| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BlackRock Innovation & Growth Term Trust
|
3
|
|
|
BlackRock Private Investments Fund
|
SC TO-I
|
|
|
Blecharczyk Nathan
|
144
|
|
|
Blecharczyk Nathan
|
144/A
|
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
Blue Bay Fund I, LLC
|
D
|
|
|
Blue Owl Credit Income Corp.
|
8-K
|
|
|
Blue Owl Technology Income Corp.
|
8-K
|
|
|
Blue-Touch Holdings Group Co., Ltd
|
F-1/A
|
|
|
Boaz Energy II, LLC
|
4
|
|
|
BofA Finance LLC
|
424B2
|
|
|
Bostian Elizabeth B
|
4
|
|
|
Braemar Hotels & Resorts Inc.
|
4
|
Financial Statements
|
|
Brennan William Joseph
|
144
|
|
|
Brick & Stone Houston, LLC
|
D
|
|
|
Bridge Builder Trust
|
24F-2NT
|
|
|
Bridgewell Preferred Income, LP
|
1-SA
|
|
|
Bridgford Brian E.
|
4
|
|
|
Briggs Avenue Partners. LLC
|
D
|
|
|
Brightwood Capital Corp I
|
4
|
|
|
Brightwood Capital Corp I
|
8-K
|
|
|
Brightwood Capital Corp I
|
SC 13D/A
|
|
|
Britt Douglas
|
4
|
|
|
Broad Street Realty, Inc.
|
4
|
|
|
Brown Laura D
|
4
|
|
|
Brown Michael J
|
4
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
Burow Kristina
|
4
|
|
|
Butterfly Network, Inc.
|
4
|
|
|
Byte Holdings LP
|
SC 13D/A
|
|
|
CA-0821 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
CADIZ INC
|
4
|
Financial Statements
|
|
CALAMOS INVESTMENT TRUST/IL
|
485BPOS
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
497K
|
|
|
CALDWELL & ORKIN FUNDS INC
|
NPORT-P
|
|
|
CAMTEK LTD
|
6-K
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B5
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
CARDINAL HEALTH INC
|
ARS
|
Financial Statements
|
|
CARDINAL HEALTH INC
|
DEF 14A
|
Financial Statements
|
|
CARDINAL HEALTH INC
|
DEFA14A
|
Financial Statements
|
|
CARILLON SERIES TRUST
|
NPORT-P
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
CAZ Strategic Opportunities Fund
|
N-2/A
|
|
|
CCAP PARTNERS, L.P.
|
D/A
|
|
|
CCG Lab Inc.
|
D
|
|
|
CD 2017-CD6 Mortgage Trust
|
10-D
|
|
|
CD 2017-CD6 Mortgage Trust
|
ABS-EE
|
|
|
CD 2018-CD7 Mortgage Trust
|
10-D
|
|
|
CD 2018-CD7 Mortgage Trust
|
ABS-EE
|
|
|
CD 2019-CD8 Mortgage Trust
|
10-D
|
|
|
CD 2019-CD8 Mortgage Trust
|
ABS-EE
|
|
|
CEERA INVESTMENTS, LLC
|
13F-HR/A
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
CER French Self Storage Co-Investment, S.C.Sp.
|
D
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD
|
144
|
Financial Statements
|
|
CHESAPEAKE UTILITIES CORP
|
8-K
|
Financial Statements
|
|
CHIMERA INVESTMENT CORP
|
8-K
|
Financial Statements
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
CHURCHILL WINSTON J
|
4
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CITY HOLDING CO
|
8-K
|
Financial Statements
|
|
CMT Digital Investments I LLC - Series 12
|
D
|
|
|
CMT Digital Investments LLC - Class B
|
D
|
|
|
CNH CAPITAL RECEIVABLES LLC
|
8-K
|
|
|
CNH Equipment Trust 2023-B
|
8-K
|
|
|
COMM 2012-CCRE1 Mortgage Trust
|
10-D
|
|
|
COMM 2012-CCRE4 Mortgage Trust
|
10-D
|
|
|
COMM 2014-CCRE18 Mortgage Trust
|
10-D
|
|
|
COMM 2019-GC44 Mortgage Trust
|
10-D
|
|
|
COMM 2019-GC44 Mortgage Trust
|
ABS-EE
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
CONOCOPHILLIPS
|
144
|
Financial Statements
|
|
CONSTELLATION ENERGY GENERATION LLC
|
424B3
|
|
|
CONSTELLATION ENERGY GENERATION LLC
|
FWP
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
COWEN AND COMPANY, LLC
|
SC 13G
|
|
|
CR Group L.P.
