| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Rodriques Kelly
|
144
|
|
|
Forge Global Holdings, Inc.
|
144
|
|
|
Xeris Biopharma Holdings, Inc.
|
4
|
Financial Statements
|
|
JOHNSON JOHN
|
4
|
|
|
Apogee Therapeutics, Inc.
|
SC 13D/A
|
|
|
Fairmount Funds Management LLC
|
SC 13D/A
|
|
|
Insight Partners Fund X Follow-On Fund, L.P.
|
144
|
|
|
LIVERIS ANDREW N
|
4
|
|
|
KLX Energy Services Holdings, Inc.
|
4
|
Financial Statements
|
|
Stanford Geoffrey C
|
4
|
|
|
Smith Stephen Buford
|
4
|
|
|
Urness Todd B.
|
4
|
|
|
Schultz Robert F.
|
4
|
|
|
Midland States Bancorp, Inc.
|
4
|
Financial Statements
|
|
Swies Nicole
|
144
|
|
|
EZCORP INC
|
144
|
Financial Statements
|
|
Hance Michael L
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
HOWARD MICHELLE J
|
4
|
|
|
Mohamed Aneezal H
|
4
|
|
|
Gorsky Alex
|
4
|
|
|
Ramos Richard T
|
4
|
|
|
Insight Partners
|
144
|
|
|
Tietz Christopher G
|
4
|
|
|
MARCO POLO SECURITIES INC.
|
X-17A-5
|
|
|
Bingham Richard Dean
|
4
|
|
|
Epstein Stacey
|
3
|
|
|
VEEVA SYSTEMS INC
|
3
|
Financial Statements
|
|
ROTHSCHILD INVESTMENT LLC
|
X-17A-5
|
|
|
Johnson James S.
|
4
|
|
|
Griswold Kirk B.
|
4
|
|
|
FARR DAVID N
|
4
|
|
|
Smith Jeffrey C.
|
4
|
|
|
Insight Partners Fund X
|
144
|
|
|
Bentley Keith A.
|
4
|
|
|
Geoffroy Noel
|
4
|
|
|
HELEN OF TROY LTD
|
4
|
Financial Statements
|
|
Juran David B.
|
4
|
|
|
Buberl Thomas
|
4
|
|
|
Bridenstine James Frederick
|
4
|
|
|
VIASAT INC
|
4
|
Financial Statements
|
|
Agarwal Vaibhav
|
144
|
|
|
RingCentral, Inc.
|
144
|
Financial Statements
|
|
Raymond Christie
|
3
|
|
|
ALLIANT ENERGY CORP
|
3
|
Financial Statements
|
|
RUBLE CHRIS C
|
4
|
|
|
Courtemanche Craig F. Jr.
|
144
|
|
|
PROCORE TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
Hyatt Hotels Corp
|
4
|
Financial Statements
|
|
ROCCA MICHAEL A
|
4
|
|
|
BENTLEY GREGORY S
|
4
|
|
|
Edwards Sherina M.
|
4
|
|
|
Apogee Therapeutics, Inc.
|
4
|
|
|
Kiselak Tomas
|
4
|
|
|
Fairmount Funds Management LLC
|
4
|
|
|
Fairmount Healthcare Fund II L.P.
|
4
|
|
|
Fairmount Healthcare Fund L.P.
|
4
|
|
|
Harwin Peter Evan
|
4
|
|
|
MITCHIN KYLE R
|
4
|
|
|
McDaniel Jerry L.
|
4
|
|
|
Kingsley Lawrence D
|
4
|
|
|
Mathers Kristin S
|
4
|
|
|
Renaudin George II
|
4
|
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
General Partner, Inc.
|
13F-HR
|
|
|
Glenn Brian
|
3
|
|
|
IEH Corp
|
3
|
|
|
FIDELITY ADVISOR SERIES II
|
497
|
|
|
MSC - BD, LLC
|
X-17A-5
|
|
|
MCGRAW EDWARD ROBINSON
|
4
|
|
|
RENASANT CORP
|
4
|
Financial Statements
|
|
Suggs Sean M.
