| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MCCANN PATRICK J
|
4
|
|
|
Corbin Patrick E.
|
4
|
|
|
Walker Jerome T.
|
4
|
|
|
Franklin ETF Trust
|
40-17F2
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-MFP3
|
|
|
Crowder Jason M
|
4
|
|
|
MobilityFund Elec PIONIX SPV a Series of CGF2021 LLC
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
TUPPERWARE BRANDS CORP
|
SC 13G/A
|
Financial Statements
|
|
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
|
SC 13G/A
|
|
|
Glide Path Solutions TE 2025 LP
|
D
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
DEF 14A
|
|
|
WVP Emerging Manager Private Fund LLC - Alternative Lending Aggregate Series
|
D/A
|
|
|
Fusion Coolant I a Series of Republic Deal Room Master Fund LLC
|
D
|
|
|
LVM CAPITAL MANAGEMENT LTD/MI
|
13F-HR
|
|
|
Marquie Group, Inc.
|
S-1
|
|
|
Loh Michael Anthony
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
Delta Financial Group, Inc.
|
13F-HR
|
|
|
First Phosphate Corp.
|
6-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Sound Cave Technology Inc.
|
10-K
|
|
|
RDE, Inc.
|
4
|
|
|
Deane Retirement Strategies, Inc.
|
13F-HR
|
|
|
Handy Steve
|
4
|
|
|
ENRIGHT ERIN S.
|
4
|
|
|
DYNATRONICS CORP
|
4
|
Financial Statements
|
|
Figure HELOC Master Depositor Trust
|
ABS-15G
|
|
|
WVP Emerging Manager Private Fund LLC
|
D/A
|
|
|
Igah Ventures IV LP
|
D/A
|
|
|
IVYLINE DYNAMIC GROWTH LP
|
D/A
|
|
|
Glide Path Solutions GF 2025 LP
|
D
|
|
|
AGEE NANCY H
|
4
|
|
|
Fidelity Merrimack Street Trust
|
425
|
|
|
FIDELITY SALEM STREET TRUST
|
425
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Monterey Private Wealth, Inc.
|
13F-HR
|
|
|
TEMPLETON INCOME TRUST
|
40-17F2
|
|
|
Shepherd Ave Capital Acquisition Corp
|
S-1/A
|
|
|
Franklin Templeton ETF Trust
|
40-17F2
|
|
|
Baker Brian D.
|
4
|
|
|
JUMP PARTNERS INC.
|
D
|
|
|
Arizona Gold & Silver Inc.
|
D
|
|
|
Glide Path Solutions 2025 LP
|
D
|
|
|
VECTOR 21 HOLDINGS, INC.
|
10-K
|
|
|
Vequity Technologies, LLC
|
D
|
|
|
FRANKLIN STRATEGIC SERIES
|
40-17F2
|
|
|
ESSIG STUART
|
4
|
|
|
UBS AG
|
FWP
|
|
|
MCM - MOBILE HOMES I, LLC
|
D
|
|
|
FIDELITY PURITAN TRUST
|
485BPOS
|
|
|
TEMPLETON INSTITUTIONAL FUNDS
|
40-17F2
|
|
|
Teo Sow Hang
|
4
|
|
|
Core Laboratories Inc. /DE/
|
4
|
Financial Statements
|
|
CJM Wealth Advisers, Ltd.
|
13F-HR
|
|
|
McQueen Labs Series, LLC
|
1-A/A
|
|
|
YIELD10 BIOSCIENCE, INC.
|
8-K
|
Financial Statements
|
|
Tattoli Mark Damian
|
4
|
|
|
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO
|
40-17F2
|
|
|
Provco Ventures 1 LP
|
4
|
|
|
FIDELITY INVESTMENT TRUST
|
485BPOS
|
|
|
Private Equity Portfolio TE 2025 LP
|
D
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
40-17F2
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
FIDELITY MAGELLAN FUND
|
485BPOS
|
|
|
FRANKLIN MANAGED TRUST
|
40-17F2
|
|
|
Gardner Thomas J
|
4
|
|
|
AgEagle Aerial Systems Inc.
