| Company Name |
Form Type |
SEC Filings |
|
|
|
|
AMICA MUTUAL INSURANCE CO
|
13F-HR
|
|
|
Sinha Family Incentive Trust
|
144
|
|
|
Quantinno Fundamental Arbitrage Fund LP
|
D/A
|
|
|
CURRIE WILLIAM G
|
4
|
|
|
RBC FUNDS TRUST
|
N-MFP2
|
|
|
REAM JAMES B
|
4
|
|
|
DOWNES SEAN P
|
144
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
144
|
Financial Statements
|
|
d'Amato Michael Paul
|
4
|
|
|
ISUN, INC.
|
4
|
|
|
INF-YGW Partners Fund LP
|
D/A
|
|
|
CVentures, Inc.
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
NewSquare Capital LLC
|
13F-HR
|
|
|
Weeber Robert
|
4
|
|
|
AlTi Global, Inc.
|
4
|
|
|
MADISON FUNDS
|
DEFA14A
|
|
|
Conestoga Capital Advisors, LLC
|
SC 13G
|
|
|
DIGI INTERNATIONAL INC
|
SC 13G
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2361
|
497
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
VOYA CREDIT INCOME FUND
|
N-CSRS
|
|
|
Qurate Retail, Inc.
|
8-K
|
Financial Statements
|
|
SEQL Inc.
|
D
|
|
|
Budden Joan A
|
4
|
|
|
Stack Financial Management, Inc
|
13F-HR
|
|
|
PGIM ETF TRUST
|
497J
|
|
|
Forum Brands Holdings, Inc.
|
D
|
|
|
CAMDEN PROPERTY TRUST
|
8-K
|
|
|
Wotczak Robert
|
3
|
|
|
Freedom Holding Corp.
|
3
|
|
|
Banyan Group RE Fund LLC Series 3
|
D/A
|
|
|
GENTEX CORP
|
10-Q
|
Financial Statements
|
|
BLUE DOLPHIN ENERGY CO
|
8-K
|
|
|
Manulife Private Credit Fund
|
4
|
|
|
Manulife
|
4
|
|
|
KENNAMETAL INC
|
10-Q
|
Financial Statements
|
|
RENTOKIL INITIAL PLC /FI
|
6-K
|
|
|
Elevator Service Holdings, LLC
|
D
|
|
|
Liberty Global plc
|
144
|
Financial Statements
|
|
ROMRELL LARRY E
|
144
|
|
|
BAHL & GAYNOR INC
|
13F-HR
|
|
|
TEEKAY CORP
|
6-K
|
Financial Statements
|
|
AFFLECK-GRAVES JOHN F
|
4
|
|
|
1ST SOURCE CORP
|
4
|
Financial Statements
|
|
Torres Isaac P.
|
4
|
|
|
Schurz Todd F.
|
4
|
|
|
TOBIAS FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
SHREWSBURY RONDA
|
4
|
|
|
Graham Tracy D
|
4
|
|
|
SCHWABERO MARK D
|
4
|
|
|
OZARK TIMOTHY K
|
4
|
|
|
Redactable I, A Series of Republic Deal Room Master Fund, LP
|
D
|
|
|
American Homes 4 Rent, L.P.
|
10-Q
|
|
|
American Homes 4 Rent
|
10-Q
|
Financial Statements
|
|
Liberty Broadband Corp
|
10-Q
|
Financial Statements
|
|
QUINSTREET, INC
|
10-Q
|
Financial Statements
|
|
E.W. SCRIPPS Co
|
10-Q
|
Financial Statements
|
|
Amigos on Broadway Ltd Liability Co
|
D/A
|
|
|
Manufacturers Life Reinsurance Ltd
|
4
|
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
10-Q
|
Financial Statements
|
|
Latin Metals Inc.
|
D/A
|
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
|
Northern Lights Fund Trust
|
497
|
|
|
Cabrera Brian E
|
144
|
|
|
QUANTUM CORP /DE/
|
144
|
|
|
Family CFO Inc
|
13F-HR
|
|
|
YORK WATER CO
|
8-K
|
Financial Statements
|
|
Elastrin Therapeutics, Inc.
