| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SentinelOne, Inc.
|
4
|
Financial Statements
|
|
Series III of Dovetail Investment Group, LLC
|
D
|
|
|
Series Portfolios Trust
|
NPORT-P/A
|
|
|
Service Properties Trust
|
4
|
|
|
Shah Shalin
|
3
|
|
|
Shander Eric Ryan
|
4
|
|
|
Shanghai Yuanxin Enterprise Management Partnership
|
144
|
|
|
Sharding Holdings 90 a series of Sharding Holdings Managemen
|
D/A
|
|
|
Shared Capital Cooperative
|
1-SA
|
|
|
Sharma Asha
|
4
|
|
|
Sharp Jill D.
|
4
|
|
|
Shetty Reshma P.
|
144
|
|
|
Shiff Aleta
|
5
|
|
|
Shiff Barry
|
5
|
|
|
Shipley William G
|
4
|
|
|
Shirk Brett
|
144
|
|
|
Shirk Brett
|
4
|
|
|
Shockwave Medical, Inc.
|
144
|
Financial Statements
|
|
Shopify Strategic Holdings 3 LLC
|
3
|
|
|
SideChannel, Inc.
|
8-K
|
|
|
SideChannel, Inc.
|
SC TO-I/A
|
|
|
Sight Sciences, Inc.
|
8-K
|
Financial Statements
|
|
Signing Day Sports, Inc.
|
S-1/A
|
|
|
Simo Fidji
|
4
|
|
|
Simon Frederic
|
4
|
|
|
Sims Andrew
|
4
|
|
|
Siqi Chen Access Fund, LP - B4
|
D/A
|
|
|
SiteOne Landscape Supply, Inc.
|
144
|
Financial Statements
|
|
Sivaraman Rukmini
|
4
|
|
|
Six Flags Entertainment Corp
|
144
|
Financial Statements
|
|
Slootman Frank
|
4
|
|
|
SmartKem, Inc.
|
8-K
|
|
|
Smith Gerald F JR
|
4
|
|
|
Snap Inc
|
4
|
Financial Statements
|
|
Snap-on Inc
|
4
|
Financial Statements
|
|
Societal CDMO, Inc.
|
8-K
|
|
|
Sodero Dario
|
3
|
|
|
Soho House & Co Inc.
|
4
|
Financial Statements
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Sotherly Hotels Inc.
|
4
|
Financial Statements
|
|
Sovos Co-Invest LP
|
D/A
|
|
|
Spence Patrick
|
144
|
|
|
Splish Network, Inc.
|
C
|
|
|
Spodek Andrew
|
4
|
|
|
SportX Ventures LLC
|
D
|
|
|
Sportsmap Tech Acquisition Corp.
|
8-K
|
|
|
Sportsmap Tech Acquisition Corp.
|
DEFA14A
|
|
|
Sprinklr, Inc.
|
144
|
Financial Statements
|
|
Sprinklr, Inc.
|
4
|
Financial Statements
|
|
Sprott ESG Gold ETF
|
424B3
|
|
|
Sprott ESG Gold ETF
|
8-K
|
|
|
St. Ledger Susan
|
3
|
|
|
StHealth Capital Investment Corp
|
8-K
|
|
|
Stauffer Jeffrey
|
4
|
|
|
Steele Creek Capital Corp
|
8-K/A
|
|
|
Steele Gary
|
4
|
|
|
Steinberg Larry
|
4
|
|
|
Stellar Wealth Partners India Fund I, LP
|
D/A
|
|
|
StepStone Private Markets
|
3
|
|
|
Stice Travis D.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
Stitch Fix, Inc.
|
10-K
|
Financial Statements
|
|
Stitch Fix, Inc.
|
S-8
|
Financial Statements
|
|
Stith James
|
3
|
|
|
Stock Alan J
|
4
|
|
|
Stoke Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Stoke Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Stoke Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
StoneCo Ltd.
|
6-K
|
Financial Statements
|
|
Strategos Offshore, Ltd.
|
D/A
|
|
|
Stratton John G
|
4
|
|
|
Stroever Bruce
|
4
|
|
|
Stuglik Brian M
|
4
|
|
|
Subramaniam Somu
|
4
|
|
|
Subramanian Srinivas
|
4
|
|
|
Sulzberger Gabrielle
|
4
|
|
|
Summit Partners Co-Invest
|
3
|
|
|
Summit Partners Growth Equity Fund IX-A, L.P.
