| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Ptacin Brogan
|
4
|
|
|
360 Funds
|
497
|
|
|
Chandler Elizabeth B
|
144
|
|
|
ROLLINS INC
|
144
|
Financial Statements
|
|
Grimes Capital Group, LLC
|
D
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Korn Steven T
|
4
|
|
|
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
|
N-PX
|
|
|
Phillips Richard D
|
4
|
|
|
GRYPHON ODIN CV-A, L.P.
|
D
|
|
|
EXENCIAL WEALTH ADVISORS, LLC
|
N-PX
|
|
|
NHIT: Core Plus Fixed Income Trust
|
D/A
|
|
|
YouSolar, Inc.
|
C/A
|
|
|
GRYPHON ODIN CV, L.P.
|
D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
VanEck Merk Gold ETF
|
FWP
|
|
|
Thomson Kathy R
|
4
|
|
|
RIVERSOURCE LIFE INSURANCE Co OF NEW YORK
|
N-PX
|
|
|
ZJK Industrial Co., Ltd.
|
FWP
|
|
|
AMERIPRISE FINANCIAL INC
|
N-PX
|
Financial Statements
|
|
J O HAMBRO CAPITAL MANAGEMENT LTD
|
N-PX
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Wells Isabel S
|
4
|
|
|
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO
|
N-PX
|
|
|
HIGH INCOME SECURITIES FUND
|
N-PX
|
|
|
Trinity Legacy Partners, LLC
|
N-PX
|
|
|
Cerocke Grace M
|
144
|
|
|
Matson, Inc.
|
144
|
Financial Statements
|
|
World Funds Trust
|
N-PX
|
|
|
BG223 Holdings LLC
|
D
|
|
|
UNIVERSAL ELECTRONICS INC
|
8-K
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497K
|
|
|
Sterneck Capital Management, LLC
|
N-PX
|
|
|
LITHIUM AMERICAS CORP.
|
SC 13D/A
|
|
|
General Motors Holdings LLC
|
SC 13D/A
|
|
|
ILS Fixed Horizon LLC
|
1-A/A
|
|
|
CMWA Capital Appreciation Fund LLC
|
D
|
|
|
MIMG CCXXXVIII Westpark, LLC
|
D
|
|
|
American Assets Investment Management, LLC
|
N-PX
|
|
|
Global Innovative Platforms Inc.
|
10-Q
|
|
|
GasTechno Energy & Fuels
|
D
|
|
|
Jensen Christopher J.
|
144
|
|
|
Wing Yip Food Holdings Group Ltd
|
F-1/A
|
|
|
BASS CHARLIE
|
4
|
|
|
SOCKET MOBILE, INC.
|
4
|
Financial Statements
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497
|
|
|
American Assets Capital Advisers, LLC
|
N-PX
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
DiVincenzo Jonathan P.
|
144
|
|
|
LABCORP HOLDINGS INC.
|
144
|
Financial Statements
|
|
McMillan Ryan
|
4
|
|
|
Nevada Canyon Gold Corp.
|
4
|
|
|
Powell Max Ltd
|
CERT
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Coco Nation LLC
|
C/A
|
|
|
Hartford Schroders Private Opportunities Fund
|
4
|
|
|
Schroder US Holdings Inc.
|
4
|
|
|
Perkins Tandra C
|
3
|
|
|
COMMERCIAL METALS Co
|
3
|
Financial Statements
|
|
Hartford Funds Management Co LLC
|
4
|
|
|
CMWA Small Cap Fund LLC
|
D
|
|
|
RGP Income Fund, LP
|
D/A
|
|
|
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
|
N-PX
|
|
|
AGARWAL AMIT MOHAN
|
SC 13G/A
|
|
|
Container Store Group, Inc.
|
SC 13G/A
|
Financial Statements
|
|
CORDATA HEALTHCARE INNOVATIONS, INC.
|
D
|
|
|
Penglai Peak Offshore Fund, Ltd.
