| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Goodman Advisory Group, LLC
|
N-PX
|
|
|
Allianz Investment Management U.S. LLC
|
N-PX
|
|
|
ENVESTNET ASSET MANAGEMENT INC
|
N-PX
|
|
|
Financial Network Wealth Advisors LLC
|
N-PX
|
|
|
DAGCO, INC.
|
N-PX
|
|
|
PROVENCE WEALTH MANAGEMENT GROUP
|
N-PX
|
|
|
Omnidya Inc
|
D
|
|
|
FUTURES APP, INC.
|
D
|
|
|
TRANSAMERICA SERIES TRUST
|
N-PX
|
|
|
VALIC Co I
|
N-PX
|
|
|
Meros Investment Management, LP
|
N-PX
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
KKM Financial LLC
|
N-PX
|
|
|
AIM ETF Products Trust
|
497
|
|
|
DOMO, INC.
|
8-K
|
Financial Statements
|
|
Google LLC
|
N-PX
|
|
|
Smart Health Diagnostics Co
|
D
|
|
|
Alphabet Inc.
|
N-PX
|
Financial Statements
|
|
COMMERCE FUNDS
|
N-PX
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
COHEN & STEERS CAPITAL MANAGEMENT INC
|
N-PX
|
|
|
JPMorgan Trust I
|
N-PX
|
|
|
Gol Intelligent Airlines Inc.
|
6-K
|
Financial Statements
|
|
Clearstead Trust, LLC
|
N-PX
|
|
|
Edison XFC Corp.
|
C
|
|
|
Rafferty Asset Management, LLC
|
N-PX
|
|
|
FACT Capital, LP
|
N-PX
|
|
|
ULTRAPAR HOLDINGS INC
|
6-K
|
Financial Statements
|
|
NuZee, Inc.
|
DEF 14A
|
|
|
Jet.AI Inc.
|
S-1/A
|
|
|
A-Mark Precious Metals, Inc.
|
8-K
|
Financial Statements
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
N-PX
|
|
|
Expion360 Inc.
|
DEF 14A
|
Financial Statements
|
|
Virtus Strategy Trust
|
N-PX
|
|
|
Passco Covington Ridge DST
|
D
|
|
|
Jefferies Financial Group Inc.
|
FWP
|
Financial Statements
|
|
Southport Management Limited Partnership
|
N-PX
|
|
|
SOUTHPORT MANAGEMENT, L.L.C.
|
N-PX
|
|
|
Sepulveda Management LLC
|
N-PX
|
|
|
PRELUDE CAPITAL MANAGEMENT, LLC
|
N-PX
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
Rodeo Commerce, Inc.
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
FINANCIAL INVESTORS TRUST
|
497
|
|
|
Natura &Co Holding S.A.
|
6-K
|
|
|
TCW INVESTMENT MANAGEMENT Co LLC
|
N-PX
|
|
|
TCW ASSET MANAGEMENT CO LLC
|
N-PX
|
|
|
Metropolitan West Asset Management, LLC
|
N-PX
|
|
|
First Long Island Investors, LLC
|
N-PX
|
|
|
Applied Digital Corp.
|
POS AM
|
Financial Statements
|
|
Black Swift Group, LLC
|
N-PX
|
|
|
KINETICS PORTFOLIOS TRUST
|
POS AMI
|
|
|
Edge Capital Group, LLC
|
N-PX
|
|
|
Zoomcar Holdings, Inc.
|
DEF 14A
|
|
|
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD
|
N-PX
|
|
|
Virtus Total Return Fund Inc.
|
N-PX
|
|
|
Avalon Trust Co
|
N-PX
|
|
|
Newlight Partners LP
|
N-PX
|
|
|
abrdn Income Credit Strategies Fund
|
N-PX
|
|
|
CVentures, Inc.
|
N-PX
|
|
|
Atika Capital Management LLC
|
N-PX
|
|
|
MUNDOVAL FUNDS
|
40-17G
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
N-PX
|
|
|
SEI TAX EXEMPT TRUST
|
497K
|
|
|
METEORA CAPITAL, LLC
|
N-PX
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
N-PX
|
|
|
SEI TAX EXEMPT TRUST
|
497
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
N-PX
|
|
|
abrdn Life Sciences Investors
|
N-PX
|
Financial Statements
|
|
abrdn Healthcare Investors
|
N-PX
|
Financial Statements
|
|
Scott & Selber, Inc.
