| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EASTERN CO
|
4
|
Financial Statements
|
|
SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY
|
497
|
|
|
MOOG INC.
|
11-K
|
|
|
PE-0623 Fund V AL Vehicle, a series of DV Deals, LP
|
D/A
|
|
|
PE-0623 Fund V, a series of DV Deals, LP
|
D/A
|
|
|
Scott Peggy
|
4
|
|
|
Nuo Therapeutics, Inc.
|
4
|
|
|
SHEEDY CHARLES E
|
4
|
|
|
Better Home & Finance Holding Co
|
S-1/A
|
|
|
MITAROTONDA JAMES A
|
4
|
|
|
CLAUSEN PETER
|
4
|
|
|
Pittman Scott M.
|
4
|
|
|
HENRY CHARLES W
|
4
|
|
|
Sami Sabir
|
4
|
|
|
UBS AG
|
424B2
|
|
|
Seedling Biosystems Inc.
|
D
|
|
|
EVERETS JOHN
|
4
|
|
|
Stratton John G
|
4
|
|
|
GENERAL DYNAMICS CORP
|
4
|
Financial Statements
|
|
PROVINCE OF NEW BRUNSWICK
|
18-K/A
|
|
|
NeuroView Technology, Inc.
|
D
|
|
|
STEEL ROBERT K
|
4
|
|
|
Schumacher Laura J
|
4
|
|
|
Bizfluence, Inc.
|
C-AR
|
|
|
Fort Myers BTR DST
|
D/A
|
|
|
Floqsta, Inc.
|
D
|
|
|
St Leger Tina Amber
|
144
|
|
|
Immunocore Holdings plc
|
144
|
Financial Statements
|
|
Aetherium Acquisition Corp
|
10-Q
|
|
|
IRWIN THOMAS S
|
4
|
|
|
HEICO CORP
|
4
|
Financial Statements
|
|
Reynolds Catherine B
|
4
|
|
|
Swift Solar Inc.
|
D
|
|
|
SCHNEIDER HILARY
|
144
|
|
|
VAIL RESORTS INC
|
144
|
Financial Statements
|
|
Advisors' Inner Circle Fund II
|
485APOS
|
|
|
AEW Senior Housing Investors V, L.P.
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
ZEROSPO
|
F-1/A
|
|
|
Nye C Howard
|
4
|
|
|
Khalili Joseph
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
Centre Funds
|
24F-2NT
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
4
|
|
|
Mattis James N
|
4
|
|
|
UBS Series Funds
|
485BPOS
|
|
|
Cope Jennifer
|
4
|
|
|
Front Office Sports, LLC
|
D
|
|
|
Santander Holdings USA, Inc.
|
8-K
|
|
|
Shaolin Capital Management LLC
|
13F-HR/A
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
Malcolm Mark
|
4
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
WESTERN ASSET FUNDS INC
|
NPORT-P
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
NPORT-P
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
NPORT-P
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
NPORT-P
|
|
|
King Mark James
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
NPORT-P
|
|
|
VICTOR CAPITAL PARTNERS FUND II, LP
|
D/A
|
|
|
UPEXI, INC.
|
4
|
|
|
MARSHALL ALLAN
|
4
|
|
|
HANEY CECIL D
|
4
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
NPORT-P
|
|
|
Parkkinen Juho
|
144
|
|
|
C3.ai, Inc.
|
144
|
Financial Statements
|
|
BNY Mellon ETF Trust
|
NPORT-P
|
|
|
Grody Howard B.
|
4
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
Red Rover, LLC
|
C
|
|
|
DE LEON RUDY F
|
4
|
|
|
LGT Global Private Equity S.A., SICAV-RAIF
|
D
|
|
|
UBS AG
|
424B3
|
|
|
Martinez Magdalena
|
4
|
|
|
Sensus Healthcare, Inc.