|
4
|
|
|
Mora Elizabeth
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
FSAM Room40 Fund, LP
|
D/A
|
|
|
FIDELITY CONCORD STREET TRUST
|
497
|
|
|
YOUNEEQAI TECHNICAL SERVICES, INC.
|
NT 10-K
|
|
|
FORGE INNOVATION DEVELOPMENT CORP.
|
NT 10-K
|
|
|
FIDELITY INCOME FUND /MA/
|
497
|
|
|
Jagdfeld Aaron
|
144
|
|
|
GENERAC HOLDINGS INC.
|
144
|
Financial Statements
|
|
US GLOBAL INVESTORS FUNDS
|
DEFA14A
|
|
|
SYNTEC OPTICS HOLDINGS, INC.
|
NT 10-K
|
|
|
Seven Arts Entertainment Inc.
|
8-K
|
|
|
FIDELITY ADVISOR SERIES I
|
497
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
FIDELITY HASTINGS STREET TRUST
|
497
|
|
|
S&T BANCORP INC
|
DEFA14A
|
Financial Statements
|
|
FIDELITY SALEM STREET TRUST
|
497
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
ARS
|
Financial Statements
|
|
Converium Capital Offshore Fund Ltd.
|
D/A
|
|
|
CPG Focused Access Fund, LLC
|
POS AMI
|
|
|
MD GLOBAL PARTNERS, LLC
|
X-17A-5
|
|
|
FIDELITY SECURITIES FUND
|
497
|
|
|
VANGUARD OHIO TAX-FREE FUNDS
|
497J
|
|
|
S&T BANCORP INC
|
DEF 14A
|
Financial Statements
|
|
VANGUARD WELLINGTON FUND
|
497J
|
|
|
BrightSphere Inc.
|
13F-NT
|
|
|
TALWALKAR ABHIJIT Y
|
144
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Nuveen Churchill Private Capital Income Fund
|
4
|
|
|
Sklar Diana A
|
4
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
DEF 14A
|
Financial Statements
|
|
Converium Capital Partners LP
|
D/A
|
|
|
Advisers Investment Trust
|
497
|
|
|
Swisher Daniel N JR
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
McDonnell Jeffrey M
|
4
|
|
|
Antal Daniel J.
|
3
|
|
|
Leidos Holdings, Inc.
|
3
|
Financial Statements
|
|
Kong Garheng
|
4
|
|
|
Insight Venture Partners X
|
144
|
|
|
Lawal Mohammed
|
4
|
|
|
DeVane Sam B.
|
4
|
|
|
Annexon, Inc.
|
EFFECT
|
Financial Statements
|
|
Outlook Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Spyre Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Lyra Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
FBS Global Ltd
|
EFFECT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2393
|
EFFECT
|
|
|
RanMarine Technology B.V.
|
EFFECT
|
|
|
Junee Ltd
|
EFFECT
|
|
|
BioCardia, Inc.
|
EFFECT
|
|
|
ABVC BIOPHARMA, INC.
|
EFFECT
|
|
|
Sol-Gel Technologies Ltd.
|
EFFECT
|
Financial Statements
|
|
Ranmarine B.V./ADR
|
EFFECT
|
|
|
Neo-Concept International Group Holdings Ltd
|
EFFECT
|
|
|
AC Partners, Inc.
|
QUALIF
|
|
|
AMG Pantheon Credit Solutions Fund
|
EFFECT
|
|
|
Azure Power Global Ltd
|
EFFECT
|
Financial Statements
|
|
TERAWULF INC.
|
EFFECT
|
|
|
Masterworks Vault 1, LLC
|
QUALIF
|
|
|
WAN XIN
|
4
|
|
|
GigaCloud Technology Inc
|
4
|
Financial Statements
|
|
AMERICAN DISCOVERY ADVISORS, LLC
|
X-17A-5
|
|
|
Ho John
|
4
|
|
|
Landsea Homes Corp
|
4
|
|
|
Forsum Michael
|
4
|
|
|
Q32 Bio Inc.
