| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BGIF IV PTI Co-Invest L.L.C.
|
D
|
|
|
Columbia Tract Partners I-A, L.P.
|
D/A
|
|
|
BRISTOW PETER M
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
MEMBERS Life Insurance Co
|
S-1
|
|
|
Summer Street Business Trust
|
D
|
|
|
PGIM Rock ETF Trust
|
N-1A/A
|
|
|
Integris Secured Credit Fund IV, LLC
|
D/A
|
|
|
CO-1107 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
LMS-Gulf Shores Investors, LLC
|
D
|
|
|
SAMUEL A. RAMIREZ & COMPANY, INC.
|
X-17A-5
|
|
|
ZION OIL & GAS INC
|
8-K
|
|
|
U S GLOBAL INVESTORS INC
|
8-K
|
Financial Statements
|
|
SPARROW FUNDS
|
NPORT-P
|
|
|
ZION OIL & GAS INC
|
424B5
|
|
|
Nuveen Churchill Direct Lending Corp.
|
40-17G
|
|
|
Chung Tsung-Ming
|
144
|
|
|
Silicon Motion Technology CORP
|
144
|
Financial Statements
|
|
Streeterville Capital LLC
|
SC 13G
|
|
|
Canaan Inc.
|
SC 13G
|
Financial Statements
|
|
Bristow Claire H
|
4
|
|
|
AMG Funds IV
|
NPORT-P
|
|
|
AMG Funds I
|
NPORT-P
|
|
|
GL China Opportunities Fund IV L.P.
|
D/A
|
|
|
Limited Physics Engineering PBC
|
C
|
|
|
Pearce Bradley A
|
144
|
|
|
Koppers Holdings Inc.
|
144
|
Financial Statements
|
|
Medtronic plc
|
4
|
Financial Statements
|
|
Wall Brett A.
|
4
|
|
|
SYNDEVRX INC
|
D/A
|
|
|
Mayfair Retreat, LLC
|
D
|
|
|
HOLDING FRANK B JR
|
4
|
|
|
First Bite, Inc.
|
D
|
|
|
Janus Detroit Street Trust
|
NPORT-P
|
|
|
Pomona Investment Fund
|
SC TO-I/A
|
|
|
Etheros Pharmaceuticals Corp.
|
D
|
|
|
PETROCHINA CO LTD
|
6-K
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
4
|
|
|
Herman Thomas E
|
4
|
|
|
Pello Jason H.
|
4
|
|
|
Nerdy Inc.
|
4
|
|
|
BARTOLACCI JOSEPH C
|
4
|
|
|
MATTHEWS INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
BALL M LEROY
|
144
|
|
|
Alto Opportunity Fund, SPC
|
D/A
|
|
|
Fresenius Medical Care AG
|
144
|
Financial Statements
|
|
CLASSON ROLF A
|
144
|
|
|
RBC CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
PHILLIPS KENNETH A
|
4
|
|
|
NORWOOD FINANCIAL CORP
|
4
|
Financial Statements
|
|
Gibbs David W
|
4
|
|
|
EQT Infrastructure VI Access Offshore SCSp
|
D
|
|
|
RBC CMA LLC
|
X-17A-5
|
|
|
HVG Retreat Associates, LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2371
|
497J
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
|
D
|
|
|
MACAN WILLIAM ANDREW
|
144
|
|
|
Neuronetics, Inc.
|
144
|
Financial Statements
|
|
EQT Infrastructure VI Access LLC
|
D
|
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
Frostbrewhouse LLC
|
C/A
|
|
|
BRANDES INVESTMENT TRUST
|
40-17G
|
|
|
Eshleman Benjamin III
|
4
|
|
|
ENERGY FUELS INC
|
4
|
Financial Statements
|
|
Ares Multi-Credit Fund
|
D/A
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR4
|
10-D
|
|
|
Advisor Managed Portfolios
|
485BPOS
|
|
|
Quadrant Private Capital Solutions Platform, LP
|
D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR4
|
ABS-EE
|
|
|
DFA INVESTMENT TRUST CO
|
NPORT-P
|
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
NPORT-P
|
|
|
Mangrove Partners Fund
|
D/A
|
|
|
AI Transportation Acquisition Corp
|
10-Q
|
|
|
GUARANTY BANCSHARES INC /TX/
|
8-K
|
Financial Statements
|
|
YIELD10 BIOSCIENCE, INC.
|
4
|
Financial Statements
|
|
SCHULER JACK W
|
4
|
|
|
CYVN Investments RSC Ltd
|
SC 13D/A
|
|
|
NIO Inc.
|
SC 13D/A
|
Financial Statements
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Zagari Raffaele
|
144
|
|
|
Star Bulk Carriers Corp.
|
144
|
Financial Statements
|
|
FT 11239
|
S-6
|
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
10-D
|
|
|
Alto Opportunity Fund, L.P.