|
4
|
|
|
CRANDELL KEITH
|
4
|
|
|
CRESCAT GLOBAL MACRO FUND LP
|
D/A
|
|
|
CRESCAT LONG/SHORT FUND LP
|
D/A
|
|
|
CRESTA SUSTAINABLE BRAYA CO-INVEST LP
|
D
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III
|
4
|
|
|
CRG Partners III - Parallel Fund
|
4
|
|
|
CRG Partners III L.P.
|
4
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
CRONIN JANE M.
|
4
|
|
|
CSG SYSTEMS INTERNATIONAL INC
|
3
|
Financial Statements
|
|
CSX CORP
|
3
|
Financial Statements
|
|
CSX CORP
|
4
|
Financial Statements
|
|
CULP INC
|
S-8
|
Financial Statements
|
|
CURIOUS SOFTWARE HOLDINGS LLC
|
D
|
|
|
CVR PARTNERS, LP
|
8-K
|
Financial Statements
|
|
CWS Investments Inc
|
1-SA
|
|
|
CYBERLOQ TECHNOLOGIES, INC.
|
8-K
|
|
|
CYBIN INC.
|
6-K
|
|
|
Cadenza Ventures AI Fund I, LP
|
D
|
|
|
Calamos ETF Trust
|
N-CSR
|
|
|
California Tequila, inc.
|
1-SA
|
|
|
Calliditas Therapeutics AB
|
6-K
|
|
|
Callies John E
|
4
|
|
|
Callon Petroleum Co
|
144
|
Financial Statements
|
|
Calvert Management Series
|
POS EX
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
Can-Fite BioPharma Ltd.
|
6-K
|
Financial Statements
|
|
Cancelmo Peter B
|
4
|
|
|
Cannabis Bioscience International Holdings, Inc.
|
S-1/A
|
|
|
Cannae Holdings, Inc.
|
4
|
Financial Statements
|
|
Cannon-Brookes Michael
|
4
|
|
|
Capital Group Core Balanced ETF
|
497K
|
|
|
Capital Group Core Balanced ETF
|
8-A12B
|
|
|
Capital Group Core Balanced ETF
|
CERT
|
|
|
Capital Group Dividend Growers ETF
|
497K
|
|
|
Capital Group Dividend Growers ETF
|
8-A12B
|
|
|
Capital Group Dividend Growers ETF
|
CERT
|
|
|
Capital Group Fixed Income ETF Trust
|
497K
|
|
|
Capital Group International Equity ETF
|
497K
|
|
|
Capital Group International Equity ETF
|
8-A12B
|
|
|
Capital Group International Equity ETF
|
CERT
|
|
|
Capital One Auto Receivables LLC
|
424H
|
|
|
Capital One Auto Receivables LLC
|
FWP
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
424H
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
FWP
|
|
|
Capitol Series Trust
|
40-17G
|
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
Capview Holdings, LLC
|
D
|
|
|
CarCarePro, Inc.
|
C
|
|
|
Caraher Scott C.
|
4
|
|
|
Carbon Neutral Growth Fund LLC
|
D
|
|
|
Carlson Michael James
|
144
|
|
|
Carolin Roger Anthony
|
4
|
|
|
Carter Thomas
|
4
|
|
|
Castellano James G
|
4
|
|
|
Castelletti James
|
3
|
|
|
Caygill Sarah
|
4
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
Cellectis S.A.
|
6-K
|
Financial Statements
|
|
Cencora, Inc.
|
4
|
Financial Statements
|
|
Central Plains Bancshares, Inc.
|
10-Q
|
|
|
Chadwick Jonathan
|
4
|
|
|
Chang Mike F
|
4
|
|
|
Che Austin
|
144
|
|
|
Cheche Group Inc.
|
20-F
|
|
|
Chenanda Cary
|
4
|
|
|
Childress Earl
|
4
|
|
|
Chilean Cobalt Corp.
|
424B3
|
|
|
Chilean Cobalt Corp.
