| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BAKER FELIX
|
4
|
|
|
BAKER JULIAN
|
4
|
|
|
Girouard Dave
|
144
|
|
|
Gu Paul
|
144
|
|
|
LUXURBAN HOTELS INC.
|
144
|
Financial Statements
|
|
Ferdinand Brian
|
144
|
|
|
Mirgorodskaya Natalia
|
144
|
|
|
JACOBS GERARD M.
|
4/A
|
|
|
LFTD PARTNERS INC.
|
4/A
|
|
|
Darling Scott
|
144
|
|
|
Payoneer Global Inc.
|
4
|
|
|
Galit Scott H.
|
4
|
|
|
Karuna Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Ignelzi Troy A.
|
144
|
|
|
CareMax, Inc.
|
4
|
|
|
Flynn James E
|
4
|
|
|
DEERFIELD MANAGEMENT COMPANY, L.P.
|
4
|
|
|
Zuckerberg Mark
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
Zimmer John Patrick
|
4
|
|
|
Lyft, Inc.
|
4
|
Financial Statements
|
|
Berg Kevin
|
4
|
|
|
Hyliion Holdings Corp.
|
4
|
|
|
KNIGHT ROBERT M JR
|
4
|
|
|
Sverchek Kristin
|
4
|
|
|
Pitt Ian
|
4
|
|
|
PROGRESS SOFTWARE CORP /MA
|
4
|
Financial Statements
|
|
Green Logan
|
4
|
|
|
BrightView Holdings, Inc.
|
4
|
Financial Statements
|
|
Cornog William L
|
4
|
|
|
Global GP LLC
|
4
|
|
|
GLOBAL PARTNERS LP
|
4
|
Financial Statements
|
|
Sega Ronald M
|
144
|
|
|
Woodward, Inc.
|
144
|
Financial Statements
|
|
TISCH ANDREW H
|
4
|
|
|
LOEWS CORP
|
4
|
Financial Statements
|
|
Brewer Erin
|
4
|
|
|
CATOGGIO NICOLAS
|
4
|
|
|
Post Holdings, Inc.
|
4
|
Financial Statements
|
|
ERB THOMAS C
|
4
|
|
|
Chung Bernard
|
144
|
|
|
Teehan Brendan
|
4
|
|
|
ACADIA PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Schneyer Mark C.
|
4
|
|
|
GRAY DIEDRE J
|
4
|
|
|
Baker Richard W.
|
4
|
|
|
GUARANTY BANCSHARES INC /TX/
|
4
|
Financial Statements
|
|
Kihara James
|
4
|
|
|
MAINER MATTHEW J
|
4
|
|
|
Yan Ming
|
4
|
|
|
Cytek Biosciences, Inc.
|
4
|
Financial Statements
|
|
Buller Benyamin
|
144
|
|
|
BLACKWOOD-KAPRAL LISA
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
4
|
|
|
Williams Paul Christopher
|
4
|
|
|
Miele Laura
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Poirson Allen
|
4
|
|
|
Canfield Stuart
|
4
|
|
|
Prism Data, LLC
|
4
|
|
|
Digital Media Solutions, Inc.
|
4
|
|
|
Leonardo S.p.a
|
4
|
|
|
Leonardo US Holding, LLC
|
4
|
|
|
Leonardo DRS, Inc.
|
4
|
|
|
Storm Adam
|
4
|
|
|
Goebel Jeremy L.
|
4
|
|
|
PLAINS ALL AMERICAN PIPELINE LP
|
4
|
Financial Statements
|
|
Marinucci Joseph
|
4
|
|
|
Jeanmonod Patrik
|
4
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Dozier Robert F.
|
4
|
|
|
United Homes Group, Inc.
|
4
|
|
|
Jiang Wenbin
|
4
|
|
|
Walsh Jeff Alexander
|
4
|
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
Meringolo Kristy
|
4
|
|
|
HAIN CELESTIAL GROUP INC
|
4
|
Financial Statements
|
|
Mundy Thomas P
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
Martell Frank
|
4
|
|
|
Matsuda Masaru
|
4
|
|
|
Arcutis Biotherapeutics, Inc.