|
D
|
|
|
Brunner Nathan
|
3
|
|
|
LXP Industrial Trust
|
3
|
|
|
US Mortgage-Backed & Income Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free High Grade Portfolio Bond Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free High Grade Portfolio Bond Fund II for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund V for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Tax Free Fund II for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
Short Term Investment Fund for Puerto Rico Residents, Inc.
|
N-PX/A
|
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
CMWA Micro Cap Fund LLC
|
D
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
PENGLAI PEAK FUND, LP
|
D
|
|
|
Trivedi Surekha
|
144
|
|
|
Veralto Corp
|
144
|
|
|
Equitybee 22-58021, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Columbia ETF Trust I
|
CERT
|
|
|
Puente Juan Carlos
|
144
|
|
|
WHIRLPOOL CORP /DE/
|
144
|
Financial Statements
|
|
MML INVESTORS SERVICES, LLC
|
N-PX
|
|
|
GREIF, INC
|
8-K
|
Financial Statements
|
|
GraniteShares ETF Trust
|
CERT
|
|
|
Click Holdings Ltd.
|
F-1/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
GuideStone Funds
|
N-PX
|
|
|
Pier61 Fund, Ltd
|
D
|
|
|
INHERENT GROUP GP, LLC
|
N-PX
|
|
|
Puig Brands S.A./ADR
|
F-6EF
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6EF
|
|
|
HAWTHORN BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Sternlieb Paul
|
4
|
|
|
ENERPAC TOOL GROUP CORP
|
4
|
|
|
PECONIC PARTNERS LLC
|
N-PX
|
|
|
COLUMBIA WANGER ASSET MANAGEMENT LLC
|
N-PX
|
|
|
TAS Medical, Inc.
|
D
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
Clough Global Dividend & Income Fund
|
SC 13D
|
|
|
Portland Plant Foods, Inc.
|
D
|
|
|
LINCOLN INVESTMENT PLANNING, LLC
|
N-PX
|
|
|
Radiant Health Partners LLC
|
D
|
|
|
Mountaineer Partners Management, LLC
|
N-PX
|
|
|
Invesco Real Estate Income Trust Inc.
|
4
|
|
|
Invesco Ltd.
|
4
|
Financial Statements
|
|
Invesco Advisers, Inc.
|
4
|
|
|
Equitybee 22-36657, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Coatue Strategic Maple Long Only Fund LP
|
N-PX
|
|
|
Premier, Inc.
|
144
|
Financial Statements
|
|
DAVIDS JODY R
|
144
|
|
|
ALBERT D MASON INC
|
N-PX
|
|
|
Pier61 Fund, LP
|
D
|
|
|
Velasco Francisco
|
4
|
|
|
PRICESMART INC
|
4
|
Financial Statements
|
|
EV Mobility, Inc.
|
SEC STAFF ACTION
|
|
|
Keohane Sean D
|
144
|
|
|
CABOT CORP
|
144
|
Financial Statements
|
|
PARTNERS GROUP NEXT GENERATION INFRASTRUCTURE, LLC
|
4
|
|
|
Hood Lewis Randolph Jr
|
4
|
|
|
SPROTT INC.
|
N-PX
|
|
|
NIEBERGALL ROSS
|
144
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
144
|
Financial Statements
|
|
Anchor IV Pte. Ltd.
|
N-PX
|
|
|
RIVERVIEW BANCORP INC
|
8-K
|
Financial Statements
|
|
Price David R
|
4
|
|
|
ARGUS INVESTORS' COUNSEL, INC.
|
N-PX
|
|
|
ROLAND DAVID L
|
144
|
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
144
|
Financial Statements
|
|
Vault Storage Fund 1, LLC
|
D
|
|
|
Sterling Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
AEGON LTD.
