| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Series 1 of RMB Fixed Income Opportunities QP LLC
|
D/A
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
ABS Long/Short Strategies Fund
|
40-17G
|
|
|
NO-0717 Fund II, a series of Bob Pasker Funds, LP
|
D
|
|
|
Impacta Latam VC Fund I LP
|
D/A
|
|
|
Listed Funds Trust
|
N-CSRS
|
|
|
Castle Jeremy
|
3
|
|
|
Oncology Institute, Inc.
|
3
|
|
|
Mag Magna Corp.
|
S-1/A
|
|
|
EXP World Holdings, Inc.
|
8-K
|
Financial Statements
|
|
HSBC FUNDS
|
N-MFP2
|
|
|
TIAA-CREF FUNDS
|
N-MFP2
|
|
|
VC 1 2023 a Series of SLRTE I LLC
|
D
|
|
|
TIAA-CREF LIFE FUNDS
|
N-MFP2
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
305B2
|
|
|
William Penn Bancorporation
|
10-K
|
|
|
HEALTHY EXTRACTS INC.
|
8-K
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Sono Group N.V.
|
6-K
|
Financial Statements
|
|
COLLEGE RETIREMENT EQUITIES FUND
|
N-MFP2
|
|
|
PETELLE JAMES F
|
4
|
|
|
INSTEEL INDUSTRIES INC
|
4
|
Financial Statements
|
|
ACADEMY CAPITAL MANAGEMENT INC/TX
|
13F-HR
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-CSRS
|
|
|
Zena Therapeutics Inc.
|
D
|
|
|
Notman Tali
|
144/A
|
|
|
JFrog Ltd
|
144/A
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
FWP
|
|
|
AMETEK INC/
|
8-K
|
Financial Statements
|
|
Neri Antonio F
|
144
|
|
|
Invesco Unit Trusts Series 2314
|
POS EX
|
|
|
DRIEHAUS MUTUAL FUNDS
|
497K
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
OP-0825 Fund I, a series of Jude Gomila, LP
|
D
|
|
|
LENDWAY, INC.
|
8-K
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Collective Global Fund I, L.P.
|
D
|
|
|
Instacash Inc.
|
D/A
|
|
|
Kuya Silver Corp./BC
|
D
|
|
|
Canton Barry
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
TriLinc Global Impact Fund LLC
|
8-K
|
|
|
EDWARD JONES MONEY MARKET FUND
|
N-MFP2
|
|
|
Goldman Sachs ETF Trust
|
485BXT
|
|
|
EQUATOR Beverage Co
|
8-K
|
|
|
Scarborough Advisors, LLC
|
13F-HR
|
|
|
ARUKA BIO, INC.
|
D
|
|
|
Buchan James
|
144
|
|
|
ALPHA PRO TECH LTD
|
144
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BXT
|
|
|
Paul David Peter
|
3
|
|
|
Comstock Holding Companies, Inc.
|
3
|
Financial Statements
|
|
SeeDevice Inc.
|
D
|
|
|
Comstock Holding Companies, Inc.
|
8-K
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
N-MFP2
|
|
|
Skyline Bankshares, Inc.
|
8-K
|
|
|
MAY ALAN RICHARD
|
144
|
|
|
SZALAY MARGOT G
|
144
|
|
|
GENELUX Corp
|
144
|
|
|
GraniteShares ETF Trust
|
N-CEN
|
|
|
Sherman Laura
|
144
|
|
|
BRP Group, Inc.
