| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Clever Leaves Holdings Inc.
|
8-A12B
|
|
|
Dendric Estate Holdings LLC
|
D
|
|
|
SciPlay Corp
|
SC 13D
|
Financial Statements
|
|
GAMCO INVESTORS, INC. ET AL
|
SC 13D
|
|
|
Mitchell Kenneth Jr
|
4
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
BLACK DOUG
|
4
|
|
|
SiteOne Landscape Supply, Inc.
|
4
|
Financial Statements
|
|
Shefman Randy
|
4
|
|
|
ROYAL GOLD INC
|
4
|
Financial Statements
|
|
Kauffman Wayne S III
|
144
|
|
|
GENTHERM Inc
|
144
|
Financial Statements
|
|
Fracassa Philip D.
|
4
|
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
N-PX
|
|
|
ELFUN INCOME FUND
|
N-PX
|
|
|
Hait William
|
4
|
|
|
Levitan Lauren Cooks
|
4
|
|
|
Datar Srikant M.
|
4
|
|
|
ICF International, Inc.
|
4
|
Financial Statements
|
|
McEvoy Ashley
|
4
|
|
|
Libner Paul
|
4
|
|
|
Duato Joaquin
|
4
|
|
|
e.l.f. Beauty, Inc.
|
8-K
|
Financial Statements
|
|
4779 Fund, LP
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
10-D
|
|
|
SYNAPTICS Inc
|
PRE 14A
|
Financial Statements
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
N-PX
|
|
|
ELFUN TRUSTS
|
N-PX
|
|
|
Keith Lori
|
4
|
|
|
Landcadia Holdings IV, Inc.
|
DEF 14A
|
|
|
Heissenbuttel William Holmes
|
4
|
|
|
LOGITECH INTERNATIONAL S.A.
|
DEFR14A
|
Financial Statements
|
|
Daniele Tiffany F.
|
4
|
|
|
Heliogen, Inc.
|
8-K
|
|
|
Amcor plc
|
144
|
|
|
NAYAR ARUN
|
144
|
|
|
CINCINNATI FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
JOINT Corp
|
8-K
|
Financial Statements
|
|
Anywhere Real Estate Inc.
|
8-K
|
|
|
Anywhere Real Estate Group LLC
|
8-K
|
|
|
Isto Mark
|
4
|
|
|
Celularity Inc
|
8-K
|
|
|
Watson Maureen C.
|
4
|
|
|
ELFUN DIVERSIFIED FUND
|
N-PX
|
|
|
Color Up, LLC
|
4
|
|
|
JABIL INC
|
8-K
|
Financial Statements
|
|
ELFUN INTERNATIONAL EQUITY FUND
|
N-PX
|
|
|
CNL 2013 Irrevocable Trust dated April 2, 2013
|
144
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
JORDAN JEFFREY D
|
4
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
Ayotte Jon
|
4
|
|
|
EverQuote, Inc.
|
4
|
Financial Statements
|
|
LSB INDUSTRIES, INC.
|
8-K
|
Financial Statements
|
|
Golden Post Rail, LLC
|
4
|
|
|
ROSE MATTHEW K
|
4
|
|
|
DYNARESOURCE INC
|
4
|
|
|
TELLURIAN INC. /DE/
|
D
|
Financial Statements
|
|
Blend Labs, Inc.
|
8-K
|
Financial Statements
|
|
REV Group, Inc.
|
8-K
|
Financial Statements
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
Yates Lloyd M
|
4
|
|
|
NISOURCE INC.
|
4
|
Financial Statements
|
|
VIRNIG KENNETH J. II
|
4
|
|
|
First Wave BioPharma, Inc.
|
8-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
ABS-EE
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
SC TO-C
|
|
|
BORO SETH
|
4
|
|
|
AgeX Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Vislink Technologies, Inc.
|
8-K
|
|
|
WOLFORD RICHARD G
|
4
|
|
|
Mawson Infrastructure Group Inc.
|
8-K
|
|
|
Aridis Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Fortune Rise Acquisition Corp
|
8-K
|
|
|
Hourigan Timothy A.
|
4
|
|
|
HOME DEPOT, INC.
|
4
|
Financial Statements
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
SC TO-C
|
|
|
Lumeon Ltd
|
D
|
|
|
IDEANOMICS, INC.
|
10-Q
|
Financial Statements
|
|
Marchioni John J.