|
4
|
Financial Statements
|
|
FIDELITY MT VERNON STREET TRUST
|
485BPOS
|
|
|
FIDELITY CONCORD STREET TRUST
|
485BPOS
|
|
|
KKR FS Income Trust Select
|
SC TO-I/A
|
|
|
FIDELITY CAPITAL TRUST
|
485BPOS
|
|
|
GTIF Private Investors Offshore SICAV-RAIF S.A.
|
D/A
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
Nationwide VL Separate Account-G
|
497VPI
|
|
|
Frost Malcolm B.
|
4
|
|
|
FRANKLIN LTD DURATION INCOME TRUST
|
40-17F2
|
|
|
Private Equity Portfolio GF 2025 LP
|
D
|
|
|
WESTMORELAND 408 LLC
|
D
|
|
|
SEI DAILY INCOME TRUST /MA/
|
N-CSRS
|
|
|
Begley Grant A
|
4
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
40-17F2
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
FIDELITY SECURITIES FUND
|
485BPOS
|
|
|
CONSTELLATION BRANDS, INC.
|
10-Q
|
Financial Statements
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
485BPOS
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
SCHEDULE 13G/A
|
Financial Statements
|
|
HEARTLAND ADVISORS INC
|
SCHEDULE 13G/A
|
|
|
bean jeffrey buchanan
|
4
|
|
|
SPARTA COMMERCIAL SERVICES, INC.
|
4
|
|
|
CC&L PA Fund Ltd.
|
D
|
|
|
Nationwide VL Separate Account-G
|
485BPOS
|
|
|
Granite Bay Wealth Management, LLC
|
13F-HR
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Anderson Kelly
|
4
|
|
|
SPORCK ALISTAIR N
|
4
|
|
|
AEHR TEST SYSTEMS
|
4
|
Financial Statements
|
|
Capital Market Strategies LLC
|
13F-HR
|
|
|
KKR FS Income Trust
|
SC TO-I/A
|
|
|
Jefferson National Life of New York Annuity Account 1
|
485BPOS
|
|
|
Anglin Arthur Michael
|
4
|
|
|
SSR MINING INC.
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
BATES THOMAS R JR
|
4
|
|
|
Franklin Investors Securities Trust
|
40-17F2
|
|
|
SG Americas Securities, LLC
|
13F-HR
|
|
|
Booth Brian R
|
4
|
|
|
RICHMOND DONALD P. II
|
4
|
|
|
Fish Simon Adrian
|
4
|
|
|
Origin Starling, DST
|
D/A
|
|
|
Fisher Leigh Ann
|
4
|
|
|
Krusi Alan
|
4
|
|
|
NATIONWIDE MULTI FLEX VARIABLE ACCOUNT
|
485BPOS
|
|
|
Malchuk Daniel
|
4
|
|
|
SEP Greyhound Dev II, LP
|
D
|
|
|
NATIONWIDE VARIABLE ACCOUNT 9
|
485BPOS
|
|
|
LORRAIN Jerome Jean-Pierre
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
Priestly Kay G
|
4
|
|
|
Swager Karen A
|
4
|
|
|
LORRAIN Jerome Jean-Pierre
|
3
|
|
|
FORWARD AIR CORP
|
3
|
Financial Statements
|
|
TEMPLETON FUNDS
|
40-17F2
|
|
|
GTIF Private Investors LLC
|
D/A
|
|
|
Bendza Gary Mark
|
3
|
|
|
MODINE MANUFACTURING CO
|
3
|
Financial Statements
|
|
Antal Rodney
|
4
|
|
|
Opportunistic Credit Interval Fund
|
40-17G
|
|
|
Supabase, Inc.
|
D
|
|
|
MacNevin William K.
|
4
|
|
|
White Wolf Private Equity Opportunities, LP
|
D/A
|
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
Sparks Michael John
|
4
|
|
|
Kentucky First Federal Bancorp
|
8-K/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Ray-Chaudhuri Avijit K.
|
4
|
|
|
Farid Fady Adel Edward
|
4
|
|
|
Willdan Group, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Amundi
|
SC 13G/A
|
|
|
Bottled, Inc.