|
8-K
|
|
|
China Liberal Education Holdings Ltd
|
424B5
|
Financial Statements
|
|
China Liberal Education Holdings Ltd
|
6-K
|
Financial Statements
|
|
Chorus AI Inc.
|
D
|
|
|
Chriss James Alexander
|
3
|
|
|
Cipollone Paula
|
3
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Clark Gina
|
4
|
|
|
Clark Joseph Gates
|
4
|
|
|
Claros Mortgage Trust, Inc.
|
8-K
|
|
|
Clough Global Dividend & Income Fund
|
NPORT-P
|
|
|
Clough Global Equity Fund
|
NPORT-P
|
|
|
Clough Global Opportunities Fund
|
NPORT-P
|
|
|
Coherix Inc
|
1-K
|
|
|
Coherix Inc
|
1-Z
|
|
|
Conant Capital LLC
|
D
|
|
|
Concentrix Corp
|
3
|
|
|
Concentrix Corp
|
4
|
|
|
Concentrix Corp
|
8-K
|
|
|
Connealy Pamela Ann
|
4
|
|
|
Consensus Cloud Solutions, Inc.
|
144
|
|
|
Convexa Inc.
|
D
|
|
|
Cooley Station Investments, LLC
|
D
|
|
|
Cooper Bend, LLC
|
D
|
|
|
Core & Main, Inc.
|
4
|
Financial Statements
|
|
Correlate Energy Corp.
|
DEF 14C
|
|
|
Cory Michael A.
|
3
|
|
|
Cory Michael A.
|
4
|
|
|
Coterra Energy Inc.
|
144
|
Financial Statements
|
|
Coterra Energy Inc.
|
4
|
Financial Statements
|
|
Cottonwood Communities, Inc.
|
D/A
|
|
|
Cox Investment Holdings, Inc.
|
SC 13D
|
|
|
Creative Media & Community Trust Corp
|
SC 13D/A
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
Creed Joseph E
|
4
|
|
|
Crescat Global Macro QP Fund LP
|
D/A
|
|
|
Crescat Precious Metals Fund II LP
|
D/A
|
|
|
Crescat Precious Metals Fund LP
|
D/A
|
|
|
Crescent Private Credit Income Corp
|
N-2/A
|
|
|
Crestwood Equity Partners LP
|
425
|
Financial Statements
|
|
Crestwood Equity Partners LP
|
8-K
|
Financial Statements
|
|
Crestwood Equity Partners LP
|
DEFA14A
|
Financial Statements
|
|
Crestwood Equity Partners LP
|
DEFM14A
|
Financial Statements
|
|
Cub Crafters, Inc.
|
1-SA
|
|
|
Cue Health Inc.
|
4
|
Financial Statements
|
|
Curtis Alan R
|
144
|
|
|
Curtis Alan R
|
4
|
|
|
Cyclo Therapeutics, Inc.
|
425
|
|
|
Cyclo Therapeutics, Inc.
|
8-K
|
|
|
CytoDyn Inc.
|
DEFA14A
|
|
|
Cytosorbents Corp
|
8-K
|
Financial Statements
|
|
D&D Co-Invest, L.P.
|
D
|
|
|
DANIEL MARCY
|
144
|
|
|
DAQO NEW ENERGY CORP.
|
6-K
|
Financial Statements
|
|
DATASEA INC.
|
10-K
|
Financial Statements
|
|
DATASEA INC.
|
8-K
|
Financial Statements
|
|
DAVIS NEW YORK VENTURE FUND INC
|
NPORT-P
|
|
|
DB Arrow Asia Investment Holdings, LP
|
D
|
|
|
DB Delivery, Inc.
|
D
|
|
|
DBGS 2018-C1 Mortgage Trust
|
10-D
|
|
|
DBGS 2018-C1 Mortgage Trust
|
ABS-EE
|
|
|
DBJPM 2020-C9 Mortgage Trust
|
10-D
|
|
|
DBJPM 2020-C9 Mortgage Trust
|
ABS-EE
|
|
|
DBX ETF TRUST
|
485APOS
|
|
|
DBX ETF TRUST
|
485BPOS
|
|
|
DE-0605 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
NPORT-P
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
N-CSR
|
|
|
DELAWARE POOLED TRUST
|
NPORT-P
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
DESTINATION XL GROUP, INC.
