SEC Filings


3055
  
Company Name Form Type SEC Filings
S&P Global Inc. IRANNOTICE Financial Statements
FIRST TRUST EXCHANGE-TRADED FUND IV 485BXT
Advisors Preferred Trust 497
BIMINI CAPITAL MANAGEMENT, INC. 10-Q
Seminal Food & Nutrition Fund, L.P. D
Kooman & Associates 13F-HR
Zhang Guohua 144
Caravelle International Group 144
Santori & Peters, Inc. 13F-HR
Nomura Asset Management Europe KVG mbH 13F-NT
Investment Managers Series Trust II 497J
America First Investment Advisors, LLC 13F-HR
ADVISORS SERIES TRUST 497
Bando Fund LLC D
Guilford Capital Credit III L.P. D/A
8X8 INC /DE/ 10-Q Financial Statements
Braeswood Climate Partners, LP D/A
AB Active ETFs, Inc. 497
Venture Capital Access Fund, LLC D
Column Capital Advisors, LLC 13F-HR
SRRT Fire Station DST D
Otis Gallery LLC 1-U
NORTHERN LIGHTS FUND TRUST III 497K
BANK OF NOVA SCOTIA 424B2 Financial Statements
VIRGINIA WEALTH MANAGEMENT GROUP, INC. 13F-HR
Producer Owned Beef, LLC D/A
Price Teddy Ray 4
RED RIVER BANCSHARES INC 4 Financial Statements
Dynamo Brasil VIII LLC D/A
AG Asset Based Credit Fund Holdings, L.P. D/A
FVG SPV 2 Canopy LP D
SEACOR Marine Holdings Inc. 144 Financial Statements
Persily Julie 144
SUPERIOR ENERGY SERVICES INC 8-K
HHM Wealth Advisors, LLC 13F-HR
Stinchcomb Clinton Larry 4
CuriosityStream Inc. 4
CAMDEN NATIONAL BANK 13F-HR
BRILLIANT HEATHER E 4
DIAMOND HILL INVESTMENT GROUP INC 4 Financial Statements
BARCLAYS BANK PLC 424B2
CEDARst GP Opportunity Zone Fund 1, LP D
Dynamo Brasil V LLC D/A
DiamondRock Hospitality Co 10-Q Financial Statements
MVP LS FUND CDLVIII LLC D
Spoke Bridges Apartments, LLC D
Guilford Capital Credit II L.P. D/A
MUSTANG BIO, INC. D Financial Statements
NVR INC 10-Q Financial Statements
Dynamo Brasil III LLC D/A
STRATEGIC WIRELESS INFRASTRUCTURE FUND II, INC. D/A
JAKKS PACIFIC INC 8-K Financial Statements
Amplify ETF Trust 485BXT
Oregon Opportunity Fund II, LLC D
Braeswood Carbon Partners, LP D/A
Together Financial Services Ltd ABS-15G
Dynamo Brasil I LLC D/A
Horton Capital Partners Fund, L.P. SC 13D
ONE STOP SYSTEMS, INC. SC 13D Financial Statements
ZE-0927 Fund III, a series of Reinforced Ventures, LP D
MAGNOLIA CAPITAL ADVISORS LLC 13F-HR/A
Syntal Capital Partners, LLC 13F-HR
BCK Charter Oak Onshore Fund LP D/A
Santander Holdings USA, Inc. IRANNOTICE
Hryckiewicz Henry 144
WideOpenWest, Inc. 144 Financial Statements
Advisors Preferred Trust 497K
Disruptive Acquisition Corp I 3
TOMS Capital Investment Management LP 3
J. Streicher Holdings, LLC 3
Zalatoris II Acquisition Corp 3
BCK Capital Onshore Fund LP D/A
U.S. SILICA HOLDINGS, INC. 10-Q Financial Statements
Sanvia Capital Onshore Fund One, LP D/A
BMSS Wesson Wealth Solutions, LLC 13F-NT
Victory Capital Holdings, Inc. 10-Q Financial Statements
Santander Holdings USA, Inc. 10-Q
DIREXION FUNDS N-CSR
GraniteShares Gold Trust 10-Q
Liberty Broadband Corp 8-K Financial Statements
POLYMET MINING CORP 6-K Financial Statements
BCK CAPITAL OFFSHORE FUND LTD D/A
AB Active ETFs, Inc. 425
AB CAP FUND, INC. 425
BR-0921 Fund I, a series of Red Beard Ventures Syndicates, LP D
MUTUAL FUND SERIES TRUST 497K
COX JOHN D 4
NEW PEOPLES BANKSHARES INC 4
Dimitriou Pantelis 3
SWIF II Operating Partnership, LP D/A
VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 497
HAVERTY FURNITURE COMPANIES INC 10-Q Financial Statements
Weber Brian P 4
CLEAN HARBORS INC 4 Financial Statements
DO-0517 Fund I, a series of Roll Up Vehicles, LP D
