| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NETSOL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
NEW ENGLAND LIFE INSURANCE CO
|
D/A
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
NLCA DG Investment Grade Portfolio 1 DST
|
D/A
|
|
|
NM PERA Crescit Eundo TJC Co-Invest, L.P.
|
D
|
|
|
NOACK THOMAS J
|
4
|
|
|
NORTHEAST INVESTORS TRUST
|
40-17G
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485APOS
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
NOYACK Logistics Income REIT II, Inc.
|
1-SA
|
|
|
NUVEEN FLOATING RATE INCOME FUND
|
4
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
NUVEEN INVESTMENT TRUST II
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
NPORT-P
|
|
|
NY Union LLC
|
C
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Nachman Joseph R
|
144
|
|
|
Nano Dimension Ltd.
|
6-K
|
Financial Statements
|
|
Nano Labs Ltd
|
6-K
|
Financial Statements
|
|
Nano Labs Ltd
|
6-K/A
|
Financial Statements
|
|
NanoVibronix, Inc.
|
8-K
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nazareth Annette L.
|
4
|
|
|
Negari Daniel Moshe
|
SC 13D/A
|
|
|
Neptune Wellness Solutions Inc.
|
8-K
|
Financial Statements
|
|
Nerdy Inc.
|
4
|
|
|
Neumora Therapeutics, Inc.
|
4
|
|
|
Neumora Therapeutics, Inc.
|
SC 13D
|
|
|
New Brothers Production LLC
|
D
|
|
|
New Territory Opportunity Fund LP
|
D/A
|
|
|
Newell Eric R
|
3
|
|
|
Newell Eric R
|
4
|
|
|
Next.e.GO B.V.
|
425
|
|
|
Nicol Ronald Lee
|
4
|
|
|
Nissan Auto Lease Trust 2021-A
|
10-D
|
|
|
Nissan Auto Lease Trust 2022-A
|
10-D
|
|
|
Nissan Auto Lease Trust 2023-A
|
10-D
|
|
|
Nissan Auto Lease Trust 2023-B
|
10-D
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
Nixplay Inc
|
1-SA
|
|
|
Northern Lights Fund Trust
|
485BPOS
|
|
|
Northern Lights Fund Trust IV
|
25-NSE
|
|
|
Northern Lights Fund Trust IV
|
CERT
|
|
|
Novan, Inc.
|
8-K
|
Financial Statements
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
Novo Integrated Sciences, Inc.
|
DEFA14A
|
|
|
Nuburu, Inc.
|
4
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
Nutanix, Inc.
|
4
|
Financial Statements
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
NPORT-P
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
NPORT-P
|
|
|
Nuveen Credit Strategies Income Fund
|
NPORT-P
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
Nuveen Multi-Asset Income Fund
|
SC 13D/A
|
|
|
Nuveen Municipal Credit Income Fund
|
NPORT-P
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
NPORT-P
|
|
|
Nuveen Preferred & Income Fund
|
NPORT-P
|
|
|
Nuveen Preferred & Income Securities Fund
|
NPORT-P
|
|
|
Nuveen Preferred & Income Term Fund
|
NPORT-P
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
NPORT-P
|
|
|
Nuzum Charles Lee Sr
|
4
|
|
|
Nvni Group Ltd
|
F-4MEF
|
|
|
O'Rourke James Calvin
|
4
|
|
|
O'Toole Amie Thuener
|
4
|
|
|
OCEANEERING INTERNATIONAL INC
|
144
|
Financial Statements
|
|
OCEANEERING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
OFG BANCORP
|
4
|
Financial Statements
|
|
OL-0825 Fund I, a series of PF AL, LP
|
D
|
|
|
OMEROS CORP
|
4
|
Financial Statements
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
ORASURE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
OURCROWD 50 V-QP, L.P.
|
D
|
|
|
Oaktree Capital Group, LLC
|
SC 13D/A
|
|
|
Oaktree Strategic Credit Fund
|
8-K
|
|
|
OceanTech Acquisitions I Corp.
|
425
|
|
|
OceanTech Acquisitions I Corp.