|
4
|
Financial Statements
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS MARKET TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
NPORT-P
|
|
|
DEVILLIERS TANIA
|
3
|
|
|
DIANA SHIPPING INC.
|
6-K
|
Financial Statements
|
|
DINGES DAN O
|
144
|
|
|
DINGES DAN O
|
4
|
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
DUKE ENERGY FLORIDA, LLC.
|
FWP
|
|
|
DZS INC.
|
8-K
|
Financial Statements
|
|
Daimler Trucks Retail Trust 2023-1
|
8-K
|
|
|
DallasNews Corp
|
SC 13D
|
|
|
Darling Scott
|
4
|
|
|
Datin James A
|
4
|
|
|
Datta Sanjay
|
4
|
|
|
Davis Fundamental ETF Trust
|
NPORT-P
|
|
|
Davis Gray
|
4
|
|
|
Davis Keri
|
4
|
|
|
Day R. Martel
|
4
|
|
|
Decibel Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Demopulos Gregory A MD
|
4
|
|
|
Deputy Christine
|
144
|
|
|
Dietzmann Sebastian
|
144
|
|
|
Digital Media Solutions, Inc.
|
3
|
|
|
Dimensional ETF Trust
|
NPORT-P
|
|
|
Diversified Infrastructure Trust
|
D/A
|
|
|
Dobler Curtis John
|
144
|
|
|
Dor Dorit
|
144
|
|
|
Doroni Aerospace, Inc.
|
C/A
|
|
|
DoubleLine Opportunistic Credit Fund
|
N-2/A
|
|
|
Douglas R. Rippel Revocable Trust
|
4
|
|
|
Draganfly Inc.
|
6-K
|
|
|
Drawbridge Special Opportunities Offshore Fund Ltd.
|
D/A
|
|
|
Dror Ortho-Design, Inc.
|
3
|
|
|
Dror Ortho-Design, Inc.
|
4
|
|
|
Duckhorn Portfolio, Inc.
|
10-K
|
Financial Statements
|
|
Duckhorn Portfolio, Inc.
|
8-K
|
Financial Statements
|
|
Duha Olivier
|
3
|
|
|
Duha Olivier
|
4
|
|
|
Dunn Robert William
|
4
|
|
|
Dwyer Donald
|
4
|
|
|
EAGLE BANCORP INC
|
3
|
Financial Statements
|
|
EAGLE BANCORP INC
|
4
|
Financial Statements
|
|
EAGLE BANCORP INC
|
8-K
|
Financial Statements
|
|
EAGLE PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
EARTHSTONE ENERGY INC
|
144
|
Financial Statements
|
|
EARTHSTONE ENERGY INC
|
4
|
Financial Statements
|
|
EATON VANCE MUNICIPALS TRUST
|
NPORT-P
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
NPORT-P
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
ELBIT SYSTEMS LTD
|
6-K
|
Financial Statements
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
EPLUS INC
|
4
|
Financial Statements
|
|
ERC Communities 1, Inc.
|
1-SA
|
|
|
ESGEN Acquisition Corp
|
PRER14A
|
|
|
ESGL Holdings Ltd
|
SC 13D/A
|
|
|
ETF Managers Group Commodity Trust I
|
10-K
|
|
|
ETF Series Solutions
|
24F-2NT
|
|
|
ETFis Series Trust I
|
NPORT-P
|
|
|
EURONET WORLDWIDE, INC.
|
4
|
Financial Statements
|
|
EVmo, Inc.
|
8-K
|
Financial Statements
|
|
EXICURE, INC.
|
8-K
|
|
|
EXXON MOBIL CORP
|
S-4/A
|
Financial Statements
|
|
Eaton Vance Municipal Income 2028 Term Trust
|
NPORT-P
|
|
|
Eaton Vance Series Fund, Inc
|
NPORT-P
|
|
|
Eco Wave Power Global AB
|
6-K
|
Financial Statements
|
|
Eddy Jodi Euerle
|
3
|
|
|
Ehrlichman Matt
|
4
|
|
|
Elite Buyout Co LLC
|
D
|
|
|
Elsinore Gloaming Ltd Liability Co
|
D
|
|
|
Emerging Fuels Technology, Inc.
|
1-SA
|
|