|
4
|
Financial Statements
|
|
Lindsey Steven L
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
Olivier Vitor Guarino
|
144
|
|
|
Nu Holdings Ltd.
|
144
|
Financial Statements
|
|
Woodard Adam W.
|
4
|
|
|
Barnett Valerie
|
4
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
Rogers Stephen David
|
4
|
|
|
Charlotte's Web Holdings, Inc.
|
4
|
|
|
Zamiska Gene M.
|
4
|
|
|
WESTERN DIGITAL CORP
|
4
|
Financial Statements
|
|
SODERBERY ROBERT
|
4
|
|
|
RAY MICHAEL CHARLES
|
4
|
|
|
JABRE WISSAM G
|
4
|
|
|
Kunkel Raymond J.
|
4
|
|
|
Goeckeler David
|
4
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
Martinez John Thomas
|
4
|
|
|
MAXIMUS, INC.
|
4
|
Financial Statements
|
|
Woodhams Mark
|
4
|
|
|
BLACKLINE, INC.
|
4
|
Financial Statements
|
|
Federated Hermes Premier Municipal Income Fund
|
4
|
|
|
Guilfoyle Tony
|
4
|
|
|
Celsius Holdings, Inc.
|
4
|
Financial Statements
|
|
Upland Software, Inc.
|
144
|
Financial Statements
|
|
COURTER STEPHEN E
|
144
|
|
|
Golliher Steven R.
|
4
|
|
|
McFadden Eliza
|
144
|
|
|
Stride, Inc.
|
144
|
Financial Statements
|
|
Villanova Patrick
|
4
|
|
|
GLASSMAN KARL G
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Cane David
|
4
|
|
|
Soo Debby
|
144
|
|
|
EverCommerce Inc.
|
144
|
Financial Statements
|
|
SULLIVAN DIANE M
|
4
|
|
|
CALERES INC
|
4
|
Financial Statements
|
|
Tucker Therese
|
4
|
|
|
Stirling Lisa
|
4
|
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
Francois Cedric
|
4
|
|
|
Apellis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Partin Mark
|
4
|
|
|
Allread Dylan
|
4
|
|
|
PRAGER MORGAN KAROLE
|
4
|
|
|
Abraham Chad R
|
4
|
|
|
COLUMBUS MCKINNON CORP
|
4
|
Financial Statements
|
|
Guthrie Michael
|
144
|
|
|
Arjomand Maziar
|
4
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
4
|
|
|
Burns William J.
|
144
|
|
|
CROSS COUNTRY HEALTHCARE INC
|
144
|
Financial Statements
|
|
Brown Joel M
|
3
|
|
|
Liberatore Samuel N
|
144
|
|
|
Goldenitsch Wolfgang
|
4
|
|
|
Raja Vasu
|
4
|
|
|
American Airlines Group Inc.
|
4
|
Financial Statements
|
|
BioSig Technologies, Inc.
|
PRE 14A
|
Financial Statements
|
|
Roedel Kathryn V
|
4
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
Weipert Teresa
|
4
|
|
|
Integrated Wellness Acquisition Corp
|
DEF 14A
|
|
|
Yu Nicholas
|
4
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
PLATINUM GROUP METALS LTD
|
6-K
|
Financial Statements
|
|
HOLMES NED S
|
4
|
|
|
PROSPERITY BANCSHARES INC
|
4
|
Financial Statements
|
|
FEMASYS INC
|
8-K
|
Financial Statements
|
|
Integrated Wellness Acquisition Corp
|
8-K
|
|
|
Young Jonathan
|
4
|
|
|
Akero Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Yale Transaction Finders, Inc.
|
SC 13D/A
|
|
|
LEDECKY JONATHAN J
|
SC 13D/A
|
|
|
SMX
|
6-K
|
|
|
Direct Investment Holdings Group, Inc.