GraniteShares Platinum Trust 10-Q
Gross Marion K. 4
MCDONALDS CORP 4 Financial Statements
QUAKER INVESTMENT TRUST 497J
Dugas Eric J. 4
Cheraso Jennifer K. 3/A
META MATERIALS INC. 3/A Financial Statements
Gabriel Sharon M. 4
ServisFirst Bancshares, Inc. 10-Q Financial Statements
NASDAQ, INC. 10-Q Financial Statements
Battles Michael Louis 4
CAPOZZI HEIDI B 4
Crawford Peter B. 144
SCHWAB CHARLES CORP 144 Financial Statements
Wildcat Capital Management, LLC PX14A6G
Consolidated Communications Holdings, Inc. PX14A6G Financial Statements
Farquharson Llewellyn 3
Goldman Sachs ETF Trust 485BPOS
AB BOND FUND, INC. 425
PEMBINA PIPELINE CORP 6-K Financial Statements
VARIABLE SEPARATE ACCOUNT 497
Proto Labs Inc 10-Q Financial Statements
Evergreen Advisors, LLC 13F-HR
BofA Finance LLC 424B2
BANK OF AMERICA CORP /DE/ 424B2 Financial Statements
Hudson Pacific Properties, L.P. 10-Q
Hudson Pacific Properties, Inc. 10-Q Financial Statements
Rouf Adeel 3
North Haven Private Income Fund LLC 10-Q
EverSource Wealth Advisors, LLC 13F-HR
Winnefeld James A Jr 4
MOLSON COORS BEVERAGE CO 4 Financial Statements
ARTIVION, INC. 10-Q
FIRST TRUST EXCHANGE-TRADED FUND VIII 485BPOS
Aflac Asset Management LLC 13F-NT
Knudson Jeffrey R 4
AMN HEALTHCARE SERVICES INC 4 Financial Statements
Krummel Thomas M 144
CALIFORNIA WATER SERVICE GROUP 144 Financial Statements
Centerline Biomedical, Inc. D
COPT DEFENSE PROPERTIES 10-Q
BBR ALO Fund, LLC 4
Molinaro Justin A. 4
REINSURANCE GROUP OF AMERICA INC 10-Q Financial Statements
LIPMAN ANDREW D 144
NU SKIN ENTERPRISES, INC. 144 Financial Statements
PREP IDD Wolverine 1 LLC D
Trak Outdoors Ltd. D/A
Coulter & Justus Financial Services, LLC 13F-HR
NEW COVENANT FUNDS 497K
AREX Capital Partners, LP SC 13D/A
Fiesta Restaurant Group, Inc. SC 13D/A Financial Statements
HIGH INCOME SECURITIES FUND PRE 14A
Lipe & Dalton 13F-HR
Northern Lights Fund Trust IV 485BPOS
FREEPORT-MCMORAN INC 10-Q Financial Statements
Aigotti Diane 4
GATX CORP 4 Financial Statements
CARRONADE CAPITAL MANAGEMENT, LP 4
Onyx Acquisition Co. I 4
GROPPER DAN 4
Freeland Clint 4
MOSAIC CO 4 Financial Statements
FS MVP Private Markets Fund SC TO-I
Swager Karen A 4
CARRONADE CAPITAL MANAGEMENT, LP 3
Onyx Acquisition Co. I 3
GROPPER DAN 3
NEW COVENANT FUNDS 497J
Bergheim Bjarne 4
Sonendo, Inc. 4 Financial Statements
Smith Michael John 4
Chen Roy T 4
Watts Michael Patrick 4
HAMEL ASSOCIATES, INC. 13F-HR
Beaton Management Co. Inc. 13F-HR
Aspire Private Capital, LLC 13F-HR
Cygnar Devin T 4
Northwest Bancshares, Inc. 4 Financial Statements
iShares S&P GSCI Commodity-Indexed Trust 10-Q
iShares Silver Trust 10-Q
North Haven Private Income Fund A LLC 10-Q
iShares Gold Trust Micro 10-Q
Daniels&Tansey,LLP 13F-HR
Wooden Paul F. Jr. 4
Farmers & Merchants Bancshares, Inc. 4
ISHARES GOLD TRUST 10-Q
WILLIAMSON JOHN B III 4
RGC RESOURCES INC 4 Financial Statements
McClanahan Elizabeth A 4
EACO CORP 8-K
CRAWFORD THOMAS J 4
SavMobi Technology Inc. 10-Q
MALACHITE INNOVATIONS, INC. 4
LoConti Joseph E. 4
VECTOR GROUP LTD 10-Q Financial Statements
BOXLEY ABNEY S III 4
NatWest Group plc 6-K Financial Statements
SIGNATUREFD, LLC 13F-HR
ETF Series Solutions 8-A12B
Archer Jacqueline L. 4
Trimble Rodger Derrick 4
GRAN TIERRA ENERGY INC. 4 Financial Statements
MITCHELL CAPITAL MANAGEMENT CO 13F-HR
AGEE NANCY H 4
PRINCIPAL FUNDS, INC. N-MFP2
McConnell Gregory A 4
CHOICEONE FINANCIAL SERVICES INC 4