|
D/A
|
|
|
Linkers Industries Ltd
|
F-1/A
|
|
|
Ambition Capital Partners Fund 2, LLC
|
D
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
SITIME Corp
|
144
|
Financial Statements
|
|
VASHIST RAJESH
|
144
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Mangrove Partners Fund, L.P.
|
D/A
|
|
|
Alba Residences EB5 LLLP
|
D
|
|
|
Healthcare Integrated Technologies Inc.
|
10-Q
|
|
|
Pomona Investment Fund
|
SC TO-I
|
|
|
CALAMOS JOHN P SR
|
4
|
|
|
Ambition Capital Partners Fund 1, LLC
|
D
|
|
|
Island Recovery Fund IV L.P.
|
D/A
|
|
|
FT 11260
|
S-6
|
|
|
Fieldpoint Private Holdings, Inc.
|
D
|
|
|
IREX Industrial Portfolio I DST
|
D/A
|
|
|
Wagner Paul A.
|
4
|
|
|
Forte Biosciences, Inc.
|
4
|
Financial Statements
|
|
FT 11259
|
S-6
|
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
ABS-EE
|
|
|
HARLEY-DAVIDSON CUSTOMER FUNDING CORP.
|
ABS-EE
|
|
|
FT 11257
|
S-6
|
|
|
GEF US Climate Solutions II Feeder, L.P.
|
D/A
|
|
|
GEF US Climate Solutions Fund II, L.P.
|
D/A
|
|
|
NULIA, INC.
|
D
|
|
|
Liao Jinqi
|
SC 13D/A
|
|
|
ZKGC New Energy Ltd
|
SC 13D/A
|
|
|
ZKGC New Energy Ltd
|
6-K
|
|
|
NRI Hudson Valley Holdings, LLC
|
D
|
|
|
JWCCC, LLC
|
C
|
|
|
VA-0704 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
10-D
|
|
|
ROYAL BANK OF CANADA
|
6-K
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2023-2
|
ABS-EE
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-EE
|
|
|
Independence Partners VII, LLC
|
D
|
|
|
Nuburu, Inc.
|
25-NSE
|
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
Dankel Roger
|
144
|
|
|
Simpson Manufacturing Co., Inc.
|
144
|
Financial Statements
|
|
Capula Tactical Macro Fund Ltd
|
D/A
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
Track Group, Inc.
|
10-K
|
|
|
ROYAL BANK OF CANADA
|
424B3
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
ABS-EE
|
|
|
Madison Charleston Opportunity Fund IX, LLC
|
D
|
|
|
EN-1102 Gaingels Fund IV, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Open Air Hotels & Resorts Inc.
|
D/A
|
|
|
Buller Richard E
|
144
|
|
|
Celcuity Inc.
|
144
|
Financial Statements
|
|
Bespoke Capital Strategies, L.P. - Series Taxable Absolute Strategies
|
D
|
|
|
Volkswagen Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
SAPIENS INTERNATIONAL CORP N V
|
6-K
|
Financial Statements
|
|
DIMENSIONAL EMERGING MARKETS VALUE FUND
|
NPORT-P
|
|
|
Lim Seah H.
|
3/A
|
|
|
Emmaus Life Sciences, Inc.
|
3/A
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Eight Corp Ltd
|
4
|
|
|
Hever Investments Ltd
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
Tonix Pharmaceuticals Holding Corp.
|
8-K
|
Financial Statements
|
|
Carter Thomas
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
10-D
|
|
|
Ford Credit Auto Owner Trust 2023-C
|
10-D
|
|
|
WERT JAMES W
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Ford Credit Auto Owner Trust 2023-B
|
10-D
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
ABS-EE
|
|
|
Track Group, Inc.
|
8-K
|
|
|
Bourland Jill
|
4
|
|
|
ISABELLA BANK Corp
|
4
|
|
|
Series Portfolios Trust
|
NPORT-P/A
|
|
|
M31 Ventures SPV.j series of M31 Ventures, LLC
|
D
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Jyong Biotech Ltd.
|
RW
|
|
|
Ford Credit Auto Owner Trust 2023-A
|
10-D
|
|
|
Claros Technologies, Inc.
|
D/A
|
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
RE-0823 Fund II, a series of Riverside Ventures, LP
|
D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
ABS-EE
|
|
|
Shetty Reshma P.
|
144
|
|
|
Farfetch Ltd
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
OWL Co-Invest Opportunity LP
|
D
|
|
|
Ford Credit Auto Owner Trust 2022-D
|
10-D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
ABS-EE
|
|
|
Che Austin
|
144
|
|
|
DEUTSCHE DWS MARKET TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
NPORT-P
|
|
|
DeSimone Beth S
|
4
|
|
|
SouthState Corp
|
4
|
Financial Statements
|
|
Batery Sealing Solutions, Inc.