|
8-K
|
|
|
Ocuphire Pharma, Inc.
|
8-K
|
|
|
Odysight.ai Inc.
|
S-1/A
|
|
|
Odyssey PanAmerica Equity Fund, LP
|
D/A
|
|
|
Ohanian Alexis
|
4
|
|
|
Ollin Cafetzin, LLC
|
C/A
|
|
|
OneSpan Inc.
|
8-K
|
Financial Statements
|
|
Opera Ltd
|
424B7
|
Financial Statements
|
|
Opera Ltd
|
6-K
|
Financial Statements
|
|
OptionAgent Capital Partners, L.P.
|
D/A
|
|
|
Orange County Bancorp, Inc. /DE/
|
8-K
|
Financial Statements
|
|
Oroian Paul
|
4
|
|
|
Otonomo Technologies Ltd.
|
425
|
|
|
Outdoorsmen.com, Inc.
|
D
|
|
|
Oxholm Jose Miguel
|
4
|
|
|
PANAMA REPUBLIC OF
|
424B3
|
|
|
PARKERVISION INC
|
D
|
|
|
PATRICK CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
PAYCHEX INC
|
8-K
|
Financial Statements
|
|
PB U/X Partners, LLC
|
D/A
|
|
|
PEARL BARRY R
|
4
|
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
PERMANENT PORTFOLIO FAMILY OF FUNDS
|
NPORT-P
|
|
|
PERRITT FUNDS INC
|
NPORT-P
|
|
|
PERROTT KATHLEEN C
|
3
|
|
|
PGIM ETF TRUST
|
485APOS
|
|
|
PHP Ventures Acquisition Corp.
|
425
|
|
|
PHP Ventures Acquisition Corp.
|
8-K
|
|
|
PICKERING GRANT
|
4
|
|
|
PILGRIMS PRIDE CORP
|
424B5
|
Financial Statements
|
|
PILGRIMS PRIDE CORP
|
FWP
|
Financial Statements
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
8-K
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
8-K
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
8-K
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
424B3
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
8-K
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
424B3
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
8-K
|
|
|
PIMCO ETF Trust
|
24F-2NT
|
|
|
PIMCO Equity Series
|
24F-2NT
|
|
|
PIMCO Flexible Credit Income Fund
|
24F-2NT
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
24F-2NT
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
8-K
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
8-K
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
8-K
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
8-K
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
8-K
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
8-K
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
PIONEER ASSET ALLOCATION TRUST
|
497
|
|
|
PIONEER BOND FUND /DE/
|
497
|
|
|
PIONEER EQUITY INCOME FUND
|
497
|
|
|
PIONEER FUND /MA/
|
497
|
|
|
PIONEER HIGH YIELD FUND
|
497
|
|
|
PIONEER MID CAP VALUE FUND
|
497
|
|
|
PIONEER SERIES TRUST II
|
497
|
|
|
PIONEER SERIES TRUST VII
|
497
|
|
|
PIONEER SERIES TRUST VIII
|
497
|
|
|
PIONEER SERIES TRUST X
|
497
|
|
|
PIONEER SERIES TRUST XI
|
497
|
|
|
PIONEER SERIES TRUST XII
|
497
|
|
|
PIONEER SERIES TRUST XIV
|
497
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497
|
|
|
PMF Central Florida IV LLC
|
D
|
|
|
PNC NMTC Fund 3, LLC
|
D
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
PRICE ROBERT E
|
4
|
|
|
PRICE T ROWE GROUP INC
|
144
|
Financial Statements
|
|
PRICESMART INC
|
4
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497K
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
PROTHENA CORP PUBLIC LTD CO
|
144
|
Financial Statements
|
|
PROTHENA CORP PUBLIC LTD CO
|
4
|
Financial Statements
|
|
PRP Depositor 2023-NQM2 LLC
|
ABS-15G
|
|
|
PUGET ENERGY INC /WA
|
8-K
|
|
|
PUGET SOUND ENERGY INC
|
8-K
|
|
|
Pacheco Jack A
|
4
|
|
|
Paqua Capital Fund LP
|
D/A
|
|
|
ParaZero Technologies Ltd.
