| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PUTNAM MONEY MARKET FUND
|
24F-2NT
|
|
|
Grau Dominique
|
4
|
|
|
del Alamo Jorge A.
|
4
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
24F-2NT
|
|
|
PARK CITY GROUP INC
|
8-K
|
Financial Statements
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
24F-2NT
|
|
|
MyndTec Inc.
|
D
|
|
|
AST Genetics LLC
|
D
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
24F-2NT
|
|
|
Gonsalves Rodney
|
4
|
|
|
Hardy Rhoman J
|
4
|
|
|
COMFORT SYSTEMS USA INC
|
4
|
Financial Statements
|
|
Wade Suzanne Allford
|
4
|
|
|
Altera Ios Fund, LLC
|
D
|
|
|
ROSIER WILLIAM GRADY
|
4
|
|
|
Infobird Co., Ltd
|
6-K
|
Financial Statements
|
|
Munch Robert J
|
4
|
|
|
ANDERSON MICHAEL J
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
XBTO HUMLA VENTURES FUND II, LP
|
D
|
|
|
LeBlanc-Burley Jelynne
|
4
|
|
|
PUBLIX SUPER MARKETS INC
|
8-K
|
|
|
Ancher-Jensen Henrik
|
4
|
|
|
BUMGARNER DAVID L
|
4
|
|
|
CITY HOLDING CO
|
4
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
PRE 14A
|
|
|
AD-0529 Fund I, a series of Cornell Tech Syndicate Investments, LP
|
D
|
|
|
HCRX Holdings, L.P.
|
D/A
|
|
|
Hill Dan J
|
4
|
|
|
FT 11160
|
S-6
|
|
|
WAGNER CHARLES F JR
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Burnett William B
|
4
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
TGC Lithia, LLC
|
D
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
UPRIGHT INVESTMENTS TRUST
|
NPORT-P
|
|
|
Windgap Medical, Inc.
|
D
|
|
|
BO Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Brown Mary Rose
|
4
|
|
|
SPI Energy Co., Ltd.
|
10-Q
|
Financial Statements
|
|
Project Bloom, LLC
|
D
|
|
|
Sacks Parente Golf, Inc.
|
8-K
|
|
|
AMIA CAPITAL MACRO FUND LP
|
D/A
|
|
|
INTELLIGENT SCIENCE GROUP INC.
|
D
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
485APOS
|
|
|
MO-0919 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
SAKAL PRIVATE SERIES FUND SERIES 1, LLC
|
D
|
|
|
FRANCIS DAVID
|
144
|
|
|
MAXIMUS, INC.
|
144
|
Financial Statements
|
|
Hopper Jonathan Mark
|
144
|
|
|
Vericel Corp
|
144
|
Financial Statements
|
|
Bates Jesse D
|
4
|
|
|
SQ Student Housing Partners I LP
|
D
|
|
|
NEO RE INVESTMENT II, LLC
|
D
|
|
|
Schoenrock Kathryn L
|
144
|
|
|
GRACO INC
|
144
|
Financial Statements
|
|
Advisors Disciplined Trust 2197
|
487
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Cavanaugh Robert N
|
4
|
|
|
Barron Bradley C
|
4
|
|
|
SINGH RAJEEV
|
4
|
|
|
BrightView Holdings, Inc.
|
144
|
Financial Statements
|
|
Gottsegen Jonathan Mark
|
144
|
|
|
HILTON MICHAEL W
|
4
|
|
|
Barnes Stephen H.
|
4
|
|
|
KING RESOURCES, INC.
|
8-K
|
|
|
JAT Capital Mgmt LP
|
SC 13D/A
|
|
|
BEYOND, INC.
|
SC 13D/A
|
Financial Statements
|
|
Paper Profits Income Fund, LLC
|
D/A
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
American Beacon Advisors, Inc.
|
13F-NT
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
NPORT-P
|
|
|
FT 11181
|
S-6
|
|
|
SCIENTIFIC ENERGY, INC
|
10-Q
|
|
|
FT 11182
|
S-6
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
FT 11183
|
S-6
|
|
|
RMB INVESTORS TRUST
|
497
|
|
|
FT 11187
|
S-6
|
|
|
Carter, Cole G.
