| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SolarGaps Inc.
|
C/A
|
|
|
Skyward Specialty Insurance Group, Inc.
|
10-K
|
|
|
Tectonic Financial, Inc.
|
10-K
|
|
|
Pioneer Series Trust V
|
497K
|
|
|
Breyta Capital SPV I LP
|
D
|
|
|
HACKETT GROUP, INC.
|
ARS
|
Financial Statements
|
|
Sushi Ginza Onodera, Inc.
|
FWP
|
|
|
ROBERTS & RYAN, INC.
|
X-17A-5
|
|
|
Thibeaux Simeon A.
|
SC 13G/A
|
|
|
RED RIVER BANCSHARES INC
|
SC 13G/A
|
Financial Statements
|
|
Cyber App Solutions Corp.
|
10-K
|
|
|
Hafnia Ltd
|
20FR12B/A
|
|
|
Kebbedies Carsten
|
3
|
|
|
Nuveen Global Cities REIT, Inc.
|
3
|
|
|
Desert Hawk Gold Corp.
|
10-K
|
|
|
Wagner Elizabeth A.
|
3
|
|
|
PIONEER SERIES TRUST XIV
|
497K
|
|
|
COLUMBIA BANKING SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
Swies Nicole
|
4
|
|
|
EZCORP INC
|
4
|
Financial Statements
|
|
Palmetto Superfoods Holdings Inc.
|
D
|
|
|
Legg Mason Global Asset Management Trust
|
497
|
|
|
Ford & Associates,Inc.
|
MA-A
|
|
|
Abel Robert A
|
4
|
|
|
Legg Mason Global Asset Management Trust
|
497K
|
|
|
ACCOUNTABILITY BOARD, INC.
|
PX14A6G
|
|
|
NOODLES & Co
|
PX14A6G
|
Financial Statements
|
|
Stockbridge Value Fund V SLP, LLC
|
D
|
|
|
Solventum Corp
|
S-8
|
|
|
Ezagoo Ltd
|
NT 10-K
|
|
|
Coastal Truck Investments, LLC
|
D
|
|
|
NEXT-ChemX Corporation.
|
10-K
|
|
|
SU-1011 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Vaughn Peter A
|
144
|
|
|
VAIL RESORTS INC
|
144
|
Financial Statements
|
|
QP-ST-0301 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D/A
|
|
|
ST-0301 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D/A
|
|
|
ARETE WEALTH MANAGEMENT, LLC
|
X-17A-5
|
|
|
Lying Together LLC
|
D/A
|
|
|
Qualigen Therapeutics, Inc.
|
NT 10-K
|
Financial Statements
|
|
FOCUS UNIVERSAL INC.
|
10-K
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Danimer Scientific, Inc.
|
424B3
|
|
|
BioDynamik, Inc.
|
D/A
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
10-K
|
|
|
Covelens Courtney Lee
|
4
|
|
|
Hines Investment Management Holdings Limited Partnership
|
40-6B/A
|
|
|
Hines Employee Access Partners I LP
|
40-6B/A
|
|
|
EA Series Trust
|
497J
|
|
|
Salamander Innisbrook, LLC
|
NT 10-K
|
|
|
NETTLES PATRICK H
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
Howell Deneen C
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
ANGELSDECK SMARTSPRAY LLC
|
D/A
|
|
|
Frontier Masters Fund
|
10-K
|
|
|
Frontier Diversified Fund
|
10-K
|
|
|
Frontier Long/Short Commodity Fund
|
10-K
|
|
|
Frontier Select Fund
|
10-K
|
|
|
Frontier Global Fund
|
10-K
|
|
|
Frontier Heritage Fund
|
10-K
|
|
|
Frontier Balanced Fund
|
10-K
|
|
|
Frontier Funds
|
10-K
|
|
|
Mitchell Partners, L.P.
|
D/A
|
|
|
Howard Eve N
|
4
|
|
|
WORLD HEALTH ENERGY HOLDINGS, INC.
|
NT 10-K
|
|
|
Evans Albert J.
|
4
|
|
|
CRAIG-HALLUM CAPITAL GROUP LLC
|
X-17A-5
|
|
|
Sunshine Biopharma, Inc
|
8-K
|
|
|
Kaya Holdings, Inc.
