| Company Name |
Form Type |
SEC Filings |
|
|
|
|
COMM 2015-DC1 Mortgage Trust
|
10-D
|
|
|
Mariotti Brian Richard
|
144
|
|
|
Funko, Inc.
|
144
|
Financial Statements
|
|
LAMCO Receivables Fund LLC
|
D
|
|
|
TRULEUM, INC.
|
10-Q
|
|
|
MissionOG ID Investment II LLC
|
D
|
|
|
AQUILA MUNICIPAL TRUST
|
NPORT-P
|
|
|
HAWAIIAN TAX FREE TRUST
|
NPORT-P
|
|
|
Legion Works, Inc.
|
1-A/A
|
|
|
Slingshot USA LLC
|
1-A POS
|
|
|
Tidal ETF Trust
|
24F-2NT
|
|
|
Wolfswood Holdings, LLC
|
13F-HR/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
NPORT-P
|
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
NPORT-P
|
|
|
Sintros Steven S
|
4
|
|
|
UNIFIRST CORP
|
4
|
Financial Statements
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
NPORT-P
|
|
|
Helios Alsym Partners II, LLC
|
D
|
|
|
Thirot Olivier
|
144
|
|
|
KELLY SERVICES INC
|
144
|
Financial Statements
|
|
Advisors Disciplined Trust 2198
|
487
|
|
|
Frey John C
|
4
|
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
4
|
Financial Statements
|
|
BELLRING BRANDS, INC.
|
10-K
|
Financial Statements
|
|
CIBC Private Wealth Advisors, Inc.
|
13F-NT/A
|
|
|
COMM 2015-CCRE24 Mortgage Trust
|
10-D
|
|
|
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
RYTE Corp
|
D/A
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
AMG Funds I
|
NPORT-P
|
|
|
DeLaney William J III
|
4
|
|
|
UNION PACIFIC CORP
|
4
|
Financial Statements
|
|
Hamann Jennifer L
|
4
|
|
|
CIBC National Trust Co
|
13F-NT/A
|
|
|
EB5AN Kindred Keystone Fund XVIII, LP
|
D
|
|
|
Sware, Inc.
|
D
|
|
|
AdvisorShares Trust
|
NPORT-P
|
|
|
AQUILA FUNDS TRUST
|
NPORT-P
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
LOGAN RON M JR
|
4
|
|
|
ORMAT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
SHARIR DAFNA
|
4
|
|
|
Stlaske William G
|
3
|
|
|
CHICAGO RIVET & MACHINE CO
|
3
|
Financial Statements
|
|
Sizzle Acquisition Corp.
|
425
|
|
|
RITRIEVI RORY G
|
4
|
|
|
MID PENN BANCORP INC
|
4
|
Financial Statements
|
|
Granot David
|
4
|
|
|
PICKLE DEBBIE L.
|
4
|
|
|
WILLIAMS COMPANIES, INC.
|
4
|
Financial Statements
|
|
CIBC Private Wealth Group, LLC
|
13F-HR/A
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Sizzle Acquisition Corp.
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
FEDERAL SIGNAL CORP /DE/
|
8-K
|
Financial Statements
|
|
TR-0821 Fund I, a series of Pathbreaker SPV, LP
|
D
|
|
|
Baker James C
|
4
|
|
|
AD-1012 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
OBERG ROBERT C JR
|
144
|
|
|
UNITED SECURITY BANCSHARES
|
144
|
Financial Statements
|
|
Addup Capital Fund, LP
|
D
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
FREEWIRE TECHNOLOGIES, INC.
|
D
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
NPORT-P
|
|
|
FT 11094
|
487
|
|
|
FT 11100
|
487
|
|
|
Allen Mooney & Barnes Investment Advisors LLC
|
13F-HR
|
|
|
Insight Select Income Fund
|
NPORT-P
|
|
|
SPDR S&P MIDCAP 400 ETF TRUST
|
NPORT-P
|
|
|
Wilms Brett
|
144
|
|
|
BRADY CORP
|
144
|
Financial Statements
|
|
DBJPM 2016-C3 Mortgage Trust
|
10-D
|
|
|
PENN SERIES FUNDS INC
|
NPORT-P
|
|
|
Roberts Laurance
|
144
|
|
|
El Pollo Loco Holdings, Inc.
