| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Lorient Healthcare GP III Investment, LP
|
D/A
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
BMW Vehicle Lease Trust 2023-2
|
ABS-EE
|
|
|
Gumshoe Offshore Fund Ltd
|
D/A
|
|
|
RCC 973 LLC
|
D
|
|
|
M. Kingdon Offshore Ltd.
|
D/A
|
|
|
ETF Series Solutions
|
485BXT
|
|
|
Singh-Bushell Ekta
|
4
|
|
|
LIGHTSPEED COIN EX INC
|
D
|
|
|
GATC HEALTH CORP
|
1-SA
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
Lefevere Kurt
|
3
|
|
|
Air Products & Chemicals, Inc.
|
3
|
Financial Statements
|
|
Roth James H
|
4
|
|
|
BMW Vehicle Owner Trust 2024-A
|
ABS-EE
|
|
|
Owen Taryn R
|
4
|
|
|
TrueBlue, Inc.
|
4
|
Financial Statements
|
|
Gumshoe Capital LP
|
D/A
|
|
|
ICE GEMS, Inc.
|
D
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
N-MFP3
|
|
|
Eubel Brady & Suttman Mutual Fund Trust
|
N-CSR
|
|
|
Lorient Healthcare Fund III, LP
|
D/A
|
|
|
ADVISORS SERIES TRUST
|
N-CSR
|
|
|
Advisors' Inner Circle Fund II
|
N-CSR
|
|
|
NATIONWIDE MUTUAL FUNDS
|
N-MFP3
|
|
|
SYQUANT CAPITAL SAS
|
13F-HR
|
|
|
Waycross Investment Management Co
|
13F-HR
|
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
WRIGHT INVESTORS SERVICE INC
|
13F-HR
|
|
|
Fortune Valley Treasures, Inc.
|
8-K
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
Ultimus Managers Trust
|
485BXT
|
|
|
Invesco Unit Trusts Series 2384
|
497J
|
|
|
BlackRock Credit Strategies Fund
|
3
|
|
|
Tseng Philip M
|
3
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
Investment House Funds
|
N-CSR
|
|
|
DouglasBay Capital IV Fund L.P.
|
D/A
|
|
|
3D PIONEER SYSTEMS, INC.
|
REVOKED
|
|
|
Intellectible, Inc.
|
D
|
|
|
Poseidon Co-Investment Holdings, LP
|
D/A
|
|
|
Generations Bancorp NY, Inc.
|
25
|
|
|
ATCAP Fund III, LP
|
D
|
|
|
JED 80 LLC
|
D/A
|
|
|
Ark7 Properties Plus LLC
|
1-SA
|
|
|
OK Stone Bryax Capital SPV, LLC
|
D
|
|
|
SARATOGA ADVANTAGE TRUST
|
N-MFP3
|
|
|
Series 21-1, a series of StartEngine Private LLC
|
D
|
|
|
Stewart Investors Worldwide Sustainability Fund
|
D/A
|
|
|
RBC FUNDS TRUST
|
N-MFP3
|
|
|
HFG Wealth Management, LLC
|
13F-HR
|
|
|
VSEE HEALTH, INC.
|
D
|
|
|
VIRTUOUS SOFTWARE, INC.
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Solar Holdings TopCo Ltd
|
D
|
|
|
FT 11834
|
S-6
|
|
|
GREIF, INC
|
8-K
|
Financial Statements
|
|
Mertz Elinor
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
DAVIS SERIES INC
|
N-MFP3
|
|
|
Highland Financial Advisors, LLC
|
N-PX
|
|
|
USQ Core Real Estate Fund
|
N-23C3A
|
|
|
waypoint wealth counsel
|
13F-HR
|
|
|
Monroe Capital Income Plus Corp
|
8-K
|
|
|
Nuburu, Inc.
|
4
|
|
|
Hirsch Daniel J.
|
4
|
|
|
Popular U.S. Government Money Market Fund, LLC
|
N-MFP3
|
|
|
MCI Income Fund VII, LLC
|
1-A POS
|
|
|
CHEMUNG CANAL TRUST CO
|
13F-HR
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
Cang Bao Tian Xia International Art Trade Center, Inc.
|
REVOKED
|
|
|
RJA Asset Management LLC
|
13F-HR
|
|
|
Hummel Kristi
|
4
|
|
|
Fessenden Daniel J.
