| Company Name |
Form Type |
SEC Filings |
|
|
|
|
JLL Income Property Trust, Inc.
|
DEF 14A
|
|
|
BERG JAMES A
|
3
|
|
|
Track Group, Inc.
|
3
|
|
|
FOXO TECHNOLOGIES INC.
|
NT 10-K
|
|
|
First American Financial Corp
|
DEF 14A
|
Financial Statements
|
|
TRADESTAR RESOURCES CORP
|
C
|
|
|
VanEck ETF Trust
|
497J
|
|
|
i-80 Gold Corp.
|
6-K
|
|
|
TECP VII, L.P.
|
D
|
|
|
Advisors' Inner Circle Fund II
|
NPORT-P/A
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
DEFA14A
|
|
|
Advisors' Inner Circle Fund III
|
497
|
|
|
FT 11409
|
S-6
|
|
|
DOUGALL & ASSOCIATES INC.
|
X-17A-5
|
|
|
FERGUSON Lewis H
|
4
|
|
|
Saba Capital Income & Opportunities Fund
|
NPORT-P
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
NPORT-P
|
|
|
FT 11420
|
S-6
|
|
|
FIRST TRUST HIGH INCOME LONG/SHORT FUND
|
DEFA14A
|
|
|
Broadway-PR-0214 Fund I, a series of AngelList Funds 2024, LP
|
D
|
|
|
Montagner Marc
|
4
|
|
|
Hooper Michael
|
3
|
|
|
WEC ENERGY GROUP, INC.
|
3
|
Financial Statements
|
|
AV Two Lakes Ventures Fund 2, LLC
|
D/A
|
|
|
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
|
15-12G
|
|
|
BATTERY EAST GROUP, LLC
|
X-17A-5
|
|
|
Mentor Capital, Inc.
|
10-K
|
|
|
WISCONSIN ELECTRIC POWER CO
|
3
|
|
|
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
|
S-8 POS
|
|
|
TPT GLOBAL TECH, INC.
|
8-K
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
DEFA14A
|
|
|
Kennedy Sheryl Lynn
|
4
|
|
|
Columbia ETF Trust I
|
485APOS
|
|
|
Willow Creek Wealth Management Inc.
|
13F-HR
|
|
|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
|
DEFA14A
|
|
|
CorEnergy Infrastructure Trust, Inc.
|
NT 10-K
|
|
|
New Generation Consumer Group, Inc.
|
C
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
NPORT-P
|
|
|
Advisors' Inner Circle Fund III
|
NPORT-P
|
|
|
City National Rochdale Select Strategies Fund
|
NPORT-P
|
|
|
de Sa Paul
|
4
|
|
|
Limber Health, Inc.
|
D/A
|
|
|
SANTO MINING CORP.
|
RW
|
|
|
BROOKS STEVEN D
|
4
|
|
|
HAROLD W. DANCE INC.
|
X-17A-5
|
|
|
Lakeside Holding Ltd
|
S-1
|
|
|
Symetra Life Insurance Co
|
S-1/A
|
|
|
HAWKTAIL II, L.P.
|
D
|
|
|
Bath Blake
|
4
|
|
|
St Leger Tina Amber
|
144
|
|
|
Immunocore Holdings plc
|
144
|
Financial Statements
|
|
Impact Infrastructure, Inc
|
C-AR
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
Evergreen Sustainable Enterprises, Inc.
|
8-K
|
|
|
SPARRING PARTNERS CAPITAL LLC
|
X-17A-5/A
|
|
|
FOLLA CAPITAL, LLC
|
X-17A-5
|
|
|
Invesco Exchange-Traded Fund Trust II
|
NPORT-P
|
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
NPORT-P
|
|
|
IdentifySensors Biologics Corp.
|
1-SA
|
|
|
PermRock Royalty Trust
|
10-K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6
|
10-K
|
|
|
Ho David D
|
4
|
|
|
Vicarious Surgical Inc.
|
4
|
|
|
COSENTINO ERIC F.
|
144
|
|
|
IDT CORP
|
144
|
Financial Statements
|
|
Qomolangma Acquisition Corp.
|
NT 10-K
|
|
|
SecureCo, Inc.
|
D
|
|
|
FORT GHENT BROKERAGE LLC
|
X-17A-5
|
|
|
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
|
8-K
|
|
|
PACE Healthcare Capital SPV Project Velocity, LLC
|
D/A
|
|
|
Pasadena Private Lending Inc.
