| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CONMED Corp
|
DEF 14A
|
Financial Statements
|
|
Inozyme Pharma, Inc.
|
8-K
|
Financial Statements
|
|
TFF Pharmaceuticals, Inc.
|
S-1
|
Financial Statements
|
|
Snow Lake Resources Ltd.
|
6-K
|
Financial Statements
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
Li Auto Inc.
|
6-K
|
Financial Statements
|
|
Tradeweb Markets Inc.
|
8-K
|
Financial Statements
|
|
Flora Growth Corp.
|
8-K
|
Financial Statements
|
|
Spirit Airlines, Inc.
|
8-K
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
8-K
|
Financial Statements
|
|
Peabody Global Investments, LLC
|
S-3ASR
|
|
|
JONES LANG LASALLE INC
|
4
|
Financial Statements
|
|
Fortitude Gold Corp
|
DEFA14A
|
|
|
RBB Bancorp
|
ARS
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Conduit Venture Labs Holdings I, LLC
|
D
|
|
|
Adams Laura M.
|
4
|
|
|
Mock James M
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Archetype Growth Holdings LLC
|
D/A
|
|
|
Alternative Credit Income Fund
|
40-17G
|
|
|
Kitagawa Allan S
|
4
|
|
|
Territorial Bancorp Inc.
|
4
|
Financial Statements
|
|
New York City Comptroller's Office on behalf of the New York City Pension Funds
|
PX14A6G
|
|
|
MORGAN STANLEY
|
PX14A6G
|
Financial Statements
|
|
ASA Gold & Precious Metals Ltd
|
DEFA14A
|
Financial Statements
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
nCino, Inc.
|
144
|
Financial Statements
|
|
Glover Joshua L
|
144
|
|
|
Desmond Sean
|
144
|
|
|
Burton Paul Frederick
|
4
|
|
|
Cardio Diagnostics Holdings, Inc.
|
4
|
|
|
FONAR CORP
|
DEF 14A
|
Financial Statements
|
|
Hirata Vernon
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Bochi Nectar Partners, a Series of Vauban Platform LP
|
D
|
|
|
Plourd Martin E
|
4
|
|
|
Community West Bancshares
|
4
|
Financial Statements
|
|
SILENT CAPITAL IX, A SERIES OF SILENT CAPITAL HOLDINGS, LP
|
D
|
|
|
First National Master Note Trust
|
10-D
|
|
|
FIRST NATIONAL FUNDING LLC
|
10-D
|
|
|
JCP NSW AVM SPV
|
D
|
|
|
Filippin William F
|
4
|
|
|
Stone Ridge Trust VIII
|
N-CSRS
|
|
|
Skyward Specialty Insurance Group, Inc.
|
DEFR14A
|
|
|
Stronks Timothy Joseph
|
4
|
|
|
mTradeCo.
|
D/A
|
|
|
GOLDMAN SACHS GROUP INC
|
PX14A6G
|
Financial Statements
|
|
Lau Stanley K.
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
PX14A6G
|
Financial Statements
|
|
Naude Pierre
|
144
|
|
|
Chadwick Suzanne Marie
|
4
|
|
|
DP Industrial Investor LLC
|
D
|
|
|
Dobyns Tom
|
4
|
|
|
TOMPKINS FINANCIAL CORP
|
13F-HR
|
Financial Statements
|
|
Huston Michael G.
|
3
|
|
|
NORTHRIM BANCORP INC
|
3
|
Financial Statements
|
|
LOKEY JAMES W
|
4
|
|
|
UBS AG
|
424B2
|
|
|
Sellers Jeanette
|
144
|
|
|
Parcel B a Series of Parcel B Ventures LLC
|
D/A
|
|
|
Axonic Residential Mortgage Fund LP
|
D/A
|
|
|
Orenstein Gregory
|
144
|
|
|
STOVESAND KIRK
|
4
|
|
|
JCP NSW AVM SPV
|
D
|
|
|
ABS Long/Short Strategies Fund
|
SC TO-I/A
|
|
|
FingoPay, LLC
|
C/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Segra Resource Onshore Partners, LP
|
D/A
|
|
|
Tompkins Trust Co
|
13F-NT
|
|
|
EDGE Fund a Series Of Rebel Seed Partners LLC
|
D/A
|
|
|
White Mark Andrew
|
144
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
MCDONALDS CORP
|
DEFA14A
|
Financial Statements
|
|
Segra Resource Offshore Partners, Ltd.