|
C/A
|
|
|
Ebbett John
|
4
|
|
|
Claxton Assets, LLC
|
D
|
|
|
Private Equity Portfolio 2025 LP
|
D
|
|
|
Bogaczyk Janusz Michal
|
SCHEDULE 13G
|
|
|
HYDROFARM HOLDINGS GROUP, INC.
|
SCHEDULE 13G
|
Financial Statements
|
|
LORD ABBETT TRUST I
|
N-CSR
|
|
|
Thomopoulos Joanne
|
4
|
|
|
TEMPLETON DRAGON FUND INC
|
40-17F2
|
|
|
BRANDON DAVID
|
4
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
White Wolf Private Credit Opportunities, LP
|
D/A
|
|
|
TCA Fund 1 LLC
|
D
|
|
|
ROGERS VERNON
|
4
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
N-CSR
|
|
|
Farnsworth Russell
|
4
|
|
|
World Vision, Inc.
|
SC 13G
|
|
|
ShiftPixy, Inc.
|
SC 13G
|
Financial Statements
|
|
Clear Haven Total Return Partners Fund, LP
|
D/A
|
|
|
TORGOW GARY
|
4
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
FAN STAKE INC.
|
C
|
|
|
ENGINEER ADIL
|
4
|
|
|
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST
|
N-CSR
|
|
|
White Wolf Private Fund Opportunities, LP
|
D/A
|
|
|
iSHARES TRUST
|
N-CSR
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Heeson Lee
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
PGIM Short Duration High Yield Opportunities Fund
|
N-CSR
|
|
|
iShares U.S. ETF Trust
|
N-CSR
|
|
|
Siu Chris
|
4
|
|
|
Fitness Champs Holdings Ltd
|
F-1/A
|
|
|
Advisors Disciplined Trust 2252
|
487
|
|
|
Heeson Lee
|
3
|
|
|
INCYTE CORP
|
3
|
Financial Statements
|
|
Private Credit Portfolio TE 2025 LP
|
D
|
|
|
Nuvau Minerals Corp
|
D
|
|
|
PGIM Global High Yield Fund, Inc.
|
N-CSR
|
|
|
Antoine Robert
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
FT 11670
|
487
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
40-17F2
|
|
|
Davenport Bonnie
|
4
|
|
|
Private Credit Portfolio GF 2025 LP
|
D
|
|
|
Full Bloom Memory Care, LLC
|
D
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
N-CSR
|
|
|
AEI NET LEASE PORTFOLIO 23 DST
|
D/A
|
|
|
AB LARGE CAP GROWTH FUND INC
|
N-CSR
|
|
|
AB CAP FUND, INC.
|
N-CSR
|
|
|
Johnson Laura L
|
4
|
|
|
AB PORTFOLIOS
|
N-CSR
|
|
|
AB SUSTAINABLE GLOBAL THEMATIC FUND, INC.
|
N-CSR
|
|
|
Equinox Gold Corp.
|
6-K
|
|
|
Grant William E
|
4
|
|
|
Fidelity Private Credit Co LLC
|
SC TO-I/A
|
|
|
PGIM High Yield Bond Fund, Inc.
|
N-CSR
|
|
|
Holiday Park Village Investors, LLC
|
D
|
|
|
Rubicon Continuation Fund L.P.
|
D/A
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
N-CSR
|
|
|
Private Credit Portfolio 2025 LP
|
D
|
|
|
JLLX Diversified VI, DST
|
D/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Sovereign Geld LLLP
|
D
|
|
|
AfterSchool HQ Inc.
|
D
|
|
|
Midea Group Co., Ltd./ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
BIP Private Investors Offshore SICAV-RAIF S.A.
|
D/A
|
|
|
CION Grosvenor Infrastructure Fund
|
3
|
|
|
ZOPP ANDREA L
|
3
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
40-17F2
|
|
|
ACE CAPITAL TRUST IV
|
S-3ASR
|
|
|
CHUBB INA HOLDINGS LLC
|
S-3ASR
|
|
|
ACE CAPITAL TRUST III
|
S-3ASR
|
|
|
Chubb Ltd
|
S-3ASR
|
Financial Statements
|
|
m funds Trust
|
S-6
|
|
|
BLACKROCK MUNIVEST FUND, INC.