|
144
|
Financial Statements
|
|
FT 11092
|
487
|
|
|
FT 11093
|
487
|
|
|
Forbes William P
|
4
|
|
|
HERON THERAPEUTICS, INC. /DE/
|
4
|
Financial Statements
|
|
Wildermuth Fund
|
NPORT-P
|
|
|
Sila Realty Trust, Inc.
|
8-K
|
|
|
Parker Austin Colby
|
4
|
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
NPORT-P
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
NPORT-P
|
|
|
COMM 2015-CCRE27 Mortgage Trust
|
10-D
|
|
|
CD 2016-CD1 Mortgage Trust
|
10-D
|
|
|
Alpine Global Management, LLC
|
13F-HR/A
|
|
|
USCF ETF Trust
|
NPORT-P
|
|
|
KnightSwan Acquisition Corp
|
8-K
|
|
|
Zacharias Isaac
|
144
|
|
|
Shockwave Medical, Inc.
|
144
|
Financial Statements
|
|
THORNBURG INVESTMENT TRUST
|
NPORT-P
|
|
|
VILSACK ROBERT D
|
144
|
|
|
PARK OHIO HOLDINGS CORP
|
144
|
Financial Statements
|
|
Players' Lounge Holdings, Inc.
|
D
|
|
|
CD 2016-CD2 Mortgage Trust
|
10-D
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
POWELL CATHERINE C
|
144
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
AQR Funds
|
N-CSR
|
|
|
BAILLIE GIFFORD FUNDS
|
NPORT-P
|
|
|
Thornburg Income Builder Opportunities Trust
|
NPORT-P
|
|
|
COMM 2015-CCRE23 Mortgage Trust
|
10-D
|
|
|
DR-1006 Fund VII, a series of AX-RN-Funds, LP
|
D
|
|
|
Elizabeth T Haney TR UA 10/16/2020
|
144
|
|
|
Kinsale Capital Group, Inc.
|
144
|
Financial Statements
|
|
COMM 2016-COR1 Mortgage Trust
|
10-D
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
NPORT-P
|
|
|
WILLIAM BLAIR FUNDS
|
NPORT-P
|
|
|
Sabal Strategic Opportunities
|
D
|
|
|
COMM 2014-LC17 Mortgage Trust
|
10-D
|
|
|
FIRSTENERGY CORP
|
8-K
|
Financial Statements
|
|
CFCRE 2016-C4 Mortgage Trust
|
10-D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
RAND CAPITAL CORP
|
40-17F2
|
Financial Statements
|
|
SWISS HELVETIA FUND, INC.
|
NPORT-P
|
|
|
GOLAR LNG LTD
|
6-K
|
Financial Statements
|
|
COMM 2014-UBS3 Mortgage Trust
|
10-D
|
|
|
LOCORR INVESTMENT TRUST
|
NPORT-P
|
|
|
Voya FUNDS TRUST
|
NPORT-P
|
|
|
TWEEDY, BROWNE FUND INC.
|
NPORT-P
|
|
|
Voya Separate Portfolios Trust
|
NPORT-P
|
|
|
COMM 2015-CCRE26 Mortgage Trust
|
10-D
|
|
|
FIDELITY DESTINY PORTFOLIOS
|
N-CSR
|
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
Given Lachlan P
|
4
|
|
|
Dura Software, Inc.
|
D/A
|
|
|
Shepherd's Finance, LLC
|
424B3
|
|
|
COMM 2014-LC15 Mortgage Trust
|
10-D
|
|
|
Ford Credit Auto Owner Trust 2023-C
|
8-K
|
|
|
FORD CREDIT AUTO RECEIVABLES TWO LLC
|
8-K
|
|
|
Carlson Capital Management
|
13F-HR
|
|
|
FIDELITY CHARLES STREET TRUST
|
N-CSR
|
|
|
Becker James Frank
|
4
|
|
|
ASTROTECH Corp
|
4
|
Financial Statements
|
|
DeMuesy Julie
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
CC Neuberger Principal Holdings III
|
25-NSE
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
NPORT-P
|
|
|
EBAY INC
|
8-K
|
Financial Statements
|
|
Fidelity Central Investment Portfolios II LLC
|
N-CSR
|
|
|
SIT MUTUAL FUNDS INC
|
NPORT-P
|
|
|
SIT MID CAP GROWTH FUND INC
|
NPORT-P
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
NPORT-P
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
IMPACT BIOMEDICAL INC.