|
N-PX
|
|
|
abrdn Global Infrastructure Income Fund
|
N-PX
|
|
|
Franklin Templeton Australia Ltd
|
N-PX
|
|
|
abrdn National Municipal Income Fund
|
N-PX
|
|
|
Franklin Templeton International Services S.a r.l
|
N-PX
|
|
|
Eat Cook Joy Inc
|
D
|
|
|
abrdn Total Dynamic Dividend Fund
|
N-PX
|
|
|
MEXICO EQUITY & INCOME FUND INC
|
N-PX
|
|
|
Advisors Preferred Trust
|
N-PX
|
|
|
abrdn Global Premier Properties Fund
|
N-PX
|
|
|
abrdn Global Dynamic Dividend Fund
|
N-PX
|
|
|
GAMCO INVESTORS, INC. ET AL
|
N-PX
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
N-PX
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
MicroCloud Hologram Inc.
|
6-K
|
|
|
INDIA FUND, INC.
|
N-PX
|
|
|
Amia Capital LLP
|
N-PX
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
N-PX
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
N-PX
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
N-PX
|
|
|
AURORA EQUITY PARTNERS VII-A L.P.
|
D/A
|
|
|
StoicLane Inc.
|
D
|
|
|
HAWAIIAN TAX FREE TRUST
|
497K
|
|
|
Encompass Capital Energy Transition Master Fund L.P.
|
N-PX
|
|
|
Encompass Capital Master Fund LP
|
N-PX
|
|
|
AURORA EQUITY PARTNERS VII L.P.
|
D/A
|
|
|
Modern Capital Funds Trust
|
N-PX
|
|
|
Encompass Capital E L Master Fund L.P.
|
N-PX
|
|
|
HAWAIIAN TAX FREE TRUST
|
497
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
497K
|
|
|
STONE RIDGE TRUST
|
N-PX
|
|
|
Encompass Capital Advisors LLC
|
N-PX
|
|
|
Prairiewood Capital, LLC
|
N-PX
|
|
|
Lynrock Lake LP
|
N-PX
|
|
|
BofA Finance LLC
|
FWP
|
|
|
iSHARES TRUST
|
497K
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Technology Crossover Management XI, Ltd.
|
N-PX
|
|
|
Insight Inv LLC
|
N-PX
|
|
|
LAFAYETTE ENERGY CORP.
|
S-1/A
|
|
|
PRIO WEALTH LIMITED PARTNERSHIP
|
N-PX
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
497
|
|
|
INHERENT GROUP, LP
|
N-PX
|
|
|
Park West Asset Management LLC
|
N-PX
|
|
|
JPMORGAN TRUST IV
|
N-PX
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497K
|
|
|
iSHARES TRUST
|
497
|
|
|
Stone Ridge Trust II
|
N-PX
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
PGIM Rock ETF Trust
|
497K
|
|
|
ALLSPRING FUNDS TRUST
|
497
|
|
|
PFG Fund V, LLC
|
1-A/A
|
|
|
Manager Directed Portfolios
|
N-PX
|
|
|
NEW COVENANT FUNDS
|
497K
|
|
|
abrdn Healthcare Opportunities Fund
|
N-PX
|
|
|
PGIM Rock ETF Trust
|
497
|
|
|
SEI INSTITUTIONAL INVESTMENTS TRUST
|
497K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
497
|
|
|
Treeline, Inc.
|
D
|
|
|
TRGP Opportunities Fund, LP
|
D
|
|
|
WILMINGTON FUNDS
|
497K
|
|
|
SYLEBRA CAPITAL LLC
|
N-PX
|
|
|
Deer VIII & Co. L.P.
|
N-PX
|
|
|
CAXTON CORP
|
N-PX
|
|
|
Financial Advisors Network, Inc.
|
N-PX
|
|
|
WILMINGTON FUNDS
|
497J
|
|
|
Technology Crossover Management VII, Ltd.
|
N-PX
|
|
|
SK Growth Opportunities Corp
|
DEF 14A
|
|
|
Hatteras Master Fund, L.P.
|
N-PX
|
|
|
Affimed N.V.