|
D/A
|
|
|
Intrater James
|
4
|
|
|
GOLF HOST SECURITIES, INC.
|
X-17A-5
|
|
|
Late Night Fund 1 a Series of Late Night Ventures Master LLC
|
D/A
|
|
|
Lau Daniel
|
SC 13G/A
|
|
|
Telesat Corp
|
SC 13G/A
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Tidal ETF Trust
|
N-CSRS
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
N-CSRS
|
|
|
Wadsten Marcia Lynn
|
4
|
|
|
Jackson Financial Inc.
|
4
|
|
|
Nakatsuka Ralph Y
|
4
|
|
|
Smith Craig Donald
|
4
|
|
|
Romine Scott
|
4
|
|
|
Raub Christopher
|
4
|
|
|
RBB Bancorp
|
DEF 14A
|
Financial Statements
|
|
Prieskorn Laura Louene
|
4
|
|
|
Palmer Square Opportunistic Income Fund
|
N-CSRS
|
|
|
Ganguly Devkumar Dilip
|
4
|
|
|
Cummings Don W
|
4
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
POS AM
|
|
|
Chelko Carrie
|
4
|
|
|
Levy Oded
|
4
|
|
|
AGENUS INC
|
4
|
Financial Statements
|
|
ARMEN GARO H
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
CPS Receivables Five LLC
|
ABS-15G
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
ABS-15G
|
Financial Statements
|
|
Mytaverse Seed Extension 2 Miami Angels, a Series of Vauban Platform LP
|
D
|
|
|
Adecoagro S.A.
|
6-K
|
Financial Statements
|
|
Inspire Investing, LLC
|
PX14A6G
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
PX14A6G
|
Financial Statements
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Tampa Bay Banking Co
|
D
|
|
|
Freidman Daniel R
|
144
|
|
|
CALERES INC
|
144
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
PGT Innovations, Inc.
|
15-12G
|
Financial Statements
|
|
Alger ETF Trust
|
N-CSR/A
|
|
|
Granite Alpha Capital Flagship Fund, LP
|
D/A
|
|
|
Gazelle Ventures a Series of Gazelle Capital Ventures LLC
|
D/A
|
|
|
NCS Multistage Holdings, Inc.
|
ARS
|
Financial Statements
|
|
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD.
|
D/A
|
|
|
Ezagoo Ltd
|
10-K
|
|
|
PROSHARES TRUST
|
485APOS
|
|
|
LENZ Therapeutics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
EcoR1 Capital, LLC
|
SC 13G/A
|
|
|
Axonic Residential Mortgage Overseas Fund Ltd.
|
D/A
|
|
|
Masterworks 162, LLC
|
1-U
|
|
|
Masterworks 163, LLC
|
1-U
|
|
|
Masterworks 164, LLC
|
1-U
|
|
|
Masterworks 161, LLC
|
1-U
|
|
|
Masterworks 159, LLC
|
1-U
|
|
|
Masterworks 165, LLC
|
1-U
|
|
|
Masterworks 160, LLC
|
1-U
|
|
|
Masterworks 158, LLC
|
1-U
|
|
|
Masterworks 157, LLC
|
1-U
|
|
|
Masterworks 153, LLC
|
1-U
|
|
|
Masterworks 154, LLC
|
1-U
|
|
|
Masterworks 152, LLC
|
1-U
|
|
|
Masterworks 156, LLC
|
1-U
|
|
|
Masterworks 155, LLC
|
1-U
|
|
|
Masterworks 145, LLC
|
1-U
|
|
|
Masterworks 146, LLC
|
1-U
|
|
|
Masterworks 144, LLC
|
1-U
|
|
|
Masterworks 148, LLC
|
1-U
|
|
|
Masterworks 149, LLC
|
1-U
|
|
|
Masterworks 150, LLC
|
1-U
|
|
|
Masterworks 147, LLC
|
1-U
|
|
|
Masterworks 140, LLC
|
1-U
|
|
|
Masterworks 142, LLC
|
1-U
|
|
|
Masterworks 141, LLC
|
1-U
|
|
|
Masterworks 143, LLC
|
1-U
|
|
|
Masterworks 138, LLC
|
1-U
|
|
|
Masterworks 137, LLC
|
1-U
|
|
|
Masterworks 139, LLC
|
1-U
|
|
|
Masterworks 136, LLC
|
1-U
|
|
|
Masterworks 135, LLC
|
1-U
|
|
|
Masterworks 134, LLC
|
1-U
|
|
|
CarMax Auto Owner Trust 2024-2
|
ABS-15G
|
|
|
CARMAX AUTO FUNDING LLC
|
ABS-15G
|
|
|
Future of Healthcare Fund I a Series of NU FR LLC
|
D/A
|
|
|
Creative Global Technology Holdings Ltd
|
F-1/A
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Colossal Shrimp LLC
|
D
|
|
|
Box Holdings LP
|
D/A
|
|
|
Evensky & Katz LLC
|
13F-HR
|
|
|
Jensen Patrick J
|
4
|
|
|
Access-Power & Co., Inc.
