| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Flaherty Scott B.
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
MACOM Technology Solutions Holdings, Inc.
|
4
|
Financial Statements
|
|
Daly Stephen G
|
4
|
|
|
RYAN THOMAS L
|
144
|
|
|
SERVICE CORP INTERNATIONAL
|
144
|
Financial Statements
|
|
Rithm Capital Corp.
|
4
|
|
|
Sculptor Capital Management, Inc.
|
4
|
Financial Statements
|
|
Weisblum Eric
|
4
|
|
|
Silo Pharma, Inc.
|
4
|
|
|
Burgess Ian
|
4
|
|
|
Mattera Alfredo
|
4
|
|
|
Warwick Royalty & Mineral Master Fund LP
|
4
|
|
|
Viper Energy, Inc.
|
4
|
Financial Statements
|
|
Brown Hayden
|
144
|
|
|
UPWORK, INC
|
144
|
Financial Statements
|
|
Cohen Stephen Andrew
|
144
|
|
|
Palantir Technologies Inc.
|
144
|
Financial Statements
|
|
Glazer David A.
|
144
|
|
|
Choubey Diwakar
|
144
|
|
|
MONEYLION INC.
|
144
|
|
|
Pello Jason H.
|
4
|
|
|
Nerdy Inc.
|
4
|
|
|
Boyle Hugh F
|
4
|
|
|
SIERRA BANCORP
|
4
|
Financial Statements
|
|
Karp Alexander C.
|
144
|
|
|
Dabney Cindy L
|
4
|
|
|
Johnson Jennifer Ann
|
4
|
|
|
Hombeck Torsten
|
4
|
|
|
Aspira Women's Health Inc.
|
4
|
|
|
Gitzel Timothy S.
|
144
|
|
|
CAMECO CORP
|
144
|
Financial Statements
|
|
McPhaill Kevin J
|
4
|
|
|
Shao Wei-Ming
|
144
|
|
|
MICROSTRATEGY Inc
|
144
|
Financial Statements
|
|
Forrest Reynolds T.
|
4
|
|
|
Ascent Solar Technologies, Inc.
|
4
|
|
|
Olague Michael
|
4
|
|
|
Treece Christopher G
|
4
|
|
|
Endeavor Group Holdings, Inc.
|
4
|
Financial Statements
|
|
Emanuel Ariel
|
4
|
|
|
Merchant Minh Hoang
|
4
|
|
|
Fox Corp
|
4
|
Financial Statements
|
|
Johnson Margaret L
|
4
|
|
|
Whitesell Patrick
|
4
|
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
RXO, Inc.
|
4
|
|
|
MFN Partners Management, LLC
|
4
|
|
|
MFN Partners GP, LLC
|
4
|
|
|
DeMichele Michael
|
4
|
|
|
MFN Partners, LP
|
4
|
|
|
MFN Partners Management, LP
|
4
|
|
|
NANJI FARHAD
|
4
|
|
|
Laura R. Sherman, as Trustee of the Laura R. Sherman GRAT 2020-1, dated September 30, 2020
|
4
|
|
|
Laura R. Sherman GRAT 2019-2 Dated September 30, 2019
|
4
|
|
|
Sherman Laura
|
4
|
|
|
BRP Group, Inc.
|
4
|
Financial Statements
|
|
Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019
|
4
|
|
|
Krystyn Elizabeth
|
4
|
|
|
Endeavor Executive PIU Holdco, LLC
|
4
|
|
|
Endeavor Executive Holdco, LLC
|
4
|
|
|
Endeavor Executive II Holdco, LLC
|
4
|
|
|
Stern Sadie
|
4
|
|
|
DEXCOM INC
|
4
|
Financial Statements
|
|
Regan Barry J.
|
4
|
|
|
CAREY CHASE
|
4
|
|
|
Ryan Paul D
|
4
|
|
|
HERNANDEZ ROLAND A
|
4
|
|
|
Cadre Holdings, Inc.