|
D
|
|
|
MUTUAL FUND SERIES TRUST
|
497J
|
|
|
BARTELS ROBERT E JR
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
Smith LeAnn B
|
144
|
|
|
MCKESSON CORP
|
144
|
Financial Statements
|
|
Aegis Special Situations QP Fund, LLC - Series Medtech XIII
|
D/A
|
|
|
2023 ETF Series Trust II
|
497K
|
|
|
Shell plc
|
6-K
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
10-Q
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
TERADYNE, INC
|
10-Q
|
Financial Statements
|
|
TOWERVIEW LLC
|
13F-HR
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
10-Q
|
Financial Statements
|
|
MUTUAL FUND SERIES TRUST
|
497
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Salve, Inc.
|
D
|
|
|
REPUBLIC SERVICES, INC.
|
8-K
|
Financial Statements
|
|
Lilu, Inc
|
C
|
|
|
CHECK CAPITAL MANAGEMENT INC/CA
|
13F-HR
|
|
|
Infosys Ltd
|
6-K
|
Financial Statements
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
Otter Tail Corp
|
10-Q
|
Financial Statements
|
|
Lexaria Bioscience Corp.
|
8-K
|
|
|
Saffayeh Real Estate Fund LP
|
D
|
|
|
ThermoGenesis Holdings, Inc.
|
DEFA14A
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Harbor ETF Trust
|
497J
|
|
|
SABINE ROYALTY TRUST
|
8-K
|
|
|
Manulife Private Credit Plus Fund
|
4
|
|
|
Manulife Reinsurance
|
4
|
|
|
Blackstone Fireworks Partners L.P.
|
D
|
|
|
Elastrin Therapeutics, Inc.
|
D/A
|
|
|
RAMBUS INC
|
10-Q
|
Financial Statements
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Carpenter Carol W.
|
4
|
|
|
AB VARIABLE PRODUCTS SERIES FUND, INC.
|
497
|
|
|
AB BOND FUND, INC.
|
497
|
|
|
STURM RUGER & CO INC
|
8-K
|
Financial Statements
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Whitegate Investment Counselors, Inc.
|
13F-HR
|
|
|
LSV ASSET MANAGEMENT
|
13F-HR
|
|
|
Startr 4 ChainLink Luna Fund SPV II, LLC
|
D/A
|
|
|
THERMO FISHER SCIENTIFIC INC.
|
10-Q
|
Financial Statements
|
|
Morgan Stanley Principal Funding, Inc.
|
ABS-15G
|
|
|
Kitsch William J IV
|
4
|
|
|
ENB Financial Corp
|
4
|
|
|
MOWERY THEODORE W
|
4
|
|
|
aShareX Fine Art, LLC
|
1-A
|
|
|
Attuned Corp. - Friends, Family & Founder Vehicle, a Series of Vauban Platform LP
|
D/A
|
|
|
Minerva Friends & Family Roll Up SPV I, a Series of Vauban Platform LP
|
D
|
|
|
NAPCO SECURITY TECHNOLOGIES, INC
|
8-K
|
Financial Statements
|
|
Goodness Growth Holdings, Inc.
|
8-K
|
|
|
AB TRUST
|
497
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
497
|
|
|
AB SUSTAINABLE INTERNATIONAL THEMATIC FUND INC
|
497
|
|
|
AB HIGH INCOME FUND INC
|
497
|
|
|
AB EQUITY INCOME FUND INC
|
497
|
|
|
AB GLOBAL BOND FUND, INC.
|
497
|
|
|
AB FIXED INCOME SHARES INC
|
497
|
|
|
AB PORTFOLIOS
|
497
|
|
|
AB SUSTAINABLE GLOBAL THEMATIC FUND, INC.
|
497
|
|
|
AB CAP FUND, INC.
|
497
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
497
|
|
|
AB RELATIVE VALUE FUND, INC.
|
497
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
497
|
|
|
Instylla, Inc.
|
D
|
|
|
JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK
|
4
|
|
|
Western Asset Mortgage Capital Corp
|
DEFA14A
|
Financial Statements
|
|
Lemonade, Inc.
|
10-Q
|
Financial Statements
|
|
Civitas Tradition Fund III, LP
|
D
|
|
|
QVC INC
|
10-Q
|
|
|
Listed Funds Trust
|
497J
|
|
|
Ziebell William F
|
144
|
|
|
Arthur J. Gallagher & Co.
|
144
|
Financial Statements
|
|
United Capital Management of KS, Inc.