|
NT 10-K
|
|
|
Chilean Cobalt Corp.
|
424B3
|
|
|
Grubic Robert C
|
4
|
|
|
ROMAN STEPHEN
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Elvictor Group, Inc.
|
10-K
|
|
|
MOWERY THEODORE W
|
4
|
|
|
Veritas Farms, Inc.
|
NT 10-K
|
|
|
COMMERCE STREET CAPITAL, LLC
|
X-17A-5
|
|
|
Michael S. Ryan, Inc.
|
13F-HR
|
|
|
EQUATOR Beverage Co
|
8-K
|
|
|
CVB FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
HORTON OZEY K JR
|
4
|
|
|
GS Finance Corp.
|
FWP
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
CORPORATE FUEL SECURITIES LLC
|
X-17A-5
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
NewLake Capital Partners, Inc.
|
4
|
|
|
DUGAN GORDON F
|
4
|
|
|
MAGSTAR CAPITAL, LLC
|
X-17A-5
|
|
|
SUNRISE REAL ESTATE GROUP INC
|
NT 10-K
|
|
|
American Oncology Network, Inc.
|
8-K
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
Coniglio Anthony
|
4
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
NT 10-K
|
|
|
Smith Adrian T
|
4
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
4
|
Financial Statements
|
|
Versus Systems Inc.
|
10-K
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
MAINSTAY FUNDS TRUST
|
497J
|
|
|
Pleasant Dan Miller
|
4
|
|
|
Community Redevelopment Inc.
|
NT 10-K
|
|
|
Resonate Blends, Inc.
|
NT 10-K
|
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
Thomas Warren
|
4/A
|
|
|
ExchangeRight Income Fund
|
4/A
|
|
|
TORINO CAPITAL, LLC
|
X-17A-5
|
|
|
RCP Small & Emerging Fund III, LP
|
D/A
|
|
|
Ronda Penn
|
4
|
|
|
Manulife
|
4
|
|
|
John Hancock GA Senior Loan Trust
|
4
|
|
|
Kryptoin Bitcoin ETF Trust
|
SEC STAFF ACTION
|
|
|
125 Wayne Pompton Investment LLC
|
D
|
|
|
Rainmaker Worldwide Inc.
|
10-K
|
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
497K
|
|
|
Global Arena Holding, Inc.
|
NT 10-K
|
|
|
HE-0318 Fund I, a series of MV Funds, LP
|
D
|
|
|
Raney John Connor
|
4
|
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
Pacini Raymond J
|
4
|
|
|
Halfacre Aaron Scott
|
4
|
|
|
SCIUTTO SANDRA G
|
4
|
|
|
Pioneer Series Trust IV
|
497
|
|
|
K2 Capital a16z Fund, LLC
|
D
|
|
|
Southwest Gas Holdings, Inc.
|
144
|
Financial Statements
|
|
Daily Paul M
|
144
|
|
|
POWERDYNE INTERNATIONAL, INC.
|
NT 10-K
|
|
|
Sturmer Michael E
|
144
|
|
|
Progyny, Inc.
|
144
|
Financial Statements
|
|
Chilean Cobalt Corp.
|
10-K
|
|
|
ASBJORNSON NORMAN H
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
Sow Good Inc.
|
4
|
|
|
BERMAN LYLE
|
4
|
|
|
Steele Creek Capital Corp
|
SC TO-I/A
|
|
|
KKR FS Income Trust Select
|
8-K
|
|
|
LOVE JOHN H
|
4
|
|
|
Pioneer Series Trust V
|
497
|
|
|
PUBLIX SUPER MARKETS INC
|
8-K
|
|
|
CarbonMeta Technologies, Inc.
|
NT 10-K
|
|
|
OneMeta Inc.
|
10-K
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
497
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
SC 13D/A
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
Rice Jill M
|
4
|
|
|
Trans American Aquaculture, Inc
|
NT 10-K
|
|
|
China Health Industries Holdings, Inc.