|
144
|
|
|
SELECTIVE INSURANCE GROUP INC
|
144
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C6
|
10-D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497K
|
|
|
Silver Point Distressed Opportunity Institutional Partners II
|
D/A
|
|
|
Vericimetry Funds
|
NPORT-P
|
|
|
Silver Point Distressed Opportunity Institutional Partners II, L.P.
|
D/A
|
|
|
Fenimore Christopher R.
|
4
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Marvell Technology, Inc.
|
10-Q
|
Financial Statements
|
|
Dilsaver Evelyn S
|
4
|
|
|
TEMPUR SEALY INTERNATIONAL, INC.
|
4
|
Financial Statements
|
|
Landry Robert E
|
4
|
|
|
Whalen Jennifer Dawn
|
4
|
|
|
Bristow Group Inc.
|
4
|
|
|
Walker John D. III
|
4
|
|
|
CENTRAL GARDEN & PET CO
|
4
|
Financial Statements
|
|
POON CHRISTINE A
|
4
|
|
|
Abcuro, Inc.
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C6
|
ABS-EE
|
|
|
Van Plew Daniel P
|
4
|
|
|
Everest Consolidator Acquisition Corp
|
425
|
|
|
Coiante Scott M
|
3
|
|
|
AGILE THERAPEUTICS INC
|
3
|
Financial Statements
|
|
Blackstone Inc.
|
8-K
|
Financial Statements
|
|
Rocket Lab USA, Inc.
|
144
|
|
|
Kampani Arjun
|
144
|
|
|
PRICESMART INC
|
S-8
|
Financial Statements
|
|
CINCINNATI FINANCIAL CORP
|
8-K/A
|
Financial Statements
|
|
XWELL, Inc.
|
8-K
|
Financial Statements
|
|
Cyber Apps World
|
8-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
Baudax Bio, Inc.
|
PRER14A
|
|
|
STRATTEC SECURITY CORP
|
8-K
|
Financial Statements
|
|
ABRAHAMSON PETER JOHN
|
SC 13G
|
|
|
SIFCO INDUSTRIES INC
|
SC 13G
|
Financial Statements
|
|
AUDDIA INC.
|
8-K
|
|
|
KARLIN ASSET MANAGEMENT, INC.
|
SC 13G
|
|
|
Independence Contract Drilling, Inc.
|
SC 13G
|
Financial Statements
|
|
Arbe Robotics Ltd.
|
6-K
|
|
|
Mega Matrix Corp.
|
8-K
|
|
|
STRATTON HAROLD M II
|
4
|
|
|
Everest Consolidator Acquisition Corp
|
8-K
|
|
|
51Talk Online Education Group
|
6-K
|
Financial Statements
|
|
TLGY ACQUISITION CORP
|
425
|
|
|
LILLY ENDOWMENT INC
|
4
|
|
|
ELI LILLY & Co
|
4
|
Financial Statements
|
|
Taylor George Anthony
|
4
|
|
|
SeaWorld Entertainment, Inc.
|
4
|
Financial Statements
|
|
XAI Octagon Floating Rate & Alternative Income Term Trust
|
NPORT-P
|
|
|
Color Up, LLC
|
SC 13D/A
|
|
|
Mobile Infrastructure Corp
|
SC 13D/A
|
|
|
VECTOR GROUP LTD
|
S-8
|
Financial Statements
|
|
Spice Adam C.
|
144
|
|
|
VIRTUS ASSET TRUST
|
N-PX
|
|
|
HARRIS ASSOCIATES INVESTMENT TRUST
|
N-PX
|
|
|
Romslo Erik J.
|
144
|
|
|
NORTHERN OIL & GAS, INC.
|
144
|
Financial Statements
|
|
TANCHENG GROUP CO., LTD.
