| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Jung John G
|
144
|
|
|
Energy Vault Holdings, Inc.
|
144
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
GS Mortgage Securities Trust 2015-GC28
|
10-D
|
|
|
GS Mortgage Securities Trust 2019-GC42
|
ABS-EE
|
|
|
Privet Capital Investments IV, LP
|
D
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
CONSOLIDATED EDISON CO OF NEW YORK INC
|
424B2
|
|
|
DEVILLIERS DAVID H JR
|
4
|
|
|
FRP HOLDINGS, INC.
|
4
|
Financial Statements
|
|
WhiteFlag App, Inc
|
C/A
|
|
|
Hyundai Auto Receivables Trust 2021-C
|
ABS-EE
|
|
|
Tidal ETF Trust
|
485BPOS
|
|
|
CDK FUND, LTD
|
D/A
|
|
|
Olivias LLC
|
C/A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
NPORT-P
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
NPORT-P
|
|
|
Zojwalla Naseem
|
144
|
|
|
VIRTUS OPPORTUNITIES TRUST
|
NPORT-P
|
|
|
Bespoke Private Strategies, L.P. - Series Tax Exempt 2014
|
D
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2016-GS3
|
10-D
|
|
|
Kovacs Shane William Charles
|
144
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
Mossytree Inc.
|
4
|
|
|
Breon Eric
|
4
|
|
|
Vacasa, Inc.
|
4
|
Financial Statements
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497J
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497J
|
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H
|
497J
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
497J
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
497J
|
|
|
Hanna Mark Christopher
|
3
|
|
|
GLEN BURNIE BANCORP
|
3
|
Financial Statements
|
|
SWISS HELVETIA FUND, INC.
|
NPORT-P/A
|
|
|
Variable Annuity Account Ten
|
497VPU
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
KELLY SARA
|
144
|
|
|
STARBUCKS CORP
|
144
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2020-B
|
ABS-EE
|
|
|
Honeycomb Holdings, LLC
|
D
|
|
|
David Shay
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
Variable Annuity Account Ten
|
497
|
|
|
Datum One Series Trust
|
N-CSRS
|
|
|
Hyundai Auto Receivables Trust 2020-A
|
ABS-EE
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
WISCONSIN CAPITAL FUNDS INC
|
NPORT-P
|
|
|
Egret Landing Holdings, LP
|
D
|
|
|
Vado Corp.
|
8-K
|
|
|
MOORE HUBERT PHILLIP JR
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2019-B
|
ABS-EE
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
BA-0927 Fund I, a series of Allied Venture Partners, LP
|
D
|
|
|
Bespoke Private Strategies, L.P. - Series Tax Exempt 2017
|
D
|
|
|
LEGG MASON PARTNERS VARIABLE INCOME TRUST
|
NPORT-P
|
|
|
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
|
NPORT-P
|
|
|
Masferrer Pol Soler
|
144
|
|
|
Wallbox N.V.
|
144
|
|
|
CF Westchester Multifamily DST
|
D
|
|
|
Top Wealth Group Holding Ltd
|
F-1
|
|
|
LENEHAN PAMELA F
|
4
|
|
|
ATN International, Inc.
|
4
|
Financial Statements
|
|
ATWELL ROBERT BRUCE
|
4
|
|
|
Critical Metals Corp.
|
425
|
|
|
McCarthy Reid
|
4
|
|
|
Annovis Bio, Inc.
|
4
|
Financial Statements
|
|
Hoffman Michael B
|
4
|
|
|
Neurolearning, SPC
|
D
|
|
|
White Mark K.
|
4
|
|
|
Khandelwal Abhishek
|
4
|
|
|
IDEX CORP /DE/
|
4
|
Financial Statements
|
|
BlackRock ETF Trust II
|
485BXT
|
|
|
Maccecchini Maria-Luisa
|
4
|
|
|
Hagopian Henry III
|
4
|
|
|
UBS INVESTMENT TRUST
|
24F-2NT
|
|
|
Beauty Health Co
|
4
|
|
|
BECK MARLA MALCOLM
|
4
|
|
|
SANCHEZ ANTONIO R JR
|
144
|
|
|
INTERNATIONAL BANCSHARES CORP
|
144
|
Financial Statements
|
|
SPROTT FOCUS TRUST INC.