|
10-Q
|
|
|
HORNADAY F D III
|
4
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
N-23C3A
|
|
|
DIVALL INSURED INCOME PROPERTIES 2 LIMITED PARTNERSHIP
|
10-K
|
|
|
Cattie Christopher T
|
4
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497K
|
|
|
Manulife
|
4
|
|
|
PittMoss LLC
|
C/A
|
|
|
INTER-AMERICAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
Direxion Shares ETF Trust
|
NPORT-P
|
|
|
AMG Pantheon Credit Solutions Fund
|
N-2/A
|
|
|
BI-0305 Gaingels Fund II, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
&PARTNERS
|
X-17A-5/A
|
|
|
Brookfield Asset Management ULC
|
4
|
|
|
Brookfield REIT Adviser LLC
|
4
|
|
|
Brookfield US Inc.
|
4
|
|
|
Brookfield Property Master Holdings LLC
|
4
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
4
|
|
|
Brookfield Property Group LLC
|
4
|
|
|
Brookfield US Holdings Inc.
|
4
|
|
|
BROOKFIELD Corp /ON/
|
4
|
|
|
Reed James T Jr
|
4
|
|
|
PIONEER SERIES TRUST XIV
|
497
|
|
|
United Health Products, Inc.
|
10-K
|
|
|
Capital World Investors
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
FT 11323
|
487
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Quillin M Kirk
|
4
|
|
|
GLP INVESTMENT SERVICES, LLC
|
X-17A-5
|
|
|
Miller/Howard High Income Equity Fund
|
SC 13D/A
|
|
|
Starnes Robert Alan
|
3
|
|
|
Chosen, Inc.
|
3
|
|
|
Bisenius James Allen
|
3
|
|
|
Lang Gregory A.
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Harbor Funds II
|
NPORT-P
|
|
|
One World Products, Inc.
|
NT 10-K
|
|
|
PURCELL CYNTHIA D
|
4
|
|
|
PG Dallas Uptown Investors, LLC
|
D/A
|
|
|
SHEPHARD JOEL R
|
4
|
|
|
Rearden Matthew William
|
3
|
|
|
Bagheri David
|
3
|
|
|
WILLIAMS RICHARD ALAN
|
4
|
|
|
Young Kyle Philip
|
3
|
|
|
Jenkins Dallas Lawrence
|
3
|
|
|
QUOTEMEDIA INC
|
NT 10-K
|
|
|
TSW Opportunities Fund LP
|
D/A
|
|
|
Doornbos Cris Henry
|
3
|
|
|
Warnock Katherine Mary
|
3
|
|
|
McLean James P.G.
|
4
|
|
|
1074 Cedar Way LLC
|
D
|
|
|
Judd Andrew
|
144
|
|
|
Laird Superfood, Inc.
|
144
|
Financial Statements
|
|
CVB FINANCIAL CORP
|
DEF 14A
|
Financial Statements
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
NPORT-P
|
|
|
Smith Jeremiah Charles
|
3
|
|
|
Asiatico Brooke Ann
|
3
|
|
|
SMITH JAMES C
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
NARAYEN SHANTANU
|
4
|
|
|
Quincey James
|
4
|
|
|
Echevarria Joseph
|
4
|
|
|
Pelo Bradley Dale
|
3
|
|
|
SKINVISIBLE, INC.
|
NT 10-K
|
|
|
SEACAP SECURITIES LLC
|
X-17A-5
|
|
|
Larsen Jonathan Daniel
|
3
|
|
|
Verde Clean Fuels, Inc.
|
424B3
|
|
|
Federated Hermes Money Market Obligations Trust
|
497K
|
|
|
Saker Aviation Services, Inc.
|
10-K
|
|
|
Luetjen Sherrey
|
4
|
|
|
Swerdlow Adam Joseph
|
3
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
Coyni, Inc.
|
NT 10-K
|
|
|
Aladdin Technology Investors LLC
|
D
|
|
|
Foode Inc.
|
D
|
|
|
CANANDAIGUA NATIONAL BANK & TRUST CO
|
13F-HR
|
|
|
Manufacturers Life Insurance Co
|
4
|
|
|
PEACHTREE PC INVESTORS, LLC
|
X-17A-5
|
|
|
VAN CLEMENS & CO. INCORPORATED
|
X-17A-5
|
|
|
TechCom, Inc.