|
4
|
|
|
City National Rochdale Select Strategies Fund
|
N-CSRS
|
|
|
Yang Yingmei
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Hughes Lily Yan
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Oak, LLC
|
D
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
497J
|
|
|
XD Fund Trust
|
N-MFP3
|
|
|
Ecco Auto World Corp
|
REVOKED
|
|
|
Jefferies Financial Group Inc.
|
424B5
|
Financial Statements
|
|
Red Pine Exploration Inc.
|
D
|
|
|
Kanuru Rajendra Kumar
|
144
|
|
|
GENERAC HOLDINGS INC.
|
144
|
Financial Statements
|
|
Sunshine Lake Pharma Co., Ltd.
|
CB/A
|
|
|
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
|
CB/A
|
|
|
Fernandez Charles M.
|
4
|
|
|
Axonic Special Opportunities SBL Overseas Fund, Ltd.
|
D/A
|
|
|
Majestic Ideal Holdings Ltd
|
F-1
|
|
|
Certara, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BAILLIE GIFFORD & CO
|
SC 13G/A
|
|
|
Wilper Keny Frank
|
144
|
|
|
Allegiant Travel CO
|
144
|
Financial Statements
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP3
|
|
|
Cornerstone Financial Technology Fund LP
|
D/A
|
|
|
monday.com Ltd.
|
SCHEDULE 13G
|
Financial Statements
|
|
WCM INVESTMENT MANAGEMENT, LLC
|
SCHEDULE 13G
|
|
|
Quantix Active Inflation Partners LP
|
D/A
|
|
|
ORSER CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Freshpet, Inc.
|
SCHEDULE 13G
|
Financial Statements
|
|
Grandview Asset Management LLC
|
13F-HR
|
|
|
WESTERN ASSET FUNDS INC
|
497J
|
|
|
Terran Orbital Corp
|
DEFM14A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
497J
|
|
|
SCP SF4, LLC
|
D
|
|
|
Coliseum Acquisition Corp.
|
SC 13G/A
|
Financial Statements
|
|
Walleye Capital LLC
|
SC 13G/A
|
|
|
DEMCHAK WILLIAM S
|
144
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
SL Investment Corp.
|
SC 13G/A
|
|
|
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO
|
SC 13G/A
|
|
|
NuCana plc
|
SC 13G/A
|
Financial Statements
|
|
Halle Tree Guardians Holdings LLC
|
D/A
|
|
|
FundVantage Trust
|
N-MFP3
|
|
|
Hartford Funds Exchange-Traded Trust
|
N-CSR
|
|
|
AMCR ABS Master Depositor Trust
|
ABS-15G
|
|
|
AMERICAN GROWTH FUND INC
|
24F-2NT
|
|
|
PRYOR JULIETTE WILLIAMS
|
4
|
|
|
GENUINE PARTS CO
|
4
|
Financial Statements
|
|
Cox Richard JR
|
4
|
|
|
280 E Palmetto Park Road LLC
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1949
|
D
|
|
|
Hardin Paul Russell
|
4
|
|
|
Goodegg North Edge Investor, LLC
|
D
|
|
|
Hyland Donna Westbrook
|
4
|
|
|
FAYARD GARY P
|
4
|
|
|
Apogee Therapeutics, Inc.
|
SC 13G
|
|
|
CompoSecure, Inc.
|
SC 13G/A
|
|
|
Amerant Bancorp Inc.
|
SC 13G/A
|
Financial Statements
|
|
Squarespace, Inc.
|
SC 13G/A
|
Financial Statements
|
|
WELLINGTON MANAGEMENT GROUP LLP
|
SC 13G/A
|
|
|
WELLINGTON MANAGEMENT GROUP LLP
|
SC 13G
|
|
|
HOLDER JOHN R
|
4
|
|
|
10Talents Private Fund XVI, L.P.
|
D
|
|
|
LOUDERMILK ROBERT C JR
|
4
|
|
|
ASB PARTNERS, L.P.
|
D/A
|
|
|
EMPOWER FUNDS, INC.
|
497K
|
|
|
TPT GLOBAL TECH, INC.
|
8-K
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP3
|
|
|
JOHNS JOHN D
|
4
|
|
|
First International Bank & Trust
|
13F-HR
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Balcony Technology Group, Inc.