|
144
|
Financial Statements
|
|
KANDERS WARREN B
|
144
|
|
|
CHEN FUSEN ERNIE
|
4
|
|
|
KULICKE & SOFFA INDUSTRIES INC
|
4
|
Financial Statements
|
|
Sankar Shyam
|
144
|
|
|
Wong Lester A
|
4
|
|
|
HUNZIKER HANS JORG
|
144
|
|
|
WILLIS LEASE FINANCE CORP
|
144
|
Financial Statements
|
|
Wong Nelson MunPun
|
4
|
|
|
Sandford Nicole
|
4
|
|
|
Urgent.ly Inc.
|
4
|
|
|
Huffmyer Timothy C.
|
4
|
|
|
Camille Lavaun Peterson Family Trust 2014
|
144
|
|
|
Goosehead Insurance, Inc.
|
144
|
Financial Statements
|
|
Chong Chan Pin
|
4
|
|
|
Lanni Elaine Romney Family Trust 2014
|
144
|
|
|
WOODS GORDON T
|
4
|
|
|
Lindy Jean Langston Family Trust 2014
|
144
|
|
|
Drake Stephen Ray
|
4
|
|
|
Magnuson William
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
THARP MORRIS A
|
4
|
|
|
Booth Matthew
|
4
|
|
|
MORRISSEY MICHAEL
|
4
|
|
|
EXELIXIS, INC.
|
4
|
Financial Statements
|
|
Chylak Robert Nestor
|
4
|
|
|
Scearcy Lynda
|
4
|
|
|
Nusseibeh Saker Anwar
|
144
|
|
|
FEDERATED HERMES, INC.
|
144
|
|
|
Douglas Robert Andrew
|
4
|
|
|
Burck William A
|
4
|
|
|
Karim Ermina
|
4
|
|
|
Malik Pankaj
|
4
|
|
|
BASS CHARLIE
|
4
|
|
|
SOCKET MOBILE, INC.
|
4
|
Financial Statements
|
|
HOLLY JAMES C
|
4
|
|
|
American Realty Capital III, LLC
|
4
|
|
|
AR Global Investments, LLC
|
4
|
|
|
New York City Advisors, LLC
|
4
|
|
|
New York City Special Ltd. Partnership, LLC
|
4
|
|
|
Bellevue Capital Partners, LLC
|
4
|
|
|
American Strategic Investment Co.
|
4
|
|
|
SCHORSCH NICHOLAS S
|
4
|
|
|
Burt Carol
|
4
|
|
|
Winkles Isabelle
|
4
|
|
|
Gil Michele M
|
4
|
|
|
O'Sullivan Michael J.
|
4
|
|
|
Snap Inc
|
4
|
Financial Statements
|
|
Young Eric
|
4
|
|
|
Morrow Rebecca
|
4
|
|
|
Worthy Community Bonds II, Inc
|
SEC STAFF ACTION
|
|
|
Worthy Financial, Inc
|
SEC STAFF ACTION
|
|
|
WORTHY PEER CAPITAL, INC.
|
SEC STAFF ACTION
|
|
|
Western Standard Partners QP, L.P.
|
4
|
|
|
Andersen Eric
|
4
|
|
|
Western Standard LLC
|
4
|
|
|
WESTERN STANDARD PARTNERS LP
|
4
|
|
|
MERRIMACK PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Taylor Ryan D.
|
144
|
|
|
Dutto Laurence S
|
4
|
|
|
Wiseman Susan
|
4
|
|
|
Rubenstein Gordon
|
4
|
|
|
Accel Entertainment, Inc.
|
4
|
|
|
Abacus Life, Inc.
|
4
|
|
|
Gusky Adam Samuel
|
4
|
|
|
Alfieri Joseph J III
|
4
|
|
|
MOOG INC.
|
4
|
|
|
Coen Natalia M
|
4
|
|
|
Honest Company, Inc.
|
144
|
Financial Statements
|
|
Institutional Venture Partners XIII, L.P.
|
144
|
|
|
Abbott Anthony J
|
4
|
|
|
KELLY JAMES G
|
4
|
|
|
NCR VOYIX Corp
|
4
|
Financial Statements
|
|
EIG VETERAN EQUITY AGGREGATOR, L.P.