|
NPORT-P
|
|
|
USEDC 2023 B Drilling Fund LP
|
D
|
|
|
DELAWARE GROUP CASH RESERVE
|
NPORT-P
|
|
|
OPTIMUM FUND TRUST
|
NPORT-P
|
|
|
IVY FUNDS
|
NPORT-P
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
NPORT-P
|
|
|
Bruck Claudine
|
4
|
|
|
Abacus Life, Inc.
|
CERT
|
|
|
Prospect Innovations, LP - Fund Series 4
|
D
|
|
|
Vo Thomas T.
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
Khandelwal Abhishek
|
3
|
|
|
IDEX CORP /DE/
|
3
|
Financial Statements
|
|
Virtus Strategy Trust
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2014-GC24
|
10-D
|
|
|
GS Mortgage Securities Trust 2014-GC18
|
10-D
|
|
|
Hickory Lending Fund IV LLC
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Footpath Ventures SPV VI LP
|
D
|
|
|
Hawk-Logistics Mid America II LLC
|
D
|
|
|
BRAUN STACEY ASSOCIATES INC
|
13F-HR
|
|
|
Marygold Companies, Inc.
|
8-K
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
NPORT-P
|
|
|
Bespoke Private Strategies, LP. - Series Taxable 2022
|
D
|
|
|
GS Mortgage Securities Trust 2019-GC39
|
10-D
|
|
|
MANAGEMENT EQUITY HOLDINGS LLC
|
D/A
|
|
|
Houyi Digital Internet Industry Technology Co., Ltd.
|
F-1
|
|
|
MDS 2023-Shale Development, LP
|
D/A
|
|
|
Goebel Jeremy L.
|
144
|
|
|
PLAINS ALL AMERICAN PIPELINE LP
|
144
|
Financial Statements
|
|
GS Mortgage Securities Trust 2019-GC39
|
ABS-EE
|
|
|
GS Mortgage Securities Trust 2017-GS6
|
10-D
|
|
|
Davis Mark Burton
|
144
|
|
|
TILE SHOP HOLDINGS, INC.
|
144
|
|
|
Bisker-Leib Vered
|
4
|
|
|
Compass Therapeutics, Inc.
|
4
|
|
|
South East Asia Development, Corp.
|
10-Q
|
|
|
GS Mortgage Securities Trust 2017-GS6
|
ABS-EE
|
|
|
Guilfoyle Tony
|
144
|
|
|
Celsius Holdings, Inc.
|
144
|
Financial Statements
|
|
Schuetz Thomas J.
|
4
|
|
|
HA-0921 Fund I, a series of Umami Capital, LP
|
D
|
|
|
Benchmark 2023-V4 Mortgage Trust
|
8-K/A
|
|
|
VIRTUS EQUITY TRUST
|
NPORT-P
|
|
|
NORFOLK SOUTHERN CORP
|
424B5
|
Financial Statements
|
|
Securian Funds Trust
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2014-GC22
|
10-D
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
10-D/A
|
|
|
Nuveen Enhanced Floating Rate Income Fund
|
N-2
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
ABS-EE/A
|
|
|
MINISTRY PARTNERS INVESTMENT COMPANY, LLC
|
DEL AM
|
|
|
Northern Lights Fund Trust
|
497
|
|
|
GS Mortgage Securities Trust 2019-GC38
|
10-D
|
|
|
Kinzel Donna
|
144
|
|
|
HEREF VI
|
D/A
|
|
|
HEREF VI
|
D/A
|
|
|
Harbert European Real Estate Fund VI, L.P.
|
D/A
|
|
|
GS Mortgage Securities Trust 2019-GC38
|
ABS-EE
|
|
|
Schoenrock Kathryn L
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
Greenfield Technology Partners Fund LP
|
D
|
|
|
3PH Alliance, Inc.