Karnovsky Kristina W 144
FACTSET RESEARCH SYSTEMS INC 144 Financial Statements
Miles Christen Brooke 4
Guidry Gary 4
Oliver Lawrence T. 4
Will Robert G 4
Essex Bruce John Jr 4
Ellson Ryan 4
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. N-CEN
DEUTSCHE DWS ASSET ALLOCATION TRUST N-CEN
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ FWP Financial Statements
INVESTORS CASH TRUST N-CEN
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES N-CEN
DEUTSCHE DWS INTERNATIONAL FUND, INC. N-CEN
Evans Jim 4
Abraham Phillip D 4
Investment Managers Series Trust 497
Fujur Capital LP D/A
Spinnaker ETF Series 497
EA Series Trust 485BXT
MEXICO EQUITY & INCOME FUND INC DEFA14A
MEXICO EQUITY & INCOME FUND INC DEF 14A
Theratechnologies Inc. 6-K
Information Services Group Inc. 10-Q Financial Statements
AHEAD Parent Holdings, LP D
JWCM Republic Alamo Heights, DST D
Sutherland David 4
Voya Emerging Markets High Dividend Equity Fund N-CSRS
ARC DOCUMENT SOLUTIONS, INC. 10-Q Financial Statements
A-1 Holdco, Inc. D
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND N-CSRS
Can B Corp 8-K
Voya Infrastructure, Industrials & Materials Fund N-CSRS
NC SLF Inc. NPORT-P
Voya Global Advantage & Premium Opportunity Fund N-CSRS
REPUBLIC BANCORP INC /KY/ 10-Q Financial Statements
GRAYBILL WEALTH MANAGEMENT, LTD. 13F-HR
Voya Asia Pacific High Dividend Equity Income Fund N-CSRS
Lorenger Jeffrey D 4
HNI CORP 4 Financial Statements
Rhodes Thomas Wayne 4
UFP INDUSTRIES INC 4 Financial Statements
Honda Auto Receivables 2023-4 Owner Trust 8-K
AMERICAN HONDA RECEIVABLES LLC 8-K
Noone John E 4
MID PENN BANCORP INC 4 Financial Statements
MidCap Financial Investment Corp 8-K
NLIGHT, INC. 10-Q Financial Statements
MapLight Therapeutics, Inc. D/A
COMMERCE FUNDS 497J
Gaingels Holdings LP D/A
Robinson Value Management, Ltd. 13F-HR
Long Bridge Medical, Inc. D
LANNS CAPITAL MYRLIN APARTMENTS LLC D
Hub Group, Inc. 10-Q Financial Statements
ESI Legacy Holdco, Inc. D
MERINO BRUCE A 4
QVC INC 8-K
BESSETTE ANDY F 144
TRAVELERS COMPANIES, INC. 144 Financial Statements
MAGNOLIA CAPITAL ADVISORS LLC 13F-HR
Soulpower International Corp D
LANDSTAR SYSTEM INC 10-Q Financial Statements
Lehner Edward J. 144/A
Ryerson Holding Corp 144/A Financial Statements
AMERICAN FINANCIAL GROUP INC 10-Q Financial Statements
Sinha Education Excellence Trust 144
Zscaler, Inc. 144 Financial Statements
Velocity Financial, Inc. 8-K Financial Statements
Trustees of Dartmouth College 13F-HR
UBS AG 424B2
Liberty Media Corp 8-K Financial Statements
Investment Managers Series Trust 497K
Amica Retiree Medical Trust 13F-HR
FORUM ENERGY TECHNOLOGIES, INC. 10-Q Financial Statements
McLean Benjamin J. 4/A
UFP INDUSTRIES INC 4/A Financial Statements
Venture Lane Studio Cohort 4 Syndicate, LLC D
TORONTO DOMINION BANK 424B2 Financial Statements
Instylla, Inc. D/A
McLean Benjamin J. 4
Coeptis Therapeutics Holdings, Inc. D
Eskew Richard 4
Accolade, Inc. 4 Financial Statements
BLACKROCK INCOME TRUST, INC. 424B3
YOVOVICH PAUL G 4
ONCOLYTICS BIOTECH INC 6-K Financial Statements
Carroll Capital ESI Investors, LLC D
MERIDIAN INVESTMENT COUNSEL INC. 13F-HR
McHugh Colin 4
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ 10-Q Financial Statements
Northwest Natural Holding Co 10-Q Financial Statements
NORTHWEST NATURAL GAS CO 10-Q
BOEHM WILLIAM T 4
NEOGEN CORP 4 Financial Statements
MongoDB, Inc. 144 Financial Statements
MERRIMAN DWIGHT A 144