|
4
|
|
|
SEI DAILY INCOME TRUST /MA/
|
N-CSR
|
|
|
MH ELITE PORTFOLIO OF FUNDS TRUST
|
N-CSR/A
|
|
|
PROSHARES TRUST
|
485BPOS
|
|
|
Rauch Capital Burst LXV, a series of Rauch Capital Burst, LP
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
SOUTHPOINT QUALIFIED FUND LP
|
D/A
|
|
|
LGVP LY, LLC Series 2
|
D
|
|
|
Tidal ETF Trust
|
N-CSR
|
|
|
INVESTX SERIES
|
D/A
|
|
|
Pomona Investment Fund
|
424B3
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
DEFA14A
|
Financial Statements
|
|
BIP Private Investors, LLC
|
D
|
|
|
FL-0308 Fund II AL Vehicle, a series of Operator Ventures, LP
|
D
|
|
|
FL-0308 Fund II, a series of Operator Ventures, LP
|
D
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
DEF 14A
|
Financial Statements
|
|
Bath Savings Trust Co
|
13F-HR
|
|
|
Carey Thomas P
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
FLOWERS MELVIN L
|
4
|
|
|
Duelks Robert N
|
4
|
|
|
StoneX Group Inc.
|
8-K
|
Financial Statements
|
|
375 Westside, LLC
|
D
|
|
|
Attack Capital Fund I a Series of Attack Capital LLC
|
D/A
|
|
|
Carter Pamela L
|
4
|
|
|
BRUN LESLIE A
|
4
|
|
|
Zavery Amit
|
4
|
|
|
Nazareth Annette L.
|
4
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
MURRAY EILEEN K
|
4
|
|
|
Markus Maura A.
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
KELLER BRETT
|
4
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Star Gold Corp.
|
10-Q
|
|
|
TCW ETF Trust
|
425
|
|
|
METROPOLITAN WEST FUNDS
|
425
|
|
|
METROPOLITAN WEST FUNDS
|
497
|
|
|
TCW FUNDS INC
|
425
|
|
|
TCW FUNDS INC
|
497
|
|
|
Masterworks 132, LLC
|
1-U
|
|
|
Masterworks 130, LLC
|
1-U
|
|
|
Masterworks 123, LLC
|
1-U
|
|
|
Masterworks 117, LLC
|
1-U
|
|
|
Masterworks 116, LLC
|
1-U
|
|
|
Masterworks 115, LLC
|
1-U
|
|
|
Masterworks 109, LLC
|
1-U
|
|
|
Masterworks 107, LLC
|
1-U
|
|
|
Masterworks 104, LLC
|
1-U
|
|
|
Masterworks 103, LLC
|
1-U
|
|
|
Masterworks 102, LLC
|
1-U
|
|
|
Masterworks 101, LLC
|
1-U
|
|
|
Masterworks 097, LLC
|
1-U
|
|
|
Masterworks 092, LLC
|
1-U
|
|
|
Masterworks 091, LLC
|
1-U
|
|
|
Masterworks 089,LLC
|
1-U
|
|
|
Masterworks 088,LLC
|
1-U
|
|
|
Masterworks 133, LLC
|
1-U
|
|
|
Masterworks 131, LLC
|
1-U
|
|
|
Masterworks 129, LLC
|
1-U
|
|
|
Masterworks 127, LLC
|
1-U
|
|
|
Masterworks 128, LLC
|
1-U
|
|
|
Masterworks 126, LLC
|
1-U
|
|
|
Masterworks 122, LLC
|
1-U
|
|
|
Masterworks 124, LLC
|
1-U
|
|
|
Masterworks 120, LLC
|
1-U
|
|
|
Masterworks 121, LLC
|
1-U
|
|
|
Masterworks 118, LLC
|
1-U
|
|
|
Masterworks 114, LLC
|
1-U
|
|
|