|
4
|
|
|
USA Compression Partners, LP
|
4
|
Financial Statements
|
|
ATHOE MAUREEN MARY
|
4
|
|
|
Christenson Vonn R
|
4
|
|
|
Graczyk Mark D
|
4
|
|
|
Kleeger Myles
|
4
|
|
|
Tan Desney
|
4
|
|
|
Mclachlan Stuart
|
4
|
|
|
Grassadonia Brian
|
144
|
|
|
Block, Inc.
|
144
|
Financial Statements
|
|
ROCHE PATRICK J
|
4
|
|
|
Hyman Jonathan
|
4
|
|
|
Esperanza Chrysty
|
144
|
|
|
Castle Julie G
|
4
|
|
|
Dale Ajmere
|
144
|
|
|
FARRELL PETER C
|
4
|
|
|
Scannell John
|
4
|
|
|
Ahuja Amrita
|
144
|
|
|
Schaff Michael A
|
4
|
|
|
Berthelin Michel Pierre Rose
|
4
|
|
|
Adient plc
|
4
|
Financial Statements
|
|
BERRA ALBERT L
|
4
|
|
|
Swope Michael J.
|
4
|
|
|
Smith Gregory Scott
|
4
|
|
|
DELGROSSO DOUGLAS G
|
4
|
|
|
MURDOCH KEITH RUPERT
|
4
|
|
|
TRABERT MARK JOSEPH
|
4
|
|
|
Tiltmann Heather M
|
4
|
|
|
Walter Jennifer
|
4
|
|
|
Abundis Susan M
|
4
|
|
|
WILKINSON PAUL
|
4
|
|
|
Dorlack Jerome J.
|
4
|
|
|
SI-BONE, Inc.
|
4
|
Financial Statements
|
|
DUNN JEFFREY W
|
4
|
|
|
TAYLOR RONALD R
|
4
|
|
|
Conklin James
|
4
|
|
|
RECUPERO ANTHONY J
|
4
|
|
|
Huang Jian James
|
4
|
|
|
monday.com Ltd.
|
144
|
Financial Statements
|
|
Insight Venture Partners IX, L.P.
|
144
|
|
|
Maheshwari Anshul
|
4
|
|
|
Moss Dana J
|
4
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Colombo Michael James
|
3
|
|
|
Angel Oak Strategic Credit Fund
|
3
|
|
|
Abbott Anthony J
|
3
|
|
|
Fox Corp
|
3
|
Financial Statements
|
|
BHARADWAJ ANUTTHARA
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Farquhar Scott
|
4
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
DRENNAN MARK W
|
4
|
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
Vigil Neuroscience, Inc.
|
4
|
Financial Statements
|
|
Magovcevic-Liebisch Ivana
|
4
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
3
|
|
|
Johnson Margaret L
|
3
|
|
|
Insight Venture Partners
|
144
|
|
|
Adams Katherine L.
|
4
|
|
|
Apple Inc.
|
4
|
Financial Statements
|
|
Hettrich Kevin
|
4
|
|
|
QuantumScape Corp
|
4
|
Financial Statements
|
|
Kasnavi Reza
|
4
|
|
|
SKYWORKS SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Pale Fire Capital SICAV a.s.
|
4
|
|
|
Senkypl Dusan
|
4
|
|
|
Pale Fire Capital SE
|
4
|
|
|
Barta Jan
|
4
|
|
|
Groupon, Inc.
|
4
|
Financial Statements
|
|
Green Jared C.
|
4
|
|
|
McIntyre Shauna
|
144
|
|
|
LITHIA MOTORS INC
|
144
|
Financial Statements
|
|
Bostjancic John J.
|
144
|
|
|
Orthofix Medical Inc.
|
144
|
Financial Statements
|
|
Liberatore Samuel N
|
144
|
|
|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
|
144
|
Financial Statements
|
|
Wilson Andrew
|
4
|
|
|
ELECTRONIC ARTS INC.
|
4
|
Financial Statements
|
|
Cislini Jeff
|
4
|
|
|
Revolution Medicines, Inc.
|
4
|
Financial Statements
|
|
Hill John P
|
4
|
|
|
Clearfield, Inc.