|
3
|
|
|
Summit Partners Growth Equity Fund IX-B, L.P.
|
3
|
|
|
Sundaram Rangarajan
|
4
|
|
|
Sundheim Daniel S.
|
4
|
|
|
Sunnova Energy International Inc.
|
8-K
|
Financial Statements
|
|
Sunoco LP
|
8-K
|
Financial Statements
|
|
Super League Enterprise, Inc.
|
4
|
Financial Statements
|
|
Susi Roger E.
|
4
|
|
|
Sutton Mark S
|
4
|
|
|
Swiftmerge Acquisition Corp.
|
10-Q
|
|
|
Symetryx Corp
|
5
|
|
|
Symetryx Corp
|
SC 13D/A
|
|
|
Szalay Aladar
|
4
|
|
|
Szlosek Thomas A
|
144
|
|
|
T Stamp Inc
|
8-K
|
|
|
T-Mobile US, Inc.
|
SC 13D/A
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
TE-0825 Fund I, a series of MV Funds, LP
|
D
|
|
|
TEKLA HEALTHCARE INVESTORS
|
4
|
Financial Statements
|
|
TEKLA LIFE SCIENCES INVESTORS
|
4
|
Financial Statements
|
|
TEL INSTRUMENT ELECTRONICS CORP
|
4
|
|
|
TELOS CORP
|
8-K
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
DEF 14A
|
|
|
TG Venture Acquisition Corp.
|
3
|
|
|
TG Venture Acquisition Corp.
|
SC 13G
|
|
|
THOMPSON DAVIS & CO., INC.
|
SC 13G
|
|
|
THOR Financial Technologies Trust
|
40-17G
|
|
|
TKB Critical Technologies 1
|
8-K
|
|
|
TORO CORP.
|
6-K
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
TOUCHSTONE STRATEGIC TRUST
|
DEFA14A
|
|
|
TPT GLOBAL TECH, INC.
|
8-K
|
|
|
TRANS GLOBAL GROUP, INC.
|
3
|
|
|
TRANSCAT INC
|
424B5
|
Financial Statements
|
|
TRANSCAT INC
|
S-3MEF
|
Financial Statements
|
|
TRAVELZOO
|
4
|
Financial Statements
|
|
TUTOR PERINI CORP
|
4
|
Financial Statements
|
|
TUTOR RONALD N
|
4
|
|
|
TWILIO INC
|
4
|
Financial Statements
|
|
TYSON FOODS, INC.
|
3
|
Financial Statements
|
|
Take Command Insurance Agency, Inc.
|
D
|
|
|
Tam Sarah K
|
4
|
|
|
Tarsus Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Teladoc Health, Inc.
|
8-K
|
Financial Statements
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
TerrAscend Corp.
|
4
|
|
|
Terran Orbital Corp
|
424B5
|
|
|
Terran Orbital Corp
|
8-K
|
|
|
Teucrium Commodity Trust
|
4
|
|
|
Texas Coffee Partners Ltd.
|
D
|
|
|
Thacker Siddharth
|
4
|
|
|
TheraTec, Inc.
|
D
|
|
|
Thomas Ragy
|
4
|
|
|
Thornburg Income Builder Opportunities Trust
|
4
|
|
|
Thornton Ann
|
4
|
|
|
Tidal ETF Trust
|
497J
|
|
|
Tidal Trust II
|
40-17G
|
|
|
Tidal Trust II
|
485APOS
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
Tidal Trust II
|
8-A12B
|
|
|
TileDB, Inc.
|
D
|
|
|
Tiled, Inc.
|
D
|
|
|
Tingo Group, Inc.
|
8-K
|
Financial Statements
|
|
Tivic Health Systems, Inc.
|
8-K
|
Financial Statements
|
|
Topline Capital Partners, LP
|
D/A
|
|
|
Total Fund Solution
|
NPORT-P
|
|
|
TowerBrook Impact Opportunities
|
D/A
|
|
|
TowerBrook Impact Opportunities
|
D/A
|
|
|
TowerBrook Impact Opportunities Executive Fund, L.P.
|
D/A
|
|
|
Trade Desk, Inc.
