| Company Name |
Form Type |
SEC Filings |
|
|
|
|
LITHIUM AMERICAS CORP.
|
6-K
|
|
|
Oshita Lindsey Harumi
|
3
|
|
|
GraniteShares ETF Trust
|
8-A12B
|
|
|
Fundrise Growth eREIT III, LLC
|
1-U
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-PX
|
|
|
Dover Street Fund XI Private Investors Offshore SICAV-RAIF S.C.Sp.
|
D/A
|
|
|
Columbia Threadneedle
|
N-PX
|
|
|
Regime de rentes du Mouvement Desjardins
|
N-PX
|
|
|
Fairbanks Jackson
|
144/A
|
|
|
Asset Entities Inc.
|
144/A
|
Financial Statements
|
|
Hafnia Ltd
|
6-K
|
|
|
Pho'nomenal, Inc.
|
C-U
|
|
|
Virtus Event Opportunities Trust
|
N-PX
|
|
|
Fundrise Growth eREIT II, LLC
|
1-U
|
|
|
Frasca & Associates, LLC
|
MA-I
|
|
|
ALIGHT SERIES TRUST
|
N-CSRS
|
|
|
COATUE MANAGEMENT LLC
|
N-PX
|
|
|
Fundrise Development eREIT, LLC
|
1-U
|
|
|
Pyrford International Ltd
|
N-PX
|
|
|
Dimensional ETF Trust
|
497K
|
|
|
Zerify, Inc.
|
8-K
|
|
|
FT 11657
|
497J
|
|
|
1290 Funds
|
N-PX
|
|
|
DOUGLAS FALCON FUND, L.P.
|
D/A
|
|
|
Dimensional ETF Trust
|
497
|
|
|
DUPREE MUTUAL FUNDS
|
N-CSR
|
|
|
Fundrise Equity REIT, LLC
|
1-U
|
|
|
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
|
N-PX
|
|
|
Keady Robert J.
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
Ames Christy
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
N-PX
|
|
|
Ironvine Capital Partners, LLC
|
N-PX
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
|
N-PX
|
|
|
Silliman Craig L.
|
144
|
|
|
VERIZON COMMUNICATIONS INC
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Everpage Inc.
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Hein Park Capital Management LP
|
N-PX
|
|
|
GABELLI & Co INVESTMENT ADVISERS, INC.
|
N-PX
|
|
|
Baucum Terri
|
144
|
|
|
Texas Community Bancshares, Inc.
|
144
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
VanEck ETF Trust
|
497J
|
|
|
TrialKit Inc.
|
D
|
|
|
Exome Asset Management LLC
|
N-PX
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
N-PX
|
|
|
CORNING INC /NY
|
8-K
|
Financial Statements
|
|
Fundrise West Coast Opportunistic REIT, LLC
|
1-U
|
|
|
MERGER FUND
|
NPORT-P/A
|
|
|
Virtus Event Opportunities Trust
|
NPORT-P/A
|
|
|
MERGER FUND VL
|
NPORT-P/A
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
IAMGOLD CORP
|
SD
|
Financial Statements
|
|
Wallace Capital Management Inc.
|
N-PX
|
|
|
LightInTheBox Holding Co., Ltd.
|
424B3
|
Financial Statements
|
|
Angel Oak Funds Trust
|
N-PX
|
|
|
YCG Funds
|
N-PX
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
ADVISOR PARTNERS II, LLC
|
N-PX
|
|
|
FRIES ROBERT H
|
4
|
|
|
ENCISION INC
|
4
|
|
|
True North
|
D/A
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
BUBECK JAMES
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
Churchill Capital Corp VII
|
SC 13G/A
|
|
|
Magnetar Financial LLC
|
SC 13G/A
|
|
|
Gross-Wen Technologies, Inc.
|
D/A
|
|
|
JANUS HENDERSON GROUP PLC
|
8-K
|
Financial Statements
|
|
Cerus Fitness Inc.