|
D/A
|
|
|
FT 11860
|
S-6
|
|
|
Diameter Credit Co
|
8-K
|
|
|
Handelsbanken Fonder AB
|
13F-HR
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
485APOS
|
|
|
Thaden Michael
|
3
|
|
|
Hanover Bancorp, Inc. /NY
|
3
|
Financial Statements
|
|
GREEN CENTURY FUNDS
|
N-CSR
|
|
|
EMPOWER FUNDS, INC.
|
497
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
8-K
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
LANDMARK BANCORP INC
|
SC 13G/A
|
Financial Statements
|
|
KORNITZER CAPITAL MANAGEMENT INC /KS
|
SC 13G/A
|
|
|
Crew Capital Management, Ltd.
|
N-PX
|
|
|
OSPREY STORAGE TX PORTFOLIO DST
|
D
|
|
|
Franklin Templeton ETF Trust
|
485APOS
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
497J
|
|
|
10Talents Private Fund XV LP
|
D
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
N-MFP3
|
|
|
Voya INVESTORS TRUST
|
497K
|
|
|
Ruyizhou INC
|
D
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
497J
|
|
|
LESAKA TECHNOLOGIES INC
|
DEFA14A
|
|
|
Voya INVESTORS TRUST
|
497
|
|
|
CHTX Club, LLC
|
D
|
|
|
Assurified, Inc.
|
D
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
497J
|
|
|
Florence MHP LLC
|
D/A
|
|
|
Arlington Partners LLC
|
N-PX
|
|
|
DELAWARE GROUP INCOME FUNDS
|
N-CSR
|
|
|
NEW YORK LIFE INVESTMENTS VP FUNDS TRUST
|
485APOS
|
|
|
Texas Community Bancshares, Inc.
|
8-K
|
|
|
Edible Garden AG Inc
|
SC 13G
|
|
|
Dominion Capital L.L.C.
|
SC 13G
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
N-CSR
|
|
|
AVSF - Eclypsium 2024, LLC
|
D
|
|
|
RESOURCES CONNECTION, INC.
|
8-K
|
|
|
Alpha Star Acquisition Corp
|
8-K
|
|
|
cultivate
|
D/A
|
|
|
SilverBox Corp IV
|
8-K
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
424B3
|
|
|
Better Home & Finance Holding Co
|
4
|
|
|
Nicholas J. Calamari
|
4
|
|
|
ARCTRUST III, Inc.
|
D/A
|
|
|
Tuffin Paula
|
4
|
|
|
Bitwise Funds Trust
|
485APOS
|
|
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
|
N-PX
|
|
|
Equitable Financial Life Insurance Co
|
424B3
|
|
|
Gartman Dennis H.
|
4
|
|
|
Armada Hoffler Properties, Inc.
|
4
|
Financial Statements
|
|
Bitwise Funds Trust
|
497
|
|
|
AGRIFORCE GROWING SYSTEMS LTD.
|
PRE 14A
|
|
|
KINETA, INC./DE
|
8-K
|
|
|
UMH PROPERTIES, INC.
|
8-K
|
Financial Statements
|
|
Antelope Enterprise Holdings Ltd
|
6-K
|
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
Super League Enterprise, Inc.
|
8-K
|
Financial Statements
|
|
ALX ONCOLOGY HOLDINGS INC
|
8-K
|
Financial Statements
|
|
YY Group Holding Ltd.
|
6-K
|
|
|
StemPoint Capital Opportunity Offshore Fund Ltd
|
D
|
|
|
North Lion Offshore Fund, Ltd.
|
D/A
|
|
|
Red Spruce Capital, LLC
|
13F-HR
|
|
|
Neuronetics, Inc.
|
DEFA14A
|
Financial Statements
|
|
Neuronetics, Inc.
|
8-K
|
Financial Statements
|
|
Hussain Abbas
|
4
|
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
StemPoint Capital Opportunity Fund LP
|
D
|
|
|
JTI
|
SC TO-T/A
|
|
|
VECTOR GROUP LTD
|
SC TO-T/A
|
Financial Statements
|
|
Hussain Abbas
|
3
|
|
|
Moderna, Inc.
|
3
|
Financial Statements
|
|
SAFE BULKERS, INC.