|
144
|
|
|
CoreCivic, Inc.
|
144
|
Financial Statements
|
|
FT 11188
|
S-6
|
|
|
Leon Jonathan A
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
|
Mastantuono Gina
|
144
|
|
|
1895 Bancorp of Wisconsin, Inc. /MD/
|
4
|
|
|
Zenobi Gary
|
4
|
|
|
Augenstein Mark
|
4
|
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
Longduoduo Co Ltd
|
10-Q
|
|
|
Invesco Unit Trusts Series 2330
|
497J
|
|
|
enCore Energy Corp.
|
6-K
|
|
|
AMTD IDEA Group/ADR
|
424B3
|
|
|
SIGMA ADDITIVE SOLUTIONS, INC.
|
8-K
|
|
|
Hileman Donald P.
|
144
|
|
|
PREMIER FINANCIAL CORP
|
144
|
|
|
RVP Group LP
|
D
|
|
|
MFS MUNICIPAL SERIES TRUST
|
N-CSRS
|
|
|
MFS SERIES TRUST V
|
N-CSR
|
|
|
MFS SERIES TRUST XI
|
N-CSR
|
|
|
Hines Asia Property Partners FCP-RAIF
|
D/A
|
|
|
Boswell Stephen T.
|
4
|
|
|
ConnectOne Bancorp, Inc.
|
4
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Rabbu, Inc.
|
D
|
|
|
EG Acquisition Corp.
|
DEFA14A
|
|
|
Granite Ridge Resources, Inc.
|
4
|
|
|
MCCARTNEY JOHN
|
4
|
|
|
HH&L Acquisition Co.
|
10-Q
|
|
|
Appsoft Technologies, Inc.
|
10-Q
|
|
|
Stonington HE Industrial LLC
|
D
|
|
|
Scinai Immunotherapeutics Ltd.
|
6-K
|
Financial Statements
|
|
Stephenson Dave
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
HKA Group Holdings Ltd
|
D
|
|
|
COOL TECHNOLOGIES, INC.
|
10-Q
|
|
|
Green Eric J
|
4
|
|
|
FULL HOUSE RESORTS INC
|
4
|
Financial Statements
|
|
Sonoma Station, LLC
|
C
|
|
|
Impact Shares Trust I
|
497
|
|
|
MCKIM ALAN S
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
WisdomTree Digital Trust
|
497
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2366
|
S-6/A
|
|
|
JJVI Hall Imperial Valley Acquisition, LLC
|
D
|
|
|
Faradyne Power System Corp.
|
D
|
|
|
Centre Funds
|
NPORT-P
|
|
|
Rise Gold Corp.
|
D
|
|
|
Alpha Cognition Inc.
|
D
|
|
|
Promethient, Inc.
|
D/A
|
|
|
Pawcasso Treats Inc.
|
C
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
ABS-EE
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-EE
|
|
|
Birdies Corp.
|
D
|
|
|
Infinitum Electric Inc.
|
D
|
|
|
City National Rochdale Strategic Credit Fund
|
N-23C3A
|
|
|
MARAVILLA ON COMMUNITY LLC
|
D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
Free Flow, Inc.
|
10-Q
|
|
|
ELMER RUSSELL S
|
144
|
|
|
Tara Emerging Asia Liquid Fund
|
D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
ABS-EE
|
|
|
Loaded Food Group Co.
|
C
|
|
|
Bedi Christopher
|
144
|
|
|
SCHEMEFLOW LTD
|
D
|
|
|
Kampmann Melissa S.
|
13F-HR
|
|
|
Global X Funds
|
NPORT-P/A
|
|
|
Volkswagen Auto Loan Enhanced Trust 2020-1
|
ABS-EE
|
|
|
Public Shrek Royalties LLC
|
1-SA
|
|
|
Impact Shares Trust I
|
DEF 14A
|
|
|
Fundrise eFund, LLC
|
1-U
|
|
|
BLACKSTAR ENTERPRISE GROUP, INC.