|
C
|
|
|
DELTA ASSET MANAGEMENT LLC/TN
|
N-PX
|
|
|
Ritter Daniher Financial Advisory LLC / DE
|
N-PX
|
|
|
Broadcrest Asset Management, LLC
|
N-PX
|
|
|
CASPER MARC N
|
144
|
|
|
THERMO FISHER SCIENTIFIC INC.
|
144
|
Financial Statements
|
|
TRIDAN CORP
|
N-PX
|
|
|
Desai Neil
|
144
|
|
|
Aadi Bioscience, Inc.
|
144
|
|
|
FOWLER JOHN MOORE
|
144
|
|
|
StoneX Group Inc.
|
144
|
Financial Statements
|
|
CARDINAL CAPITAL MANAGEMENT LLC /CT
|
N-PX
|
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
FEGO PAUL J
|
144
|
|
|
Randall Christopher S.
|
144
|
|
|
National Bank Holdings Corp
|
144
|
Financial Statements
|
|
SOUTHERN CO GAS CAPITAL CORP
|
424B5
|
|
|
SOUTHERN CO GAS
|
424B5
|
|
|
Tolany Brandon
|
144
|
|
|
SILICON LABORATORIES INC.
|
144
|
Financial Statements
|
|
Karobaar Capital, LLC.
|
DRS
|
|
|
Avidian Asto Consumer Fund I, LP
|
D
|
|
|
Palmer Thomas Ronald
|
144
|
|
|
DelSanto Anne
|
144
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
144
|
Financial Statements
|
|
MANITOWOC CO INC
|
8-K
|
Financial Statements
|
|
Angel Oak Strategic Credit Fund
|
N-PX
|
|
|
Adage Capital Management, L.P.
|
N-PX
|
|
|
Lyle Peter F SR
|
4
|
|
|
Healthcare Realty Trust Inc
|
4
|
|
|
ArrowMark Financial Corp.
|
497AD
|
Financial Statements
|
|
RGL Partners, LLC
|
D/A
|
|
|
Flutter Entertainment plc
|
8-K
|
|
|
Impacta Latam VC Fund I LP
|
D/A
|
|
|
DoubleLine Yield Opportunities Fund
|
N-PX
|
|
|
Crown Cork & Seal Co. Inc. Master Retirement Trust
|
144
|
|
|
CROWN HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Marblegate Partners Offshore Fund III, L.P.
|
D
|
|
|
PRIMECAP Odyssey Funds
|
N-PX
|
|
|
Alliance Capital Investors LLC
|
D
|
|
|
Wildermuth Fund
|
N-PX
|
|
|
Americold Realty Operations, Inc.
|
POSASR
|
|
|
Americold Australian Holdings PTY Ltd
|
POSASR
|
|
|
Icecap Properties NZ Ltd
|
POSASR
|
|
|
Nova Cold Logistics ULC
|
POSASR
|
|
|
Americold Realty Operating Partnership, L.P.
|
POSASR
|
|
|
AMERICOLD REALTY TRUST
|
POSASR
|
|
|
SOF Ltd
|
N-PX
|
|
|
Marblegate Partners Onshore Fund III, L.P.
|
D
|
|
|
DoubleLine Opportunistic Credit Fund
|
N-PX
|
|
|
LUMINUS MANAGEMENT LLC
|
N-PX
|
|
|
Mason Capital Fund Trust
|
N-PX
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
497
|
|
|
New York Life Investments ETF Trust
|
N-PX
|
|
|
BNY Mellon Capital Markets, LLC
|
MA-I/A
|
|
|
NB Tech Acquisitions Corp
|
D
|
|
|
Planet Green Holdings Corp.
|
DEF 14A
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
R C Kemper Jr Charitable Trust & Foundation
|
144
|
|
|
UMB FINANCIAL CORP
|
144
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
4
|
|
|
R C Kemper Charitable Trust & Foundation
|
144
|
|
|
Tollette Wylie
|
3
|
|
|
Berryman Kevin C
|
144
|
|
|
JACOBS SOLUTIONS INC.