|
6-K
|
|
|
Paranovus Entertainment Technology Ltd.
|
20-F/A
|
|
|
Pattabhiraman Arun
|
4
|
|
|
PaxMedica, Inc.
|
8-K
|
Financial Statements
|
|
PayPal Holdings, Inc.
|
3
|
Financial Statements
|
|
Peaceful Arts Ales & Lagers, LLC
|
C
|
|
|
Peak Thermal, Inc
|
D/A
|
|
|
Pearson Michael C
|
4
|
|
|
Pech Cedric
|
144
|
|
|
Perception Capital Corp. II
|
S-4/A
|
|
|
PermRock Royalty Trust
|
4
|
|
|
Permex Petroleum Corp
|
S-1/A
|
|
|
Permian Resources Corp
|
144
|
Financial Statements
|
|
PhaseBio Pharmaceuticals Inc
|
8-K
|
Financial Statements
|
|
Phillips Dominic
|
144
|
|
|
Phoenix Capital Group Holdings I LLC
|
1-A/A
|
|
|
Phoenix New Media Ltd
|
6-K
|
Financial Statements
|
|
Pickle Poll, Inc.
|
D
|
|
|
Pillsbury Lake Partnership LP
|
D
|
|
|
Pioneer Series Trust III
|
497
|
|
|
Pioneer Series Trust IV
|
497
|
|
|
Pioneer Series Trust V
|
497
|
|
|
Pioneer Series Trust VI
|
497
|
|
|
Platinum Beach Belize LLC
|
D
|
|
|
PodcastOne, Inc.
|
8-K
|
|
|
Ponce Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
Porat Ruth
|
4
|
|
|
Porch Group, Inc.
|
4
|
|
|
Prairie Home & Auto Insurance
|
D
|
|
|
Prairie Operating Co.
|
4
|
|
|
Prairie Operating Co.
|
SC 13D/A
|
|
|
Precog Data Inc.
|
D
|
|
|
Predictive Oncology Inc.
|
4
|
|
|
Presidio Property Trust, Inc.
|
4
|
|
|
Presto Automation Inc.
|
4
|
|
|
ProFund I LLC
|
D/A
|
|
|
ProFunds
|
NPORT-P
|
|
|
ProMIS Neurosciences Inc.
|
S-3/A
|
|
|
ProQR Therapeutics N.V.
|
6-K
|
Financial Statements
|
|
Procure ETF Trust II
|
NPORT-P
|
|
|
Prodan Virginia
|
4
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
10-K
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
Proterra Inc
|
4
|
|
|
Proven Software, Inc.
|
D
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Pruco Life Variable Contract Account M
|
D/A
|
|
|
Pruco Life Variable Contract Account M-2
|
D/A
|
|
|
Pryon Inc
|
D
|
|
|
Purcell Paul Martin
|
4
|
|
|
Purnell Sharon
|
3
|
|
|
Purple Innovation, Inc.
|
8-K
|
Financial Statements
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
QNB CORP
|
8-K
|
|
|
QUANTBOT MANAGEMENT FUND LP
|
D/A
|
|
|
QUEST DIAGNOSTICS INC
|
4
|
Financial Statements
|
|
Quantum Computing Inc.
|
DEF 14A
|
|
|
RA-0410 Fund I AL Vehicle, a series of Red Beard Ventures Sy
|
D
|
|
|
RA-0410 Fund I, a series of Red Beard Ventures Syndicates, L
|
D
|
|
|
RAGHAVAN PRABHAKAR
|
4
|
|
|
RAI Natural Gas Fund VI Limited Partnership
|
D
|
|
|
RAKOLTA JOHN JR
|
4
|
|
|
RAMASWAMI RAJIV
|
4
|
|
|
RAVE RESTAURANT GROUP, INC.
|
4/A
|
Financial Statements
|
|
RCO V 2021-2 Depositor LLC
|
ABS-15G
|
|
|
RE-0516 Fund I AL Vehicle, a series of Team Uplyft, LP
|
D
|
|
|
RE-0516 Fund I, a series of Team Uplyft, LP
|
D
|
|
|
REATH JAMES
|
4
|
|
|
REAVES UTILITY INCOME FUND
|
NPORT-P
|
|
|
RED METAL RESOURCES, LTD.