|
6-K/A
|
Financial Statements
|
|
Equitybee 22-33207, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Feeney Caroline
|
144
|
|
|
PRUDENTIAL FINANCIAL INC
|
144
|
Financial Statements
|
|
HILDEBRANDT JOHN D
|
4
|
|
|
NGEN-Enzy LP
|
D/A
|
|
|
O'Conor Raymond F
|
4
|
|
|
ARROW FINANCIAL CORP
|
4
|
Financial Statements
|
|
Coatue F1 LP
|
N-PX
|
|
|
Siren ETF Trust
|
N-PX
|
|
|
Collins Robert Martin
|
4
|
|
|
McCleary Michael
|
4
|
|
|
Bitech Technologies Corp
|
S-1/A
|
|
|
Equitybee 22-24582, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
MINISTRY PARTNERS INVESTMENT COMPANY, LLC
|
424B3
|
|
|
Sadin Wayne J
|
4
|
|
|
HARRIS WALTER L
|
144
|
|
|
LOEWS CORP
|
144
|
Financial Statements
|
|
Pen-Pet Co-Invest LLC
|
D
|
|
|
Wolford Bernie G.
|
144
|
|
|
GuideStone Capital Management, LLC
|
N-PX
|
|
|
Lighthouse Asian Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC
|
D
|
|
|
Tenner Mandy
|
144
|
|
|
Amalgamated Financial Corp.
|
144
|
Financial Statements
|
|
Equitybee 22-42927, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
RREEF Property Trust, Inc.
|
8-K
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
N-PX
|
|
|
Capital Analysts, LLC
|
N-PX
|
|
|
Equitybee 22-56296, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Coatue CT XXIV LLC
|
N-PX
|
|
|
SILVERCREST ASSET MANAGEMENT GROUP LLC
|
N-PX
|
|
|
Flag Ship Acquisition Corp
|
8-K
|
|
|
Copperleaf Capital, LLC
|
N-PX
|
|
|
Capitol Series Trust
|
497
|
|
|
Volcon, Inc.
|
4
|
Financial Statements
|
|
SABBY MANAGEMENT, LLC
|
4
|
|
|
Exchange Listed Funds Trust
|
497
|
|
|
EB Texas, LLC
|
D
|
|
|
Equitybee 22-61073, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Welgus Howard G.
|
144
|
|
|
Arcutis Biotherapeutics, Inc.
|
144
|
Financial Statements
|
|
Tidal Trust II
|
485BXT
|
|
|
ETF Series Solutions
|
497K
|
|
|
Sarnoff Dafna
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
INDIE ELEVATE, LLC
|
D
|
|
|
COATUE KONA III LP
|
N-PX
|
|
|
Choice Advisors LLC
|
MA-I/A
|
|
|
Ehlers & Associates, Inc.
|
MA-I/A
|
|
|
Equitybee 22-98559, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
VANGUARD VARIABLE INSURANCE FUNDS
|
N-CSRS
|
|
|
Mouritsen Mark Edgar
|
144
|
|
|
Aspen Technology, Inc.
|
144
|
Financial Statements
|
|
DANIELS MICHAEL E
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
US GLOBAL INVESTORS FUNDS
|
N-PX
|
|
|
Independent Access Partners Infrastructure Fund I, LLC
|
D/A
|
|
|
Pen-Nick Co-Invest LLC
|
D
|
|
|
Clearsense, Inc
|
D
|
|
|
Hopper Jonathan Mark
|
144
|
|
|
Vericel Corp
|
144
|
Financial Statements
|
|
Greenleaf Investment Partners L121 Debt, LLC
|
D
|
|
|
WELSH MARK A III
|
4
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
4
|
Financial Statements
|
|
MIO Strategic V LLC
|
D
|
|
|
CENTRAL PACIFIC FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
ADVANTEST CORP
|
D/A
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-PX
|
|
|
Zallie James P.
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B8
|
|
|
JPMORGAN CHASE & CO
|
424B8
|
Financial Statements
|
|
Advisors' Inner Circle Fund III
|
N-PX
|
|
|
Keystone Energy Fund 2024 LP
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
SCHWARTZ INVESTMENT TRUST
|
N-PX
|
|
|
GCP Ascend LP
|
D
|
|
|
LUZ Capital Partners, LLC
|
D
|
|
|
Coatue Smart Transportation Fund I LP
|
N-PX
|
|
|
Advisors' Inner Circle Fund II
|
485BXT
|
|
|
Opaleye Management Inc.