|
NT 10-K
|
|
|
Stellar Wealth Partners India Fund I, LP
|
D/A
|
|
|
Larsen Kenneth A
|
4
|
|
|
EA Series Trust
|
N-CEN
|
|
|
FT 11322
|
497J
|
|
|
AIM INVESTMENT FUNDS
|
NPORT-P
|
|
|
AIM SECTOR FUNDS
|
NPORT-P
|
|
|
Kohler Kayleen R
|
4
|
|
|
Callicotte Lisa
|
4
|
|
|
TRADEPRO SECURITIES,INC.
|
X-17A-5
|
|
|
Callon Petroleum Co
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Thomas Warren
|
4
|
|
|
ExchangeRight Income Fund
|
4
|
|
|
Motorsport Games Inc.
|
10-K
|
Financial Statements
|
|
DelSanto Anne
|
144
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
144
|
Financial Statements
|
|
PerciseDx, Inc.
|
D
|
|
|
GALT FINANCIAL GROUP, INC.
|
X-17A-5
|
|
|
GRESCOVICH MARK J
|
4
|
|
|
Two Roads Shared Trust
|
NPORT-P
|
|
|
Costa James M
|
4
|
|
|
Schuh Darrell W.
|
3
|
|
|
SMITH A O CORP
|
3
|
Financial Statements
|
|
Telesat Corp
|
6-K
|
|
|
Corrreia Christina
|
144
|
|
|
Alexy Kimberly
|
144
|
|
|
LAM RESEARCH CORP
|
144
|
Financial Statements
|
|
WESTERN DIGITAL CORP
|
144
|
Financial Statements
|
|
ANNEXUS SECURITIES, LLC
|
X-17A-5/A
|
|
|
BAYTEX ENERGY CORP.
|
6-K
|
|
|
360 Funds
|
485BXT
|
|
|
OXFORD INDUSTRIES INC
|
10-K
|
Financial Statements
|
|
COLLAGE VENTURE PARTNERS, LLC
|
X-17A-5
|
|
|
Vislink Technologies, Inc.
|
NT 10-K
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
4
|
|
|
Conner Peter
|
4
|
|
|
Avangrid, Inc.
|
4
|
Financial Statements
|
|
Solomont Alan D
|
4
|
|
|
METRIC FINANCIAL, LLC
|
X-17A-5
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
BARNABAS CAPITAL, LLC
|
X-17A-5
|
|
|
Comrit Investments 1, LP
|
SC TO-T
|
|
|
Inland Real Estate Income Trust, Inc.
|
SC TO-T
|
|
|
Butterfield Robert
|
4
|
|
|
First American Financial Corp
|
ARS
|
Financial Statements
|
|
PEMBINA PIPELINE CORP
|
6-K
|
Financial Statements
|
|
New Mountain Partners VII Private Investors Offshore, L.P.
|
D/A
|
|
|
New Mountain Partners VII Private Investors, LLC
|
D/A
|
|
|
EXPONENT FOUNDERS CAPITAL II, LP
|
D/A
|
|
|
Mitesco, Inc.
|
NT 10-K
|
|
|
CITIGROUP INC
|
25-NSE
|
Financial Statements
|
|
AC Partners, Inc.
|
1-A/A
|
|
|
VIRCO MFG CORPORATION
|
8-K
|
Financial Statements
|
|
DANAHER CORP /DE/
|
25-NSE
|
Financial Statements
|
|
WeTrade Group Inc.
|
NT 10-K
|
Financial Statements
|
|
Intellicheck, Inc.
|
10-K
|
Financial Statements
|
|
Brown Janet M
|
4
|
|
|
Dunham Funds
|
497K
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
JLL Income Property Trust, Inc.
|
ARS
|
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
497J
|
|
|
Innoveren Scientific, Inc.
|
8-K
|
|
|
Free Flow, Inc.
|
10-K
|
|
|
HALO SECURITIES, LLC
|
X-17A-5
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
10-K
|
|
|
KENILWORTH SYSTEMS CORP
|
S-1
|
|
|
Sutimco International Inc.
|
C
|
|
|
TCW Direct Lending VII LLC
|
10-K
|
|