|
144
|
Financial Statements
|
|
TradeUP Acquisition Corp.
|
425
|
|
|
TradeUP Acquisition Corp.
|
8-K
|
|
|
Transitiv, Inc.
|
D
|
|
|
TriLinc Global Impact Fund LLC
|
8-K
|
|
|
Troendle August J.
|
4
|
|
|
Two Roads Shared Trust
|
497J
|
|
|
UBS AG
|
424B2
|
|
|
UFP INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
ULTRAPAR HOLDINGS INC
|
6-K
|
Financial Statements
|
|
UNIVERSAL SECURITY INSTRUMENTS INC
|
8-K
|
Financial Statements
|
|
UPWORK, INC
|
4
|
Financial Statements
|
|
URBAN ONE, INC.
|
8-K
|
Financial Statements
|
|
US Affordable Housing Fund 1 LP
|
D
|
|
|
US Capital Global Lending LLC
|
1-A-W
|
|
|
USQ Core Real Estate Fund
|
4
|
|
|
UT-1115 Fund I AL, a series of Chris Golda Investments, LP
|
D
|
|
|
UT-1115 Fund I, a series of Chris Golda Investments, LP
|
D
|
|
|
UTG INC
|
8-K
|
|
|
Ucommune International Ltd
|
6-K
|
|
|
Under Armour, Inc.
|
S-8
|
Financial Statements
|
|
Unique Logistics International, Inc.
|
425
|
|
|
Unique Logistics International, Inc.
|
8-K
|
|
|
United Homes Group, Inc.
|
4
|
|
|
Upstart Holdings, Inc.
|
4
|
Financial Statements
|
|
Uxin Ltd
|
6-K
|
Financial Statements
|
|
V F CORP
|
25-NSE
|
|
|
VAPOTHERM INC
|
SC 13D/A
|
Financial Statements
|
|
VAUGHN MIMI ECKEL
|
3
|
|
|
VAUGHN MIMI ECKEL
|
4
|
|
|
VEEVA SYSTEMS INC
|
4
|
Financial Statements
|
|
VO-0511 Fund IV AL Vehicle, a series of Kube Opportunities,
|
D
|
|
|
VO-0511 Fund IV, a series of Kube Opportunities, LP
|
D
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
10-D
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
8-K
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-EE
|
|
|
Valenti Douglas
|
4
|
|
|
Varde Fund XIV
|
D/A
|
|
|
Varde Fund XIV
|
D/A
|
|
|
Varnedoe Heeth IV
|
4
|
|
|
Vazzano Joseph Walter
|
4
|
|
|
VedBrat Supurna
|
3
|
|
|
Ventyx Biosciences, Inc.
|
4
|
Financial Statements
|
|
Verastem, Inc.
|
4
|
Financial Statements
|
|
Vericel Corp
|
8-K
|
Financial Statements
|
|
Verizon ABS II LLC
|
8-K
|
|
|
Verizon Master Trust
|
8-K
|
|
|
Vicarious Surgical Inc.
|
144
|
|
|
Vir Biotechnology, Inc.
|
8-K
|
Financial Statements
|
|
Virtus Total Return Fund Inc.
|
4
|
|
|
Vision Marine Technologies Inc.
|
6-K
|
Financial Statements
|
|
Vital Energy, Inc.
|
424B5
|
Financial Statements
|
|
Vital Midstream Services, LLC
|
424B5
|
|
|
Volck Birgitte
|
144
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
10-D
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Volkswagen Auto Lease Trust 2023-A
|
8-K
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
10-D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
ABS-EE
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
10-D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
ABS-EE
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
10-D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
ABS-EE
|
|
|
Voyager Capital Fund VI, L.P.
|
D
|
|
|
Vulcan Materials CO
|
8-K
|
Financial Statements
|
|
Vullo Maria T
|
144
|
|
|
W Funds, LP - D1
|
D/A
|
|
|
WANTA GREGORY T
|
4
|
|
|
WATKINS FRANK T
|
144
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
WHITE BRIAN C
|
4
|
|
|
WHITFIELD ROY A
|
4
|
|
|
WILLIAMS MARGARET A
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
144
|
Financial Statements
|
|
WITHROW WAYNE
|
144
|
|
|
WITTWER STEVEN GLENN
|
4
|
|
|
WK Kellogg Co
|
S-8
|
|
|
WOLFSPEED, INC.