|
6-K
|
Financial Statements
|
|
JOHN HANCOCK BOND TRUST
|
497K
|
|
|
HSBC Global Asset Management
|
13F-NT
|
|
|
JOHN HANCOCK BOND TRUST
|
497
|
|
|
Iris Energy Ltd
|
6-K
|
Financial Statements
|
|
Neolastin SC Investors LLC
|
D
|
|
|
StemPoint Capital Offshore Fund Ltd
|
D/A
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
8-K
|
Financial Statements
|
|
Brookdale Senior Living Inc.
|
8-K
|
Financial Statements
|
|
Alcaine Elizabeth
|
4
|
|
|
Shell Finance US Inc.
|
8-A12B
|
|
|
Shell plc
|
8-A12B
|
|
|
HOUGH JERVIS
|
4
|
|
|
Shell plc
|
6-K
|
|
|
LM FUNDING AMERICA, INC.
|
DEFA14A
|
|
|
Western Uranium & Vanadium Corp.
|
8-K
|
|
|
AKANDA CORP.
|
6-K
|
Financial Statements
|
|
Ostin Technology Group Co., Ltd.
|
6-K
|
Financial Statements
|
|
VECTOR GROUP LTD
|
SC 14D9/A
|
Financial Statements
|
|
Biodexa Pharmaceuticals Plc
|
6-K
|
|
|
CION Investment Corp
|
CERT
|
|
|
KE-0717 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Bem David Stanley
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Gorman Andrew
|
4
|
|
|
Nargolwala Vineet A
|
4
|
|
|
Wilms Brett
|
4
|
|
|
Thornton Ann
|
4
|
|
|
Gioia Nancy Lee
|
4
|
|
|
ALLENDER PATRICK W
|
4
|
|
|
RICHARDSON BRADLEY C
|
4
|
|
|
Zepp Health Corp
|
SC 13G/A
|
|
|
Collins Smee Joanne
|
4
|
|
|
DeBruine Thomas F
|
4
|
|
|
Williams Michelle Elizabeth
|
4
|
|
|
DiMartino Rose
|
4
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
4
|
|
|
BRUNO ELIZABETH P
|
4
|
|
|
Bojarski Olivier
|
4
|
|
|
Cusack Deidre
|
4
|
|
|
Shaller Russell
|
4
|
|
|
Hix Christopher M
|
4
|
|
|
StemPoint Capital Fund LP
|
D/A
|
|
|
Holiday Inn Club Vacations Inc
|
ABS-15G
|
|
|
FL-0718 Fund IV, a series of Hustle Fund Angel Squad, LP
|
D
|
|
|
DU-0405 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Lind Value II ApS
|
13F-HR
|
|
|
Xencor Inc
|
8-K
|
Financial Statements
|
|
Inception Growth Acquisition Ltd
|
8-K
|
|
|
SEPARATE ACCOUNT VA BNY
|
497VPI
|
|
|
SEPARATE ACCOUNT VA B
|
497VPI
|
|
|
Beneficient
|
8-K
|
|
|
GW US Maritime Fund LP - Series 3
|
D
|
|
|
SEPARATE ACCOUNT VA B
|
497
|
|
|
SEPARATE ACCOUNT VA BNY
|
497
|
|
|
WRL SERIES ANNUITY ACCOUNT
|
497
|
|
|
CONMED Corp
|
8-K
|
Financial Statements
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497J
|
|
|
LINCOLN NATIONAL LIFE INSURANCE CO /IN/
|
424B3
|
|
|
Inspirato Inc
|
8-K
|
|
|
Wakeford Kent
|
4
|
|
|
Skillz Inc.
|
4
|
|
|
MONEY MARKET PORTFOLIOS
|
N-MFP3
|
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
N-MFP3
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
N-MFP3
|
|
|
Value Capital Partners
|
SC 13D/A
|
|
|
LESAKA TECHNOLOGIES INC
|
SC 13D/A
|
|
|
WST Investment Trust
|
40-17G/A
|
|
|
Scutt Joshua
|
144
|
|
|
Paylocity Holding Corp
|
144
|
Financial Statements
|
|
SANGAMO THERAPEUTICS, INC
|
8-K
|
Financial Statements
|
|
Frost Bert A
|
144
|
|
|
CF Industries Holdings, Inc.
|
144
|
Financial Statements
|
|
DeFelice Debra Michelle
|
3
|
|
|
Mediaco Holding Inc.
|
3
|
|
|
Voya Asia Pacific High Dividend Equity Income Fund
|
SC 13G/A
|
|
|
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
|
SC 13G/A
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497J
|
|