|
10-Q/A
|
|
|
Dastoor Michael
|
4
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B3
|
Financial Statements
|
|
Zaccaro Joanne Caruso
|
4
|
|
|
JACOBS SOLUTIONS INC.
|
4
|
|
|
Nubia Brand International Corp.
|
DEFA14A
|
|
|
Altai Capital Management, L.P.
|
SC 13D/A
|
|
|
OneSpan Inc.
|
SC 13D/A
|
Financial Statements
|
|
OMNIQ Corp.
|
8-K
|
|
|
Sinclair Jack
|
144
|
|
|
Sprouts Farmers Market, Inc.
|
144
|
Financial Statements
|
|
Volkswagen Auto Loan Enhanced Trust 2023-2
|
8-K
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
8-K
|
|
|
Revir Technologies, Inc.
|
D
|
|
|
Bluejay Diagnostics, Inc.
|
S-1
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
PRAGADA ROBERT V
|
4
|
|
|
JOHCM Funds Trust
|
POS EX
|
|
|
Ramaco Resources, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Yorktown Energy Partners XI, L.P.
|
SC 13D/A
|
|
|
Yorktown Energy Partners IX, L.P.
|
SC 13D/A
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
NANOPHASE TECHNOLOGIES Corp
|
S-1
|
|
|
PLATINUM GROUP METALS LTD
|
40-F
|
Financial Statements
|
|
Miller Shannon
|
4
|
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
BAKER BROS. ADVISORS LP
|
SC 13D/A
|
|
|
MADRIGAL PHARMACEUTICALS, INC.
|
SC 13D/A
|
Financial Statements
|
|
Golub Capital BDC 3, Inc.
|
8-K
|
|
|
Eargo, Inc.
|
SC 13E3
|
Financial Statements
|
|
Carmell Corp
|
SC 13G
|
|
|
Shukla Rajiv
|
SC 13G
|
|
|
Marcus Gail Boxer
|
144
|
|
|
Natera, Inc.
|
144
|
Financial Statements
|
|
Stephenson Dave
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Beliveau-Dunn Jeanne
|
4
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
NRX Pharmaceuticals, Inc.
|
8-K
|
|
|
Sable Kyle
|
3
|
|
|
Perimeter Solutions, SA
|
3
|
|
|
Ruemler Timothy James
|
4
|
|
|
Sharps Technology Inc.
|
4
|
|
|
EXXON MOBIL CORP
|
S-4
|
Financial Statements
|
|
SolarWindow Technologies, Inc.
|
10-K
|
|
|
Adrienne Morgan Jones Family Trust 2014
|
144
|
|
|
Goosehead Insurance, Inc.
|
144
|
Financial Statements
|
|
CHODAK PAUL III
|
4
|
|
|
EVERSOURCE ENERGY
|
4
|
Financial Statements
|
|
Hill Patrick
|
4
|
|
|
Smith Adrian T
|
4
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
4
|
Financial Statements
|
|
Jupiter Acquisition Corp
|
DEF 14A
|
|
|
Kimball Electronics, Inc.
|
S-8 POS
|
Financial Statements
|
|
Chintapalli Appal
|
4
|
|
|
Gebbia Joseph
|
4
|
|
|
Conner Penelope M
|
4
|
|
|
SAKAMOTO RYAN T.
|
4
|
|
|
ZIPRECRUITER, INC.
|
4
|
Financial Statements
|
|
Bernstein David C
|
4
|
|
|
DEMETRIOU STEVEN J.
|
4
|
|
|
State Investments L.L.C.
|
D
|
|
|
Doma Holdings, Inc.
|
4
|
|
|
Smith Michael Alan
|
4
|
|
|
Cipher Mining Inc.
|
4
|
|
|
GROSSMAN CARY M
|
4
|
|
|
Reynolds Consumer Products Inc.
|
8-K
|
Financial Statements
|
|
USA Rare Earth, LLC
|
D
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Commonfund Capital Partners IX, L.P.