|
4
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
KKR RE Asia Fund ESC
|
40-6B
|
|
|
KKR REPA II GP LLC
|
40-6B
|
|
|
KKR Associates REPA III SCSp
|
40-6B
|
|
|
KKR Associates RE Asia SCSp
|
40-6B
|
|
|
KKR NGT III ESC SBS GP LLC
|
40-6B
|
|
|
KKR RE Asia Fund ESC
|
40-6B
|
|
|
KKR Global Impact II ESC SBS GP LLC
|
40-6B
|
|
|
KKR Europe VI ESC SBS GP LLC
|
40-6B
|
|
|
KKR Europe IV Ltd
|
40-6B
|
|
|
KKR Associates North America XIII SCSp
|
40-6B
|
|
|
KKR Associates NGT II SCSp
|
40-6B
|
|
|
KKR Associates Infrastructure IV SCSp
|
40-6B
|
|
|
KKR Associates Infrastructure III SCSp
|
40-6B
|
|
|
KKR Associates HCSG II SCSp
|
40-6B
|
|
|
KKR Associates Asia IV SCSp
|
40-6B
|
|
|
KKR Associates Asia III SCSp
|
40-6B
|
|
|
KKR Associates AP Infrastructure SCSp
|
40-6B
|
|
|
KKR Asia Pacific Infrastructure Investors ESC
|
40-6B
|
|
|
KKR AP Infrastructure II ESC SBS GP LLC
|
40-6B
|
|
|
KKR Asia Pacific Infrastructure Investors II ESC
|
40-6B
|
|
|
KKR Asia Pacific Infrastructure Investors II ESC
|
40-6B
|
|
|
KKR Global Impact Fund II ESC
|
40-6B
|
|
|
KKR Global Impact Fund II ESC
|
40-6B
|
|
|
KKR NGT Growth Fund III ESC
|
40-6B
|
|
|
KKR NGT Growth Fund III ESC
|
40-6B
|
|
|
KKR European Fund VI ESC
|
40-6B
|
|
|
KKR European Fund VI ESC
|
40-6B
|
|
|
KKR Global Infrastructure Investors IV ESC
|
40-6B
|
|
|
KKR Global Infrastructure Investors IV ESC
|
40-6B
|
|
|
KKR North America Fund XIII ESC
|
40-6B
|
|
|
KKR North America Fund XIII ESC
|
40-6B
|
|
|
KKR HCS Growth Fund II ESC
|
40-6B
|
|
|
KKR HCS Growth Fund II ESC
|
40-6B
|
|
|
KKR Real Estate Partners Americas III ESC
|
40-6B
|
|
|
KKR Real Estate Partners Americas III ESC
|
40-6B
|
|
|
KKR Next Gen Tech Growth Ltd
|
40-6B
|
|
|
KKR Asian Fund IV ESC
|
40-6B
|
|
|
KKR Asian Fund IV ESC
|
40-6B
|
|
|
KKR Associates Europe V SCSp
|
40-6B
|
|
|
KKR NGT Growth Fund II ESC
|
40-6B
|
|
|
KKR NGT Growth Fund II ESC
|
40-6B
|
|
|
KKR HCSG GP LLC
|
40-6B
|
|
|
KKR European Fund V ESC
|
40-6B
|
|
|
KKR European Fund V ESC
|
40-6B
|
|
|
KKR Global Infrastructure Investors III ESC
|
40-6B
|
|
|
KKR Americas XII Ltd
|
40-6B
|
|
|
KKR Asian Fund III ESC
|
40-6B
|
|
|
KKR Asian Fund III ESC
|
40-6B
|
|
|
KKR Americas Fund XII ESC
|
40-6B
|
|
|
KKR HCS Growth Fund ESC L.P.
|
40-6B
|
|
|
KKR Real Estate Partners Americas II ESC L.P.
|
40-6B
|
|
|
KKR NGT Growth Fund ESC L.P.
|
40-6B
|
|
|
KKR Americas Fund XII ESC
|
40-6B
|
|
|
KKR European Fund IV ESC L.P.
|
40-6B
|
|
|
KKR EIGF LLC
|
40-6B
|
|
|
KKR Asia II Ltd
|
40-6B
|
|
|
KKR REPA GP LLC
|
40-6B
|
|
|
KKR Energy Income & Growth Fund I ESC L.P.
|
40-6B
|
|
|
KKR Asian Fund II ESC L.P.
|
40-6B
|
|
|
KKR REAL ESTATE PARTNERS AMERICAS ESC L.P.
|
40-6B
|
|
|
KKR North America Fund XI ESC L.P.
|
40-6B
|
|
|
KKR North America XI Ltd
|
40-6B
|
|
|
Kohlberg Kravis Roberts & Co. L.P.