|
10-Q
|
|
|
FT 11113
|
497J
|
|
|
KLDiscovery Inc.
|
8-K
|
|
|
KING RESOURCES, INC.
|
10-Q
|
|
|
FT 11112
|
497J
|
|
|
AIR LEASE CORP
|
424B5
|
Financial Statements
|
|
FT 11072
|
497J
|
|
|
Forbes William P
|
4
|
|
|
HERON THERAPEUTICS, INC. /DE/
|
4
|
Financial Statements
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
DH ENCHANTMENT, INC.
|
10-Q
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
FT 11069
|
497J
|
|
|
FT 11065
|
497J
|
|
|
RATIONAL INVESTMENT GROUP, LP
|
D/A
|
|
|
Luduson G Inc.
|
10-Q
|
|
|
Jackson Credit Opportunities Fund
|
APP NTC
|
|
|
Craft Mowry Kathleen
|
4
|
|
|
ALLIANCE RESOURCE PARTNERS LP
|
4
|
Financial Statements
|
|
Welsis Corp.
|
10-K
|
|
|
ARKO Corp.
|
SC 13G
|
|
|
Phoenix Holdings Ltd.
|
SC 13G
|
|
|
Volkswagen Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
D'Amico Andrew
|
4
|
|
|
VICOR CORP
|
4
|
Financial Statements
|
|
David Shay
|
4
|
|
|
TOYOTA MOTOR CREDIT CORP
|
8-K
|
|
|
RYDEX SERIES FUNDS
|
497
|
|
|
RYDEX DYNAMIC FUNDS
|
497
|
|
|
GUGGENHEIM FUNDS TRUST
|
497
|
|
|
Transparent Value Trust
|
497
|
|
|
Bunsen Investors, LLC
|
D/A
|
|
|
Volkswagen Auto Lease Trust 2022-A
|
ABS-EE
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Ardent Financial Fund V, LP
|
D/A
|
|
|
SVOBODA FRANK M
|
4
|
|
|
GLOBE LIFE INC.
|
4
|
|
|
COLOMBIER ACQUISITION CORP. II
|
CERT
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
DEFA14A
|
|
|
Milhaus QOZ Fund X, LLC
|
D
|
|
|
BVI Core Q42021-4 Series, a Series of Blu Venture Investors Core, LLC
|
D/A
|
|
|
i-80 Gold Corp.
|
6-K
|
|
|
ILLUMINA, INC.
|
SC 13G/A
|
Financial Statements
|
|
BAILLIE GIFFORD & CO
|
SC 13G/A
|
|
|
Keigley Paula Ilene
|
5
|
|
|
GREEN DOT CORP
|
5
|
Financial Statements
|
|
Regen BioPharma Inc
|
424B3
|
|
|
Regen BioPharma Inc
|
10-K
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC21
|
10-D
|
|
|
MCGRATH TIMOTHY J
|
144
|
|
|
PC CONNECTION INC
|
144
|
Financial Statements
|
|
ELTEK LTD
|
6-K
|
Financial Statements
|
|
GEORGE WILLIAM III
|
4
|
|
|
Dufry AG/ADR
|
F-6 POS
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC19
|
10-D
|
|
|
NeuroMetrix, Inc.
|
8-K
|
Financial Statements
|
|
FDCTECH, INC.
|
8-K
|
|
|
EG Acquisition Corp.
|
8-K
|
|
|
Elevai Labs Inc.
|
8-A12B
|
|
|
Keigley Paula Ilene
|
4
|
|
|
GREEN DOT CORP
|
4
|
Financial Statements
|
|
Kelly Aengus
|
144
|
|
|
AerCap Holdings N.V.
|
144
|
Financial Statements
|
|
AGENUS INC
|
4
|
Financial Statements
|
|
ARMEN GARO H
|
4
|
|
|
ESCO TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Dream Homes & Development Corp.
|
10-Q
|
|
|
COLOMBIER ACQUISITION CORP. II
|
8-A12B
|
|
|
BBX Capital, Inc.
|
SC TO-I
|
|
|
VALVOLINE INC
|
10-K
|
Financial Statements
|
|
Consolidated Communications Holdings, Inc.