|
D
|
|
|
Phenomenal Foods Co LLC
|
C
|
|
|
INFINITY SECURITIES, INC.
|
X-17A-5
|
|
|
iSHARES TRUST
|
497J
|
|
|
Ford Credit Auto Owner Trust 2022-C
|
10-D
|
|
|
Turngate Inc.
|
D
|
|
|
ROEDEL RICHARD
|
4
|
|
|
LSB INDUSTRIES, INC.
|
4
|
Financial Statements
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
10-D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
ABS-EE
|
|
|
Verma Rohit
|
4
|
|
|
CRAWFORD & CO
|
4
|
|
|
VRM Penzini Fund I L.L.C.
|
D
|
|
|
Cherington Charles
|
4
|
|
|
Eterna Therapeutics Inc.
|
4
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2022-B
|
10-D
|
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
ABS-EE
|
|
|
BLACK DOUG
|
144
|
|
|
SiteOne Landscape Supply, Inc.
|
144
|
Financial Statements
|
|
Vawter Financial, Ltd.
|
13F-HR/A
|
|
|
Ford Credit Auto Owner Trust 2022-A
|
10-D
|
|
|
Ford Credit Auto Owner Trust 2021-A
|
10-D
|
|
|
Vega Co-Invest L.P.
|
D
|
|
|
Warwick Royalty & Mineral Feeder Fund IV LLC
|
D/A
|
|
|
Leon Jonathan A
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
|
NEOS ETF Trust
|
CERT
|
|
|
Ford Credit Auto Owner Trust 2020-C
|
10-D
|
|
|
Otis Collection LLC
|
1-Z
|
|
|
CIM Real Assets & Credit Fund
|
24F-2NT
|
|
|
Exchange Listed Funds Trust
|
CERT
|
|
|
Oestreicher David
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
Van Bakel Patrick J
|
4
|
|
|
Ford Credit Auto Owner Trust 2020-B
|
10-D
|
|
|
Mendelson Daniel Newman
|
4
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
424B3
|
|
|
NFANT Labs, Inc.
|
D
|
|
|
Coya Therapeutics, Inc.
|
D
|
|
|
Ford Credit Auto Owner Trust 2020-A
|
10-D
|
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
10-D
|
|
|
FIRMENT SHIPPING INC.
|
SC 13D/A
|
|
|
GLOBUS MARITIME LTD
|
SC 13D/A
|
Financial Statements
|
|
Thomas Larry Climeteen
|
4
|
|
|
Shen Nan
|
144/A
|
|
|
Gaotu Techedu Inc.
|
144/A
|
|
|
Ford Credit Auto Lease Trust 2023-B
|
10-D
|
|
|
Harley-Davidson Motorcycle Trust 2021-A
|
ABS-EE
|
|
|
Integra Resources Corp.
|
6-K
|
|
|
Ford Credit Auto Lease Trust 2023-A
|
10-D
|
|
|
Federated Hermes World Investment Series, Inc.
|
497
|
|
|
Wakeford Kent
|
4
|
|
|
Skillz Inc.
|
4
|
|
|
Ford Credit Auto Lease Trust 2022-A
|
10-D
|
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
UiPath, Inc.
|
4
|
Financial Statements
|
|
Brubaker Brad
|
4
|
|
|
Federated Hermes MDT Series
|
497
|
|
|
SWAIN WILLIAM B JR
|
4
|
|
|
Federated Hermes Municipal Securities Income Trust
|
497
|
|
|
CDT Environmental Technology Investment Holdings Ltd
|
F-1/A
|
|
|
Luo Bin
|
144
|
|
|
Gaotu Techedu Inc.
|
144
|
|
|
Ford Credit Auto Lease Trust 2021-B
|
10-D
|
|
|
ATI Physical Therapy, Inc.
|
8-K
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
8-K
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
8-K
|
Financial Statements
|
|
Federated Hermes Investment Series Funds, Inc.
|
497
|
|
|
Federated Hermes Intermediate Municipal Trust
|
497
|
|
|
Federated Hermes Government Income Securities, Inc.
|
497
|
|
|
FT 11227
|
497J
|
|
|
Invesco Exchange-Traded Fund Trust II
|
485BXT
|
|
|
FT 11151
|
497J
|
|
|
FT 11150
|
497J
|
|
|
FT 11149
|
497J
|
|
|
BIODESIX INC
|
8-K
|
Financial Statements
|
|
FT 11148
|
497J
|
|
|
FT 11139
|
497J
|
|
|
Federated Hermes Total Return Series, Inc.
|
497
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
497
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
497
|
|
|
Federated Hermes Municipal Bond Fund, Inc.
|
497
|
|
|
Shen Nan
|
144
|
|
|
WYNDHAM HOTELS & RESORTS, INC.
|
425
|
Financial Statements
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
425
|
Financial Statements
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
ABS-EE
|
|