|
N-PX
|
|
|
Equitybee 22-21364, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
AB CORPORATE SHARES
|
497
|
|
|
FRIBOURG PAUL J
|
144
|
|
|
Cyan Robotics, Inc.
|
D
|
|
|
North Capital Funds Trust
|
497J
|
|
|
Kunkel Raymond J.
|
4
|
|
|
Charlotte's Web Holdings, Inc.
|
4
|
|
|
VanEck Ethereum ETF
|
10-Q
|
|
|
Flowering Peach, LLC
|
D
|
|
|
Scoggin GP LLC
|
N-PX
|
|
|
Star Alliance International Corp.
|
8-K
|
|
|
HOTCHKIS & WILEY FUNDS /DE/
|
497K
|
|
|
Hypo Depositor 1, LLC
|
ABS-15G
|
|
|
Mertz Elinor
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Musa Capital Fund I, LP
|
D/A
|
|
|
PECP VI-M, L.P.
|
D/A
|
|
|
Applied Fundamental Research, LLC
|
N-PX
|
|
|
Karbon-X Corp.
|
NT 10-K
|
|
|
Nurkin John Webster
|
144
|
|
|
SPX Technologies, Inc.
|
144
|
Financial Statements
|
|
Savran Technologies Inc.
|
D
|
|
|
Banner Printing USA, Inc.
|
D
|
|
|
SCOGGIN MANAGEMENT LP
|
N-PX
|
|
|
Rings Capital Management LLC
|
N-PX
|
|
|
CPS Receivables Five LLC
|
ABS-15G
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
ABS-15G
|
Financial Statements
|
|
Equitybee 22-89967, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Keybay Apartments Davie FL LP
|
D
|
|
|
Hilton Capital Management, LLC
|
N-PX
|
|
|
America Great Health
|
8-K
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
497
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
497
|
|
|
Platinum Equity Capital Partners VI, L.P.
|
D/A
|
|
|
Adden Energy, Inc.
|
D
|
|
|
HORTON D R INC /DE/
|
8-K
|
Financial Statements
|
|
Penobscot Investment Management Company, Inc.
|
N-PX
|
|
|
Salvucci Joseph V Sr
|
4
|
|
|
HNR Acquisition Corp.
|
4
|
|
|
HOTCHKIS & WILEY FUNDS /DE/
|
497
|
|
|
Comstock Inc.
|
8-K
|
Financial Statements
|
|
Singhal Priya
|
144
|
|
|
BIOGEN INC.
|
144
|
Financial Statements
|
|
PRUDENTIAL FINANCIAL INC
|
424B2
|
Financial Statements
|
|
Royal Capital Wealth Management, LLC
|
N-PX
|
|
|
Salvucci Joseph V Jr
|
4
|
|
|
RIVER CITY INVESTMENTS PCC
|
D
|
|
|
Nexalin Technology, Inc.
|
8-K
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Sachs Adam David
|
144
|
|
|
Kelly William John
|
144
|
|
|
Khalifa Sammy
|
144
|
|
|
Vicarious Surgical Inc.
|
144
|
|
|
Mazzola John
|
144
|
|
|
DIKER CHARLES M
|
144
|
|
|
Megan Holdings Ltd.
|
F-1/A
|
|
|
PICTET BANK & TRUST Ltd
|
N-PX/A
|
|
|
IVY FUNDS
|
24F-2NT
|
|
|
RENN Fund, Inc.
|
4
|
|
|
GREENOAKS CAPITAL PARTNERS LLC
|
N-PX
|
|
|
AB CORPORATE SHARES
|
497J
|
|
|
WST Investment Trust
|
425
|
|
|
ALLSPRING FUNDS TRUST
|
497J
|
|
|
H OFFSHORE FUND, LTD.
|
N-PX
|
|
|
Jones Jeffrey J II
|
144
|
|
|
H&R BLOCK INC
|
144
|
Financial Statements
|
|
Equitybee 22-24416, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
PRE TXBU CI, LLC
|
D
|
|
|
FARMERS & MERCHANTS BANCORP INC
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8-K
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Financial Statements
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