|
N-CSR
|
|
|
Barrel Stock Investment Fund 18 LLC
|
D/A
|
|
|
RCP Multi-Strategy Cayman Feeder II, LP
|
D/A
|
|
|
TEMPLETON DEVELOPING MARKETS TRUST
|
40-17F2
|
|
|
BSTC 2024 3-4Yr LLC
|
D/A
|
|
|
WAG-Tide Rock, LLC
|
D
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Perspiculex Inc.
|
D
|
|
|
Arkview Capital Co-Invest I, L.P.
|
D/A
|
|
|
TEMPLETON CHINA WORLD FUND
|
40-17F2
|
|
|
PRIVATE CLIENT SERVICES, LLC
|
13F-HR
|
|
|
BMW Vehicle Lease Trust 2024-2
|
424B5
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
N-CSR
|
|
|
BMW AUTO LEASING LLC
|
424B5
|
|
|
DeVincke Darcy J
|
4
|
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
N-CSR
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
DeVincke Darcy J
|
3
|
|
|
DONALDSON Co INC
|
3
|
Financial Statements
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
SEC STAFF ACTION
|
|
|
Barrel Stock Investment Fund 17 LLC
|
D/A
|
|
|
SCALF THOMAS R
|
4
|
|
|
Duncan Williams Asset Management, LLC
|
13F-HR
|
|
|
Robinson Scott J.
|
4
|
|
|
Lewis Richard Brent
|
4
|
|
|
Kramer Sheila G.
|
4
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
N-CSR
|
|
|
Dahlgren Andrew C
|
4
|
|
|
Hancock Park Corporate Income, Inc.
|
D/A
|
|
|
CEBULLA ANDREW J.
|
4
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
N-CSR
|
|
|
Exome Asset Management LLC
|
13F-HR/A
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
Carpenter Tod E.
|
4
|
|
|
CHIMNEY BFC 1 LP
|
D
|
|
|
Kovelman Harry
|
144
|
|
|
MYOMO, INC.
|
144
|
Financial Statements
|
|
Briseno Guillermo
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Becker Amy C
|
4
|
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
40-17F2
|
|
|
BMW Vehicle Lease Trust 2024-2
|
8-K
|
|
|
BMW AUTO LEASING LLC
|
8-K
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
N-CSR
|
|
|
BlackRock Capital Allocation Term Trust
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
N-CSR
|
|
|
Sandgren James A
|
4/A
|
|
|
OLD NATIONAL BANCORP /IN/
|
4/A
|
Financial Statements
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
FRANKLIN UNIVERSAL TRUST
|
40-17F2
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2448
|
S-6
|
|
|
RCP Multi-Strategy Fund II, LP
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2447
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2446
|
S-6
|
|
|
Aquilo Co-Investment L.P.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2445
|
S-6
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.
|
N-CSR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2444
|
S-6
|
|
|
Shaw Benjamin A
|
4/A
|
|
|
ALPHA PRO TECH LTD
|
4/A
|
Financial Statements
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
40-17F2
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
N-CSR
|
|
|
Broadcom Inc.
|
144
|
Financial Statements
|
|
TAN HOCK E
|
144
|
|
|
Evermore Technologies Inc.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2443
|
S-6
|
|
|
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
|
40-17F2
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
N-CSR
|
|
|
World Funds Trust
|
485BXT
|
|
|
TTCP Executive Fund - PYX, LLC
|
D
|
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
N-CSR
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
4
|
|
|
BGO Prime Industrial Development Co-Investment Feeder LP
|
D
|
|
|
RESMED INC
|
ARS
|
Financial Statements
|
|
BGO Prime Industrial Development Co-Investment LP
|
D
|
|
|
Private Diversifiers Portfolio TE 2025 LP
|
D
|
|
|
RESMED INC
|
DEFA14A
|
Financial Statements
|
|
Saba Capital Income & Opportunities Fund II
|
4
|
|