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
Meridian Investments II, LLC\MT
|
D
|
|
|
SPROTT FUNDS TRUST
|
N-CSRS
|
|
|
Olentangy Ownership, LLC
|
D
|
|
|
Benson David E
|
144
|
|
|
AAON, INC.
|
144
|
Financial Statements
|
|
Destiny Tech100 Inc.
|
N-CSRS
|
|
|
LINDE PLC
|
144
|
Financial Statements
|
|
Bichara Guillermo
|
144
|
|
|
Investcorp Employee Co-Investment Incentive Limited Partnership
|
D
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
OFFENBACH RODGER
|
4
|
|
|
HENNESSY ADVISORS INC
|
4
|
Financial Statements
|
|
CONSUMERS BANCORP INC /OH/
|
10-K
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
|
ROSEN ELAINE
|
144
|
|
|
KFORCE INC
|
144
|
Financial Statements
|
|
Ahimsa LLC
|
D
|
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
|
SunCap Commercial Real Estate Income Fund, L.P.
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CSR
|
|
|
Connally Stan W
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
Tentarix Biotherapeutics, LP
|
D
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
N-MFP2
|
|
|
BLACKROCK FUNDS
|
N-MFP2
|
|
|
BlackRock Variable Series Funds, Inc.
|
N-MFP2
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
|
BlackRock Series Fund, Inc.
|
N-MFP2
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
N-MFP2
|
|
|
Senet Capital Enhanced Equity Fund, LP
|
D
|
|
|
EntrepreneurShares Series Trust
|
N-CSR
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Black Thomas E Jr
|
144
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Monroe James III
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
Northern Lights Fund Trust
|
N-CSR
|
|
|
YieldStreet Prism Fund Inc.
|
N-CSRS
|
|
|
Carr Properties Holdings L.P.
|
D/A
|
|
|
Skye Bioscience, Inc.
|
8-K
|
|
|
Audition, Inc.
|
C/A
|
|
|
Northern Lights Fund Trust
|
N-CSRS
|
|
|
MSS Series Trust
|
40-17G
|
|
|
HIVE Digital Technologies Ltd.
|
6-K
|
Financial Statements
|
|
CONSUMERS BANCORP INC /OH/
|
DEF 14A
|
|
|
UBS AG
|
424B5
|
|
|
JBS S.A.
|
6-K
|
|
|
EquityZen Growth Technology Fund LLC - Series 1806
|
D
|
|
|
Lucania James M
|
3
|
|
|
HEALTHEQUITY, INC.
|
3
|
Financial Statements
|
|
Tema ETF Trust
|
485BXT
|
|
|
FORESTER FUNDS INC
|
40-17G
|
|
|
Blackstone Senior Floating Rate 2027 Term Fund
|
N-CSRS
|
|
|
PVH CORP. /DE/
|
10-Q
|
Financial Statements
|
|
Alvotech
|
6-K/A
|
|
|
Cavanal Hill Funds
|
N-MFP2
|
|
|
RMB INVESTORS TRUST
|
N-CSRS
|
|
|
BAGSHAW SETH H
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Blackstone Strategic Credit 2027 Term Fund
|
N-CSRS
|
|
|
PENN SERIES FUNDS INC
|
497
|
|
|
FTAC Emerald Acquisition Corp.
|
DEFA14A
|
|
|
Drilling Tools International Corp
|
4
|
|
|
Patterson Thomas Monroe
|
4
|
|
|
SPI MLP & ENERGY FUND, L.P.
|
D/A
|
|
|
FTAC Emerald Acquisition Corp.
|
8-K
|
|
|
BOXO Fund LP
|
C/A
|
|
|
s16 Fund II, LP
|
D/A
|
|
|
Core Ally, LLC
|
D
|
|
|
Peacock Investments Offering 7, LLC
|
D/A
|
|
|
Freedom Allen Hockey LLC
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
MNG KK 306, LLC
|
D
|
|
|
Jellatech, Inc.
|
D
|
|
|
Carrara George
|
144
|
|
|
BUILD-A-BEAR WORKSHOP INC
|
144
|
Financial Statements
|
|
s16 Fund II-A, LP
|
D/A
|
|
|
Gaingels Healthcare I LLC
|
D
|
|
|
Blackstone Long-Short Credit Income Fund
|
N-CSRS
|
|
|
INTRINSIC EDGE DIGITAL INFRASTRUCTURE FUND, L.P.