|
SC 13D
|
Financial Statements
|
|
Atlas Venture Fund X, L.P.
|
SC 13D
|
|
|
Staskey Norm
|
4
|
|
|
Azitra, Inc.
|
4
|
|
|
Pacala Charles Angus
|
4
|
|
|
Ouster, Inc.
|
4
|
|
|
SPENCER DARIEN
|
4
|
|
|
Frichtl Mark
|
4
|
|
|
WEINSWIG MARK
|
4
|
|
|
Mason Jeffrey Curtis
|
4
|
|
|
Flux Power Holdings, Inc.
|
4
|
|
|
DUTT RONALD F
|
4
|
|
|
WRIGHT TIMOTHY R
|
4
|
|
|
Protagenic Therapeutics, Inc.\new
|
4
|
|
|
KIDOZ INC.
|
4
|
|
|
BROMLEY HENRY WALFORD
|
4
|
|
|
Altamont Pharmaceutical Holdings, LLC
|
5
|
|
|
Galera Therapeutics, Inc.
|
5
|
Financial Statements
|
|
Pearson Mark E.
|
5
|
|
|
Heilbron Jack Kendrick
|
SC 13D/A
|
|
|
Presidio Property Trust, Inc.
|
SC 13D/A
|
|
|
Hooper Rosa Handley
|
4
|
|
|
MEDICAL PROPERTIES TRUST INC
|
4
|
|
|
Portal Larry H
|
4
|
|
|
Shattuck Labs, Inc.
|
4
|
|
|
Green Jeremy
|
4
|
|
|
Redmile Group, LLC
|
4
|
|
|
Hanna James Kevin
|
4
|
|
|
Repare Therapeutics Inc.
|
4
|
Financial Statements
|
|
Segal Lloyd Mitchell
|
4
|
|
|
HAMNER R STEVEN
|
4
|
|
|
SALEM INVESTMENT PARTNERS V, LIMITED PARTNERSHIP
|
SC 13D/A
|
|
|
Guerrilla RF, Inc.
|
SC 13D/A
|
|
|
Aldag Edward K JR
|
4
|
|
|
Forte Steve
|
4
|
|
|
Zinda Michael
|
4
|
|
|
SMOLYANSKY LUDMILA
|
4/A
|
|
|
Lifeway Foods, Inc.
|
4/A
|
Financial Statements
|
|
Koehler Maria
|
4
|
|
|
EquityLine Alternate Assets GP Inc.
|
SC 13D
|
|
|
Check-Cap Ltd
|
SC 13D
|
Financial Statements
|
|
Ben Tora Eldad
|
4
|
|
|
Ovintiv Inc.
|
4
|
|
|
Pita George
|
4
|
|
|
ELITUV NADAV
|
4
|
|
|
Two Hands Corp
|
4
|
|
|
OmniAb, Inc.
|
144
|
|
|
GUSTAFSON KURT A
|
144
|
|
|
Zemljak Renee Ellen
|
4
|
|
|
Corwin Jonathan C.
|
4
|
|
|
Global Water Resources, Inc.
|
4
|
Financial Statements
|
|
Lenderking John Carroll
|
4
|
|
|
Shaw Brian Gordon
|
4
|
|
|
Ellsworth Joanne
|
4
|
|
|
Kitts Suzanne Michelle
|
4
|
|
|
Krygier Christopher D
|
4
|
|
|
Liebman Michael J
|
4
|
|
|
Fleming Ronnie L
|
4
|
|
|
Black Hawk Management LLC
|
SC 13D
|
|
|
Black Hawk Acquisition Corp
|
SC 13D
|
|
|
Nimocks Suzanne P
|
4
|
|
|
Moore Rachel Maureen
|
4
|
|
|
Quinn Sean A.
|
144
|
|
|
CAMECO CORP
|
144
|
Financial Statements
|
|
DREXEL HAMILTON, LLC
|
X-17A-5
|
|
|
MARCH CAPITAL CORP.