|
4
|
|
|
WRAP TECHNOLOGIES, INC.
|
8-K
|
|
|
Waldencast plc
|
6-K/A
|
|
|
Wall Tyler
|
4
|
|
|
Wallach Matthew J
|
4
|
|
|
Walsh Robert C.
|
4
|
|
|
Wang Feng-Ming
|
4
|
|
|
Wang Hua
|
144
|
|
|
Wang Warton
|
4
|
|
|
Warren Eric
|
144
|
|
|
Wat Joey
|
4
|
|
|
WeCapital Co., Ltd.
|
3
|
|
|
Weinstein Boaz
|
4
|
|
|
Weisman Tony
|
3
|
|
|
WestRock Co
|
8-K
|
Financial Statements
|
|
Whalen Amanda
|
3
|
|
|
Wheeler James G. Jr.
|
4
|
|
|
Wheels Up Experience Inc.
|
4
|
Financial Statements
|
|
White J. Scott
|
3
|
|
|
Wijngaard Peter
|
4
|
|
|
Wild Jason G.
|
4
|
|
|
Williams Donald Allen
|
4
|
|
|
Williamson Jeremy
|
3
|
|
|
Williamson Jeremy
|
4
|
|
|
Wills Phillip R. III
|
4
|
|
|
Woods Acre Wine
|
C/A
|
|
|
Wool Kyle Michael
|
4
|
|
|
Workman Kurt
|
4
|
|
|
Worldwide Stages, Inc.
|
1-A POS
|
|
|
Wright-Browne Vance
|
3
|
|
|
XPENG INC.
|
144
|
Financial Statements
|
|
YARBROUGH TIMOTHY G.
|
144
|
|
|
Yan Ming
|
4
|
|
|
Yarad Stephen D.
|
3
|
|
|
Yeung Andy
|
4
|
|
|
Yoo Julien
|
4
|
|
|
Yoran Amit
|
144
|
|
|
Yu Soo
|
4
|
|
|
Yu Yong
|
144
|
|
|
Yuan Eric S.
|
4
|
|
|
Yum China Holdings, Inc.
|
4
|
Financial Statements
|
|
ZE-0601 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
ZIPRECRUITER, INC.
|
144
|
Financial Statements
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
ZUORA INC
|
144
|
Financial Statements
|
|
Zayas Orlando
|
4
|
|
|
Zekavat Private Equity Group VIII, LLC
|
D
|
|
|
Zekavat Qonsent Investment, LLC
|
D
|
|
|
ZeroFox Holdings, Inc.
|
POS AM
|
|
|
Zhang Leila
|
4
|
|
|
Zoom Video Communications, Inc.
|
4
|
Financial Statements
|
|
Zumwalt Kurt
|
144
|
|
|
ZyVersa Therapeutics, Inc.
|
8-K/A
|
|
|
bioAffinity Technologies, Inc.
|
8-K
|
|
|
bioAffinity Technologies, Inc.
|
S-1
|
|
|
bioProtonics, Inc.
|
D/A
|
|
|
iClub series LLC - series 001 Cube Security
|
D/A
|
|
|
iCoreConnect Inc.
|
S-1
|
|
|
iSHARES TRUST
|
485BXT
|
|
|
iSHARES TRUST
|
497K
|
|
|
iShares U.S. ETF Trust
|
497J
|
|
|
ioneer Ltd
|
ARS
|
|
|
loanDepot, Inc.
|
144
|
Financial Statements
|
|
mF International Ltd
|
F-1/A
|
|
|
micromobility.com Inc.
|
424B2
|
|
|
micromobility.com Inc.
|
8-K
|
|
|
scPharmaceuticals Inc.
|
8-K
|
Financial Statements
|
|
uniQure N.V.
|
4
|
Financial Statements
|
|
BARCLAYS PLC
|
13F-HR/A
|
Financial Statements
|
|
Bitdeer Technologies Group
|
EFFECT
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
APP NTC
|
|
|
Delek Logistics Partners, LP
|
EFFECT
|
Financial Statements
|
|
FT 10982
|
EFFECT
|
|
|
HOULIHAN LOKEY ADVISORS, LLC
|
X-17A-5
|
|