|
40-6B
|
|
|
OGE ENERGY CORP.
|
8-K
|
Financial Statements
|
|
OKLAHOMA GAS & ELECTRIC CO
|
8-K
|
|
|
Curtiss Motorcycle Company, Inc.
|
C
|
|
|
Turner Christopher Lee
|
4
|
|
|
DBX ETF TRUST
|
485BPOS
|
|
|
Cobb Andrew Franklin
|
4
|
|
|
Polen Credit Opportunities Fund
|
NPORT-P
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Bain Capital Total Return Credit Feeder, L.P.
|
D/A
|
|
|
Bain Capital Total Return Credit, L.P.
|
D/A
|
|
|
Southall III Alfred B.
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
Curry Jeffery V.
|
4
|
|
|
BRUBAKER LISA M
|
4
|
|
|
WSFS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Frost Malcolm B.
|
4
|
|
|
Enduralock, LLC
|
D
|
|
|
Balatsos Phillip
|
4
|
|
|
Diversified Residential Portfolio III DST
|
D/A
|
|
|
OPTICAL CABLE CORP
|
10-K
|
Financial Statements
|
|
PR-1025 Fund I, a series of Hustle Fund Angel Squad, LP
|
D
|
|
|
Flavor Rich Food Truck LLC
|
C/A
|
|
|
Menchik Paul L
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
PSG FUND LLC
|
D
|
|
|
Catlett Scott
|
4
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
N-23C3A
|
|
|
Lariat Holding Company, Ltd
|
D/A
|
|
|
Reinsmidt Kathryn A.
|
4
|
|
|
General Atlantic Opportunity 2023
|
D
|
|
|
IndexIQ ETF Trust
|
NPORT-P
|
|
|
ROYAL BANK OF CANADA
|
424B5
|
Financial Statements
|
|
Republic AEF Holdings, LP
|
D/A
|
|
|
IndexIQ Active ETF Trust
|
NPORT-P
|
|
|
FIRST TRUST SERIES FUND
|
NPORT-P
|
|
|
FIRST TRUST HIGH INCOME LONG/SHORT FUND
|
NPORT-P
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
NPORT-P
|
|
|
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
|
NPORT-P
|
|
|
FIRST TRUST MORTGAGE INCOME FUND
|
NPORT-P
|
|
|
LEBOVITZ STEPHEN D
|
4
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
MOUNTAIN TOP PROPERTIES, INC.
|
1-A
|
|
|
Kenwood Holdings, Ltd.
|
D/A
|
|
|
PAGANO VINCENT JR
|
144
|
|
|
HOVNANIAN ENTERPRISES INC
|
144
|
Financial Statements
|
|
APG Asset Management N.V.
|
SC 13D/A
|
|
|
Prospector Capital Corp.
|
425
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
PRE 14A
|
|
|
Prospector Capital Corp.
|
8-K
|
|
|
LEBOVITZ MICHAEL I
|
4
|
|
|
Barnes Stephen H.
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Sumoski David A
|
4
|
|
|
NUCOR CORP
|
4
|
Financial Statements
|
|
GLENDALE HOLDINGS LTD
|
D/A
|
|
|
Cavanaugh Robert N
|
4
|
|
|
Destra Multi-Alternative Fund
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
SG Enterprises, II LLC
|
SC 13D/A
|
|
|
Trilogy International Partners Inc.
|
SC 13D/A
|
|
|
ENDEAVOUR SILVER CORP
|
6-K
|
Financial Statements
|
|
HILTON MICHAEL W
|
4
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
NPORT-P
|
|
|
TORO CO
|
10-K
|
Financial Statements
|
|
LEBOVITZ ALAN L.
|
4
|
|
|
General Atlantic Opportunity 2023, L.P.