|
8-A12G
|
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
N-PX
|
|
|
10X Capital / Gaingels Diversity Fund, LP - B4
|
D/A
|
|
|
Felicitas Private Markets Fund
|
N-PX
|
|
|
IMPAX FUNDS SERIES TRUST I
|
485APOS
|
|
|
BENCHMARK 2018-B6 MORTGAGE TRUST
|
10-D
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
N-CSRS
|
|
|
Chang Tina M
|
4
|
|
|
GABELLI INVESTOR FUNDS INC
|
N-PX
|
|
|
Aspiriant Trust
|
NPORT-P
|
|
|
BENCHMARK 2018-B6 MORTGAGE TRUST
|
ABS-EE
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
N-CSRS
|
|
|
KOSS MICHAEL J
|
4
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-PX
|
|
|
WILLIAMSBURG INVESTMENT TRUST
|
NPORT-P
|
|
|
GAMCO Natural Resources, Gold & Income Trust
|
N-PX
|
Financial Statements
|
|
Collins Michael W
|
144
|
|
|
Bank of N.T. Butterfield & Son Ltd
|
144
|
Financial Statements
|
|
Morningstar Funds Trust
|
497K
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C5
|
10-D
|
|
|
FLORSHEIM THOMAS W JR
|
4
|
|
|
Global X Funds
|
497K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C5
|
ABS-EE
|
|
|
Garimella Suresh V
|
4
|
|
|
MODINE MANUFACTURING CO
|
4
|
Financial Statements
|
|
LI-0608 Fund I, a series of Roll Up Vehicles, LP
|
D/A
|
|
|
Securities Lending Fund, LLC
|
D/A
|
|
|
GABELLI INTERNATIONAL GROWTH FUND, INC
|
N-PX
|
|
|
ADAMS NATURAL RESOURCES FUND, INC.
|
NPORT-P
|
|
|
ZIMMER DAVID R
|
4
|
|
|
BULLFINCH FUND INC
|
N-PX
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-B2
|
10-D
|
|
|
Tammenoms Bakker Juliet
|
144
|
|
|
RxSight, Inc.
|
144
|
Financial Statements
|
|
63 Doors Jacksonville LLC
|
D
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
N-PX
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-B2
|
ABS-EE
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
N-CSRS
|
|
|
HYDRO QUEBEC
|
18-K/A
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC
|
NPORT-P
|
|
|
Messina Richard P
|
4
|
|
|
BENCHMARK 2018-B3 COMMERCIAL MORTGAGE TRUST
|
10-D
|
|
|
AMERICAN CENTURY TARGET MATURITIES TRUST
|
NPORT-P
|
|
|
Ascend Wellness Holdings, Inc.
|
EFFECT
|
|
|
BiondVax Pharmaceuticals Ltd.
|
EFFECT
|
Financial Statements
|
|
ONE STOP SYSTEMS, INC.
|
EFFECT
|
Financial Statements
|
|
TRANSCAT INC
|
EFFECT
|
Financial Statements
|
|
REED'S, INC.
|
EFFECT
|
Financial Statements
|
|
CytomX Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
NextDecade Corp.
|
EFFECT
|
Financial Statements
|
|
Ambipar Emergency Response
|
EFFECT
|
|
|
Outlook Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
DYADIC INTERNATIONAL INC
|
EFFECT
|
|
|
PARK CITY GROUP INC
|
EFFECT
|
Financial Statements
|
|
STRATASYS LTD.
|
EFFECT
|
Financial Statements
|
|
ENTERPRISE BANCORP INC /MA/
|
EFFECT
|
Financial Statements
|
|
HENNESSY FUNDS TRUST
|
EFFECT
|
|
|
VV Markets LLC
|
QUALIF
|
|
|
Watters Don C.
|
144
|
|
|
Marcus & Millichap, Inc.
|
144
|
Financial Statements
|
|
Newhouse Michael A
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
NEWHOUSE FAMILY HOLDINGS, L.P.
|
4
|
|
|
ADVANCE LONG-TERM MANAGEMENT TRUST
|
4
|
|
|
ADVANCE/NEWHOUSE PARTNERSHIP
|
4
|
|
|
ADVANCE PUBLICATIONS, INC
|
4
|
|
|
NEWHOUSE BROADCASTING CORP
|
4
|
|
|
iTeos Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Davis Aaron I.
|
4
|
|
|
Boxer Capital, LLC
|
4
|
|
|
Boxer Asset Management Inc.
|
4
|
|
|
LEWIS JOSEPH
|
4
|
|
|
Watters Don C.
|
4
|
|
|
Marcus & Millichap, Inc.
|
4
|
Financial Statements
|
|
Research Solutions, Inc.
|
5
|
|
|
Derycz Peter
|
5
|
|
|
Navitas Semiconductor Corp
|
4
|
|
|
SHELTON RON
|
4
|
|
|
Prime Number Acquisition LLC
|
4
|
|
|
Prime Number Acquisition I Corp.
|
4
|
|
|
Riverwood Capital III L.P.
|
4
|
|
|
Riverwood Capital GP III Ltd.
|
4
|
|
|
RCP III AIV L.P.