|
D/A
|
|
|
GS Mortgage Securities Trust 2017-GS8
|
10-D
|
|
|
FMI FUNDS INC
|
N-CSR
|
|
|
Stereotaxis, Inc.
|
4
|
|
|
Isaac Paul J
|
4
|
|
|
Francois Cedric
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS8
|
ABS-EE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Crawford James
|
4
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
ISP SS Series 1 Discovery
|
D
|
|
|
GS Mortgage Securities Trust 2015-GC32
|
10-D
|
|
|
LORD PATRICK J
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
Hadjipateras Alexander C.
|
144
|
|
|
DORIAN LPG LTD.
|
144
|
Financial Statements
|
|
METROPOLITAN WEST FUNDS
|
NPORT-P
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
PARADYME FUND A II, LLC
|
D
|
|
|
INTERNET SCIENCES INC.
|
10-Q
|
|
|
Compass Apartments II, LLC
|
D
|
|
|
KKR US Direct Lending Fund-U Inc.
|
D
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
SoFi Technologies, Inc.
|
4
|
Financial Statements
|
|
Noto Anthony
|
4
|
|
|
Wild Jason G.
|
4
|
|
|
JW GP, LLC
|
4
|
|
|
TerrAscend Corp.
|
4
|
|
|
JW Asset Management, LLC
|
4
|
|
|
JW Partners, LP
|
4
|
|
|
Benchmark 2023-V4 Mortgage Trust
|
8-K
|
|
|
JSVC, LLC
|
X-17A-5
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
10-D
|
|
|
GS Mortgage Securities Trust 2019-GSA1
|
ABS-EE
|
|
|
SWAMI ASHU
|
4
|
|
|
Gahlhoff Jerry Jr.
|
144
|
|
|
ROLLINS INC
|
144
|
Financial Statements
|
|
JANUS INVESTMENT FUND
|
N-CSR/A
|
|
|
Hickory Lending Fund III LLC
|
D
|
|
|
USCA All Terrain Fund
|
NPORT-P
|
|
|
BERMAN STEVEN L
|
4
|
|
|
Dorman Products, Inc.
|
4
|
Financial Statements
|
|
Zoom Video Communications, Inc.
|
10-Q
|
Financial Statements
|
|
Sky Quarry Inc.
|
1-SA/A
|
|
|
North Campus Office Associates, L.P.
|
D
|
|
|
CNote Group, Inc.
|
1-A/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
GS Mortgage Securities Trust 2019-GC40
|
10-D
|
|
|
Antares Strategic Credit Fund
|
10-12G
|
|
|
SGSC Fund, LLC
|
D
|
|
|
Tera-Rise Skyline, LLC
|
D
|
|
|
Carlyle CLO Partners Offshore, L.P.
|
D
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
ABS-EE
|
|
|
Enduring Love LLC Healthy EFG
|
D
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
Kalita Karen A
|
144
|
|
|
CABOT CORP
|
144
|
Financial Statements
|
|
Mesh Labs Inc.
|
D
|
|
|
COMERICA BANK
|
13F-HR
|
|
|
Wild Bay LLC
|
D
|
|
|
Nuveen Enhanced Floating Rate Income Fund
|
N-8A
|
|
|
Advisors Disciplined Trust 2197
|
497J
|
|
|
Carlyle CLO Partners Onshore, L.P.
|
D
|
|
|
CLEARONE INC
|
DEF 14A
|
Financial Statements
|
|
SSO II Co-Invest, L.P.
|
D
|
|
|
EBX MX, LP
|
D
|
|
|
PVP International, Inc.
|
C/A
|
|
|
GS Mortgage Securities Trust 2016-GS2
|
10-D
|
|
|
EOS Real Estate Partners IV, L.P.
|
D/A
|
|
|
EOS Real Estate Partners IV-B, L.P.
|
D/A
|
|
|
EOS Real Estate Partners IV-C, L.P.