|
D
|
|
|
SINGH RAJEEV
|
4
|
|
|
Quist Adam George
|
4
|
|
|
Eskew Richard
|
4
|
|
|
Love Sick Development Ltd Liability Co
|
D/A
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
NPORT-P
|
|
|
PIONEER SERIES TRUST VII
|
NPORT-P
|
|
|
Pioneer Series Trust VI
|
NPORT-P
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
NPORT-P
|
|
|
Pioneer ILS Interval Fund
|
NPORT-P
|
|
|
PIONEER HIGH YIELD FUND
|
NPORT-P
|
|
|
PIONEER MID CAP VALUE FUND
|
NPORT-P
|
|
|
PIONEER EQUITY INCOME FUND
|
NPORT-P
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
NPORT-P
|
|
|
DELAWARE POOLED TRUST
|
NPORT-P
|
|
|
VOYAGEUR MUTUAL FUNDS III
|
NPORT-P
|
|
|
DNP SELECT INCOME FUND INC
|
NPORT-P
|
Financial Statements
|
|
UNIFIED SERIES TRUST
|
24F-2NT
|
|
|
Concord Atlantic Holding Ltd
|
D/A
|
|
|
AmFam VC Fund IV LP
|
D/A
|
|
|
Ayr Wellness Inc.
|
6-K
|
|
|
Macquarie Infrastructure Partners VI SCSp
|
D/A
|
|
|
Global Bamboo Technologies Inc.
|
D/A
|
|
|
Electriq Power Holdings, Inc.
|
424B3
|
|
|
YS Biopharma Co., Ltd.
|
6-K
|
|
|
Moss Adams Wealth Advisors LLC
|
13F-HR
|
|
|
Pebble Seniors LLC
|
D
|
|
|
Gutierrez Mauricio
|
144
|
|
|
NRG ENERGY, INC.
|
144
|
Financial Statements
|
|
CY-1027 Fund I, a series of Pack Ventures, LP
|
D
|
|
|
FT 11152
|
487
|
|
|
Pioneer Series Trust VI
|
485APOS
|
|
|
FT 11153
|
487
|
|
|
FT 11126
|
487
|
|
|
FT 11221
|
487
|
|
|
FT 11191
|
487
|
|
|
SY-1120 Gaingels Fund I, a series of MV Funds, LP
|
D
|
|
|
FT 11127
|
487
|
|
|
CHICAGO STANDARD HOLDING COMPANY, LTD.
|
D/A
|
|
|
Skeans Tracy L
|
4
|
|
|
Monachil Credit Partners Master Fund II LP
|
40-APP
|
|
|
Monachil Credit Partners Master Fund I LP
|
40-APP
|
|
|
Monachil Capital Partners LP
|
40-APP
|
|
|
Monachil Credit Income Fund
|
40-APP
|
|
|
Manager Directed Portfolios
|
N-CSRS/A
|
|
|
BE-0708 Fund II, a series of Unpopular VC, LP
|
D
|
|
|
BE-0708 Fund II AL Vehicle, a series of Unpopular VC, LP
|
D
|
|
|
GL-0906 Fund I, a series of DVC, LP
|
D
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
4
|
|
|
Koudounis John S.
|
4
|
|
|
Garratt John W
|
3
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
3
|
Financial Statements
|
|
Jellison Douglas J
|
144
|
|
|
NUCOR CORP
|
144
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2023-2
|
10-D
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
10-D
|
|
|
Brady Deanna T
|
4
|
|
|
HORMEL FOODS CORP /DE/
|
4
|
Financial Statements
|
|
ASSET HOLDING GROUP LTD
|
D/A
|
|
|
Polar Power, Inc.
|
DEFA14A
|
Financial Statements
|
|
Volkswagen Auto Lease Trust 2023-A
|
10-D
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
10-D
|
|
|
Mahmoud Ramy A
|
4
|
|
|
OptiNose, Inc.
|
4
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
10-D
|
|
|
Marino Michael F III
|
4
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
10-D
|
|
|
Calamos ETF Trust
|
485BXT
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
10-D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
Sill Garrett S.
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
SAFFA Fund I, LP
|
D
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
NPORT-P
|
|
|
Deng Chiyuan
|
4
|
|
|
AB INTERNATIONAL GROUP CORP.
|
4
|
|
|
CONST BRAZIL US FUND LP
|
D/A
|
|
|
BARTON RICHARD N
|
144
|
|
|
GREEN CENTURY FUNDS
|
NPORT-P
|
|
|
DAVIS MICHAEL A /
|
SC 13D/A
|
|
|
CYANOTECH CORP
|
SC 13D/A
|
Financial Statements
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Jordan Downs 3B, LP
|
D
|
|