|
144
|
|
|
R C Kemper Marital Trust
|
144
|
|
|
DoubleLine Funds Trust
|
N-PX
|
|
|
Bebe & Crosby Kemper Foundation for the Arts
|
144
|
|
|
Reitan Colleen F
|
144
|
|
|
MYRIAD GENETICS INC
|
144
|
Financial Statements
|
|
New York Life Investments Active ETF Trust
|
N-PX
|
|
|
Hettler Charles Michael
|
3
|
|
|
SMART FOR LIFE, INC.
|
3
|
|
|
TRI-CONTINENTAL Corp
|
8-K
|
Financial Statements
|
|
PIMCO Dynamic Income Strategy Fund
|
4
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
Melqart Asset Management
|
N-PX
|
|
|
QNB CORP
|
8-K
|
|
|
Columbia ETF Trust II
|
N-PX
|
|
|
Albinson Brock
|
144
|
|
|
Matador Gold Technologies Inc.
|
D
|
|
|
Motorsport Games Inc.
|
424B3
|
Financial Statements
|
|
GILL DANIEL M
|
4
|
|
|
ASURE SOFTWARE INC
|
4
|
Financial Statements
|
|
Desai Sonal
|
3
|
|
|
TransUnion
|
144
|
Financial Statements
|
|
Martin Timothy J
|
144
|
|
|
Dreyfus Institutional Reserves Funds
|
497J
|
|
|
Polus Capital Management Ltd
|
N-PX
|
|
|
Lianfeng Holding Acquisition
|
SEC STAFF ACTION
|
|
|
University of Maryland Foundation, Inc.
|
N-PX
|
|
|
Carvana Auto Receivables Trust 2024-P3
|
8-K
|
|
|
Carvana Receivables Depositor LLC
|
8-K
|
|
|
Olesen Capital Management LLC
|
4
|
|
|
Olesen Value Fund GP LLC
|
4
|
|
|
Olesen Christian
|
4
|
|
|
Olesen Value Fund L.P.
|
4
|
|
|
SOLITRON DEVICES INC
|
4
|
|
|
Federated Hermes ETF Trust
|
N-CEN
|
|
|
Vanguard Montgomery Funds
|
N-CSRS
|
|
|
Ecphora Capital SPV14, LP
|
D/A
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
N-CEN
|
|
|
FEDERATED HERMES CORE TRUST
|
N-CEN
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
N-PX
|
|
|
Black Maria
|
144
|
|
|
Federated Hermes Adviser Series
|
N-CEN
|
|
|
Index Venture Growth Associates III Ltd
|
N-PX
|
|
|
VANGUARD INDEX FUNDS
|
N-CSRS
|
|
|
Columbia Funds Series Trust II
|
N-PX
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
TRI-CONTINENTAL Corp
|
N-PX
|
Financial Statements
|
|
SRN Advisors, LLC
|
N-PX
|
|
|
Dover Stephen H
|
3
|
|
|
Morningstar Funds Trust
|
497J
|
|
|
REGIONS FINANCIAL CORP
|
424B2
|
Financial Statements
|
|
Columbia ETF Trust I
|
N-PX
|
|
|
Mora Elizabeth
|
144
|
|
|
MKS INSTRUMENTS INC
|
144
|
Financial Statements
|
|
DoubleLine ETF Trust
|
497K
|
|
|
Columbia Funds Variable Series Trust II
|
N-PX
|
|
|
Index Venture Associates VI Ltd
|
N-PX
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
497J
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
NYLI CBRE Global Infrastructure Megatrends Term Fund
|
DEFA14A
|
|
|
Cohen & Steers UK Ltd
|
N-PX
|
|
|
AIRE ADVISORS, LLC
|
N-PX
|
|
|
Reem's Falafel, LLC
|
C
|
|
|
CADENCE DESIGN SYSTEMS INC
|
S-3ASR
|
Financial Statements
|
|
Comstock Funds, Inc.