|
13F-HR
|
|
|
Attuned Corp. - Friends, Family & Founder Vehicle, a Series of Vauban Platform LP
|
D
|
|
|
NOESIS CAPITAL MANGEMENT CORP
|
13F-HR/A
|
|
|
Bally's Corp
|
10-Q
|
|
|
Liberty Media Corp
|
10-Q
|
Financial Statements
|
|
Phillips 66
|
10-Q
|
Financial Statements
|
|
POTLATCHDELTIC CORP
|
10-Q
|
Financial Statements
|
|
Wilson Stephen R
|
4
|
|
|
BNY MELLON FUNDS TRUST
|
N-CEN
|
|
|
Invesco Senior Loan Fund
|
N-CSRS
|
|
|
BEL FUSE INC /NJ
|
10-Q
|
Financial Statements
|
|
Bredow Eugene James
|
4
|
|
|
NVR INC
|
4
|
Financial Statements
|
|
JLL Income Property Trust, Inc.
|
8-K
|
|
|
WURM GERALD B
|
4
|
|
|
CIVISTA BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Qurate Retail, Inc.
|
10-Q
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Heartland Partners Home & Auto LLC
|
D
|
|
|
Invesco Senior Income Trust
|
N-CSRS
|
|
|
TEEKAY TANKERS LTD.
|
6-K
|
Financial Statements
|
|
NuStar Energy L.P.
|
10-Q
|
Financial Statements
|
|
SUPERIOR ENERGY SERVICES INC
|
10-Q
|
|
|
Aegis Special Situations Fund, LLC - Series Medtech XIII
|
D/A
|
|
|
Invesco High Income Trust II
|
N-CSRS
|
|
|
ExchangeRight Income Fund
|
8-K
|
|
|
TMAM/Pathway Global Opportunities EUR Fund VIII, LP
|
D/A
|
|
|
JOHN HANCOCK LIFE INSURANCE CO USA
|
4
|
|
|
Holdenville Storage Investors LP
|
D
|
|
|
North Capital Funds Trust
|
N-MFP2
|
|
|
Bausch Shelley J
|
4
|
|
|
Xiao Deming
|
144
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
144
|
Financial Statements
|
|
C. H. ROBINSON WORLDWIDE, INC.
|
10-Q
|
Financial Statements
|
|
Invesco Dynamic Credit Opportunity Fund
|
N-CSRS
|
|
|
ACURA PHARMACEUTICALS, INC
|
NT 10-Q
|
|
|
Schweihs Carl
|
4
|
|
|
TrueBlue, Inc.
|
4
|
Financial Statements
|
|
Tupelo Storage Investors LP
|
D
|
|
|
NOESIS CAPITAL MANGEMENT CORP
|
13F-HR
|
|
|
Hall Mary Dean
|
4
|
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Baldwyn Investors LP
|
D
|
|
|
Brown Brian Michael
|
144
|
|
|
AvePoint, Inc.
|
144
|
|
|
Fat Brands, Inc
|
DEF 14A
|
Financial Statements
|
|
Golden Star Acquisition Corp
|
10-Q
|
|
|
Invesco Bond Fund
|
N-CSRS
|
|
|
Alabama Storage Investors LP
|
D
|
|
|
Brown Brian Michael
|
4
|
|
|
AvePoint, Inc.
|
4
|
|
|
Klein Nicholas D
|
4
|
|
|
AMERICAN AXLE & MANUFACTURING HOLDINGS INC
|
10-Q
|
Financial Statements
|
|
EcoR1 Capital Fund Qualified, L.P.
|
D/A
|
|
|
Tseng Saria
|
144
|
|
|
Biebuyck Olivier
|
144
|
|
|
ESAB Corp
|
144
|
|
|
Invesco Management Trust
|
N-CSR
|
|
|
Rendyr, Inc.
|
D
|
|
|
EcoR1 Capital Fund, L.P.
|
D/A
|
|
|
SYON CAPITAL LLC
|
13F-HR
|
|
|
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
|
N-CEN
|
|
|
John Hancock Life & Health Insurance Co
|
4
|
|
|
POWELL INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
SHORT-TERM INVESTMENTS TRUST
|
N-CSR
|
|
|
Drivers Cooperative, Inc.