|
4
|
Financial Statements
|
|
Singh Vijayanthimala
|
4
|
|
|
DELANEY EUGENE A
|
144
|
|
|
SANMINA CORP
|
144
|
Financial Statements
|
|
Volpi Kirsten M
|
144
|
|
|
TETRA TECH INC
|
144
|
Financial Statements
|
|
Shahar Shai
|
144
|
|
|
FORMFACTOR INC
|
144
|
Financial Statements
|
|
Jones Robyn Mary Elizabeth
|
4
|
|
|
Mark & Robyn Jones Descendants Trust 2014
|
4
|
|
|
Jones Mark Evan
|
4
|
|
|
Goosehead Insurance, Inc.
|
4
|
Financial Statements
|
|
Lacey A. Tisch 2004 Trust - 2020
|
144
|
|
|
LOEWS CORP
|
144
|
Financial Statements
|
|
Donahoe Keith
|
4
|
|
|
Schatz Jacob J.
|
4
|
|
|
Abraham Phillip D
|
4
|
|
|
GRAN TIERRA ENERGY INC.
|
4
|
Financial Statements
|
|
TEISSEYRE THOMAS
|
3/A
|
|
|
Hyperfine, Inc.
|
3/A
|
|
|
Soliday Lance A
|
144
|
|
|
Expedia Group, Inc.
|
144
|
Financial Statements
|
|
Gupta Vikram
|
144
|
|
|
SYNAPTICS Inc
|
144
|
Financial Statements
|
|
McFarland John
|
144
|
|
|
THOMPSON J KENNETH
|
144
|
|
|
Miele Laura
|
4
|
|
|
Lucareli Michael B
|
144
|
|
|
MODINE MANUFACTURING CO
|
144
|
Financial Statements
|
|
Ellson Ryan
|
4
|
|
|
NELSON TODD S
|
144
|
|
|
PERDOCEO EDUCATION Corp
|
144
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
4
|
|
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
4
|
|
|
Jain Akhil
|
144
|
|
|
GARTNER INC
|
144
|
Financial Statements
|
|
Kelly Eric Charles
|
4
|
|
|
Trigg William Shane
|
144
|
|
|
APPFOLIO INC
|
144
|
Financial Statements
|
|
Evans Jim
|
4
|
|
|
Marie Olivier
|
144
|
|
|
Grace Software Cross Fund Holdings, LLC
|
144
|
|
|
Kulkarni Sandeep Chidambar
|
4
|
|
|
Tourmaline Bio, Inc.
|
4
|
Financial Statements
|
|
McNealy Sean
|
4
|
|
|
Thiara Parvinder
|
4
|
|
|
Guidry Gary
|
4
|
|
|
Butler Dean Warren
|
144
|
|
|
Owens Bradley D.
|
144
|
|
|
ZILLOW GROUP, INC.
|
144
|
Financial Statements
|
|
Coinbase Global, Inc.
|
4
|
Financial Statements
|
|
Rajaram Gokul
|
4
|
|
|
Canfield Stuart
|
4
|
|
|
Brian Armstrong Living Trust
|
4
|
|
|
Armstrong Brian
|
4
|
|
|
Fragelli Henrique Camossa Saldanha
|
144
|
|
|
Nu Holdings Ltd.
|
144
|
Financial Statements
|
|
Datta Sanjay
|
144
|
|
|
Upstart Holdings, Inc.
|
144
|
Financial Statements
|
|
Viggiano Aidan
|
144
|
|
|
TWILIO INC
|
144
|
Financial Statements
|
|
Alaimo Samuel Christopher
|
144
|
|
|
EverCommerce Inc.
|
144
|
Financial Statements
|
|
Rennick Gavin
|
4
|
|
|
SCHLUMBERGER LIMITED/NV
|
4
|
Financial Statements
|
|
HERZOG DANIEL R
|
4
|
|
|
MANZI JOSEPH
|
4
|
|
|
DARLING INGREDIENTS INC.
|
4
|
Financial Statements
|
|
Stefanelli Jill
|
4
|
|
|
Sekella Scott
|
4
|
|
|
JOANN Inc.
|
4
|
Financial Statements
|
|
Coursera, Inc.
|
4
|
Financial Statements
|
|
JACQUET RICHARD J
|
4
|
|
|
Day Robert W
|
4
|
|
|
Wagner Dana
|
144
|
|
|
Wilbur James
|
144
|
|
|
10x Genomics, Inc.
|
144
|
Financial Statements
|