Masterworks 113, LLC
|
1-U
|
|
|
Masterworks 111, LLC
|
1-U
|
|
|
Masterworks 110, LLC
|
1-U
|
|
|
Masterworks 112, LLC
|
1-U
|
|
|
Masterworks 108, LLC
|
1-U
|
|
|
Masterworks 106, LLC
|
1-U
|
|
|
Masterworks 099, LLC
|
1-U
|
|
|
Masterworks 105, LLC
|
1-U
|
|
|
Masterworks 100, LLC
|
1-U
|
|
|
Masterworks 098, LLC
|
1-U
|
|
|
Masterworks 096, LLC
|
1-U
|
|
|
Masterworks 095, LLC
|
1-U
|
|
|
Masterworks 094, LLC
|
1-U
|
|
|
Masterworks 093, LLC
|
1-U
|
|
|
Masterworks 090,LLC
|
1-U
|
|
|
Masterworks 087, LLC
|
1-U
|
|
|
JNL SERIES TRUST
|
DEF 14C
|
|
|
Managed Portfolio Series
|
N-CSRS
|
|
|
SportsEdTV, Inc.
|
C-TR
|
|
|
GK Investor LLC
|
SC 13D/A
|
|
|
GENCO SHIPPING & TRADING LTD
|
SC 13D/A
|
Financial Statements
|
|
ARBOR INVESTMENTS VI-A, L.P.
|
D
|
|
|
USEDC Mineral Exchange I LLC
|
D/A
|
|
|
ARBOR INVESTMENTS VI, L.P.
|
D
|
|
|
KAUR JESVIN
|
3
|
|
|
Future Health ESG Corp.
|
3
|
|
|
Daimler Trucks Retail Trust 2024-1
|
ABS-15G
|
|
|
Daimler Trucks Retail Receivables LLC
|
ABS-15G
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
N-2/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2396
|
487
|
|
|
M.D.C. HOLDINGS, INC.
|
10-K/A
|
Financial Statements
|
|
NEW HARBOR MANATEE FUND-A, LP
|
D
|
|
|
Hoese & Co LLP
|
13F-HR
|
|
|
abrdn Global Infrastructure Income Fund
|
DEF 14A
|
|
|
NEW HARBOR MANATEE FUND, LP
|
D
|
|
|
Tidal Trust II
|
N-CSRS
|
|
|
Alternative Ballistics Corp
|
1-A-W
|
|
|
INDIA FUND, INC.
|
DEF 14A
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
abrdn Global Premier Properties Fund
|
DEF 14A
|
|
|
abrdn Total Dynamic Dividend Fund
|
DEF 14A
|
|
|
abrdn Global Dynamic Dividend Fund
|
DEF 14A
|
|
|
MCDONALDS CORP
|
ARS
|
Financial Statements
|
|
Howmet Aerospace Inc.
|
8-K
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
DEF 14A
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
DEF 14A
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
DEF 14A
|
|
|
CMG Revival Opportunity Fund LLC
|
D
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
DEF 14A
|
|
|
CATALYST PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Tierney David S
|
144
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
DEF 14A
|
|
|
abrdn Income Credit Strategies Fund
|
DEF 14A
|
|
|
MCDONALDS CORP
|
DEF 14A
|
Financial Statements
|
|
NORWOOD FINANCIAL CORP
|
DEFA14A
|
Financial Statements
|
|
Dink, LLC/MS
|
D
|
|
|
Claire's Holdings LLC
|
D/A
|
|
|
Advisors Disciplined Trust 2221
|
497J
|
|
|
ROWLANDMILLER & PARTNERS.ADV
|
13F-HR
|
|
|
Tidal Trust II
|
N-CSR
|
|