|
497J
|
|
|
WANGER ADVISORS TRUST
|
N-PX
|
|
|
Chao James
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
Gilson Jean-Marc
|
4
|
|
|
Westlake Chemical Partners LP
|
4
|
Financial Statements
|
|
CHAOUKI STEVEN M
|
144
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
N-PX
|
|
|
Braddock Edward H.
|
144
|
|
|
Cadence Bank
|
144
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-PX
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
N-CSRS
|
|
|
McCarthy Michael Paul
|
3
|
|
|
MFS SERIES TRUST XII
|
497
|
|
|
MFS SERIES TRUST XI
|
497
|
|
|
MFS SERIES TRUST XVII
|
497
|
|
|
MFS SERIES TRUST VI
|
497
|
|
|
MFS SERIES TRUST VIII
|
497
|
|
|
MFS SERIES TRUST II
|
497
|
|
|
MFS SERIES TRUST I
|
497
|
|
|
MFS SERIES TRUST X
|
497
|
|
|
MFS SERIES TRUST XV
|
497
|
|
|
MFS MUNICIPAL SERIES TRUST
|
497
|
|
|
MFS SERIES TRUST XIII
|
497
|
|
|
MFS SERIES TRUST VII
|
497
|
|
|
MFS SERIES TRUST III
|
497
|
|
|
MFS SERIES TRUST V
|
497
|
|
|
MASSACHUSETTS INVESTORS TRUST
|
497
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
497
|
|
|
MFS SERIES TRUST IX
|
497
|
|
|
MFS SERIES TRUST IV
|
497
|
|
|
MFS SERIES TRUST XVI
|
497
|
|
|
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
|
N-PX
|
|
|
COLUMBIA ACORN TRUST
|
N-PX
|
|
|
BrewBilt Brewing Co
|
15-12G
|
|
|
Archer Alex
|
4
|
|
|
Lottery.com Inc.
|
10-Q/A
|
|
|
BT DE Investments Inc.
|
SC 13D/A
|
|
|
ORGANIGRAM HOLDINGS INC.
|
SC 13D/A
|
|
|
Music Licensing Inc.
|
1-U
|
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
State Street Saudi Arabia Financial Solutions
|
N-PX
|
|
|
NBT BANCORP INC
|
8-K
|
Financial Statements
|
|
KKR FS Income Trust Select
|
SC TO-I
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
Roaring Brook Innovations Fund I L.P.
|
D
|
|
|
BUENAVENTURA MINING CO INC
|
6-K
|
Financial Statements
|
|
Hitson Brent O.
|
4
|
|
|
Southern States Bancshares, Inc.
|
4
|
Financial Statements
|
|
KKR FS Income Trust
|
SC TO-I
|
|
|
Sable Offshore Corp.
|
424B3
|
|
|
Legg Mason Global Asset Management Trust
|
497
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497
|
|
|
WESTERN ASSET FUNDS INC
|
497
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497
|
|
|
Fairbanks Jackson
|
144
|
|
|
Procaps Group, S.A.
|
6-K
|
|
|
Scilex Holding Co
|
424B3
|
|
|
SOUTHERN CALIFORNIA EDISON Co
|
424B2
|
|
|
Inspirato Inc
|
8-K
|
|
|
Worksport Ltd
|
8-K
|
|
|
Indra Principals LP
|
D
|
|
|
Expensify, Inc.
|
8-K
|
Financial Statements
|
|
Collaborative Holdings Management LP
|
N-PX
|
|
|
Sfumato Equity Holdings LP
|
D
|
|
|
AgEagle Aerial Systems Inc.
|
S-1
|
Financial Statements
|
|
JOHNSON RUPERT H JR
|
3
|
|