|
C
|
|
|
YORK WATER CO
|
10-Q
|
Financial Statements
|
|
Milliman Variable Insurance Trust
|
497
|
|
|
AIM TREASURER'S SERIES TRUST
|
N-CSR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
Invesco Unit Trusts Series 2309
|
497
|
|
|
NATURAL RESOURCE PARTNERS LP
|
10-Q
|
Financial Statements
|
|
Stanley Adam L.
|
4
|
|
|
AIM COUNSELOR SERIES TRUST
|
N-CSR
|
|
|
Prospect Advisors, L.P.
|
D/A
|
|
|
Koppers Holdings Inc.
|
10-Q
|
Financial Statements
|
|
Sciammas Maurice
|
144
|
|
|
Main Street Research LLC
|
13F-HR
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
iSHARES TRUST
|
25-NSE
|
|
|
AIM TAX-EXEMPT FUNDS
|
N-CSRS
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
DEFR14A
|
|
|
SEA LTD
|
D
|
|
|
Innovator ETFs Trust
|
NPORT-P/A
|
|
|
Centurium Capital Partners II, L.P.
|
D/A
|
|
|
Ohana Group NW, LLC
|
D
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
N-CSRS
|
|
|
Tax-Free Fixed Income Fund V for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3
|
N-8F
|
|
|
Troy Asset Management Ltd
|
13F-HR
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
|
N-8F
|
|
|
GRAFTECH INTERNATIONAL LTD
|
10-Q
|
Financial Statements
|
|
GOLDEN ENTERTAINMENT, INC.
|
10-Q
|
Financial Statements
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
N-8F
|
|
|
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
|
N-8F
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
N-CSR
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
Nuveen Corporate Income November 2021 Target Term Fund
|
N-8F
|
|
|
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
|
N-8F
|
|
|
Harbor ETF Trust
|
497K
|
|
|
MP Materials Corp. / DE
|
10-Q
|
|
|
Chefs' Warehouse, Inc.
|
10-Q
|
Financial Statements
|
|
Arvia Anne L
|
4
|
|
|
BIOCRYST PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
Hainan Sirius Acquisition Corp.
|
S-1/A
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
N-CSRS
|
Financial Statements
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
N-CEN
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
N-CSRS
|
|
|
Sequoia Mortgage Trust 2013-7
|
10-D
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
Financial Statements
|
|
FT 11058
|
487
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
|
|
Invesco Exchange-Traded Fund Trust II
|
N-CSR
|
|
|
FT 11099
|
487
|
|
|
Carroll Capital ESI Investment, LLC
|
D
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
HAMILTON DANA
|
4
|
|
|
Jackson Creek Investment Advisors LLC
|
13F-HR
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
|
|
Civitas Cathedral Lakes Lender, LP
|
D
|
|
|
LONGLEAF PARTNERS FUNDS TRUST
|
497K
|
|
|
Willow Crest Inflation Fund, LP
|
D/A
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
|
|
Belt Power Co-Investor Holdings, LLC
|
D
|
|
|
TELEFLEX INC
|
S-8
|
Financial Statements
|
|
FT 11057
|
487
|
|
|
Opendoor Technologies Inc.
|
3
|
|
|
HAMILTON DANA
|
3
|
|
|
Hsing Michael
|
144
|
|
|
Sequoia Mortgage Trust 2013-6
|
10-D
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
N-CSRS
|
Financial Statements
|
|
Stauffer Jeffrey
|
4
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
N-CSRS
|
|
|
Sequoia Mortgage Trust 2013-4
|
10-D
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-CSRS
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Capula Investment Management LLP
|
13F-NT
|
|
|
Corebridge Financial, Inc.
|
10-Q
|
Financial Statements
|
|
Nuveen California Quality Municipal Income Fund
|
N-CSRS
|
|
|
Capula Investment US LP
|
13F-NT
|
|
|
FNB CORP/PA/
|
10-Q
|
Financial Statements
|
|
GEORGIA POWER CO
|
FWP
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
N-CSRS
|
|
|
Capula Management Ltd
|
13F-HR
|
|
|
BNY Mellon Advantage Funds, Inc.
|
N-CEN
|
|
|
GoodHaven Funds Trust
|
497K
|
|
|
CROSSFIRST BANKSHARES, INC.
|
10-Q
|
Financial Statements
|
|
NUVEEN INVESTMENT TRUST II
|
N-CSR
|
|
|
Nuveen Investment Trust V
|
N-CSR
|
|
|
HILTON CHRISTOPHER J
|
4
|
|