|
D/A
|
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
NPORT-P
|
|
|
VANGUARD TRUSTEES' EQUITY FUND
|
NPORT-P
|
|
|
VANGUARD SPECIALIZED FUNDS
|
NPORT-P
|
|
|
VANGUARD STAR FUNDS
|
NPORT-P
|
|
|
VANGUARD FIXED INCOME SECURITIES FUNDS
|
NPORT-P
|
|
|
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
|
NPORT-P
|
|
|
VANGUARD WHITEHALL FUNDS
|
NPORT-P
|
|
|
VANGUARD WINDSOR FUNDS
|
NPORT-P
|
|
|
Vanguard Charlotte Funds
|
NPORT-P
|
|
|
RG RESOURCE TECHNOLOGIES, INC.
|
D
|
|
|
Miller/Howard High Income Equity Fund
|
4
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
N-CSR
|
|
|
VANGUARD EXPLORER FUND
|
NPORT-P
|
|
|
MCDERMOTT INVESTMENT SERVICES, LLC
|
X-17A-5
|
|
|
FORVIA SE/ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
WB Spring Pointe LLC
|
D
|
|
|
KSH Preferred Equity Fund II, LP
|
D
|
|
|
Carlyle Tactical Private Credit Fund
|
24F-2NT
|
|
|
APPLETON PARTNERS INC/MA
|
13F-HR
|
|
|
VENECREDIT SECURITIES, INC.
|
X-17A-5
|
|
|
Hunterbrook Global Fund Ltd.
|
D
|
|
|
Lambert Kevin
|
4
|
|
|
CapStar Financial Holdings, Inc.
|
4
|
Financial Statements
|
|
SOUTHERN WEALTH SECURITIES, LLC
|
X-17A-5
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
NPORT-P
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
NPORT-P
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
NPORT-P
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
NPORT-P
|
|
|
DAIS Corp
|
NT 10-K
|
|
|
CILLIAN HOLDINGS, LLC
|
X-17A-5
|
|
|
MS&AD Insurance Group Holdings, Inc.
|
F-6 POS
|
|
|
OAKPOINT SOLUTIONS, LLC
|
X-17A-5
|
|
|
Avenir Wellness Solutions, Inc.
|
NT 10-K
|
|
|
OGE ENERGY CORP.
|
ARS
|
Financial Statements
|
|
OGE ENERGY CORP.
|
DEFA14A
|
Financial Statements
|
|
OGE ENERGY CORP.
|
DEF 14A
|
Financial Statements
|
|
I-ON Digital Corp.
|
NT 10-K
|
|
|
Wheels, LLC
|
ABS-15G
|
|
|
LARP Holdings, LLC
|
D/A
|
|
|
Stark Focus Group, Inc.
|
NT 10-K
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
NPORT-P
|
|
|
WILLIAMSBURG INVESTMENT TRUST
|
497
|
|
|
Huang Pearl S
|
4
|
|
|
WATERS CORP /DE/
|
4
|
Financial Statements
|
|
Webb Kenneth E
|
4
|
|
|
HORANG SECURITIES, LLC
|
X-17A-5
|
|
|
Investment Managers Series Trust
|
497
|
|
|
HALL Asset Holdings, LLC
|
D/A
|
|
|
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK
|
497
|
|
|
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND
|
497
|
|
|
LIMITED TERM TAX EXEMPT BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND
|
497
|
|
|
AMERICAN FUNDS TAX EXEMPT SERIES II / CA
|
497
|
|
|
TAX EXEMPT BOND FUND OF AMERICA
|
497
|
|
|
WHIRLPOOL CORP /DE/
|
8-K
|
Financial Statements
|
|
OpenSky Ventures Fund I, LP
|
D/A
|
|
|
BEL FUSE INC /NJ
|
DEFA14A
|
Financial Statements
|
|
WATTS WATER TECHNOLOGIES INC
|
ARS
|
Financial Statements
|
|
BEL FUSE INC /NJ
|
DEF 14A
|
Financial Statements
|
|
Gaucho Group Holdings, Inc.
|
NT 10-K
|
|
|
Bespoke Extracts, Inc.