|
S-1/A
|
|
|
COMM 2014-CCRE21 Mortgage Trust
|
10-D
|
|
|
FISHER RICHARD W
|
144
|
|
|
TENET HEALTHCARE CORP
|
144
|
Financial Statements
|
|
Frost Houston Korth
|
4
|
|
|
Usio, Inc.
|
4
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
SPARKMAN RICKY D
|
4/A
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4/A
|
|
|
Kids & Coffee, LLC
|
C
|
|
|
COMM 2014-UBS5 Mortgage Trust
|
10-D
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
NPORT-P
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CSRS
|
|
|
Mitchell Essex D
|
144
|
|
|
HOLOGIC INC
|
144
|
Financial Statements
|
|
SolarGaps Inc.
|
C/A
|
|
|
DBJPM 2017-C6 Mortgage Trust
|
10-D
|
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
10-D
|
|
|
DBJPM 2017-C6 Mortgage Trust
|
ABS-EE
|
|
|
FIDELITY MAGELLAN FUND
|
N-CSRS
|
|
|
HCM-SOF I, LLc
|
D
|
|
|
COMM 2018-COR3 Mortgage Trust
|
10-D
|
|
|
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
|
NPORT-P
|
|
|
CREDIT SUISSE TRUST
|
NPORT-P
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
Fidelity Colchester Street Trust
|
N-CSRS
|
|
|
Kubient, Inc.
|
25
|
|
|
Harley-Davidson Motorcycle Trust 2023-B
|
ABS-EE
|
|
|
HARLEY-DAVIDSON CUSTOMER FUNDING CORP.
|
ABS-EE
|
|
|
COMM 2014-UBS6 Mortgage Trust
|
10-D
|
|
|
COMM 2018-COR3 Mortgage Trust
|
ABS-EE
|
|
|
Foley Douglas
|
144
|
|
|
Intercontinental Exchange, Inc.
|
144
|
Financial Statements
|
|
Ford Credit Auto Lease Trust 2023-B
|
10-D
|
|
|
COMM 2014-CCRE20 Mortgage Trust
|
10-D
|
|
|
Fidelity Greenwood Street Trust
|
NPORT-P/A
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
NPORT-P
|
|
|
DBJPM 2016-C1 Mortgage Trust
|
10-D
|
|
|
FIDELITY SUMMER STREET TRUST
|
N-CSR
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CSR
|
|
|
COMM 2015-LC23 Mortgage Trust
|
10-D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
10-D
|
|
|
Summit Peak Ventures III, LP
|
D/A
|
|
|
BRANDES INVESTMENT TRUST
|
NPORT-P
|
|
|
Ford Credit Auto Lease Trust 2023-A
|
10-D
|
|
|
Levin James S
|
SC 13D/A
|
|
|
Sculptor Capital Management, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Schertz Station, Ltd.
|
D
|
|
|
Sotera Health Co
|
3
|
Financial Statements
|
|
Flynn Karen
|
3
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
NuMundo Ventures Fund I, LP
|
D/A
|
|
|
OurCrowd
|
D
|
|
|
LANSDOWNE EUROPEAN LONG ONLY FUND L P
|
D/A
|
|
|
Fidelity Central Investment Portfolios LLC
|
N-CSR
|
|
|
Harley-Davidson Motorcycle Trust 2023-A
|
ABS-EE
|
|
|
FT 11207
|
S-6
|
|
|
FT 11197
|
S-6
|
|
|
FT 11196
|
S-6
|
|
|
NRS II CAPITAL, LLC
|
1-A
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
FT 11190
|
S-6
|
|
|
Chernick Aubrey
|
4
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
4
|
|
|
FT 11189
|
S-6
|
|
|
Beta.Ventures Fund II, LP
|
D/A
|
|
|
Paradigm Capital North America Feeder LP
|
D/A
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
FIDELITY CAPITAL TRUST
|
N-CSR
|
|
|
Ford Credit Auto Lease Trust 2022-A
|
10-D
|
|
|
Miller Lee
|
4
|
|
|
RYAN THOMAS L
|
4
|
|
|
SERVICE CORP INTERNATIONAL
|
4
|
Financial Statements
|
|
Miller Ronald David
|
4
|
|
|
Itiliti Health, Inc.
