| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sole Andrew L.
|
3
|
|
|
Millard Robert C.
|
3
|
|
|
GREEN DOT CORP
|
3
|
Financial Statements
|
|
Hillo Aviv
|
4
|
|
|
Tucker Michael James
|
4
|
|
|
Spartan Energy Partners LP
|
4
|
|
|
Spartan Energy Partners GP LLC
|
4
|
|
|
Spartan Energy Holdco LLC
|
4
|
|
|
CSI Compressco GP Inc
|
4
|
|
|
Byers Jonathan W.
|
4
|
|
|
Binstock Joan
|
4
|
|
|
Spartan Energy Holdco LLC
|
SC 13D/A
|
|
|
CSI Compressco LP
|
SC 13D/A
|
Financial Statements
|
|
Bhade Harjinder
|
4
|
|
|
VAZQUEZ CARLOS J
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
COY DEBRA
|
4
|
|
|
Cohn Andrew M.
|
4
|
|
|
Jones Brendan Sean
|
4
|
|
|
Huckelbridge Brett
|
4
|
|
|
Alexander Richard M
|
4
|
|
|
Rousseau David
|
4
|
|
|
Shakil Ian
|
4
|
|
|
Augmedix, Inc.
|
4
|
Financial Statements
|
|
Butcher Benjamin S
|
4
|
|
|
Elme Communities
|
4
|
|
|
BANNER JENNIFER S
|
4
|
|
|
Barc Investments LLC
|
SC 13D/A
|
|
|
AmBase Corp
|
SC 13D/A
|
|
|
R.W.PRESSPRICH & CO.
|
X-17A-5
|
|
|
KROPP JAMES H
|
4
|
|
|
CUSO FINANCIAL SERVICES, L.P.
|
X-17A-5
|
|
|
CAROLINA FINANCIAL SECURITIES, LLC
|
X-17A-5
|
|
|
MCINERNEY RYAN
|
4
|
|
|
VISA INC.
|
4
|
Financial Statements
|
|
STRABLE-SOETHOUT DEANNA D
|
4
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
McCullum Kenneth A.
|
4
|
|
|
RIVERA ALFREDO
|
4
|
|
|
LITTLEFIELD CHRISTOPHER J
|
4
|
|
|
Lamarque Natalie
|
4
|
|
|
Richer Clare Stack
|
4
|
|
|
Pickerell Blair
|
4
|
|
|
Nordin Diane C
|
4
|
|
|
MSD Investment Corp.
|
4
|
|
|
Williams Brian S
|
4
|
|
|
Kay Kathleen B
|
4
|
|
|
LaRose Brian
|
4
|
|
|
Petco Health & Wellness Company, Inc.
|
4
|
Financial Statements
|
|
Muruzabal Claudio
|
4
|
|
|
Houston Daniel Joseph
|
4
|
|
|
Halter Patrick Gregory
|
4
|
|
|
DEMPSEY LORD SMITH, LLC
|
X-17A-5
|
|
|
Mitchell H Elizabeth
|
4
|
|
|
Mills Scott
|
4
|
|
|
Friedrich Amy Christine
|
4
|
|
|
Rackspace Technology, Inc.
|
4
|
Financial Statements
|
|
Garber Mitchell Alan
|
4
|
|
|
Cheong Wee Yee
|
4
|
|
|
HOCHSCHILD ROGER C
|
4
|
|
|
Bhatia Kamal
|
4
|
|
|
CARTER MILLER JOYCELYN
|
4
|
|
|
Agrawal Vivek
|
4
|
|
|
BEAMS MALIZ E
|
4
|
|
|
Auerbach Jonathan
|
4
|
|
|
QuidelOrtho Corp
|
4
|
Financial Statements
|
|
Iskra Michael S.
|
4
|
|
|
Enovis CORP
|
4
|
|
|
Lalor Angela S
|
4
|
|
|
Busky Joseph M
|
4
|
|
|
Bujarski Robert Joseph
|
4
|
|
|
Kroll Werner
|
4
|
|
|
Hodges Michelle A.
|
4
|
|
|
Lagano Roxanne
|
4
|
|
|
Zoetis Inc.
|
4
|
Financial Statements
|
|
Joseph Wetteny
|
4
|
|
|
PECK KRISTIN C
|
4
|
|
|
Chen Heidi C.