|
NT 10-K
|
|
|
WATTS WATER TECHNOLOGIES INC
|
DEFA14A
|
Financial Statements
|
|
Jiang Wei
|
4
|
|
|
WOODSIDE CAPITAL SECURITIES LLC
|
X-17A-5
|
|
|
American Funds Retirement Income Portfolio Series
|
497
|
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
497
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
497
|
|
|
American Funds Target Date Retirement Series
|
497
|
|
|
CSG SYSTEMS INTERNATIONAL INC
|
DEFA14A
|
Financial Statements
|
|
WATTS WATER TECHNOLOGIES INC
|
DEF 14A
|
Financial Statements
|
|
CSG SYSTEMS INTERNATIONAL INC
|
DEF 14A
|
Financial Statements
|
|
Bentz L. Earl
|
4
|
|
|
HUNZIKER HANS JORG
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
TAKTIFUL SOFTWARE SOLUTIONS LLC
|
D
|
|
|
Kawasaki Kisen Kaisha Ltd
|
F-6 POS
|
|
|
SCANDIUM INTERNATIONAL MINING CORP.
|
10-K
|
|
|
NATURAL HEALTH TRENDS CORP
|
DEF 14A
|
Financial Statements
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
American Funds Global Insight Fund
|
497
|
|
|
American Funds International Vantage Fund
|
497
|
|
|
American Funds Multi-Sector Income Fund
|
497
|
|
|
American Funds Emerging Markets Bond Fund
|
497
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
497
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
497
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
497
|
|
|
AMERICAN FUNDS CORPORATE BOND FUND
|
497
|
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
497
|
|
|
AMERICAN FUNDS MORTGAGE FUND
|
497
|
|
|
American Funds U.S. Government Money Market Fund
|
497
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
497
|
|
|
Short-Term Bond Fund of America
|
497
|
|
|
NEW WORLD FUND INC
|
497
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
497
|
|
|
SMALLCAP WORLD FUND INC
|
497
|
|
|
INTERMEDIATE BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN HIGH INCOME TRUST
|
497
|
|
|
CAPITAL WORLD BOND FUND
|
497
|
|
|
CAPITAL INCOME BUILDER
|
497
|
|
|
AMERICAN FUNDS INCOME SERIES
|
497
|
|
|
NEW ECONOMY FUND
|
497
|
|
|
EUROPACIFIC GROWTH FUND
|
497
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
497
|
|
|
NEW PERSPECTIVE FUND
|
497
|
|
|
INVESTMENT CO OF AMERICA
|
497
|
|
|
INCOME FUND OF AMERICA
|
497
|
|
|
GROWTH FUND OF AMERICA
|
497
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
497
|
|
|
BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN MUTUAL FUND
|
497
|
|
|
AMERICAN BALANCED FUND
|
497
|
|
|
Stokes Eric
|
4
|
|
|
NORTHWEST PIPE CO
|
4
|
Financial Statements
|
|
LONGO MICHAEL E
|
4
|
|
|
HIBBETT INC
|
4
|
Financial Statements
|
|
Brittain Miles
|
4
|
|
|
MCABEE MICHAEL C.
|
4
|
|
|
QUINN WILLIAM G
|
4
|
|
|
Wilkins Aaron
|
4
|
|
|
SMITH JONALIN S.
|
4
|
|
|
Stratos Liquid Fund LP
|
D
|
|
|
MONTROSS SCOTT J
|
4
|
|
|
Volke Robert
|
4
|
|
|
Stellantis N.V.
|
6-K
|
|
|
QUINBROOK CAPITAL PARTNERS LLC
|
X-17A-5
|
|
|
Allarity Therapeutics, Inc.
|
8-K
|
|
|
U.S. Lighting Group, Inc.
|
NT 10-K
|
|
|
HARBOR FUNDS
|
NPORT-P
|
|
|
Alteryx, Inc.
|
15-12G
|
Financial Statements
|
|
Aetherium Acquisition Corp
|
NT 10-K
|
|
|
Powell Warren Scott
|
3
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
3
|
Financial Statements
|
|
CACTI ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
EXPRESS HARD MONEY LLC
|
D
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
PACIFIC SELECT FUND
|
485BXT
|
|
|
SATIVUS TECH CORP.
|
10-K
|
|
|
RBC Capital Markets, LLC
|
MA-I/A
|
|
|
Jersey Extraction Lab LLC
|
D
|
|
|
Harbor ETF Trust
|
NPORT-P
|
|
|
HeartCore Enterprises, Inc.
|
8-K
|
Financial Statements
|
|
REVL SECURITIES, LLC
|
X-17A-5
|
|
|
SPDR GOLD TRUST
|
8-K
|
|
|
HST Global, Inc.