|
6-K
|
Financial Statements
|
|
T. Rowe Price Real Assets Fund, Inc.
|
N-PX
|
|
|
PRECISION BIOSCIENCES INC
|
8-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Investcorp Europe Acquisition Corp I
|
425
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
DEFA14A
|
Financial Statements
|
|
T. Rowe Price U.S. Large-Cap Core Fund, Inc.
|
N-PX
|
|
|
Volato Group, Inc.
|
8-K
|
|
|
PRICE T ROWE ASSOCIATES INC /MD/
|
N-PX
|
|
|
Allot Ltd.
|
SC 13D/A
|
Financial Statements
|
|
QVT Financial LP
|
SC 13D/A
|
|
|
T. Rowe Price Investment Management, Inc.
|
N-PX
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
OCULAR THERAPEUTIX, INC
|
8-K
|
Financial Statements
|
|
Keros Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
PowerUp Acquisition Corp.
|
8-K
|
|
|
T. Rowe Price New Horizons Fund, Inc.
|
N-PX
|
|
|
T. Rowe Price Small-Cap Stock Fund, Inc.
|
N-PX
|
|
|
T. Rowe Price Global Allocation Fund, Inc.
|
N-PX
|
|
|
Investcorp Europe Acquisition Corp I
|
8-K
|
|
|
T. Rowe Price Blue Chip Growth Fund, Inc.
|
N-PX
|
|
|
KING STREET CAPITAL MANAGEMENT, L.P.
|
N-PX
|
|
|
SuperCom Ltd
|
6-K
|
Financial Statements
|
|
Outerbridge Capital Management LLC
|
SC 13D/A
|
|
|
Canaan Inc.
|
F-3/A
|
Financial Statements
|
|
Pyxis Tankers Inc.
|
6-K
|
Financial Statements
|
|
BELITE BIO, INC
|
6-K
|
Financial Statements
|
|
ACTELIS NETWORKS INC
|
8-K
|
Financial Statements
|
|
TotalEnergies Capital
|
424B5
|
|
|
TotalEnergies SE
|
424B5
|
|
|
BE-0717 Fund IV, a series of Riverside Ventures, LP
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1941
|
D
|
|
|
T. Rowe Price Balanced Fund, Inc.
|
N-PX
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
First Phosphate Corp.
|
6-K
|
|
|
Grant Mark Peterson
|
4
|
|
|
AMERICAN SOFTWARE INC
|
4
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
McInturff Kevin Lee
|
4
|
|
|
Charron Keith Alan
|
4
|
|
|
Harrison Bill Thomas
|
4
|
|
|
Verstraete Stephany
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
CAROLINAS WEALTH CONSULTING LLC
|
N-PX
|
|
|
CoJax Oil & Gas Corp
|
8-K
|
|
|
Investment Management Group, LLC
|
N-PX
|
|
|
Graham Holdings Co Master Retirement Trust
|
N-PX
|
|
|
TYNDALL CAPITAL PARTNERS L P
|
N-PX
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Waters Michael Willem
|
144
|
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
N-PX
|
|
|
INLAND GROUP, LLC
|
N-PX
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
FORMULA GROWTH LTD
|
N-PX
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Vandervoort Adam C
|
144
|
|
|
Benton Patrick M.
|
4
|
|
|
UFP INDUSTRIES INC
|
4
|
Financial Statements
|
|
Inland Investment Advisors, LLC
|
N-PX
|
|
|
Krueger William E.
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
Tofla Megaline Inc.
|
8-K
|
|
|
Avenue Energy Opportunities Partners II, LLC
|
N-PX
|
|
|
Graham Holdings Co
|
N-PX
|
Financial Statements
|
|
Sunstone Fund, Ltd
|
D
|
|
|
SMA RELATIONSHIP TRUST
|
N-PX
|
|
|
Leader Funds Trust
|
N-PX
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
GL Energy Opportunities Partners II, LLC
|
N-PX
|
|
|
Raman-Tangella Vidya
|
144
|
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Shannon Robert Regan
|
144
|
|
|
Permian Resources Corp
|
144
|
Financial Statements
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
Ares Private Markets Fund
|
SC TO-I
|
|
|
Avenue Capital Management II GenPar, LLC
|
N-PX
|
|
|
Tema ETF Trust
|
N-PX
|
|
|
UBS Group AG
|
N-PX
|
Financial Statements
|
|
Eastern International Ltd.