|
4
|
|
|
Polzer Robert J
|
4
|
|
|
Driscoll Rimma
|
4
|
|
|
Mamilli Wafaa
|
4
|
|
|
Ferran Astorga Jeannette
|
4
|
|
|
Satoren Brandon
|
3
|
|
|
Portman Ridge Finance Corp
|
3
|
Financial Statements
|
|
STONECREST CAPITAL MARKETS, INC.
|
X-17A-5
|
|
|
Offerpad Solutions Inc.
|
4
|
|
|
Klabin Alexander
|
4
|
|
|
DEGIORGIO KENNETH D
|
4
|
|
|
JOHNSON MARIANNE BOYD
|
4
|
|
|
BOYD GAMING CORP
|
4
|
Financial Statements
|
|
Bhojwani Gary C
|
144
|
|
|
CNO Financial Group, Inc.
|
144
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
Palmer Sheryl
|
4
|
|
|
Simcoe Capital Management, LLC
|
SC 13G
|
|
|
Everi Holdings Inc.
|
SC 13G
|
Financial Statements
|
|
OHARA RYAN
|
4
|
|
|
Gitzel Timothy S.
|
144
|
|
|
Gupta Yogesh K
|
144
|
|
|
PROGRESS SOFTWARE CORP /MA
|
144
|
Financial Statements
|
|
Sievers Drew
|
4
|
|
|
Forge Global Holdings, Inc.
|
4
|
|
|
Phillips Jennifer
|
4
|
|
|
P10, Inc.
|
3
|
Financial Statements
|
|
GRID DYNAMICS HOLDINGS, INC.
|
144
|
|
|
Doradla Anil
|
144
|
|
|
Schmachtenberger Christopher H.
|
4/A
|
|
|
FORWARD AIR CORP
|
4/A
|
Financial Statements
|
|
Short Johnathan H
|
4
|
|
|
PEP ADVISORY LLC
|
X-17A-5
|
|
|
SERA PROGNOSTICS, INC.
|
SC 13G
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
BOURLA ALBERT
|
4
|
|
|
Mobileye Global Inc.
|
SC 13G
|
Financial Statements
|
|
Southpoint Capital Advisors LP
|
SC 13G
|
|
|
McDuffie Melkeya
|
4
|
|
|
TREX CO INC
|
4
|
Financial Statements
|
|
LEE MARK P
|
4
|
|
|
VERACYTE, INC.
|
144
|
Financial Statements
|
|
EASTHAM KARIN
|
144
|
|
|
89bio, Inc.
|
144
|
Financial Statements
|
|
PALEKAR ROHAN
|
144
|
|
|
Rodriques Kelly
|
4
|
|
|
Frontdoor, Inc.
|
4
|
Financial Statements
|
|
Fiarman Jeffrey
|
4
|
|
|
Iverson Evan
|
4
|
|
|
Cai Yihan
|
3
|
|
|
INNO HOLDINGS INC.
|
3
|
|
|
Brim Chastitie
|
4
|
|
|
Fang Qiaowei
|
3
|
|
|
NexPoint Residential Trust, Inc.
|
4
|
|
|
DONDERO JAMES D
|
4
|
|
|
KAVANAUGH SCOTT F
|
4
|
|
|
Mitts Brian
|
4
|
|
|
CERNUDA CESAR
|
144
|
|
|
NetApp, Inc.
|
144
|
Financial Statements
|
|
LAFFER ARTHUR B
|
4
|
|
|
NOYES TIMOTHY P
|
144
|
|
|
Tucker Sean
|
4/A
|
|
|
Vaxart, Inc.
|
4/A
|
Financial Statements
|
|
Swain Carol
|
4
|
|
|
Alvarez-Peters Annette D.
|
4
|
|
|
Crimson Wine Group, Ltd
|
4
|
|
|
Lynx1 Capital Management LP
|
SC 13G
|
|
|
iBio, Inc.
|
SC 13G
|
Financial Statements
|
|
Wood Catherine D.
|
4
|
|
|
Vestberg Hans Erik
|
4
|
|
|
BlackRock Inc.
|
4
|
Financial Statements
|
|
Sauter Dennis Charles Jr
|
4
|
|
|
McGraner Matt
|
4
|
|
|
Constantino Edward N.