|
NT 10-K
|
|
|
World Gold Trust
|
8-K
|
|
|
Zapata Computing Holdings Inc.
|
4
|
|
|
KLITGAARD WILLIAM E
|
4
|
|
|
NOSS ELLIOT
|
144
|
|
|
TUCOWS INC /PA/
|
144
|
Financial Statements
|
|
Jones Dana Sue
|
4
|
|
|
WEST ALFRED P JR
|
4
|
|
|
SEI INVESTMENTS CO
|
4
|
Financial Statements
|
|
Gaingels Navier Boat LLC
|
D
|
|
|
Huber Jeff
|
4
|
|
|
North Square Investments Trust
|
NPORT-P
|
|
|
Golestani Clark
|
4
|
|
|
Blitzar Capital LLC
|
D/A
|
|
|
LG Display Co., Ltd.
|
6-K
|
Financial Statements
|
|
Cao Yudong
|
4
|
|
|
MIDDLEGATE SECURITIES INC.
|
X-17A-5
|
|
|
Global Wealth Strategies & Associates
|
13F-HR
|
|
|
Smith Douglas Edward
|
4
|
|
|
ERIE INDEMNITY CO
|
4
|
Financial Statements
|
|
ADVISORS' INNER CIRCLE FUND
|
NPORT-P
|
|
|
Flanagan Mimi
|
4
|
|
|
Blue Creek China Fund
|
D/A
|
|
|
Savoie Christopher
|
4
|
|
|
Listed Funds Trust
|
497K
|
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
VAN NOSTRAND ROBERT L
|
4
|
|
|
YIELD10 BIOSCIENCE, INC.
|
4
|
Financial Statements
|
|
OAK ASSOCIATES FUNDS
|
NPORT-P
|
|
|
Silver Point DOIP II Private Offshore Investors, L.P.
|
D/A
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Finley Tammy M
|
4
|
|
|
Connors Funds
|
497J
|
|
|
HUTTON WILLIAM L
|
4
|
|
|
REINSURANCE GROUP OF AMERICA INC
|
4
|
Financial Statements
|
|
Exchange Listed Funds Trust
|
497K
|
|
|
WILSON ALAN D
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
Hendricks Factual Media LLC
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
WIJNBERG SANDRA S
|
4
|
|
|
Sinskey Anthony J
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
STEVENS ROBERT J
|
4
|
|
|
JOHNSON MUTUAL FUNDS TRUST
|
24F-2NT
|
|
|
MacLellan Robert F.
|
4
|
|
|
HRABOWSKI FREEMAN A III
|
4
|
|
|
DUBLON DINA
|
4
|
|
|
DONNELLY WILLIAM P
|
4
|
|
|
INVICTA CAPITAL LLC
|
X-17A-5
|
|
|
Hamilton Richard William
|
4
|
|
|
Guggenheim Active Allocation Fund
|
4
|
|
|
TOUPIN RONALD E JR
|
4
|
|
|
Goodin Amy C
|
4
|
|
|
Dine Brands Global, Inc.
|
PX14A6G
|
Financial Statements
|
|
Carmell Corp
|
10-K
|
|
|
SMITH BRAD D
|
4
|
|
|
HUMANA INC
|
4
|
Financial Statements
|
|
BEL FUSE INC /NJ
|
ARS
|
Financial Statements
|
|
Feinberg David T
|
4
|
|
|
Altera General Partner Ownership Fund, LLC
|
D
|
|
|
HILZINGER KURT J
|
4
|
|
|
Summy Amy B.
|
144
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
144
|
Financial Statements
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
CMWA Small Cap Fund LLC
|
D
|
|
|
LEE SPENCER S
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
Microbot Medical Inc.
|
S-1/A
|
Financial Statements
|
|
Sysmex Corporation/ADR
|
F-6 POS
|
|
|
Global X Funds
|
NPORT-P
|
|
|
Farrell William J II
|
4
|
|
|
Lyon Mckinsey Margaret
|
4
|
|
|
10X Capital Venture Acquisition Corp. III
|
NT 10-K
|
|
|
PERPETUA RESOURCES CORP.
|
4
|
|
|
SIGA TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Pawlowski John
|
3
|
|
|
Mission Produce, Inc.
|
3
|
Financial Statements
|
|
Evil Empire Designs, Inc.
|
NT 10-K
|
|
|
Zalatoris II Acquisition Corp
|
NT 10-K
|
|
|
Zalatoris Acquisition Corp.
|
NT 10-K
|
|