|
SC 13E3
|
Financial Statements
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
ABS-EE
|
|
|
Ally Auto Assets LLC
|
ABS-EE
|
|
|
Ellenbogen Michael
|
4
|
|
|
Evolv Technologies Holdings, Inc.
|
4
|
Financial Statements
|
|
CONSOLIDATED EDISON CO OF NEW YORK INC
|
424B2
|
|
|
Brand Florian
|
4
|
|
|
ATAI Life Sciences N.V.
|
4
|
Financial Statements
|
|
INNOVATIVE MEDTECH, INC.
|
10-Q
|
|
|
Moleculin Biotech, Inc.
|
8-K
|
Financial Statements
|
|
Gaingels Sepion 2023 LLC
|
D
|
|
|
Borgmann Louis Todd
|
4
|
|
|
Calumet Specialty Products Partners, L.P.
|
4
|
Financial Statements
|
|
VISTA CREDIT STRATEGIC LENDING CORP.
|
8-K
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
ABS-EE
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
ABS-EE
|
|
|
Ally Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
Kraken II, a SPV of Manole Capital, LLC
|
D
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497
|
|
|
LIV Capital Acquisition Corp. II
|
8-K
|
|
|
KELLNER TED D
|
DFAN14A
|
|
|
AIM ImmunoTech Inc.
|
DFAN14A
|
|
|
Salona Global Medical Device Corp
|
8-K
|
|
|
IN8BIO, INC.
|
8-K
|
Financial Statements
|
|
Offerpad Solutions Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Calkins-Mazur Christina
|
4
|
|
|
JUNIATA VALLEY FINANCIAL CORP
|
4
|
|
|
EA Series Trust
|
8-A12B
|
|
|
FANHUA INC.
|
6-K
|
Financial Statements
|
|
Gaingels Trojan Bio LLC
|
D
|
|
|
Ares Acquisition Corp
|
15-12G
|
Financial Statements
|
|
WOORI FINANCIAL GROUP INC.
|
6-K
|
Financial Statements
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
497
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
497
|
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
497
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
497
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
497
|
|
|
BNY Mellon Investment Funds II, Inc.
|
497
|
|
|
BNY MELLON FUNDS TRUST
|
497
|
|
|
Ayala Pharmaceuticals, Inc.
|
10-Q
|
Financial Statements
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497K
|
|
|
Kothandaraman Badrinarayanan
|
4
|
|
|
Enphase Energy, Inc.
|
4
|
Financial Statements
|
|
Hicks Weston M
|
4
|
|
|
WHITE MOUNTAINS INSURANCE GROUP LTD
|
4
|
Financial Statements
|
|
Ruck Matthew J
|
SC 13G
|
|
|
Bit Brother Ltd
|
SC 13G
|
|
|
Keigley Paula Ilene
|
3
|
|
|
GREEN DOT CORP
|
3
|
Financial Statements
|
|
EA Series Trust
|
25
|
|
|
Cazoo Group Ltd
|
SC TO-I/A
|
|
|
MYMETICS CORP
|
10-Q
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
CERT
|
|
|
TEXAS CAPITAL BANCSHARES INC/TX
|
144
|
Financial Statements
|
|
STALLINGS ROBERT W
|
144
|
|
|
Deely Brendan
|
4
|
|
|
LCI INDUSTRIES
|
4
|
Financial Statements
|
|
Pear Tree Funds
|
AW
|
|
|
Cyclo Therapeutics, Inc.
|
S-4/A
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Acer Therapeutics Inc.
|
25-NSE
|
Financial Statements
|
|
RiceBran Technologies
|
25-NSE
|
Financial Statements
|
|
Medicenna Therapeutics Corp.
|
25-NSE
|
|
|
Tempo Automation Holdings, Inc.
|
25-NSE
|
|
|
Liberty TripAdvisor Holdings, Inc.
|
25-NSE
|
Financial Statements
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
Appreciate Holdings, Inc.
|
25-NSE
|
|
|
AKUMIN INC.
|
25-NSE
|
|
|
BIOCEPT INC
|
25-NSE
|
Financial Statements
|