|
4
|
|
|
Verwijs Marinus
|
144
|
|
|
Slim Domit Marco Antonio
|
4
|
|
|
Independence Energy Aggregator L.P.
|
144
|
|
|
Crescent Energy Co
|
144
|
|
|
MUTUAL OF AMERICA SECURITIES LLC
|
X-17A-5/A
|
|
|
Tucker Sean
|
4
|
|
|
Vaxart, Inc.
|
4
|
Financial Statements
|
|
HOWELL HILTON H JR
|
4
|
|
|
GRAY TELEVISION INC
|
4
|
Financial Statements
|
|
Howell Robin Robinson
|
4
|
|
|
Grassadonia Brian
|
144
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Carpenter Carol W.
|
4
|
|
|
Cummings James F.
|
4
|
|
|
Robbins Charles
|
4
|
|
|
FINALIS SECURITIES LLC
|
X-17A-5
|
|
|
SLESSOR MIKE
|
144
|
|
|
FORMFACTOR INC
|
144
|
Financial Statements
|
|
Hancock William Spencer
|
4
|
|
|
US Foods Holding Corp.
|
4
|
Financial Statements
|
|
Rickard David A
|
4
|
|
|
Works James David Jr
|
4
|
|
|
Locascio Dirk J.
|
4
|
|
|
Taylor Randy J
|
4
|
|
|
Tonnison John A
|
4
|
|
|
Poe David L Jr
|
4
|
|
|
Ayers Jeffrey David
|
144
|
|
|
PERDOCEO EDUCATION Corp
|
144
|
|
|
Amesite Inc.
|
4
|
Financial Statements
|
|
Parmer George
|
4
|
|
|
OMENN GILBERT S
|
4
|
|
|
Kramer Douglas James
|
144
|
|
|
Cloudflare, Inc.
|
144
|
Financial Statements
|
|
Ogawa Richard
|
4
|
|
|
LOSH J MICHAEL
|
4
|
|
|
Barkett Anthony M.
|
4
|
|
|
Bodford Alvin M.
|
SC 13D/A
|
|
|
DXC Technology Co
|
3
|
Financial Statements
|
|
FAWCETT MATTHEW K
|
3
|
|
|
Nixon Gordon M.
|
4
|
|
|
Reddit, Inc.
|
4
|
|
|
Wong Jennifer L.
|
4
|
|
|
Guberman Steven
|
4
|
|
|
Silva Raul R.
|
4
|
|
|
Cingulate Inc.
|
4
|
|
|
Brams Matthew
|
4
|
|
|
Wills Robert James
|
4
|
|
|
Oncternal Therapeutics, Inc.
|
4
|
|
|
O'Sullivan Michael J.
|
4
|
|
|
Snap Inc
|
4
|
Financial Statements
|
|
Brady James Michael
|
4
|
|
|
DXC Technology Co
|
4
|
Financial Statements
|
|
Hohneker John
|
4
|
|
|
Carisma Therapeutics Inc.
|
4
|
Financial Statements
|
|
SCF SECURITIES, INC.
|
X-17A-5
|
|
|
Herzog David L
|
4
|
|
|
Wampler Kira Scherer
|
144
|
|
|
Doximity, Inc.
|
144
|
Financial Statements
|
|
Nasser Amin H.
|
4
|
|
|
Hohneker John
|
3
|
|
|
Carisma Therapeutics Inc.
|
3
|
Financial Statements
|
|
FERNANDEZ RAUL J
|
4
|
|
|
Baglino Andrew D
|
144
|
|
|
Tesla, Inc.
|
144
|
Financial Statements
|
|
DeLay William Tilden
|
4
|
|
|
KBS CAPITAL MARKETS GROUP LLC
|
X-17A-5
|
|
|
Sharan Sharat
|
144
|
|
|
ON24 INC.
|
144
|
Financial Statements
|
|
Stephenson Julie A
|
4
|
|
|
UNITED FIRE GROUP INC
|
4
|
Financial Statements
|
|
Ullem Scott B.
|
4
|
|
|
Edwards Lifesciences Corp
|
4
|
Financial Statements
|
|
Freshworks Inc.
|
4
|
Financial Statements
|
|
PADGETT BARRY L.