|
X-17A-5
|
|
|
David Moshe
|
4
|
|
|
MCINTIRE LEE A
|
4
|
|
|
KKR Alternative Assets LLC
|
SC 13D/A
|
|
|
KKR Real Estate Select Trust Inc.
|
SC 13D/A
|
|
|
McCracken Brendan Michael
|
4
|
|
|
Inspirato Inc
|
4
|
|
|
Institutional Venture Partners XIII, L.P.
|
4
|
|
|
Institutional Venture Management XIII, LLC
|
4
|
|
|
Miller J Sanford
|
4
|
|
|
Chaffee Todd C
|
4
|
|
|
Harrick Stephen J
|
4
|
|
|
Phelps Dennis B
|
4
|
|
|
FOGELSONG NORMAN A
|
4
|
|
|
Howe Niloofar Razi
|
4
|
|
|
CompoSecure, Inc.
|
4
|
|
|
Mayson Howard John
|
4
|
|
|
IZZO RALPH
|
4
|
|
|
Hargarten Christina
|
4
|
|
|
RH
|
4
|
Financial Statements
|
|
Kalborg Claes
|
4
|
|
|
Givens Gregory Dean
|
4
|
|
|
KKR Group Co. Inc.
|
4
|
|
|
KKR Group Assets II GP LLC
|
4
|
|
|
KKR Group Assets Holdings II L.P.
|
4
|
|
|
KKR Alternative Assets LLC
|
4
|
|
|
KKR Real Estate Select Trust Inc.
|
4
|
|
|
KKR Group Holdings Corp.
|
4
|
|
|
KKR Group Partnership L.P.
|
4
|
|
|
KKR Management LLP
|
4
|
|
|
KKR & Co. Inc.
|
4
|
Financial Statements
|
|
ROBERTS GEORGE R
|
4
|
|
|
KRAVIS HENRY R
|
4
|
|
|
Gentle Meg
|
4
|
|
|
Chung Tony
|
4
|
|
|
LIQUIDMETAL TECHNOLOGIES INC
|
4
|
|
|
Vaccinex
|
4
|
|
|
Zauderer Maurice
|
4
|
|
|
VACCINEX, INC.
|
4
|
Financial Statements
|
|
Eilers Meghan Nicole
|
4
|
|
|
FCMI Parent Co.
|
4
|
|
|
FRIEDBERG ALBERT
|
4
|
|
|
POTLATCHDELTIC CORP
|
4
|
Financial Statements
|
|
PEIROS LARRY
|
4
|
|
|
DRISCOLL WILLIAM LINDEKE
|
4
|
|
|
Code Corey Douglas
|
4
|
|
|
Bermanzohn Fran
|
4
|
|
|
POTLATCHDELTIC CORP
|
4/A
|
Financial Statements
|
|
DRISCOLL WILLIAM LINDEKE
|
4/A
|
|
|
DEA PETER A
|
4
|
|
|
Curtis Fiona Mary
|
4
|
|
|
Price Robert Wesley
|
4
|
|
|
CSI Compressco LP
|
4
|
Financial Statements
|
|
Trump Media & Technology Group Corp.
|
SC 13D
|
|
|
TRUMP DONALD J
|
SC 13D
|
|
|
Pruski Rodney P
|
4
|
|
|
Japan Credit Rating Agency, Ltd.
|
NRSRO-UPD
|
|
|
Gill Stephen R.
|
4
|
|
|
Essenberg Denise
|
4
|
|
|
Meaney Susan
|
4
|
|
|
GARDNER TED A
|
4
|
|
|
CROWN CAPITAL SECURITIES, L.P.
|
X-17A-5
|
|
|
Anchondo Derek J
|
4
|
|
|
REALCADRE LLC
|
X-17A-5
|
|
|
LARSON JAMES R
|
4
|
|
|
JACKSON JOHN EARL
|
4
|
|
|
NU RIDE INC.
|
4
|
|
|
Sole Andrew L.
|
4
|
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
RAMA MICHAEL P
|
4
|
|
|
Pitcock Matthew B
|
4
|
|
|
Parkening Riplee L
|
4
|
|
|
NU RIDE INC.
|
3
|
|