|
ALLIED MILLENNIAL PARTNERS, LLC
|
X-17A-5
|
|
|
COINBASE CAPITAL MARKETS CORP
|
X-17A-5
|
|
|
FIRST DOMINION CAPITAL CORP
|
X-17A-5
|
|
|
RONDEIVU SECURITIES, LLC
|
X-17A-5
|
|
|
TRADESK SECURITIES, INC.
|
X-17A-5
|
|
|
VEST SECURITIES, LLC
|
X-17A-5
|
|
|
REALTYX, LLC
|
X-17A-5
|
|
|
WHELAN ADVISORY CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
VESTFI INC.
|
X-17A-5
|
|
|
JUMP EXECUTION, LLC
|
X-17A-5
|
|
|
DECHEQUE SECURITIES LLC
|
X-17A-5
|
|
|
ONESOURCE FI LLC
|
X-17A-5
|
|
|
SKYPOINT CAPITAL PARTNERS, LLC
|
X-17A-5
|
|
|
EQUITY SHIFT, INC.
|
X-17A-5
|
|
|
ALPHALEDGER MARKETS, INC
|
X-17A-5
|
|
|
THINK ALPHA SECURITIES, LLC
|
X-17A-5
|
|
|
BFC CAPITAL LLC
|
X-17A-5
|
|
|
REEVES, RICHARD GORDON
|
X-17A-5
|
|
|
FREITAG CAPITAL LLC
|
X-17A-5
|
|
|
OPTIONS AI FINANCIAL LLC
|
X-17A-5
|
|
|
FM
|
X-17A-5
|
|
|
VISION 4 FUND DISTRIBUTORS LLC
|
X-17A-5
|
|
|
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC
|
X-17A-5
|
|
|
STONINGTON DRIVE SECURITIES LLC
|
X-17A-5
|
|
|
VISIONS ANALYSIS LLC
|
X-17A-5
|
|
|
UMERGENCE LLC
|
X-17A-5
|
|
|
EXCHANGERIGHT SECURITIES, LLC
|
X-17A-5
|
|
|
DUCERA SECURITIES LLC
|
X-17A-5
|
|
|
EF LEGACY SECURITIES, LLC
|
X-17A-5
|
|
|
ARCHSTONE CAPITAL, LLC
|
X-17A-5
|
|
|
HOLLISTER ASSOCIATES, LLC
|
X-17A-5
|
|
|
BANYAN TREE SECURITIES, LLC
|
X-17A-5
|
|
|
ASSETMARK BROKERAGE, LLC
|
X-17A-5
|
|
|
SHOT TOWER SECURITIES LLC
|
X-17A-5
|
|
|
LIGHTHOUSE CAPITAL GROUP, LLC
|
X-17A-5
|
|
|
EPIC CAPITAL SECURITIES CORP
|
X-17A-5
|
|
|
ARES MANAGEMENT CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
JD MERIT SECURITIES
|
X-17A-5
|
|
|
FALCON SQUARE CAPITAL, LLC
|
X-17A-5
|
|
|
TCFG WEALTH MANAGEMENT, LLC
|
X-17A-5
|
|
|
WAVECREST SECURITIES LLC
|
X-17A-5
|
|
|
CLICK IPO SECURITIES, LLC
|
FOCUSN
|
|
|
DYNASTY SECURITIES, LLC
|
X-17A-5
|
|
|
CGIS SECURITIES LLC
|
X-17A-5
|
|
|
LINCOLN DOUGLAS INVESTMENTS, LLC
|
FOCUSN
|
|
|
SIGNET SECURITIES, LLC
|
FOCUSN
|
|
|
STRATEGAS SECURITIES, LLC
|
FOCUSN
|
|
|
CHIMERA SECURITIES, LLC
|
FOCUSN
|
|
|
EDGEPOINT CAPITAL ADVISORS LLC
|
FOCUSN
|
|
|
SILVERMARK PARTNERS LLC
|
FOCUSN
|
|
|
PCA CAPITAL SECURITIES, LLC
|
FOCUSN
|
|
|
INVERNESS SECURITIES, LLC
|
FOCUSN
|
|
|
ACKRELL CAPITAL, LLC
|
FOCUSN
|
|
|
MCMG CAPITAL ADVISORS, INC.
|
FOCUSN
|
|
|
CBC SECURITIES, INC.
|
FOCUSN
|
|
|
HMC INVESTMENTS, INC.
|
FOCUSN
|
|