|
F-1
|
|
|
Avenue Capital Management II, L.P.
|
N-PX
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Tian'an Technology Group Ltd
|
6-K
|
|
|
UBS FUNDS
|
N-PX
|
|
|
ETF Series Solutions
|
N-PX
|
|
|
Baldwin Investment Management, LLC
|
N-PX
|
|
|
Tompkins Trust Co
|
N-PX
|
|
|
Goldstein Lainie
|
144
|
|
|
LASRY MARC
|
N-PX
|
|
|
TAKE TWO INTERACTIVE SOFTWARE INC
|
144
|
Financial Statements
|
|
Stonebridge Capital Advisors LLC
|
N-PX/A
|
|
|
Abound Wealth Management
|
N-PX
|
|
|
IronBridge Private Wealth, LLC
|
N-PX
|
|
|
MILES DAVID W
|
4
|
|
|
WINNEBAGO INDUSTRIES INC
|
4
|
Financial Statements
|
|
Codere Online Luxembourg, S.A.
|
144
|
|
|
Werner Martin
|
144
|
|
|
Woods Jacqueline D.
|
4
|
|
|
Bell John Charles
|
144
|
|
|
REICHELDERFER BRENDA
|
4
|
|
|
FEDERAL SIGNAL CORP /DE/
|
4
|
Financial Statements
|
|
RSCP FUND I, LLC
|
D
|
|
|
Chopas James George
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Kinney Tricia Ann
|
4
|
|
|
BlueLinx Holdings Inc.
|
4
|
Financial Statements
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
SC TO-I
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-MFP3/A
|
|
|
COLE MICHAEL R
|
4
|
|
|
Brown Advisory Funds
|
24F-2NT
|
|
|
Trencher Daniel
|
144
|
|
|
SPECIALE INVEST GROWTH FUND I
|
D/A
|
|
|
Listed Funds Trust
|
497J
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
SC TO-I
|
|
|
Onconetix, Inc.
|
DEFA14A
|
Financial Statements
|
|
Baumann Adam M
|
4
|
|
|
Kimball Electronics, Inc.
|
4
|
Financial Statements
|
|
Onconetix, Inc.
|
8-K
|
Financial Statements
|
|
Lehrman Thomas D
|
144
|
|
|
Ibotta, Inc.
|
144
|
|
|
Turitz Andrew
|
144
|
|
|
Croom Jana T
|
4
|
|
|
WisdomTree Trust
|
N-PX
|
|
|
Callicotte Lisa
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
West Tower Group, LLC
|
N-PX
|
|
|
UBS Series Funds
|
N-PX
|
|
|
SI HL Fund II Denton, LP
|
D
|
|
|
PACE SELECT ADVISORS TRUST
|
N-PX
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
DeLorenzo Jessica L
|
4
|
|
|
Nishkama Capital, LLC
|
N-PX
|
|
|
GENERAL ATLANTIC, L.P.
|
N-PX
|
|
|
Pensionmark Financial Group, LLC
|
N-PX
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Master Trust
|
N-PX
|
|
|
KCL Capital, L.P.
|
N-PX
|
|
|
UBS INVESTMENT TRUST
|
N-PX
|
|
|
JONES RICHARD H
|
144
|
|
|
PEGASYSTEMS INC
|
144
|
Financial Statements
|
|
Ranger Global Real Estate Advisors, LLC
|
N-PX
|
|
|
Friedman David A
|
144
|
|
|
LEVI STRAUSS & CO
|
144
|
Financial Statements
|
|
SUNRISE REAL ESTATE GROUP INC
|
10-Q
|
|
|
Hass Douglas
|
4
|
|
|
ETF Opportunities Trust
|
N-PX
|
|
|
ASPEN RIDGE CAPITAL 2 LLC - SERIES 1
|
D
|
|
|
NORTHERN FUNDS
|
N-PX
|
|
|
CANADA PENSION PLAN INVESTMENT BOARD
|
N-PX
|
|
|
Quality Industrial Corp.
|
8-K
|
|
|
BYLINE BANCORP, INC.
|
4
|
Financial Statements
|
