SEC Filings
| Company Name | Form Type | SEC Filings |
|---|---|---|
| SMX | EFFECT | |
| Cboe BYX Exchange, Inc. | 19B-4E | |
| Cboe BZX Exchange, Inc. | 19B-4E | |
| Cboe EDGA Exchange, Inc. | 19B-4E | |
| Cboe EDGX Exchange, Inc. | 19B-4E | |
| Nasdaq Stock Market LLC | 19B-4E | |
| BEYONDTRADE SECURITIES INC. | X-17A-5 | |
| SAMCO CAPITAL MARKETS, INC. | MA-I/A | |
| COLLIERS SECURITIES LLC | MA-I/A | |
| Kairos Pharma, LTD. | DRS/A | |
| Lexeo Therapeutics, Inc. | DRS/A | |
| ERNST & YOUNG CAPITAL ADVISORS, LLC | FOCUSN | |
| ERNST & YOUNG CAPITAL ADVISORS, LLC | X-17A-5 |