|
D/A
|
|
|
Peninsula Fund VIII Limited Partnership
|
D
|
|
|
SUMMIT PRIVATE INVESTMENTS II, LP
|
D/A
|
|
|
Locoh-Donou Francois
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
Branded Hospitality Venture Fund III LLC
|
D
|
|
|
MNG KK 206, LLC
|
D
|
|
|
WHALEN CHAD MICHAEL
|
4
|
|
|
Cerepak Brad M
|
144
|
|
|
DOVER Corp
|
144
|
Financial Statements
|
|
Klein Peter S
|
4
|
|
|
ING GROEP NV
|
424B5
|
Financial Statements
|
|
Kelly Jason R
|
144
|
|
|
Oaktree Diversified Income Fund Inc.
|
N-CSRS
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Agape ATP Corp
|
S-1/A
|
|
|
VOYA GOVERNMENT MONEY MARKET PORTFOLIO
|
N-MFP2
|
|
|
INTEGRAL TECHNOLOGIES INC
|
10-12G/A
|
|
|
Voya FUNDS TRUST
|
N-MFP2
|
|
|
Voya INVESTORS TRUST
|
N-MFP2
|
|
|
Hew-Tex/Omega SWD LLC
|
D/A
|
|
|
O'Donnell Michael Joseph
|
144
|
|
|
Vizio Holding Corp.
|
144
|
Financial Statements
|
|
Valenti Douglas
|
4
|
|
|
QUINSTREET, INC
|
4
|
Financial Statements
|
|
Bender Investment Co
|
144
|
|
|
Cactus, Inc.
|
144
|
Financial Statements
|
|
Carson Brennen
|
4
|
|
|
CalAmp Corp.
|
4
|
Financial Statements
|
|
LivAway MNG Investors, LLC
|
D
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
Brookfield Real Assets Income Fund Inc.
|
N-CSRS
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
497AD
|
|
|
Sarcevic Ademir
|
144
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
144
|
Financial Statements
|
|
AltC Acquisition Corp.
|
425
|
Financial Statements
|
|
Selig Robert C Jr
|
4
|
|
|
ESSA Bancorp, Inc.
|
4
|
Financial Statements
|
|
DRIEHAUS MUTUAL FUNDS
|
497
|
|
|
Electra Battery Materials Corp
|
RW
|
|
|
Eagle Point Defensive Income Fund II US LP
|
D/A
|
|
|
VALUEVEST CAPITAL, LLC
|
D
|
|
|
TORO CO
|
10-Q
|
Financial Statements
|
|
REPLICEL LIFE SCIENCES INC.
|
6-K
|
|
|
Lynch James F
|
4
|
|
|
NDL Fund 1 LLC
|
D
|
|
|
Grossman Jay M.
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Kelly Family Distributors LLC
|
C
|
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
497AD
|
|
|
Brevan Howard Digital Asset Multi-Strategy Fund, L.P.
|
D/A
|
|
|
Brookfield Investment Funds
|
N-CSRS
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Catalyst OrthoScience Inc
|
D
|
|
|
Porzelt Christopher J
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
Segall Bryant & Hamill Trust
|
N-CSRS
|
|
|
BNY MELLON FUNDS TRUST
|
N-MFP2
|
|
|
Erthos Inc.
|
D
|
|
|
FT 10961
|
487
|
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
497AD
|
|
|
McNab Paul
|
4
|
|
|
VIAVI SOLUTIONS INC.
|
4
|
Financial Statements
|
|
GE-08071 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
A&Q Long/Short Strategies Fund LLC
|
N-CSRS
|
|
|
Flat Rock Core Income Fund
|
N-CSRS
|
|
|
A&Q Technology Fund LLC
|
N-CSRS
|
|
|
JUVA LIFE INC./Canada
|
1-SA
|
|
|
Fanger Lewis A.