|
D/A
|
|
|
Ramsey Randall C.
|
4
|
|
|
ARTS WAY MANUFACTURING CO INC
|
4
|
Financial Statements
|
|
HCM Acquisition Corp
|
8-K
|
|
|
Pioneer Bancorp, Inc./MD
|
8-K
|
|
|
Chavant Capital Acquisition Corp.
|
425
|
|
|
Ball Susan E
|
144
|
|
|
Caswell Bruce
|
4
|
|
|
Praeger Michael
|
4
|
|
|
AvidXchange Holdings, Inc.
|
4
|
Financial Statements
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
Agrawal Vivek
|
3
|
|
|
PRINCIPAL FINANCIAL GROUP INC
|
3
|
Financial Statements
|
|
Trinity Place Holdings Inc.
|
8-K
|
Financial Statements
|
|
Ramos Lara Mario Y.
|
4
|
|
|
Lobo Kevin
|
4
|
|
|
STRYKER CORP
|
4
|
Financial Statements
|
|
STRYVE FOODS, INC.
|
4
|
|
|
Boever Christopher J.
|
4
|
|
|
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP
|
ABS-15G
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
X-17A-5
|
|
|
Marti Technologies, Inc.
|
SC TO-I
|
|
|
Marti Technologies, Inc.
|
6-K
|
|
|
Flatley Robert
|
4
|
|
|
Arnette Stephen A
|
4
|
|
|
Thorngate-Gottlund Adam
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
RYVYL Inc.
|
8-K
|
|
|
Simon Frederic
|
144
|
|
|
JFrog Ltd
|
144
|
|
|
Ovintiv Inc.
|
424B7
|
|
|
BlackRock Capital Allocation Term Trust
|
4
|
|
|
Bespoke Private Strategies, L P. - Series Taxable 2021
|
D
|
|
|
Prism Data, LLC
|
SC 13D/A
|
|
|
Digital Media Solutions, Inc.
|
SC 13D/A
|
|
|
Paradowski Mark R
|
4
|
|
|
BECTON DICKINSON & CO
|
S-8
|
Financial Statements
|
|
Mark Evan Jones, Jr. Family Trust 2014
|
144
|
|
|
SHEPHARD JOEL R
|
4
|
|
|
Fabrinet
|
144
|
Financial Statements
|
|
KELLY THOMAS F
|
144
|
|
|
CV IV Contact, LLC
|
D
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
DEFA14A
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
ALLEN WILLIAM B JR
|
4
|
|
|
TDCX Inc.
|
6-K
|
Financial Statements
|
|
Chung Tony
|
4
|
|
|
LIQUIDMETAL TECHNOLOGIES INC
|
4
|
|
|
Nubia Brand International Corp.
|
8-K
|
|
|
CytoDyn Inc.
|
8-K
|
|
|
Grayscale Bitcoin Trust
|
8-K
|
|
|
Newbury Street Acquisition Corp
|
10-Q
|
|
|
Long Caitlin
|
4
|
|
|
Parker Stuart B.
|
4
|
|
|
KEMPER Corp
|
4
|
Financial Statements
|
|
Franklin BSP Capital Corp
|
425
|
|
|
Franklin BSP Lending Corp
|
425
|
|
|
Netcapital Inc.
|
8-K
|
|
|
Ultimus Managers Trust
|
24F-2NT
|
|
|
Hankins Anthony P
|
4
|
|
|
Huntsman CORP
|
4
|
Financial Statements
|
|
ASA Gold & Precious Metals Ltd
|
4
|
Financial Statements
|
|
Iridium Communications Inc.
|
4
|
|
|
DESCH MATTHEW J
|
4
|
|
|
Houston Helga
|
4
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
4
|
Financial Statements
|
|
POWELL CATHERINE C
|
4
|
|
|
BROWN, BROWN & BROWN, INC.
|
D/A
|
|
|
FLUSHING FINANCIAL CORP
|
8-K
|
Financial Statements
|