|
D
|
|
|
Dufry AG/ADR
|
F-6 POS
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
COMM 2016-CCRE28 Mortgage Trust
|
10-D
|
|
|
Community Redevelopment Inc.
|
10-Q/A
|
|
|
carsales.com Limited/ADR
|
F-6 POS
|
|
|
CRAWFORD ANNE FREDERICK
|
4
|
|
|
FARMERS NATIONAL BANC CORP /OH/
|
4
|
Financial Statements
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
FIDELITY GARRISON STREET TRUST
|
N-CSR
|
|
|
NewtekOne, Inc.
|
144
|
Financial Statements
|
|
Mulia Salvatore Francis
|
144
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
10-D
|
|
|
Columbia Funds Series Trust II
|
485BPOS
|
|
|
LOC LLC
|
C
|
|
|
Filson Brandon
|
144
|
|
|
Angel Oak Mortgage REIT, Inc.
|
144
|
Financial Statements
|
|
FIDELITY ABERDEEN STREET TRUST
|
N-CSRS
|
|
|
Principal Real Asset Fund
|
N-CSRS
|
|
|
Marks Howard Edward
|
4
|
|
|
Ford Credit Auto Lease Trust 2021-B
|
10-D
|
|
|
Cronin Johanna
|
4
|
|
|
Dollinger Sean
|
4
|
|
|
LQR House Inc.
|
4
|
|
|
Amster Joshua Daniel
|
4
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-5
|
8-K
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Harley-Davidson Motorcycle Trust 2022-A
|
ABS-EE
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-4
|
8-K
|
|
|
Reyes Jonathan
|
4
|
|
|
CD 2017-CD4 Mortgage Trust
|
10-D
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERT SER 2003 3
|
8-K
|
|
|
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-2
|
8-K
|
|
|
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-1
|
8-K
|
|
|
CD 2017-CD4 Mortgage Trust
|
ABS-EE
|
|
|
MOLCZYK KELLI D
|
4
|
|
|
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND LTD
|
D/A
|
|
|
NP Industrial VI REIT, LP
|
D
|
|
|
FIDELITY UNION STREET TRUST II
|
24F-2NT
|
|
|
Collaborative Investment Series Trust
|
NPORT-P
|
|
|
NB Private Equity Impact Fund II LP
|
D
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
JACOBS SOLUTIONS INC.
|
8-K
|
|
|
FIDELITY UNION STREET TRUST
|
24F-2NT
|
|
|
Aharon Gil
|
4
|
|
|
SALAMON STEVEN A J
|
4
|
|
|
Rosalind Advisors, Inc.
|
4
|
|
|
DELCATH SYSTEMS, INC.
|
4
|
|
|
ER Reservoir LLC
|
4
|
|
|
Reservoir Media, Inc.
|
4
|
|
|
ESSEX EQUITY HOLDINGS, LLC
|
4
|
|
|
Taylor Ryan P.
|
4
|
|
|
Richmond Hill Investment Co., LP
|
4
|
|
|
Richmond Hill Capital Management, LLC
|
4
|
|
|
Richmond Hill Investments, LLC
|
4
|
|
|
LIU JOHN D
|
4
|
|
|
Catalyst Topco, LP
|
D
|
|
|
COMM 2015-PC1 Mortgage Trust
|
10-D
|
|
|
FIDELITY SALEM STREET TRUST
|
24F-2NT
|
|
|
Olsavsky Brian T
|
144
|
|
|
Houston Helga
|
144
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
144
|
Financial Statements
|
|
FIDELITY PURITAN TRUST
|
24F-2NT
|
|
|
Harley-Davidson Motorcycle Trust 2021-B
|
10-D
|
|
|
Currently Inc.
|
C
|
|
|
COMM 2015-LC19 Mortgage Trust
|
10-D
|
|
|
Fidelity Merrimack Street Trust
|
24F-2NT
|
|
|
JWass PT Investors, LP - C4
|
D/A
|
|
|
Rocco Steven F
|
4
|
|
|
Lord Abbett Credit Opportunities Fund
|
4
|
|
|
OGLETHORPE POWER CORP
|
8-K
|
|
|
FIDELITY GARRISON STREET TRUST
|
24F-2NT
|
|