|
D/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497J
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
3360 Frankford LLC
|
C/A
|
|
|
GS Mortgage Securities Trust 2016-GS4
|
10-D
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Enduring Love LLC Loving in Healthcare
|
D
|
|
|
FAIRHOLME FUNDS INC
|
40-17G
|
|
|
GS Mortgage Securities Trust 2020-GSA2
|
10-D
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
NPORT-P
|
|
|
Legg Mason ETF Investment Trust
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
Legg Mason ETF Investment Trust II
|
NPORT-P
|
|
|
GS Mortgage Securities Trust 2020-GSA2
|
ABS-EE
|
|
|
Shannan Tobyn
|
144
|
|
|
SHOPIFY INC.
|
144
|
Financial Statements
|
|
Signature Technology Holdings, Inc.
|
D
|
|
|
KBS Real Estate Investment Trust III, Inc.
|
8-K
|
|
|
McClure Beverley J.
|
4
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
4
|
Financial Statements
|
|
Principal Exchange-Traded Funds
|
NPORT-P
|
|
|
ArrowMark Financial Corp.
|
NPORT-P
|
Financial Statements
|
|
Elementree Inc.
|
C/A
|
|
|
CITRINE GLOBAL, CORP.
|
8-K
|
|
|
PUGET ENERGY INC /WA
|
8-K
|
|
|
PUGET SOUND ENERGY INC
|
8-K
|
|
|
Enduring Love LLC Love in Healthcare
|
D
|
|
|
GS Mortgage Securities Trust 2014-GC20
|
10-D
|
|
|
Carlyle CLOP Co-Investment, L.P.
|
D
|
|
|
Salamander Innisbrook, LLC
|
8-K
|
|
|
GAP INC
|
10-Q
|
Financial Statements
|
|
SIPP International Industries, Inc.
|
S-1/A
|
|
|
Liquid Wire Inc.
|
D
|
|
|
Arch BioEnergy Holdings I, LLC
|
D
|
|
|
GREGORY ROBERT B
|
4
|
|
|
First Bancorp, Inc /ME/
|
4
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Equitybee 22-39510, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Comrit Investments 1, LP
|
SC TO-T/A
|
|
|
Moody National REIT II, Inc.
|
SC TO-T/A
|
|
|
Generational Partners Fund I, LP
|
D/A
|
|
|
Feutune Light Acquisition Corp
|
8-K
|
|
|
Chambers Caroline M
|
4
|
|
|
FT 11108
|
487
|
|
|
FIDELITY INCOME FUND /MA/
|
24F-2NT
|
|
|
STERLING CAPITAL FUNDS
|
497
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
MCCARTNEY JOHN
|
4
|
|
|
GS Mortgage Securities Trust 2017-GS5
|
10-D
|
|
|
JAMES TODD J
|
4
|
|
|
FIRST MID BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Sabal Strategic Opportunities Fund II, L.P.
|
D
|
|
|
Watson Michael J.
|
4
|
|
|
WASTE MANAGEMENT INC
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS5
|
ABS-EE
|
|
|
Carlyle CLO Partners, L.P.
|
D
|
|
|
Malabar India Fund, LP
|
D/A
|
|
|
SSO II Co-Invest
|
D
|
|
|
PUTNAM VARIABLE TRUST
|
NPORT-P
|
|
|
Jacobsen Per A.
|
SC 13G/A
|
|
|
Bridgeline Digital, Inc.
|
SC 13G/A
|
|
|
SharpRank, Inc.
|
D
|
|
|
MODERN WOODMEN OF AMERICA VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
CIM REAL ESTATE FINANCE TRUST, INC.
|
SC TO-T/A
|
|
|
Bernocchi Perry A
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
|
FORUM FUNDS II
|
485BPOS
|
|
|
MODERN WOODMEN OF AMERICA VARIABLE ANNUITY ACCOUNT
|
497VPI
|
|
|
Reglagene, Inc.
|
D/A
|
|
|
Multifaceted Capital, LP - A2
|
D
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
EA Series Trust
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
10-D
|
|
|
STAline Holdings, LLC
|
D
|
|
|
GS Mortgage Securities Trust 2018-GS10
|
ABS-EE
|
|
|
MODERN WOODMEN OF AMERICA VARIABLE ANNUITY ACCOUNT
|
497
|
|