|
4
|
|
|
Riverwood Capital Partners III
|
4
|
|
|
Riverwood Capital Partners III
|
4
|
|
|
Parks Jeffrey T
|
4
|
|
|
Wang Qinyu
|
4
|
|
|
Cheong Weixiong
|
4
|
|
|
Wang Dongfeng
|
4
|
|
|
Friedman David
|
4
|
|
|
Dunn Chris
|
4
|
|
|
Everett William H
|
4
|
|
|
ISSUER DIRECT CORP
|
4
|
Financial Statements
|
|
Baldwin Trevor
|
4
|
|
|
BRP Group, Inc.
|
4
|
Financial Statements
|
|
Weiler Melissa
|
4
|
|
|
Jefferies Financial Group Inc.
|
4
|
Financial Statements
|
|
O Kane Michael T
|
4
|
|
|
Ellis-Kirk Matrice
|
4
|
|
|
BEYER ROBERT D
|
4
|
|
|
FRIEDMAN BRIAN P
|
4
|
|
|
Navitas Semiconductor Corp
|
144/A
|
|
|
SHELTON RON
|
144/A
|
|
|
HANDLER RICHARD B
|
4
|
|
|
PowerUp Acquisition Corp.
|
3
|
|
|
Doss Howard A.
|
3
|
|
|
Seetharam Anil
|
4
|
|
|
ADVANCED DRAINAGE SYSTEMS, INC.
|
4
|
Financial Statements
|
|
BitNile Metaverse, Inc.
|
4/A
|
|
|
AULT MILTON C III
|
4/A
|
|
|
BitNile Metaverse, Inc.
|
3/A
|
|
|
AULT MILTON C III
|
3/A
|
|
|
Shockwave Medical, Inc.
|
4
|
Financial Statements
|
|
Godshall Douglas Evan
|
4
|
|
|
Wunderlich Gary Kent JR
|
4
|
|
|
Hernandez Marlow
|
4
|
|
|
Cano Health, Inc.
|
4
|
|
|
JONES ROSS M
|
4
|
|
|
DraftKings Inc.
|
4
|
|
|
Bradbury Erik
|
4
|
|
|
Medalist Diversified REIT, Inc.
|
4
|
Financial Statements
|
|
KAVANAUGH FRANK
|
4
|
|
|
Zabrowksi Dan
|
4
|
|
|
Peterson Amy C.
|
4
|
|
|
EXELIXIS, INC.
|
4
|
Financial Statements
|
|
Whittaker Raymond
|
144
|
|
|
Consolidated Water Co. Ltd.
|
144
|
Financial Statements
|
|
Wertheimer Samuel P
|
4
|
|
|
Peterson Amy C.
|
3
|
|
|
EXELIXIS, INC.
|
3
|
Financial Statements
|
|
Smith Scott Andrew
|
4
|
|
|
RINGOLD GORDON
|
4
|
|
|
Cherington Charles
|
4
|
|
|
Eterna Therapeutics Inc.
|
4
|
Financial Statements
|
|
Comera Life Sciences Holdings, Inc.
|
4
|
Financial Statements
|
|
DXC Technology Co
|
4
|
Financial Statements
|
|
DECKELMAN WILLIAM L JR
|
4
|
|
|
Chhabra Meenu
|
4
|
|
|
FT 10977
|
497J
|
|
|
CITIGROUP GLOBAL MARKETS INC.
|
ATS-N/CA
|
|
|
GOLDMAN SACHS & CO. LLC
|
MA/A
|
|
|
BARCLAYS BANK PLC
|
SBSE-A/A
|
|
|
ALIGHT SERIES TRUST
|
CORRESP
|
|
|
DB SERVICES AMERICAS INC /TA
|
TA-1/A
|
|
|
DWS Service Co
|
TA-1/A
|
|
|
Investment Managers Series Trust
|
CORRESP
|
|
|
Investment Managers Series Trust II
|
CORRESP
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
CORRESP
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
CORRESP
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
CORRESP
|
|
|
PIMCO Equity Series VIT
|
CORRESP
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
CORRESP
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
CORRESP
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
CORRESP
|
|
|
PIMCO Managed Accounts Trust
|
CORRESP
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
CORRESP
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
CORRESP
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
CORRESP
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
CORRESP
|
|
|
36Kr Holdings Inc.
|
CORRESP
|
Financial Statements
|
|
Ascend Wellness Holdings, Inc.
|
UPLOAD
|
|