|
4
|
|
|
FULL HOUSE RESORTS INC
|
4
|
Financial Statements
|
|
MICROPAC INDUSTRIES INC
|
8-K
|
|
|
Gondor Partners, LP
|
D/A
|
|
|
Landis Gail S
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Eagle Point Defensive Income Fund II EP LP
|
D/A
|
|
|
VICTORY PORTFOLIOS III
|
N-MFP2
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
Columbia Funds Variable Series Trust II
|
N-MFP2
|
|
|
Brevan Howard Digital Asset Multi-Strategy Fund Ltd
|
D/A
|
|
|
Series Portfolios Trust
|
N-CSR
|
|
|
Columbia Funds Series Trust II
|
N-MFP2
|
|
|
Husted Amy D.
|
4
|
|
|
KIRBY CORP
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
FIDELITY COVINGTON TRUST
|
485BXT
|
|
|
Danzik Dennis M
|
4
|
|
|
flooidCX Corp.
|
4
|
|
|
Grzebinski David W
|
4
|
|
|
DAVIS SERIES INC
|
N-MFP2
|
|
|
Flat Rock Opportunity Fund
|
N-CSRS
|
|
|
FISHBACK DONALD R
|
4
|
|
|
MOOG INC.
|
4
|
|
|
Che Austin
|
144
|
|
|
Rodriguez Carlos A
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
UNIFIED SERIES TRUST
|
N-CSR
|
|
|
InvestX Series
|
D/A
|
|
|
Bridgford Richard Eugene
|
4
|
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
N-CSRS
|
|
|
Tidal Vision Products, Inc.
|
D/A
|
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
DEFA14A
|
Financial Statements
|
|
Mairs & Power Ventures Fund I, LP
|
D/A
|
|
|
Superchefs Kitchen Investment Fund LLC
|
C/A
|
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
40-17G
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
N-CSRS
|
|
|
Hancock Park Corporate Income, Inc.
|
ARS
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
Hancock Park Corporate Income, Inc.
|
DEFA14A
|
|
|
Splash Wines, Inc
|
C/A
|
|
|
3 Rivers Outdoor Co
|
C-W
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSRS
|
|
|
Hancock Park Corporate Income, Inc.
|
DEF 14A
|
|
|
Alexander Capital Ventures LLC
|
D
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
NEW GERMANY FUND INC
|
N-CSRS
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
VIA equity Fund V K/S
|
D/A
|
|
|
Absolute Shares Trust
|
N-CSR
|
|
|
Arogo Capital Acquisition Corp.
|
DEF 14A
|
|
|
DEUTSCHE DWS MONEY MARKET TRUST
|
N-CSRS
|
|
|
Phoenix Capital Group Holdings, LLC
|
D
|
|
|
American Cannabis Company, Inc.
|
8-K
|
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
40-17G
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
EUROPEAN EQUITY FUND, INC / MD
|
N-CSRS
|
|
|
MJ Harvest, Inc.
|
NT 10-K
|
|
|
GOVERNMENT CASH MANAGEMENT PORTFOLIO
|
N-CSRS
|
|
|
ABM INDUSTRIES INC /DE/
|
10-Q
|
Financial Statements
|
|
FT 11022
|
S-6
|
|
|
FORTUNA SILVER MINES INC
|
6-K
|
Financial Statements
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
40-17G
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Digs Space, Inc.
|
D
|
|
|
PRUDENTIAL VARIABLE CONTRACT ACCOUNT GI-2
|
N-30B-2
|
|
|
Invesco Unit Trusts Series 2313
|
487
|
|
|
3 Rivers Outdoor Co
|
C
|
|
|
Shell plc
|
6-K
|
|
|
Flat Rock Enhanced Income Fund
|
N-CSRS
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO
|
N-CSRS
|
|
|
Vestis Corp
|
CERT
|
|
|
Federated Hermes Adviser Series
|
497
|
|
|
BioNexus Gene Lab Corp
|
8-K
|
|
|
Lewis Richard Brent
|
4
|
|