|
4
|
|
|
Johnson Margaret L
|
4
|
|
|
ROGAN & ASSOCIATES, INC.
|
X-17A-5
|
|
|
Robbins Wendye
|
4
|
|
|
RAPT Therapeutics, Inc.
|
4
|
Financial Statements
|
|
GRAY MARY ANN
|
4
|
|
|
Miller Rena A.
|
3
|
|
|
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
|
3
|
Financial Statements
|
|
Arbuckle Jason D.
|
3
|
|
|
WILT TOBY S
|
4
|
|
|
Freda Fabrizio
|
4
|
|
|
Miller Richard Thomas
|
4
|
|
|
Snap-on Inc
|
4
|
Financial Statements
|
|
RIEFLIN WILLIAM JL
|
4
|
|
|
Broadcom Inc.
|
4
|
Financial Statements
|
|
TAN HOCK E
|
4
|
|
|
Baumgartner Florian
|
144
|
|
|
CIMPRESS plc
|
144
|
Financial Statements
|
|
Jacobson Mark L.
|
4
|
|
|
Axsome Therapeutics, Inc.
|
4
|
Financial Statements
|
|
FORD WILLIAM E
|
4
|
|
|
Archrock, Inc.
|
4
|
Financial Statements
|
|
Honeybourne J W G
|
4
|
|
|
Humphries Iain
|
4
|
|
|
Concrete Pumping Holdings, Inc.
|
4
|
Financial Statements
|
|
Young Bruce F.
|
4
|
|
|
Daley Pamela
|
4
|
|
|
Great Lakes Dredge & Dock CORP
|
4
|
Financial Statements
|
|
Shanahan Kathleen M
|
4
|
|
|
USMAN NASSIM
|
144
|
|
|
GYRE THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
ADAMS TODD A.
|
4
|
|
|
BADGER METER INC
|
4
|
Financial Statements
|
|
Farmer Sabrina
|
4
|
|
|
Gitlab Inc.
|
4
|
Financial Statements
|
|
Liu Xia
|
4
|
|
|
Gibson Christopher
|
4
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Turner James S. Jr.
|
4
|
|
|
CRESCENDO MARKETS LLC
|
X-17A-5
|
|
|
Alsaad Bader M.
|
4
|
|
|
Viridian Therapeutics, Inc.\DE
|
SC 13D/A
|
Financial Statements
|
|
Levenson Ryan
|
4
|
|
|
Agen Brian Jon
|
4
|
|
|
MODINE MANUFACTURING CO
|
4
|
Financial Statements
|
|
Brazeal Mark David
|
4
|
|
|
HUMPHREYS STEVEN
|
4
|
|
|
Identiv, Inc.
|
4
|
Financial Statements
|
|
Palania Corp
|
144
|
|
|
Cosan S.A.
|
144
|
|
|
ROBINS BRIAN G
|
4
|
|
|
Steger Ronald
|
4
|
|
|
Dianthus Therapeutics, Inc. /DE/
|
SC 13D/A
|
Financial Statements
|
|
Hsing Michael
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
Nisewaner Karna
|
144
|
|
|
Logos Global Management LP
|
SC 13G
|
|
|
NextCure, Inc.
|
SC 13G
|
Financial Statements
|
|
CADENCE DESIGN SYSTEMS INC
|
144
|
Financial Statements
|
|
Ullal Jayshree
|
4
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Carruthers Wendy
|
144
|
|
|
BOSTON SCIENTIFIC CORP
|
144
|
Financial Statements
|
|
Cerence Inc.
|
144
|
|
|
BEAUDOIN THOMAS L
|
144
|
|
|
Fairmount Healthcare Fund GP LLC
|
4
|
|
|
Fairmount Healthcare Fund II GP LLC
|
4
|
|
|
Viridian Therapeutics, Inc.\DE
|
4
|
Financial Statements
|
|
STEUERT D MICHAEL
|
4
|
|
|
Phillips Joelle J.
|
4
|
|
|
SHEA & COMPANY, LLC
|
X-17A-5
|
|
|
Schulman Robin
|
4
|
|
|
Cogent Biosciences, Inc.
|
SC 13D/A
|
|
|
Shipp Earl L
|
4
|
|
|
Smith Bryan Everard
|
144
|
|
|
NASDAQ, INC.
|
144
|
Financial Statements
|