|
6-K
|
|
|
REED'S, INC.
|
8-K
|
Financial Statements
|
|
REGENCY CENTERS CORP
|
8-K
|
Financial Statements
|
|
REGENCY CENTERS LP
|
8-K
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
SC 13D/A
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
RENTOKIL INITIAL PLC /FI
|
6-K
|
|
|
REPLIGEN CORP
|
3
|
Financial Statements
|
|
REPLIGEN CORP
|
4
|
Financial Statements
|
|
RETREAT AT LAKE MEADOWS LLC
|
D
|
|
|
RIVERSOURCE LIFE INSURANCE CO
|
8-K
|
|
|
ROBERTSON MICHELLE
|
3
|
|
|
ROBERTSON MICHELLE
|
4
|
|
|
ROLLINS GARY W
|
SC 13D/A
|
|
|
ROSENWALD LINDSAY A MD
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RPC INC
|
SC 13D/A
|
Financial Statements
|
|
RSS Capital Naples New Town Villas LLC
|
D
|
|
|
RUSSELL INVESTMENT CO
|
NPORT-P
|
|
|
RYSE Inc.
|
1-SA
|
|
|
Radio Chicago LLC
|
D
|
|
|
Ramaco Resources, Inc.
|
S-3/A
|
Financial Statements
|
|
Rangesh Abinand
|
4
|
|
|
Ratio Fund II, a series of Ratio Ventures, LP
|
D
|
|
|
Ravad Chaim
|
3
|
|
|
Ravad Chaim
|
4
|
|
|
Rayton Solar Inc.
|
1-SA
|
|
|
ReSeed PBC
|
D/A
|
|
|
ReShape Lifesciences Inc.
|
S-1/A
|
Financial Statements
|
|
Reagan Bosco International Company, Inc.
|
S-1
|
|
|
Red Cat Holdings, Inc.
|
4
|
Financial Statements
|
|
RedCritter Corp.
|
D
|
|
|
Reese Jason W.
|
4
|
|
|
Reinhart James G.
|
4
|
|
|
Renda Frankie S.
|
4
|
|
|
Renda Rudolph V.
|
4
|
|
|
Republic Power Group Ltd
|
F-1/A
|
|
|
Resilience Vintage Holdings, LLC
|
D
|
|
|
Revelstone Capital Acquisition Corp.
|
S-4/A
|
|
|
Revolution Medicines, Inc.
|
S-4/A
|
Financial Statements
|
|
Reynolds Consumer Products Inc.
|
3
|
Financial Statements
|
|
Reynolds Consumer Products Inc.
|
4
|
Financial Statements
|
|
Reynolds Consumer Products Inc.
|
8-K
|
Financial Statements
|
|
Riggsbee Richard Bryan
|
4
|
|
|
Rippel Douglas Richard
|
4
|
|
|
Riva Ridge Capital Management LP
|
SC 13D
|
|
|
Rizvi Ken
|
4
|
|
|
Robie Robert J.
|
144
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Rock William
|
4
|
|
|
Rockstar Capital Group, LLC
|
1-SA
|
|
|
Rodensky Michael W
|
144
|
|
|
Roivant Sciences Ltd.
|
144
|
|
|
Roles Mark B
|
4
|
|
|
Rosestone Partners, LP
|
D/A
|
|
|
Rubicon Technologies, Inc.
|
8-K
|
|
|
Ruiz Roger Richard
|
3
|
|
|
RumbleOn, Inc.
|
8-K
|
Financial Statements
|
|
S&W Seed Co
|
10-K
|
Financial Statements
|
|
S&W Seed Co
|
8-K
|
Financial Statements
|
|
SAGA COMMUNICATIONS INC
|
8-K
|
Financial Statements
|
|
SALISBURY GLADSTONE LLC
|
D
|
|
|
SAN BLAS SECURITIES LLC
|
X-17A-5
|
|
|
SASS DOUGLAS H
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
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8-K
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Financial Statements
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